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Plan Name | ROCKEFELLER NON-PROFITS 401(K) PLAN |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | ROCKEFELLER BROTHERS FUND, INC |
Employer identification number (EIN): | 131760106 |
NAIC Classification: | 813000 |
NAIC Description: | Religious, Grantmaking, Civic, Professional, and Similar Organizations |
Additional information about ROCKEFELLER BROTHERS FUND, INC
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 1940-12-27 |
Company Identification Number: | 41774 |
Legal Registered Office Address: |
437 MADISON AVENUE New York NEW YORK United States of America (USA) 10022 |
More information about ROCKEFELLER BROTHERS FUND, INC
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2022-01-01 | ||||
002 | 2021-01-01 | ||||
002 | 2020-01-01 | ||||
002 | 2019-01-01 | ||||
002 | 2018-01-01 | ||||
002 | 2018-01-01 | ||||
002 | 2018-01-01 | ||||
002 | 2017-01-01 | GERALDINE WATSON | GERALDINE WATSON | 2018-08-15 | |
002 | 2016-01-01 | GERALDINE WATSON | GERALDINE WATSON | 2017-07-31 | |
002 | 2015-01-01 | GERALDINE F. WATSON | GERALDINE F. WATSON | 2016-10-06 | |
002 | 2014-01-01 | GERLADINE F. WATSON | GERLADINE F. WATSON | 2015-07-31 | |
002 | 2013-01-01 | GERALDINE WATSON | GERALDINE WATSON | 2014-07-31 | |
002 | 2012-01-01 | GERALDINE WATSON | GERALDINE WATSON | 2013-07-30 | |
002 | 2011-01-01 | GERALDINE F. WATSON | |||
002 | 2009-01-01 | GERALDINE F WATSON | GERALDINE F WATSON | 2010-10-13 |
Measure | Date | Value |
---|---|---|
2022: ROCKEFELLER NON-PROFITS 401(K) PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 146 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 88 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 6 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 52 |
Total of all active and inactive participants | 2022-01-01 | 146 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 1 |
Total participants | 2022-01-01 | 147 |
Number of participants with account balances | 2022-01-01 | 138 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 5 |
2021: ROCKEFELLER NON-PROFITS 401(K) PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 142 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 90 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 7 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 48 |
Total of all active and inactive participants | 2021-01-01 | 145 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 1 |
Total participants | 2021-01-01 | 146 |
Number of participants with account balances | 2021-01-01 | 138 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 5 |
2020: ROCKEFELLER NON-PROFITS 401(K) PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 140 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 93 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 7 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 40 |
Total of all active and inactive participants | 2020-01-01 | 140 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 2 |
Total participants | 2020-01-01 | 142 |
Number of participants with account balances | 2020-01-01 | 134 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 3 |
2019: ROCKEFELLER NON-PROFITS 401(K) PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 142 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 91 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 7 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 40 |
Total of all active and inactive participants | 2019-01-01 | 138 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 2 |
Total participants | 2019-01-01 | 140 |
Number of participants with account balances | 2019-01-01 | 132 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 1 |
2018: ROCKEFELLER NON-PROFITS 401(K) PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 133 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 80 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 6 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 54 |
Total of all active and inactive participants | 2018-01-01 | 140 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 2 |
Total participants | 2018-01-01 | 142 |
Number of participants with account balances | 2018-01-01 | 134 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
2017: ROCKEFELLER NON-PROFITS 401(K) PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 124 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 84 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 46 |
Total of all active and inactive participants | 2017-01-01 | 130 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 3 |
Total participants | 2017-01-01 | 133 |
Number of participants with account balances | 2017-01-01 | 129 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
2016: ROCKEFELLER NON-PROFITS 401(K) PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 127 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 78 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 42 |
Total of all active and inactive participants | 2016-01-01 | 120 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 120 |
Number of participants with account balances | 2016-01-01 | 119 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 1 |
2015: ROCKEFELLER NON-PROFITS 401(K) PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 130 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 80 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 45 |
Total of all active and inactive participants | 2015-01-01 | 125 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 125 |
Number of participants with account balances | 2015-01-01 | 124 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 1 |
2014: ROCKEFELLER NON-PROFITS 401(K) PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 126 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 92 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 38 |
Total of all active and inactive participants | 2014-01-01 | 130 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 130 |
Number of participants with account balances | 2014-01-01 | 123 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 2 |
2013: ROCKEFELLER NON-PROFITS 401(K) PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 173 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 92 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 33 |
Total of all active and inactive participants | 2013-01-01 | 125 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 125 |
Number of participants with account balances | 2013-01-01 | 117 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
2012: ROCKEFELLER NON-PROFITS 401(K) PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 179 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 128 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 44 |
Total of all active and inactive participants | 2012-01-01 | 172 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 172 |
Number of participants with account balances | 2012-01-01 | 124 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 1 |
2011: ROCKEFELLER NON-PROFITS 401(K) PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 189 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 125 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 54 |
Total of all active and inactive participants | 2011-01-01 | 179 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 179 |
Number of participants with account balances | 2011-01-01 | 131 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 3 |
2009: ROCKEFELLER NON-PROFITS 401(K) PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 154 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 98 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 68 |
Total of all active and inactive participants | 2009-01-01 | 166 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 166 |
Number of participants with account balances | 2009-01-01 | 166 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 10 |
Measure | Date | Value |
---|---|---|
2022 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-6,996,245 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $3,101,459 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $3,062,685 |
Value of total corrective distributions | 2022-12-31 | $6,228 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $2,364,488 |
Value of total assets at end of year | 2022-12-31 | $50,667,360 |
Value of total assets at beginning of year | 2022-12-31 | $60,765,064 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $32,546 |
Total interest from all sources | 2022-12-31 | $7,972 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,921,181 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,921,181 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $891,353 |
Participant contributions at end of year | 2022-12-31 | $184,893 |
Participant contributions at beginning of year | 2022-12-31 | $180,596 |
Participant contributions at end of year | 2022-12-31 | $23,243 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $31,656 |
Other income not declared elsewhere | 2022-12-31 | $286 |
Administrative expenses (other) incurred | 2022-12-31 | $32,546 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-10,097,704 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $50,667,360 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $60,765,064 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $50,410,450 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $60,584,468 |
Interest on participant loans | 2022-12-31 | $7,972 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-11,290,172 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $1,441,479 |
Employer contributions (assets) at end of year | 2022-12-31 | $48,774 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $3,062,685 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2022-12-31 | 366055558 |
2021 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $9,849,417 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $1,917,197 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,872,635 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $2,541,681 |
Value of total assets at end of year | 2021-12-31 | $60,765,064 |
Value of total assets at beginning of year | 2021-12-31 | $52,832,844 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $44,562 |
Total interest from all sources | 2021-12-31 | $10,361 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,812,804 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,812,804 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $869,459 |
Participant contributions at end of year | 2021-12-31 | $180,596 |
Participant contributions at beginning of year | 2021-12-31 | $184,850 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $135,329 |
Other income not declared elsewhere | 2021-12-31 | $229 |
Administrative expenses (other) incurred | 2021-12-31 | $44,562 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $7,932,220 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $60,765,064 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $52,832,844 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $60,584,468 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $52,647,994 |
Interest on participant loans | 2021-12-31 | $10,361 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $5,484,342 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $1,536,893 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,872,635 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2021-12-31 | 366055558 |
2020 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $9,045,396 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $1,580,891 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,537,065 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $2,806,252 |
Value of total assets at end of year | 2020-12-31 | $52,832,844 |
Value of total assets at beginning of year | 2020-12-31 | $45,368,339 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $43,826 |
Total interest from all sources | 2020-12-31 | $12,203 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,211,184 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,211,184 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $846,016 |
Participant contributions at end of year | 2020-12-31 | $184,850 |
Participant contributions at beginning of year | 2020-12-31 | $260,791 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $337,096 |
Other income not declared elsewhere | 2020-12-31 | $98 |
Administrative expenses (other) incurred | 2020-12-31 | $43,826 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $7,464,505 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $52,832,844 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $45,368,339 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $52,647,994 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $45,107,548 |
Interest on participant loans | 2020-12-31 | $12,203 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $5,015,659 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $1,623,140 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,537,065 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2020-12-31 | 366055558 |
2019 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets to this plan | 2019-12-31 | $775 |
Total transfer of assets to this plan | 2019-12-31 | $775 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $9,941,899 |
Total income from all sources (including contributions) | 2019-12-31 | $9,941,899 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $1,976,461 |
Total of all expenses incurred | 2019-12-31 | $1,976,461 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,933,472 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,933,472 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,257,973 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,257,973 |
Value of total assets at end of year | 2019-12-31 | $45,368,339 |
Value of total assets at end of year | 2019-12-31 | $45,368,339 |
Value of total assets at beginning of year | 2019-12-31 | $37,402,126 |
Value of total assets at beginning of year | 2019-12-31 | $37,402,126 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $42,989 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $42,989 |
Total interest from all sources | 2019-12-31 | $17,499 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,586,413 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,586,413 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $733,825 |
Contributions received from participants | 2019-12-31 | $733,825 |
Participant contributions at end of year | 2019-12-31 | $260,791 |
Participant contributions at end of year | 2019-12-31 | $260,791 |
Participant contributions at beginning of year | 2019-12-31 | $318,188 |
Participant contributions at beginning of year | 2019-12-31 | $318,188 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $43,103 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $43,103 |
Other income not declared elsewhere | 2019-12-31 | $1,518 |
Other income not declared elsewhere | 2019-12-31 | $1,518 |
Administrative expenses (other) incurred | 2019-12-31 | $42,989 |
Administrative expenses (other) incurred | 2019-12-31 | $42,989 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $7,965,438 |
Value of net income/loss | 2019-12-31 | $7,965,438 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $45,368,339 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $45,368,339 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $37,402,126 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $37,402,126 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $45,107,548 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $45,107,548 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $33,055,034 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $33,055,034 |
Interest on participant loans | 2019-12-31 | $17,499 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $4,028,904 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $4,028,904 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $6,048,442 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $6,048,442 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $30,054 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $30,054 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $1,481,045 |
Contributions received in cash from employer | 2019-12-31 | $1,481,045 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,933,472 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,933,472 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | GRANT THORNTON LLP |
Accountancy firm name | 2019-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2019-12-31 | 366055558 |
Accountancy firm EIN | 2019-12-31 | 366055558 |
2018 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $-129,419 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $540,443 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $472,547 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,160,435 |
Value of total assets at end of year | 2018-12-31 | $37,402,126 |
Value of total assets at beginning of year | 2018-12-31 | $38,071,988 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $67,896 |
Total interest from all sources | 2018-12-31 | $13,931 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,557,975 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,557,975 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $696,801 |
Participant contributions at end of year | 2018-12-31 | $318,188 |
Participant contributions at beginning of year | 2018-12-31 | $253,276 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $116,383 |
Other income not declared elsewhere | 2018-12-31 | $323 |
Administrative expenses (other) incurred | 2018-12-31 | $67,896 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-669,862 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $37,402,126 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $38,071,988 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $33,055,034 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $33,285,783 |
Interest on participant loans | 2018-12-31 | $13,931 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $4,028,904 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $4,532,929 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-3,883,445 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $21,362 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $1,347,251 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $472,547 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | Yes |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2018-12-31 | 366055558 |
2017 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $7,458,742 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $1,248,082 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,199,845 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,122,209 |
Value of total assets at end of year | 2017-12-31 | $38,071,988 |
Value of total assets at beginning of year | 2017-12-31 | $31,861,328 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $48,237 |
Total interest from all sources | 2017-12-31 | $9,799 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $492,144 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $492,144 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $743,517 |
Participant contributions at end of year | 2017-12-31 | $253,276 |
Participant contributions at beginning of year | 2017-12-31 | $176,843 |
Administrative expenses (other) incurred | 2017-12-31 | $48,237 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $6,210,660 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $38,071,988 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $31,861,328 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $33,285,783 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $27,120,319 |
Interest on participant loans | 2017-12-31 | $9,799 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $4,532,929 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $4,564,166 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $4,751,231 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $83,359 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $1,378,692 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,199,845 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2017-12-31 | 366055558 |
2016 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $4,689,867 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $512,650 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $491,638 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $-31,500 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,067,091 |
Value of total assets at end of year | 2016-12-31 | $31,861,328 |
Value of total assets at beginning of year | 2016-12-31 | $27,684,111 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $52,512 |
Total interest from all sources | 2016-12-31 | $8,841 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $423,652 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $423,652 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $773,109 |
Participant contributions at end of year | 2016-12-31 | $176,843 |
Participant contributions at beginning of year | 2016-12-31 | $229,560 |
Other income not declared elsewhere | 2016-12-31 | $3 |
Administrative expenses (other) incurred | 2016-12-31 | $52,512 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $4,177,217 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $31,861,328 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $27,684,111 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $27,120,319 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $23,146,800 |
Interest on participant loans | 2016-12-31 | $8,841 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $4,564,166 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $4,307,751 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $2,116,440 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $73,840 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $1,293,982 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $491,638 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2016-12-31 | 366055558 |
2015 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,839,876 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $1,632,889 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,570,880 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,342,641 |
Value of total assets at end of year | 2015-12-31 | $27,684,111 |
Value of total assets at beginning of year | 2015-12-31 | $27,477,124 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $62,009 |
Total interest from all sources | 2015-12-31 | $8,484 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $373,304 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $373,304 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $745,776 |
Participant contributions at end of year | 2015-12-31 | $229,560 |
Participant contributions at beginning of year | 2015-12-31 | $150,433 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $246,585 |
Other income not declared elsewhere | 2015-12-31 | $157 |
Administrative expenses (other) incurred | 2015-12-31 | $62,009 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $206,987 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $27,684,111 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $27,477,124 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $23,146,800 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $23,183,560 |
Interest on participant loans | 2015-12-31 | $8,484 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $4,307,751 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $4,143,131 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-951,155 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $66,445 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,350,280 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,570,880 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2015-12-31 | 366055558 |
2014 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $3,400,260 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $3,650,083 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $3,582,019 |
Value of total corrective distributions | 2014-12-31 | $8,389 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,043,308 |
Value of total assets at end of year | 2014-12-31 | $27,477,124 |
Value of total assets at beginning of year | 2014-12-31 | $27,726,947 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $59,675 |
Total interest from all sources | 2014-12-31 | $6,281 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,081,314 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,081,314 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $679,502 |
Participant contributions at end of year | 2014-12-31 | $150,433 |
Participant contributions at beginning of year | 2014-12-31 | $148,159 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $128,289 |
Other income not declared elsewhere | 2014-12-31 | $4,439 |
Administrative expenses (other) incurred | 2014-12-31 | $59,675 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-249,823 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $27,477,124 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $27,726,947 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $23,183,560 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $21,089,834 |
Interest on participant loans | 2014-12-31 | $6,281 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $4,143,131 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $6,488,954 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $194,702 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $70,216 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $1,235,517 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $3,582,019 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | GRANT THORNTON |
Accountancy firm EIN | 2014-12-31 | 366055558 |
2013 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $6,134,152 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,753,829 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,688,432 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $3,272 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,950,192 |
Value of total assets at end of year | 2013-12-31 | $27,726,947 |
Value of total assets at beginning of year | 2013-12-31 | $23,346,624 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $62,125 |
Total interest from all sources | 2013-12-31 | $7,966 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $751,692 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $751,692 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $658,146 |
Participant contributions at end of year | 2013-12-31 | $148,159 |
Participant contributions at beginning of year | 2013-12-31 | $199,716 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $83,582 |
Other income not declared elsewhere | 2013-12-31 | $9,118 |
Administrative expenses (other) incurred | 2013-12-31 | $62,125 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $64 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $4,380,323 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $27,726,947 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $23,346,624 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $21,089,834 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $16,359,155 |
Interest on participant loans | 2013-12-31 | $7,966 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $6,488,954 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $6,787,689 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $3,306,749 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $108,435 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,208,464 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,688,432 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2013-12-31 | 366055558 |
2012 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $3,981,267 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $705,384 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $621,729 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $31,500 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,850,358 |
Value of total assets at end of year | 2012-12-31 | $23,346,624 |
Value of total assets at beginning of year | 2012-12-31 | $20,070,741 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $52,155 |
Total interest from all sources | 2012-12-31 | $7,781 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $357,425 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $357,425 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $580,099 |
Participant contributions at end of year | 2012-12-31 | $199,716 |
Participant contributions at beginning of year | 2012-12-31 | $151,215 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $85,152 |
Other income not declared elsewhere | 2012-12-31 | $1,611 |
Administrative expenses (other) incurred | 2012-12-31 | $52,155 |
Total non interest bearing cash at end of year | 2012-12-31 | $64 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $3,275,883 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $23,346,624 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $20,070,741 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $16,359,155 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $11,505,931 |
Interest on participant loans | 2012-12-31 | $7,781 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $6,787,689 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $8,413,595 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,424,574 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $339,518 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $1,185,107 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $621,729 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2012-12-31 | 366055558 |
2011 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total transfer of assets to this plan | 2011-12-31 | $1,144,896 |
Total transfer of assets from this plan | 2011-12-31 | $4,468,376 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $2,216,029 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $411,419 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $356,574 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,308,533 |
Value of total assets at end of year | 2011-12-31 | $20,070,741 |
Value of total assets at beginning of year | 2011-12-31 | $21,589,611 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $54,845 |
Total interest from all sources | 2011-12-31 | $8,010 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $148,112 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $148,112 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $584,546 |
Participant contributions at end of year | 2011-12-31 | $151,215 |
Participant contributions at beginning of year | 2011-12-31 | $275,840 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $496,550 |
Other income not declared elsewhere | 2011-12-31 | $27,672 |
Administrative expenses (other) incurred | 2011-12-31 | $54,845 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $1,804,610 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $20,070,741 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $21,589,611 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $11,505,931 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $13,915,605 |
Interest on participant loans | 2011-12-31 | $8,010 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $8,413,595 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $7,398,166 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-464,968 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $188,670 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $1,227,437 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $356,574 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | GRANT THORNTON |
Accountancy firm EIN | 2011-12-31 | 366055558 |
2010 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $4,148,415 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $1,061,494 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,007,542 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,054,471 |
Value of total assets at end of year | 2010-12-31 | $21,589,611 |
Value of total assets at beginning of year | 2010-12-31 | $18,502,690 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $53,952 |
Total interest from all sources | 2010-12-31 | $10,732 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $132,795 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $132,795 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $683,609 |
Participant contributions at end of year | 2010-12-31 | $275,840 |
Participant contributions at beginning of year | 2010-12-31 | $197,337 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $33,578 |
Other income not declared elsewhere | 2010-12-31 | $15,573 |
Administrative expenses (other) incurred | 2010-12-31 | $53,952 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $3,086,921 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $21,589,611 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $18,502,690 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $13,915,605 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $11,049,331 |
Interest on participant loans | 2010-12-31 | $10,732 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $7,398,166 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $7,256,022 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,548,825 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $386,019 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $1,337,284 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,007,542 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | GRANT THORNTON |
Accountancy firm EIN | 2010-12-31 | 366055558 |
2009 : ROCKEFELLER NON-PROFITS 401(K) PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2022: ROCKEFELLER NON-PROFITS 401(K) PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: ROCKEFELLER NON-PROFITS 401(K) PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: ROCKEFELLER NON-PROFITS 401(K) PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: ROCKEFELLER NON-PROFITS 401(K) PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: ROCKEFELLER NON-PROFITS 401(K) PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: ROCKEFELLER NON-PROFITS 401(K) PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: ROCKEFELLER NON-PROFITS 401(K) PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: ROCKEFELLER NON-PROFITS 401(K) PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: ROCKEFELLER NON-PROFITS 401(K) PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: ROCKEFELLER NON-PROFITS 401(K) PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: ROCKEFELLER NON-PROFITS 401(K) PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Mulitple employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: ROCKEFELLER NON-PROFITS 401(K) PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: ROCKEFELLER NON-PROFITS 401(K) PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Mulitple employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |