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ROCKEFELLER NON-PROFITS 401(K) PLAN 401k Plan overview

Plan NameROCKEFELLER NON-PROFITS 401(K) PLAN
Plan identification number 002

ROCKEFELLER NON-PROFITS 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROCKEFELLER BROTHERS FUND, INC has sponsored the creation of one or more 401k plans.

Company Name:ROCKEFELLER BROTHERS FUND, INC
Employer identification number (EIN):131760106
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Additional information about ROCKEFELLER BROTHERS FUND, INC

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1940-12-27
Company Identification Number: 41774
Legal Registered Office Address: 437 MADISON AVENUE
New York
NEW YORK
United States of America (USA)
10022

More information about ROCKEFELLER BROTHERS FUND, INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCKEFELLER NON-PROFITS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022018-01-01
0022018-01-01
0022017-01-01GERALDINE WATSON GERALDINE WATSON2018-08-15
0022016-01-01GERALDINE WATSON GERALDINE WATSON2017-07-31
0022015-01-01GERALDINE F. WATSON GERALDINE F. WATSON2016-10-06
0022014-01-01GERLADINE F. WATSON GERLADINE F. WATSON2015-07-31
0022013-01-01GERALDINE WATSON GERALDINE WATSON2014-07-31
0022012-01-01GERALDINE WATSON GERALDINE WATSON2013-07-30
0022011-01-01GERALDINE F. WATSON
0022009-01-01GERALDINE F WATSON GERALDINE F WATSON2010-10-13

Plan Statistics for ROCKEFELLER NON-PROFITS 401(K) PLAN

401k plan membership statisitcs for ROCKEFELLER NON-PROFITS 401(K) PLAN

Measure Date Value
2022: ROCKEFELLER NON-PROFITS 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01146
Total number of active participants reported on line 7a of the Form 55002022-01-0188
Number of retired or separated participants receiving benefits2022-01-016
Number of other retired or separated participants entitled to future benefits2022-01-0152
Total of all active and inactive participants2022-01-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01147
Number of participants with account balances2022-01-01138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-015
2021: ROCKEFELLER NON-PROFITS 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01142
Total number of active participants reported on line 7a of the Form 55002021-01-0190
Number of retired or separated participants receiving benefits2021-01-017
Number of other retired or separated participants entitled to future benefits2021-01-0148
Total of all active and inactive participants2021-01-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01146
Number of participants with account balances2021-01-01138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-015
2020: ROCKEFELLER NON-PROFITS 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01140
Total number of active participants reported on line 7a of the Form 55002020-01-0193
Number of retired or separated participants receiving benefits2020-01-017
Number of other retired or separated participants entitled to future benefits2020-01-0140
Total of all active and inactive participants2020-01-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01142
Number of participants with account balances2020-01-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: ROCKEFELLER NON-PROFITS 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01142
Total number of active participants reported on line 7a of the Form 55002019-01-0191
Number of retired or separated participants receiving benefits2019-01-017
Number of other retired or separated participants entitled to future benefits2019-01-0140
Total of all active and inactive participants2019-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01140
Number of participants with account balances2019-01-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011
2018: ROCKEFELLER NON-PROFITS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01133
Total number of active participants reported on line 7a of the Form 55002018-01-0180
Number of retired or separated participants receiving benefits2018-01-016
Number of other retired or separated participants entitled to future benefits2018-01-0154
Total of all active and inactive participants2018-01-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01142
Number of participants with account balances2018-01-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ROCKEFELLER NON-PROFITS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01124
Total number of active participants reported on line 7a of the Form 55002017-01-0184
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0146
Total of all active and inactive participants2017-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-01133
Number of participants with account balances2017-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ROCKEFELLER NON-PROFITS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01127
Total number of active participants reported on line 7a of the Form 55002016-01-0178
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0142
Total of all active and inactive participants2016-01-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01120
Number of participants with account balances2016-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: ROCKEFELLER NON-PROFITS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01130
Total number of active participants reported on line 7a of the Form 55002015-01-0180
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0145
Total of all active and inactive participants2015-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01125
Number of participants with account balances2015-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: ROCKEFELLER NON-PROFITS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01126
Total number of active participants reported on line 7a of the Form 55002014-01-0192
Number of other retired or separated participants entitled to future benefits2014-01-0138
Total of all active and inactive participants2014-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01130
Number of participants with account balances2014-01-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: ROCKEFELLER NON-PROFITS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01173
Total number of active participants reported on line 7a of the Form 55002013-01-0192
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0133
Total of all active and inactive participants2013-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01125
Number of participants with account balances2013-01-01117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ROCKEFELLER NON-PROFITS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01179
Total number of active participants reported on line 7a of the Form 55002012-01-01128
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0144
Total of all active and inactive participants2012-01-01172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01172
Number of participants with account balances2012-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: ROCKEFELLER NON-PROFITS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01189
Total number of active participants reported on line 7a of the Form 55002011-01-01125
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0154
Total of all active and inactive participants2011-01-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01179
Number of participants with account balances2011-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2009: ROCKEFELLER NON-PROFITS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01154
Total number of active participants reported on line 7a of the Form 55002009-01-0198
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0168
Total of all active and inactive participants2009-01-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01166
Number of participants with account balances2009-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0110

Financial Data on ROCKEFELLER NON-PROFITS 401(K) PLAN

Measure Date Value
2022 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-6,996,245
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,101,459
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,062,685
Value of total corrective distributions2022-12-31$6,228
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,364,488
Value of total assets at end of year2022-12-31$50,667,360
Value of total assets at beginning of year2022-12-31$60,765,064
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$32,546
Total interest from all sources2022-12-31$7,972
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,921,181
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,921,181
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$891,353
Participant contributions at end of year2022-12-31$184,893
Participant contributions at beginning of year2022-12-31$180,596
Participant contributions at end of year2022-12-31$23,243
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$31,656
Other income not declared elsewhere2022-12-31$286
Administrative expenses (other) incurred2022-12-31$32,546
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-10,097,704
Value of net assets at end of year (total assets less liabilities)2022-12-31$50,667,360
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$60,765,064
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$50,410,450
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$60,584,468
Interest on participant loans2022-12-31$7,972
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-11,290,172
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,441,479
Employer contributions (assets) at end of year2022-12-31$48,774
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,062,685
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31GRANT THORNTON LLP
Accountancy firm EIN2022-12-31366055558
2021 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$9,849,417
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,917,197
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,872,635
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,541,681
Value of total assets at end of year2021-12-31$60,765,064
Value of total assets at beginning of year2021-12-31$52,832,844
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$44,562
Total interest from all sources2021-12-31$10,361
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,812,804
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,812,804
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$869,459
Participant contributions at end of year2021-12-31$180,596
Participant contributions at beginning of year2021-12-31$184,850
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$135,329
Other income not declared elsewhere2021-12-31$229
Administrative expenses (other) incurred2021-12-31$44,562
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$7,932,220
Value of net assets at end of year (total assets less liabilities)2021-12-31$60,765,064
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$52,832,844
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$60,584,468
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$52,647,994
Interest on participant loans2021-12-31$10,361
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$5,484,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,536,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,872,635
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GRANT THORNTON LLP
Accountancy firm EIN2021-12-31366055558
2020 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$9,045,396
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,580,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,537,065
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,806,252
Value of total assets at end of year2020-12-31$52,832,844
Value of total assets at beginning of year2020-12-31$45,368,339
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$43,826
Total interest from all sources2020-12-31$12,203
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,211,184
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,211,184
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$846,016
Participant contributions at end of year2020-12-31$184,850
Participant contributions at beginning of year2020-12-31$260,791
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$337,096
Other income not declared elsewhere2020-12-31$98
Administrative expenses (other) incurred2020-12-31$43,826
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$7,464,505
Value of net assets at end of year (total assets less liabilities)2020-12-31$52,832,844
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$45,368,339
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$52,647,994
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$45,107,548
Interest on participant loans2020-12-31$12,203
Value of interest in common/collective trusts at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,015,659
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,623,140
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,537,065
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GRANT THORNTON LLP
Accountancy firm EIN2020-12-31366055558
2019 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$775
Total transfer of assets to this plan2019-12-31$775
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$9,941,899
Total income from all sources (including contributions)2019-12-31$9,941,899
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,976,461
Total of all expenses incurred2019-12-31$1,976,461
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,933,472
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,933,472
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,257,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,257,973
Value of total assets at end of year2019-12-31$45,368,339
Value of total assets at end of year2019-12-31$45,368,339
Value of total assets at beginning of year2019-12-31$37,402,126
Value of total assets at beginning of year2019-12-31$37,402,126
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$42,989
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$42,989
Total interest from all sources2019-12-31$17,499
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,586,413
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,586,413
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$733,825
Contributions received from participants2019-12-31$733,825
Participant contributions at end of year2019-12-31$260,791
Participant contributions at end of year2019-12-31$260,791
Participant contributions at beginning of year2019-12-31$318,188
Participant contributions at beginning of year2019-12-31$318,188
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$43,103
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$43,103
Other income not declared elsewhere2019-12-31$1,518
Other income not declared elsewhere2019-12-31$1,518
Administrative expenses (other) incurred2019-12-31$42,989
Administrative expenses (other) incurred2019-12-31$42,989
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,965,438
Value of net income/loss2019-12-31$7,965,438
Value of net assets at end of year (total assets less liabilities)2019-12-31$45,368,339
Value of net assets at end of year (total assets less liabilities)2019-12-31$45,368,339
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$37,402,126
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$37,402,126
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$45,107,548
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$45,107,548
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$33,055,034
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$33,055,034
Interest on participant loans2019-12-31$17,499
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$4,028,904
Value of interest in common/collective trusts at beginning of year2019-12-31$4,028,904
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,048,442
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,048,442
Net investment gain or loss from common/collective trusts2019-12-31$30,054
Net investment gain or loss from common/collective trusts2019-12-31$30,054
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,481,045
Contributions received in cash from employer2019-12-31$1,481,045
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,933,472
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,933,472
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GRANT THORNTON LLP
Accountancy firm name2019-12-31GRANT THORNTON LLP
Accountancy firm EIN2019-12-31366055558
Accountancy firm EIN2019-12-31366055558
2018 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-129,419
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$540,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$472,547
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,160,435
Value of total assets at end of year2018-12-31$37,402,126
Value of total assets at beginning of year2018-12-31$38,071,988
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$67,896
Total interest from all sources2018-12-31$13,931
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,557,975
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,557,975
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$696,801
Participant contributions at end of year2018-12-31$318,188
Participant contributions at beginning of year2018-12-31$253,276
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$116,383
Other income not declared elsewhere2018-12-31$323
Administrative expenses (other) incurred2018-12-31$67,896
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-669,862
Value of net assets at end of year (total assets less liabilities)2018-12-31$37,402,126
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$38,071,988
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$33,055,034
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$33,285,783
Interest on participant loans2018-12-31$13,931
Value of interest in common/collective trusts at end of year2018-12-31$4,028,904
Value of interest in common/collective trusts at beginning of year2018-12-31$4,532,929
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,883,445
Net investment gain or loss from common/collective trusts2018-12-31$21,362
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,347,251
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$472,547
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GRANT THORNTON LLP
Accountancy firm EIN2018-12-31366055558
2017 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$7,458,742
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,248,082
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,199,845
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,122,209
Value of total assets at end of year2017-12-31$38,071,988
Value of total assets at beginning of year2017-12-31$31,861,328
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$48,237
Total interest from all sources2017-12-31$9,799
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$492,144
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$492,144
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$743,517
Participant contributions at end of year2017-12-31$253,276
Participant contributions at beginning of year2017-12-31$176,843
Administrative expenses (other) incurred2017-12-31$48,237
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$6,210,660
Value of net assets at end of year (total assets less liabilities)2017-12-31$38,071,988
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$31,861,328
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$33,285,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$27,120,319
Interest on participant loans2017-12-31$9,799
Value of interest in common/collective trusts at end of year2017-12-31$4,532,929
Value of interest in common/collective trusts at beginning of year2017-12-31$4,564,166
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,751,231
Net investment gain or loss from common/collective trusts2017-12-31$83,359
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,378,692
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,199,845
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GRANT THORNTON LLP
Accountancy firm EIN2017-12-31366055558
2016 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,689,867
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$512,650
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$491,638
Expenses. Certain deemed distributions of participant loans2016-12-31$-31,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,067,091
Value of total assets at end of year2016-12-31$31,861,328
Value of total assets at beginning of year2016-12-31$27,684,111
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$52,512
Total interest from all sources2016-12-31$8,841
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$423,652
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$423,652
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$773,109
Participant contributions at end of year2016-12-31$176,843
Participant contributions at beginning of year2016-12-31$229,560
Other income not declared elsewhere2016-12-31$3
Administrative expenses (other) incurred2016-12-31$52,512
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,177,217
Value of net assets at end of year (total assets less liabilities)2016-12-31$31,861,328
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$27,684,111
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$27,120,319
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$23,146,800
Interest on participant loans2016-12-31$8,841
Value of interest in common/collective trusts at end of year2016-12-31$4,564,166
Value of interest in common/collective trusts at beginning of year2016-12-31$4,307,751
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,116,440
Net investment gain or loss from common/collective trusts2016-12-31$73,840
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,293,982
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$491,638
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GRANT THORNTON LLP
Accountancy firm EIN2016-12-31366055558
2015 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,839,876
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,632,889
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,570,880
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,342,641
Value of total assets at end of year2015-12-31$27,684,111
Value of total assets at beginning of year2015-12-31$27,477,124
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$62,009
Total interest from all sources2015-12-31$8,484
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$373,304
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$373,304
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$745,776
Participant contributions at end of year2015-12-31$229,560
Participant contributions at beginning of year2015-12-31$150,433
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$246,585
Other income not declared elsewhere2015-12-31$157
Administrative expenses (other) incurred2015-12-31$62,009
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$206,987
Value of net assets at end of year (total assets less liabilities)2015-12-31$27,684,111
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$27,477,124
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$23,146,800
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$23,183,560
Interest on participant loans2015-12-31$8,484
Value of interest in common/collective trusts at end of year2015-12-31$4,307,751
Value of interest in common/collective trusts at beginning of year2015-12-31$4,143,131
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-951,155
Net investment gain or loss from common/collective trusts2015-12-31$66,445
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,350,280
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,570,880
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GRANT THORNTON LLP
Accountancy firm EIN2015-12-31366055558
2014 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,400,260
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,650,083
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,582,019
Value of total corrective distributions2014-12-31$8,389
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,043,308
Value of total assets at end of year2014-12-31$27,477,124
Value of total assets at beginning of year2014-12-31$27,726,947
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$59,675
Total interest from all sources2014-12-31$6,281
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,081,314
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,081,314
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$679,502
Participant contributions at end of year2014-12-31$150,433
Participant contributions at beginning of year2014-12-31$148,159
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$128,289
Other income not declared elsewhere2014-12-31$4,439
Administrative expenses (other) incurred2014-12-31$59,675
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-249,823
Value of net assets at end of year (total assets less liabilities)2014-12-31$27,477,124
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$27,726,947
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$23,183,560
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$21,089,834
Interest on participant loans2014-12-31$6,281
Value of interest in common/collective trusts at end of year2014-12-31$4,143,131
Value of interest in common/collective trusts at beginning of year2014-12-31$6,488,954
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$194,702
Net investment gain or loss from common/collective trusts2014-12-31$70,216
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,235,517
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,582,019
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GRANT THORNTON
Accountancy firm EIN2014-12-31366055558
2013 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$6,134,152
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,753,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,688,432
Expenses. Certain deemed distributions of participant loans2013-12-31$3,272
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,950,192
Value of total assets at end of year2013-12-31$27,726,947
Value of total assets at beginning of year2013-12-31$23,346,624
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$62,125
Total interest from all sources2013-12-31$7,966
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$751,692
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$751,692
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$658,146
Participant contributions at end of year2013-12-31$148,159
Participant contributions at beginning of year2013-12-31$199,716
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$83,582
Other income not declared elsewhere2013-12-31$9,118
Administrative expenses (other) incurred2013-12-31$62,125
Total non interest bearing cash at beginning of year2013-12-31$64
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,380,323
Value of net assets at end of year (total assets less liabilities)2013-12-31$27,726,947
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$23,346,624
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$21,089,834
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$16,359,155
Interest on participant loans2013-12-31$7,966
Value of interest in common/collective trusts at end of year2013-12-31$6,488,954
Value of interest in common/collective trusts at beginning of year2013-12-31$6,787,689
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,306,749
Net investment gain or loss from common/collective trusts2013-12-31$108,435
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,208,464
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,688,432
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GRANT THORNTON LLP
Accountancy firm EIN2013-12-31366055558
2012 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,981,267
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$705,384
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$621,729
Expenses. Certain deemed distributions of participant loans2012-12-31$31,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,850,358
Value of total assets at end of year2012-12-31$23,346,624
Value of total assets at beginning of year2012-12-31$20,070,741
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$52,155
Total interest from all sources2012-12-31$7,781
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$357,425
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$357,425
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$580,099
Participant contributions at end of year2012-12-31$199,716
Participant contributions at beginning of year2012-12-31$151,215
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$85,152
Other income not declared elsewhere2012-12-31$1,611
Administrative expenses (other) incurred2012-12-31$52,155
Total non interest bearing cash at end of year2012-12-31$64
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,275,883
Value of net assets at end of year (total assets less liabilities)2012-12-31$23,346,624
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$20,070,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$16,359,155
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$11,505,931
Interest on participant loans2012-12-31$7,781
Value of interest in common/collective trusts at end of year2012-12-31$6,787,689
Value of interest in common/collective trusts at beginning of year2012-12-31$8,413,595
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,424,574
Net investment gain or loss from common/collective trusts2012-12-31$339,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,185,107
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$621,729
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GRANT THORNTON LLP
Accountancy firm EIN2012-12-31366055558
2011 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$1,144,896
Total transfer of assets from this plan2011-12-31$4,468,376
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,216,029
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$411,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$356,574
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,308,533
Value of total assets at end of year2011-12-31$20,070,741
Value of total assets at beginning of year2011-12-31$21,589,611
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$54,845
Total interest from all sources2011-12-31$8,010
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$148,112
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$148,112
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$584,546
Participant contributions at end of year2011-12-31$151,215
Participant contributions at beginning of year2011-12-31$275,840
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$496,550
Other income not declared elsewhere2011-12-31$27,672
Administrative expenses (other) incurred2011-12-31$54,845
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,804,610
Value of net assets at end of year (total assets less liabilities)2011-12-31$20,070,741
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$21,589,611
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$11,505,931
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$13,915,605
Interest on participant loans2011-12-31$8,010
Value of interest in common/collective trusts at end of year2011-12-31$8,413,595
Value of interest in common/collective trusts at beginning of year2011-12-31$7,398,166
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-464,968
Net investment gain or loss from common/collective trusts2011-12-31$188,670
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,227,437
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$356,574
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GRANT THORNTON
Accountancy firm EIN2011-12-31366055558
2010 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,148,415
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,061,494
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,007,542
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,054,471
Value of total assets at end of year2010-12-31$21,589,611
Value of total assets at beginning of year2010-12-31$18,502,690
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$53,952
Total interest from all sources2010-12-31$10,732
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$132,795
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$132,795
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$683,609
Participant contributions at end of year2010-12-31$275,840
Participant contributions at beginning of year2010-12-31$197,337
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$33,578
Other income not declared elsewhere2010-12-31$15,573
Administrative expenses (other) incurred2010-12-31$53,952
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,086,921
Value of net assets at end of year (total assets less liabilities)2010-12-31$21,589,611
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$18,502,690
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$13,915,605
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$11,049,331
Interest on participant loans2010-12-31$10,732
Value of interest in common/collective trusts at end of year2010-12-31$7,398,166
Value of interest in common/collective trusts at beginning of year2010-12-31$7,256,022
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,548,825
Net investment gain or loss from common/collective trusts2010-12-31$386,019
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,337,284
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,007,542
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GRANT THORNTON
Accountancy firm EIN2010-12-31366055558
2009 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ROCKEFELLER NON-PROFITS 401(K) PLAN

2022: ROCKEFELLER NON-PROFITS 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ROCKEFELLER NON-PROFITS 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ROCKEFELLER NON-PROFITS 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ROCKEFELLER NON-PROFITS 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ROCKEFELLER NON-PROFITS 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ROCKEFELLER NON-PROFITS 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ROCKEFELLER NON-PROFITS 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ROCKEFELLER NON-PROFITS 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ROCKEFELLER NON-PROFITS 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ROCKEFELLER NON-PROFITS 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ROCKEFELLER NON-PROFITS 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ROCKEFELLER NON-PROFITS 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ROCKEFELLER NON-PROFITS 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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