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CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 401k Plan overview

Plan NameCONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES
Plan identification number 002

CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Floor-offset plan - Plan benefits are subject to offset for retirement benefits provided by an employer-sponsored defined contribution plan.
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

CONSUMER REPORTS, INC. has sponsored the creation of one or more 401k plans.

Company Name:CONSUMER REPORTS, INC.
Employer identification number (EIN):131776434
NAIC Classification:511190

Additional information about CONSUMER REPORTS, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1980-04-01
Company Identification Number: 0004754607
Legal Registered Office Address: 101 TRUMAN AVE

YONKERS
United States of America (USA)
10703

More information about CONSUMER REPORTS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022019-06-01
0022018-06-01
0022017-06-01ERIC WAYNE
0022016-06-01ERIC WAYNE
0022015-06-01ERIC WAYNE
0022014-06-01ERIC WAYNE
0022013-06-01ERIC WAYNE
0022012-06-01ERIC WAYNE
0022011-06-01ERIC WAYNE
0022009-06-01ERIC WAYNE
0022009-06-01

Plan Statistics for CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES

401k plan membership statisitcs for CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES

Measure Date Value
2020: CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2020 401k membership
Market value of plan assets2020-05-3130,232,606
Acturial value of plan assets2020-05-3130,666,212
Funding target for retired participants and beneficiaries receiving payment2020-05-315,619,365
Number of terminated vested participants2020-05-3161
Fundng target for terminated vested participants2020-05-3118,582,732
Active participant vested funding target2020-05-316,749,614
Number of active participants2020-05-3113
Total funding liabilities for active participants2020-05-316,749,614
Total participant count2020-05-31109
Total funding target for all participants2020-05-3130,951,711
Balance at beginning of prior year after applicable adjustments2020-05-310
Prefunding balance at beginning of prior year after applicable adjustments2020-05-3122,634
Carryover balanced portion elected for use to offset prior years funding requirement2020-05-310
Prefunding balanced used to offset prior years funding requirement2020-05-310
Amount remaining of carryover balance2020-05-310
Amount remaining of prefunding balance2020-05-3122,634
Present value of excess contributions2020-05-31960,645
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-05-311,009,541
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-05-311,009,541
Reductions in caryover balances due to elections or deemed elections2020-05-310
Reductions in prefunding balances due to elections or deemed elections2020-05-310
Balance of carryovers at beginning of current year2020-05-310
Balance of prefunding at beginning of current year2020-05-311,032,654
Total employer contributions2020-05-312,926,604
Total employee contributions2020-05-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-05-310
Contributions made to avoid restrictions adjusted to valuation date2020-05-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-05-312,757,822
Liquidity shortfalls end of Q12020-05-310
Liquidity shortfalls end of Q22020-05-310
Liquidity shortfalls end of Q32020-05-310
Liquidity shortfalls end of Q42020-05-310
Unpaid minimum required contributions for all prior years2020-05-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-05-310
Remaining amount of unpaid minimum required contributions2020-05-310
Minimum required contributions for current year target normal cost2020-05-3132,998
Net shortfall amortization installment of oustanding balance2020-05-311,318,153
Waiver amortization installment2020-05-310
Total funding amount beforereflecting carryover/prefunding balances2020-05-3199,258
Carryover balance elected to use to offset funding requirement2020-05-310
Prefunding balance elected to use to offset funding requirement2020-05-310
Additional cash requirement2020-05-3199,258
Contributions allocatedtoward minimum required contributions for current year2020-05-312,757,822
Unpaid minimum required contributions for current year2020-05-310
Unpaid minimum required contributions for all years2020-05-310
2019: CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2019 401k membership
Total participants, beginning-of-year2019-06-01108
Total number of active participants reported on line 7a of the Form 55002019-06-010
Number of retired or separated participants receiving benefits2019-06-010
Number of other retired or separated participants entitled to future benefits2019-06-010
Total of all active and inactive participants2019-06-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-06-010
Total participants2019-06-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-06-010
Market value of plan assets2019-05-3129,933,587
Acturial value of plan assets2019-05-3128,980,399
Funding target for retired participants and beneficiaries receiving payment2019-05-315,073,125
Number of terminated vested participants2019-05-3164
Fundng target for terminated vested participants2019-05-3116,461,031
Active participant vested funding target2019-05-319,423,409
Number of active participants2019-05-3117
Total funding liabilities for active participants2019-05-319,423,409
Total participant count2019-05-31115
Total funding target for all participants2019-05-3130,957,565
Balance at beginning of prior year after applicable adjustments2019-05-310
Prefunding balance at beginning of prior year after applicable adjustments2019-05-3120,665
Carryover balanced portion elected for use to offset prior years funding requirement2019-05-310
Prefunding balanced used to offset prior years funding requirement2019-05-310
Amount remaining of carryover balance2019-05-310
Amount remaining of prefunding balance2019-05-3120,665
Present value of excess contributions2019-05-31368
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-05-31387
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-05-31387
Reductions in caryover balances due to elections or deemed elections2019-05-310
Reductions in prefunding balances due to elections or deemed elections2019-05-310
Balance of carryovers at beginning of current year2019-05-310
Balance of prefunding at beginning of current year2019-05-3122,634
Total employer contributions2019-05-311,100,000
Total employee contributions2019-05-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-05-310
Contributions made to avoid restrictions adjusted to valuation date2019-05-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-05-311,066,666
Liquidity shortfalls end of Q12019-05-310
Liquidity shortfalls end of Q22019-05-310
Liquidity shortfalls end of Q32019-05-310
Liquidity shortfalls end of Q42019-05-310
Unpaid minimum required contributions for all prior years2019-05-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-05-310
Remaining amount of unpaid minimum required contributions2019-05-310
Minimum required contributions for current year target normal cost2019-05-3133,661
Net shortfall amortization installment of oustanding balance2019-05-311,999,800
Waiver amortization installment2019-05-310
Total funding amount beforereflecting carryover/prefunding balances2019-05-31106,021
Carryover balance elected to use to offset funding requirement2019-05-310
Prefunding balance elected to use to offset funding requirement2019-05-310
Additional cash requirement2019-05-31106,021
Contributions allocatedtoward minimum required contributions for current year2019-05-311,066,666
Unpaid minimum required contributions for current year2019-05-310
Unpaid minimum required contributions for all years2019-05-310
2018: CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2018 401k membership
Total participants, beginning-of-year2018-06-01114
Total number of active participants reported on line 7a of the Form 55002018-06-0113
Number of retired or separated participants receiving benefits2018-06-0131
Number of other retired or separated participants entitled to future benefits2018-06-0161
Total of all active and inactive participants2018-06-01105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-06-013
Total participants2018-06-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-06-010
Market value of plan assets2018-05-3130,510,254
Acturial value of plan assets2018-05-3130,115,078
Funding target for retired participants and beneficiaries receiving payment2018-05-314,152,586
Number of terminated vested participants2018-05-31102
Fundng target for terminated vested participants2018-05-3117,283,999
Active participant vested funding target2018-05-319,908,757
Number of active participants2018-05-3121
Total funding liabilities for active participants2018-05-319,908,757
Total participant count2018-05-31153
Total funding target for all participants2018-05-3131,345,342
Balance at beginning of prior year after applicable adjustments2018-05-310
Prefunding balance at beginning of prior year after applicable adjustments2018-05-3118,443
Carryover balanced portion elected for use to offset prior years funding requirement2018-05-310
Prefunding balanced used to offset prior years funding requirement2018-05-310
Amount remaining of carryover balance2018-05-310
Amount remaining of prefunding balance2018-05-3118,443
Present value of excess contributions2018-05-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-05-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-05-310
Reductions in caryover balances due to elections or deemed elections2018-05-310
Reductions in prefunding balances due to elections or deemed elections2018-05-310
Balance of carryovers at beginning of current year2018-05-310
Balance of prefunding at beginning of current year2018-05-3120,665
Total employer contributions2018-05-311,140,087
Total employee contributions2018-05-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-05-310
Contributions made to avoid restrictions adjusted to valuation date2018-05-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-05-311,087,053
Liquidity shortfalls end of Q12018-05-310
Liquidity shortfalls end of Q22018-05-310
Liquidity shortfalls end of Q32018-05-310
Liquidity shortfalls end of Q42018-05-310
Unpaid minimum required contributions for all prior years2018-05-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-05-310
Remaining amount of unpaid minimum required contributions2018-05-310
Minimum required contributions for current year target normal cost2018-05-3124,788
Net shortfall amortization installment of oustanding balance2018-05-311,250,929
Waiver amortization installment2018-05-310
Total funding amount beforereflecting carryover/prefunding balances2018-05-311,086,685
Carryover balance elected to use to offset funding requirement2018-05-310
Prefunding balance elected to use to offset funding requirement2018-05-310
Additional cash requirement2018-05-311,086,685
Contributions allocatedtoward minimum required contributions for current year2018-05-311,087,053
Unpaid minimum required contributions for current year2018-05-310
Unpaid minimum required contributions for all years2018-05-310
2017: CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2017 401k membership
Total participants, beginning-of-year2017-06-01152
Total number of active participants reported on line 7a of the Form 55002017-06-0117
Number of retired or separated participants receiving benefits2017-06-0130
Number of other retired or separated participants entitled to future benefits2017-06-0161
Total of all active and inactive participants2017-06-01108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-06-016
Total participants2017-06-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-06-010
Market value of plan assets2017-05-3129,061,427
Acturial value of plan assets2017-05-3130,649,500
Funding target for retired participants and beneficiaries receiving payment2017-05-313,819,636
Number of terminated vested participants2017-05-3198
Fundng target for terminated vested participants2017-05-3113,260,706
Active participant vested funding target2017-05-3114,063,963
Number of active participants2017-05-3132
Total funding liabilities for active participants2017-05-3114,063,963
Total participant count2017-05-31156
Total funding target for all participants2017-05-3131,144,305
Balance at beginning of prior year after applicable adjustments2017-05-310
Prefunding balance at beginning of prior year after applicable adjustments2017-05-318,506
Carryover balanced portion elected for use to offset prior years funding requirement2017-05-310
Prefunding balanced used to offset prior years funding requirement2017-05-310
Amount remaining of carryover balance2017-05-310
Amount remaining of prefunding balance2017-05-318,506
Present value of excess contributions2017-05-319,488
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-05-3110,048
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-05-3110,048
Balance of carryovers at beginning of current year2017-05-310
Balance of prefunding at beginning of current year2017-05-3118,443
Total employer contributions2017-05-31875,306
Total employee contributions2017-05-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-05-310
Contributions made to avoid restrictions adjusted to valuation date2017-05-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-05-31842,534
Liquidity shortfalls end of Q12017-05-310
Liquidity shortfalls end of Q22017-05-310
Liquidity shortfalls end of Q32017-05-310
Liquidity shortfalls end of Q42017-05-310
Unpaid minimum required contributions for all prior years2017-05-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-05-310
Remaining amount of unpaid minimum required contributions2017-05-310
Minimum required contributions for current year target normal cost2017-05-3137,007
Net shortfall amortization installment of oustanding balance2017-05-31513,248
Waiver amortization installment2017-05-310
Waived amount of outstanding balance2017-05-310
Total funding amount beforereflecting carryover/prefunding balances2017-05-31842,534
Carryover balance elected to use to offset funding requirement2017-05-310
Prefunding balance elected to use to offset funding requirement2017-05-310
Additional cash requirement2017-05-31842,534
Contributions allocatedtoward minimum required contributions for current year2017-05-31842,534
Unpaid minimum required contributions for current year2017-05-310
Unpaid minimum required contributions for all years2017-05-310
2016: CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2016 401k membership
Total participants, beginning-of-year2016-06-01155
Total number of active participants reported on line 7a of the Form 55002016-06-0121
Number of retired or separated participants receiving benefits2016-06-0126
Number of other retired or separated participants entitled to future benefits2016-06-01102
Total of all active and inactive participants2016-06-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-06-013
Total participants2016-06-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-06-010
2015: CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2015 401k membership
Total participants, beginning-of-year2015-06-01162
Total number of active participants reported on line 7a of the Form 55002015-06-0132
Number of retired or separated participants receiving benefits2015-06-0122
Number of other retired or separated participants entitled to future benefits2015-06-0198
Total of all active and inactive participants2015-06-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-06-013
Total participants2015-06-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-06-010
2014: CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2014 401k membership
Total participants, beginning-of-year2014-06-01168
Total number of active participants reported on line 7a of the Form 55002014-06-0141
Number of retired or separated participants receiving benefits2014-06-0121
Number of other retired or separated participants entitled to future benefits2014-06-0197
Total of all active and inactive participants2014-06-01159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-06-013
Total participants2014-06-01162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-06-010
2013: CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2013 401k membership
Total participants, beginning-of-year2013-06-01186
Total number of active participants reported on line 7a of the Form 55002013-06-0145
Number of retired or separated participants receiving benefits2013-06-0120
Number of other retired or separated participants entitled to future benefits2013-06-0199
Total of all active and inactive participants2013-06-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-06-014
Total participants2013-06-01168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-06-010
2012: CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2012 401k membership
Total participants, beginning-of-year2012-06-01192
Total number of active participants reported on line 7a of the Form 55002012-06-0156
Number of retired or separated participants receiving benefits2012-06-0118
Number of other retired or separated participants entitled to future benefits2012-06-01108
Total of all active and inactive participants2012-06-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-06-014
Total participants2012-06-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-06-010
2011: CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2011 401k membership
Total participants, beginning-of-year2011-06-01197
Total number of active participants reported on line 7a of the Form 55002011-06-0176
Number of retired or separated participants receiving benefits2011-06-0118
Number of other retired or separated participants entitled to future benefits2011-06-0194
Total of all active and inactive participants2011-06-01188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-06-014
Total participants2011-06-01192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-06-010
2009: CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2009 401k membership
Total participants, beginning-of-year2009-06-01209
Total number of active participants reported on line 7a of the Form 55002009-06-0180
Number of retired or separated participants receiving benefits2009-06-0114
Number of other retired or separated participants entitled to future benefits2009-06-01100
Total of all active and inactive participants2009-06-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-06-015
Total participants2009-06-01199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-06-010

Financial Data on CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES

Measure Date Value
2020 : CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-05-31$0
Total income from all sources (including contributions)2020-05-31$5,567,071
Total loss/gain on sale of assets2020-05-31$0
Total of all expenses incurred2020-05-31$35,800,162
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-05-31$35,779,086
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-05-31$2,926,604
Value of total assets at end of year2020-05-31$0
Value of total assets at beginning of year2020-05-31$30,233,091
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-05-31$21,076
Total interest from all sources2020-05-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-05-31$876
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-05-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-05-31$0
Total dividends received from registered investment company shares (eg mutual funds)2020-05-31$876
Was this plan covered by a fidelity bond2020-05-31Yes
Value of fidelity bond cover2020-05-31$5,000,000
Were there any nonexempt tranactions with any party-in-interest2020-05-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-05-31No
Value of net income/loss2020-05-31$-30,233,091
Value of net assets at end of year (total assets less liabilities)2020-05-31$0
Value of net assets at beginning of year (total assets less liabilities)2020-05-31$30,233,091
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-05-31No
Were any leases to which the plan was party in default or uncollectible2020-05-31No
Investment advisory and management fees2020-05-31$17,314
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-05-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-05-31$7,424,659
Value of interest in pooled separate accounts at end of year2020-05-31$0
Value of interest in pooled separate accounts at beginning of year2020-05-31$617,067
Value of interest in common/collective trusts at end of year2020-05-31$0
Value of interest in common/collective trusts at beginning of year2020-05-31$21,915,898
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-05-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-05-31$467
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-05-31$467
Expenses. Payments to insurance carriers foe the provision of benefits2020-05-31$14,118,577
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-05-31$2,497,069
Net investment gain/loss from pooled separate accounts2020-05-31$142,522
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-05-31Yes
Was there a failure to transmit to the plan any participant contributions2020-05-31No
Has the plan failed to provide any benefit when due under the plan2020-05-31No
Contributions received in cash from employer2020-05-31$2,926,604
Employer contributions (assets) at end of year2020-05-31$0
Employer contributions (assets) at beginning of year2020-05-31$275,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-05-31$21,660,509
Contract administrator fees2020-05-31$3,762
Did the plan have assets held for investment2020-05-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-05-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-05-31No
Opinion of an independent qualified public accountant for this plan2020-05-31Unqualified
Accountancy firm name2020-05-31CITRIN COOPERMAN & COMPANY, LLP
Accountancy firm EIN2020-05-31222428965
2019 : CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-05-31$53,197
Total income from all sources (including contributions)2019-05-31$1,715,478
Total loss/gain on sale of assets2019-05-31$0
Total of all expenses incurred2019-05-31$1,426,260
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-05-31$1,393,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-05-31$1,100,000
Value of total assets at end of year2019-05-31$30,233,091
Value of total assets at beginning of year2019-05-31$29,997,070
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-05-31$32,998
Total interest from all sources2019-05-31$10
Total dividends received (eg from common stock, registered investment company shares)2019-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-05-31No
Was this plan covered by a fidelity bond2019-05-31Yes
Value of fidelity bond cover2019-05-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-05-31$0
Were there any nonexempt tranactions with any party-in-interest2019-05-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-05-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-05-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-05-31No
Value of net income/loss2019-05-31$289,218
Value of net assets at end of year (total assets less liabilities)2019-05-31$30,233,091
Value of net assets at beginning of year (total assets less liabilities)2019-05-31$29,943,873
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-05-31No
Were any leases to which the plan was party in default or uncollectible2019-05-31No
Investment advisory and management fees2019-05-31$29,845
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-05-31$7,424,659
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-05-31$0
Value of interest in pooled separate accounts at end of year2019-05-31$617,067
Value of interest in pooled separate accounts at beginning of year2019-05-31$71,981
Value of interest in common/collective trusts at end of year2019-05-31$21,915,898
Value of interest in common/collective trusts at beginning of year2019-05-31$29,429,545
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-05-31$467
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-05-31$457
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-05-31$457
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-05-31$10
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-05-31$74,659
Net investment gain/loss from pooled separate accounts2019-05-31$7,608
Net investment gain or loss from common/collective trusts2019-05-31$533,201
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-05-31Yes
Was there a failure to transmit to the plan any participant contributions2019-05-31No
Has the plan failed to provide any benefit when due under the plan2019-05-31No
Contributions received in cash from employer2019-05-31$1,100,000
Employer contributions (assets) at end of year2019-05-31$275,000
Employer contributions (assets) at beginning of year2019-05-31$495,087
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-05-31$1,393,262
Contract administrator fees2019-05-31$3,153
Liabilities. Value of benefit claims payable at end of year2019-05-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-05-31$53,197
Did the plan have assets held for investment2019-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-05-31No
Opinion of an independent qualified public accountant for this plan2019-05-31Unqualified
Accountancy firm name2019-05-31CITRIN COOPERMAN & COMPANY, LLP
Accountancy firm EIN2019-05-31222428965
2018 : CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-05-31$53,197
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-05-31$0
Total income from all sources (including contributions)2018-05-31$3,451,541
Total loss/gain on sale of assets2018-05-31$0
Total of all expenses incurred2018-05-31$4,021,123
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-05-31$3,987,462
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-05-31$1,140,087
Value of total assets at end of year2018-05-31$29,997,070
Value of total assets at beginning of year2018-05-31$30,513,455
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-05-31$33,661
Total interest from all sources2018-05-31$326
Total dividends received (eg from common stock, registered investment company shares)2018-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-05-31No
Was this plan covered by a fidelity bond2018-05-31Yes
Value of fidelity bond cover2018-05-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-05-31$0
Were there any nonexempt tranactions with any party-in-interest2018-05-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-05-31No
Value of net income/loss2018-05-31$-569,582
Value of net assets at end of year (total assets less liabilities)2018-05-31$29,943,873
Value of net assets at beginning of year (total assets less liabilities)2018-05-31$30,513,455
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-05-31No
Were any leases to which the plan was party in default or uncollectible2018-05-31No
Investment advisory and management fees2018-05-31$31,927
Value of interest in pooled separate accounts at end of year2018-05-31$71,981
Value of interest in pooled separate accounts at beginning of year2018-05-31$216,118
Value of interest in common/collective trusts at end of year2018-05-31$29,429,545
Value of interest in common/collective trusts at beginning of year2018-05-31$30,021,900
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-05-31$457
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-05-31$131
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-05-31$131
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-05-31$326
Net investment gain/loss from pooled separate accounts2018-05-31$7,557
Net investment gain or loss from common/collective trusts2018-05-31$2,303,571
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-05-31Yes
Was there a failure to transmit to the plan any participant contributions2018-05-31No
Has the plan failed to provide any benefit when due under the plan2018-05-31No
Contributions received in cash from employer2018-05-31$1,140,087
Employer contributions (assets) at end of year2018-05-31$495,087
Employer contributions (assets) at beginning of year2018-05-31$275,306
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-05-31$3,987,462
Contract administrator fees2018-05-31$1,734
Liabilities. Value of benefit claims payable at end of year2018-05-31$53,197
Liabilities. Value of benefit claims payable at beginning of year2018-05-31$0
Did the plan have assets held for investment2018-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-05-31No
Opinion of an independent qualified public accountant for this plan2018-05-31Unqualified
Accountancy firm name2018-05-31CITRIN COOPERMAN & COMPANY, LLP
Accountancy firm EIN2018-05-31222428965
2017 : CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-05-31$0
Total income from all sources (including contributions)2017-05-31$4,269,218
Total loss/gain on sale of assets2017-05-31$0
Total of all expenses incurred2017-05-31$2,818,991
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-05-31$2,794,203
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-05-31$875,306
Value of total assets at end of year2017-05-31$30,513,455
Value of total assets at beginning of year2017-05-31$29,063,228
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-05-31$24,788
Total interest from all sources2017-05-31$131
Total dividends received (eg from common stock, registered investment company shares)2017-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-05-31No
Was this plan covered by a fidelity bond2017-05-31Yes
Value of fidelity bond cover2017-05-31$5,000,000
Were there any nonexempt tranactions with any party-in-interest2017-05-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-05-31No
Value of net income/loss2017-05-31$1,450,227
Value of net assets at end of year (total assets less liabilities)2017-05-31$30,513,455
Value of net assets at beginning of year (total assets less liabilities)2017-05-31$29,063,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-05-31No
Were any leases to which the plan was party in default or uncollectible2017-05-31No
Investment advisory and management fees2017-05-31$23,193
Value of interest in pooled separate accounts at end of year2017-05-31$216,118
Value of interest in pooled separate accounts at beginning of year2017-05-31$208,924
Value of interest in common/collective trusts at end of year2017-05-31$30,021,900
Value of interest in common/collective trusts at beginning of year2017-05-31$28,652,304
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-05-31$131
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-05-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-05-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-05-31$131
Net investment gain/loss from pooled separate accounts2017-05-31$1,095
Net investment gain or loss from common/collective trusts2017-05-31$3,392,686
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-05-31Yes
Was there a failure to transmit to the plan any participant contributions2017-05-31No
Has the plan failed to provide any benefit when due under the plan2017-05-31No
Contributions received in cash from employer2017-05-31$875,306
Employer contributions (assets) at end of year2017-05-31$275,306
Employer contributions (assets) at beginning of year2017-05-31$202,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-05-31$2,794,203
Contract administrator fees2017-05-31$1,595
Did the plan have assets held for investment2017-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-05-31No
Opinion of an independent qualified public accountant for this plan2017-05-31Unqualified
Accountancy firm name2017-05-31CITRIN COOPERMAN & COMPANY, LLP
Accountancy firm EIN2017-05-31222428965
2016 : CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-05-31$0
Total income from all sources (including contributions)2016-05-31$614,137
Total loss/gain on sale of assets2016-05-31$0
Total of all expenses incurred2016-05-31$2,601,496
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-05-31$2,564,489
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-05-31$1,010,000
Value of total assets at end of year2016-05-31$29,063,228
Value of total assets at beginning of year2016-05-31$31,050,587
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-05-31$37,007
Total interest from all sources2016-05-31$29
Total dividends received (eg from common stock, registered investment company shares)2016-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-05-31No
Was this plan covered by a fidelity bond2016-05-31Yes
Value of fidelity bond cover2016-05-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-05-31$0
Were there any nonexempt tranactions with any party-in-interest2016-05-31No
Total non interest bearing cash at end of year2016-05-31$0
Total non interest bearing cash at beginning of year2016-05-31$-29
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-05-31No
Value of net income/loss2016-05-31$-1,987,359
Value of net assets at end of year (total assets less liabilities)2016-05-31$29,063,228
Value of net assets at beginning of year (total assets less liabilities)2016-05-31$31,050,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-05-31No
Were any leases to which the plan was party in default or uncollectible2016-05-31No
Investment advisory and management fees2016-05-31$35,999
Value of interest in pooled separate accounts at end of year2016-05-31$208,924
Value of interest in pooled separate accounts at beginning of year2016-05-31$750,663
Interest earned on other investments2016-05-31$29
Value of interest in common/collective trusts at end of year2016-05-31$28,652,304
Value of interest in common/collective trusts at beginning of year2016-05-31$30,084,953
Net investment gain/loss from pooled separate accounts2016-05-31$759
Net investment gain or loss from common/collective trusts2016-05-31$-396,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-05-31Yes
Was there a failure to transmit to the plan any participant contributions2016-05-31No
Has the plan failed to provide any benefit when due under the plan2016-05-31No
Contributions received in cash from employer2016-05-31$1,010,000
Employer contributions (assets) at end of year2016-05-31$202,000
Employer contributions (assets) at beginning of year2016-05-31$215,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-05-31$2,564,489
Contract administrator fees2016-05-31$1,008
Did the plan have assets held for investment2016-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-05-31No
Opinion of an independent qualified public accountant for this plan2016-05-31Unqualified
Accountancy firm name2016-05-31CITRIN COOPERMAN & COMPANY, LLP
Accountancy firm EIN2016-05-31222428965
2015 : CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-05-31$0
Total income from all sources (including contributions)2015-05-31$2,303,286
Total loss/gain on sale of assets2015-05-31$0
Total of all expenses incurred2015-05-31$1,788,701
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-05-31$1,754,750
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-05-31$837,000
Value of total assets at end of year2015-05-31$31,050,587
Value of total assets at beginning of year2015-05-31$30,536,002
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-05-31$33,951
Total interest from all sources2015-05-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-05-31No
Was this plan covered by a fidelity bond2015-05-31Yes
Value of fidelity bond cover2015-05-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-05-31$0
Were there any nonexempt tranactions with any party-in-interest2015-05-31No
Administrative expenses (other) incurred2015-05-31$39
Total non interest bearing cash at end of year2015-05-31$-29
Total non interest bearing cash at beginning of year2015-05-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-05-31No
Value of net income/loss2015-05-31$514,585
Value of net assets at end of year (total assets less liabilities)2015-05-31$31,050,587
Value of net assets at beginning of year (total assets less liabilities)2015-05-31$30,536,002
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-05-31No
Were any leases to which the plan was party in default or uncollectible2015-05-31No
Investment advisory and management fees2015-05-31$31,937
Value of interest in pooled separate accounts at end of year2015-05-31$750,663
Value of interest in pooled separate accounts at beginning of year2015-05-31$285,215
Value of interest in common/collective trusts at end of year2015-05-31$30,084,953
Value of interest in common/collective trusts at beginning of year2015-05-31$30,250,777
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-05-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-05-31$10
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-05-31$10
Net investment gain/loss from pooled separate accounts2015-05-31$173
Net investment gain or loss from common/collective trusts2015-05-31$1,466,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-05-31Yes
Was there a failure to transmit to the plan any participant contributions2015-05-31No
Has the plan failed to provide any benefit when due under the plan2015-05-31No
Contributions received in cash from employer2015-05-31$837,000
Employer contributions (assets) at end of year2015-05-31$215,000
Employer contributions (assets) at beginning of year2015-05-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-05-31$1,754,750
Contract administrator fees2015-05-31$1,975
Did the plan have assets held for investment2015-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-05-31No
Opinion of an independent qualified public accountant for this plan2015-05-31Unqualified
Accountancy firm name2015-05-31CITRIN, COOPERMAN & COMPANY, LLC
Accountancy firm EIN2015-05-31222428965
2014 : CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-05-31$0
Total income from all sources (including contributions)2014-05-31$4,088,197
Total loss/gain on sale of assets2014-05-31$0
Total of all expenses incurred2014-05-31$10,923,776
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-05-31$10,892,632
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-05-31$575,000
Value of total assets at end of year2014-05-31$30,536,002
Value of total assets at beginning of year2014-05-31$37,371,581
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-05-31$31,144
Total interest from all sources2014-05-31$10
Total dividends received (eg from common stock, registered investment company shares)2014-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-05-31No
Was this plan covered by a fidelity bond2014-05-31Yes
Value of fidelity bond cover2014-05-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-05-31$0
Were there any nonexempt tranactions with any party-in-interest2014-05-31No
Administrative expenses (other) incurred2014-05-31$720
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-05-31No
Value of net income/loss2014-05-31$-6,835,579
Value of net assets at end of year (total assets less liabilities)2014-05-31$30,536,002
Value of net assets at beginning of year (total assets less liabilities)2014-05-31$37,371,581
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-05-31No
Were any leases to which the plan was party in default or uncollectible2014-05-31No
Investment advisory and management fees2014-05-31$28,400
Value of interest in pooled separate accounts at end of year2014-05-31$285,215
Value of interest in pooled separate accounts at beginning of year2014-05-31$3,004,684
Value of interest in common/collective trusts at end of year2014-05-31$30,250,777
Value of interest in common/collective trusts at beginning of year2014-05-31$34,366,897
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-05-31$10
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-05-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-05-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-05-31$10
Net investment gain/loss from pooled separate accounts2014-05-31$187
Net investment gain or loss from common/collective trusts2014-05-31$3,513,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-05-31Yes
Was there a failure to transmit to the plan any participant contributions2014-05-31No
Has the plan failed to provide any benefit when due under the plan2014-05-31No
Contributions received in cash from employer2014-05-31$575,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-05-31$10,892,632
Contract administrator fees2014-05-31$2,024
Did the plan have assets held for investment2014-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-05-31No
Opinion of an independent qualified public accountant for this plan2014-05-31Unqualified
Accountancy firm name2014-05-31CITRIN, COOPERMAN & COMPANY, LLC
Accountancy firm EIN2014-05-31222428965
2013 : CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-05-31$0
Total income from all sources (including contributions)2013-05-31$6,205,786
Total loss/gain on sale of assets2013-05-31$0
Total of all expenses incurred2013-05-31$4,228,428
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-05-31$4,179,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-05-31$500,000
Value of total assets at end of year2013-05-31$37,371,581
Value of total assets at beginning of year2013-05-31$35,394,223
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-05-31$48,735
Total interest from all sources2013-05-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-05-31No
Was this plan covered by a fidelity bond2013-05-31Yes
Value of fidelity bond cover2013-05-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-05-31$0
Were there any nonexempt tranactions with any party-in-interest2013-05-31No
Administrative expenses (other) incurred2013-05-31$222
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-05-31No
Value of net income/loss2013-05-31$1,977,358
Value of net assets at end of year (total assets less liabilities)2013-05-31$37,371,581
Value of net assets at beginning of year (total assets less liabilities)2013-05-31$35,394,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-05-31No
Were any leases to which the plan was party in default or uncollectible2013-05-31No
Investment advisory and management fees2013-05-31$47,552
Value of interest in pooled separate accounts at end of year2013-05-31$3,004,684
Value of interest in pooled separate accounts at beginning of year2013-05-31$645,240
Value of interest in common/collective trusts at end of year2013-05-31$34,366,897
Value of interest in common/collective trusts at beginning of year2013-05-31$34,748,983
Net investment gain/loss from pooled separate accounts2013-05-31$99
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-05-31Yes
Was there a failure to transmit to the plan any participant contributions2013-05-31No
Has the plan failed to provide any benefit when due under the plan2013-05-31No
Contributions received in cash from employer2013-05-31$500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-05-31$4,179,693
Contract administrator fees2013-05-31$961
Did the plan have assets held for investment2013-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-05-31No
Opinion of an independent qualified public accountant for this plan2013-05-31Unqualified
Accountancy firm name2013-05-31CITRIN, COOPERMAN & COMPANY, LLC
Accountancy firm EIN2013-05-31222428965
2012 : CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-05-31$0
Total income from all sources (including contributions)2012-05-31$1,361,339
Total loss/gain on sale of assets2012-05-31$0
Total of all expenses incurred2012-05-31$5,917,246
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-05-31$5,879,263
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-05-31$500,000
Value of total assets at end of year2012-05-31$35,394,223
Value of total assets at beginning of year2012-05-31$39,950,130
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-05-31$37,983
Total interest from all sources2012-05-31$374
Total dividends received (eg from common stock, registered investment company shares)2012-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-05-31No
Was this plan covered by a fidelity bond2012-05-31Yes
Value of fidelity bond cover2012-05-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-05-31$0
Were there any nonexempt tranactions with any party-in-interest2012-05-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-05-31No
Value of net income/loss2012-05-31$-4,555,907
Value of net assets at end of year (total assets less liabilities)2012-05-31$35,394,223
Value of net assets at beginning of year (total assets less liabilities)2012-05-31$39,950,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-05-31No
Were any leases to which the plan was party in default or uncollectible2012-05-31No
Investment advisory and management fees2012-05-31$37,983
Value of interest in pooled separate accounts at end of year2012-05-31$645,240
Value of interest in pooled separate accounts at beginning of year2012-05-31$2,515,123
Interest earned on other investments2012-05-31$374
Value of interest in common/collective trusts at end of year2012-05-31$34,748,983
Value of interest in common/collective trusts at beginning of year2012-05-31$37,434,992
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-05-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-05-31$15
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-05-31$15
Net investment gain or loss from common/collective trusts2012-05-31$860,965
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-05-31Yes
Was there a failure to transmit to the plan any participant contributions2012-05-31No
Has the plan failed to provide any benefit when due under the plan2012-05-31No
Contributions received in cash from employer2012-05-31$500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-05-31$5,879,263
Did the plan have assets held for investment2012-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-05-31No
Opinion of an independent qualified public accountant for this plan2012-05-31Unqualified
Accountancy firm name2012-05-31CITRIN, COOPERMAN & COMPANY, LLC
Accountancy firm EIN2012-05-31222428965
2011 : CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-05-31$0
Total income from all sources (including contributions)2011-05-31$6,142,008
Total loss/gain on sale of assets2011-05-31$0
Total of all expenses incurred2011-05-31$518,800
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-05-31$504,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-05-31$500,000
Value of total assets at end of year2011-05-31$39,950,130
Value of total assets at beginning of year2011-05-31$34,326,922
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-05-31$13,942
Total interest from all sources2011-05-31$38,666
Total dividends received (eg from common stock, registered investment company shares)2011-05-31$132,082
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-05-31$132,082
Was this plan covered by a fidelity bond2011-05-31Yes
Value of fidelity bond cover2011-05-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-05-31$0
Were there any nonexempt tranactions with any party-in-interest2011-05-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-05-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-05-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-05-31No
Value of net income/loss2011-05-31$5,623,208
Value of net assets at end of year (total assets less liabilities)2011-05-31$39,950,130
Value of net assets at beginning of year (total assets less liabilities)2011-05-31$34,326,922
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-05-31No
Were any leases to which the plan was party in default or uncollectible2011-05-31No
Investment advisory and management fees2011-05-31$13,942
Value of interest in pooled separate accounts at end of year2011-05-31$2,515,123
Value of interest in pooled separate accounts at beginning of year2011-05-31$1,598,635
Interest earned on other investments2011-05-31$38,651
Value of interest in common/collective trusts at end of year2011-05-31$37,434,992
Value of interest in common/collective trusts at beginning of year2011-05-31$25,129,814
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-05-31$15
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-05-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-05-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-05-31$15
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-05-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-05-31$7,556,335
Net investment gain or loss from common/collective trusts2011-05-31$5,471,260
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-05-31Yes
Was there a failure to transmit to the plan any participant contributions2011-05-31No
Has the plan failed to provide any benefit when due under the plan2011-05-31No
Contributions received in cash from employer2011-05-31$500,000
Employer contributions (assets) at end of year2011-05-31$0
Employer contributions (assets) at beginning of year2011-05-31$42,138
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-05-31$504,858
Did the plan have assets held for investment2011-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-05-31No
Opinion of an independent qualified public accountant for this plan2011-05-31Unqualified
Accountancy firm name2011-05-31CITRIN, COOPERMAN & COMPANY, LLC
Accountancy firm EIN2011-05-31222428965
2010 : CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-05-31$0

Form 5500 Responses for CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES

2019: CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2019 form 5500 responses
2019-06-01Type of plan entitySingle employer plan
2019-06-01Submission has been amendedNo
2019-06-01This submission is the final filingYes
2019-06-01This return/report is a short plan year return/report (less than 12 months)No
2019-06-01Plan is a collectively bargained planNo
2019-06-01Plan funding arrangement – InsuranceYes
2019-06-01Plan funding arrangement – TrustYes
2019-06-01Plan benefit arrangement – InsuranceYes
2019-06-01Plan benefit arrangement - TrustYes
2018: CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2018 form 5500 responses
2018-06-01Type of plan entitySingle employer plan
2018-06-01Submission has been amendedNo
2018-06-01This submission is the final filingNo
2018-06-01This return/report is a short plan year return/report (less than 12 months)No
2018-06-01Plan is a collectively bargained planNo
2018-06-01Plan funding arrangement – InsuranceYes
2018-06-01Plan funding arrangement – TrustYes
2018-06-01Plan benefit arrangement – InsuranceYes
2018-06-01Plan benefit arrangement - TrustYes
2017: CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2017 form 5500 responses
2017-06-01Type of plan entitySingle employer plan
2017-06-01Submission has been amendedNo
2017-06-01This submission is the final filingNo
2017-06-01This return/report is a short plan year return/report (less than 12 months)No
2017-06-01Plan is a collectively bargained planNo
2017-06-01Plan funding arrangement – InsuranceYes
2017-06-01Plan funding arrangement – TrustYes
2017-06-01Plan benefit arrangement – InsuranceYes
2017-06-01Plan benefit arrangement - TrustYes
2016: CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2016 form 5500 responses
2016-06-01Type of plan entitySingle employer plan
2016-06-01Submission has been amendedNo
2016-06-01This submission is the final filingNo
2016-06-01This return/report is a short plan year return/report (less than 12 months)No
2016-06-01Plan is a collectively bargained planNo
2016-06-01Plan funding arrangement – InsuranceYes
2016-06-01Plan funding arrangement – TrustYes
2016-06-01Plan benefit arrangement – InsuranceYes
2016-06-01Plan benefit arrangement - TrustYes
2015: CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2015 form 5500 responses
2015-06-01Type of plan entitySingle employer plan
2015-06-01Submission has been amendedNo
2015-06-01This submission is the final filingNo
2015-06-01This return/report is a short plan year return/report (less than 12 months)No
2015-06-01Plan is a collectively bargained planNo
2015-06-01Plan funding arrangement – InsuranceYes
2015-06-01Plan funding arrangement – TrustYes
2015-06-01Plan benefit arrangement – InsuranceYes
2015-06-01Plan benefit arrangement - TrustYes
2014: CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2014 form 5500 responses
2014-06-01Type of plan entitySingle employer plan
2014-06-01Submission has been amendedNo
2014-06-01This submission is the final filingNo
2014-06-01This return/report is a short plan year return/report (less than 12 months)No
2014-06-01Plan is a collectively bargained planNo
2014-06-01Plan funding arrangement – InsuranceYes
2014-06-01Plan funding arrangement – TrustYes
2014-06-01Plan benefit arrangement – InsuranceYes
2014-06-01Plan benefit arrangement - TrustYes
2013: CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2013 form 5500 responses
2013-06-01Type of plan entitySingle employer plan
2013-06-01Submission has been amendedNo
2013-06-01This submission is the final filingNo
2013-06-01This return/report is a short plan year return/report (less than 12 months)No
2013-06-01Plan is a collectively bargained planNo
2013-06-01Plan funding arrangement – InsuranceYes
2013-06-01Plan funding arrangement – TrustYes
2013-06-01Plan benefit arrangement – InsuranceYes
2013-06-01Plan benefit arrangement - TrustYes
2012: CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2012 form 5500 responses
2012-06-01Type of plan entitySingle employer plan
2012-06-01Submission has been amendedNo
2012-06-01This submission is the final filingNo
2012-06-01This return/report is a short plan year return/report (less than 12 months)No
2012-06-01Plan is a collectively bargained planNo
2012-06-01Plan funding arrangement – InsuranceYes
2012-06-01Plan funding arrangement – TrustYes
2012-06-01Plan benefit arrangement – InsuranceYes
2012-06-01Plan benefit arrangement - TrustYes
2011: CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2011 form 5500 responses
2011-06-01Type of plan entitySingle employer plan
2011-06-01Submission has been amendedNo
2011-06-01This submission is the final filingNo
2011-06-01This return/report is a short plan year return/report (less than 12 months)No
2011-06-01Plan is a collectively bargained planNo
2011-06-01Plan funding arrangement – InsuranceYes
2011-06-01Plan funding arrangement – TrustYes
2011-06-01Plan benefit arrangement – InsuranceYes
2011-06-01Plan benefit arrangement - TrustYes
2009: CONSUMERS UNION OF UNITED STATES, INC. PENSION PLAN FOR MANAGEMENT/EXEMPT EMPLOYEES 2009 form 5500 responses
2009-06-01Type of plan entitySingle employer plan
2009-06-01Submission has been amendedYes
2009-06-01This submission is the final filingNo
2009-06-01This return/report is a short plan year return/report (less than 12 months)No
2009-06-01Plan is a collectively bargained planNo
2009-06-01Plan funding arrangement – InsuranceYes
2009-06-01Plan funding arrangement – TrustYes
2009-06-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-15489
Policy instance 1
Insurance contract or identification numberIN-15489
Number of Individuals Covered0
Insurance policy start date2019-06-01
Insurance policy end date2020-05-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-15489
Policy instance 1
Insurance contract or identification numberIN-15489
Number of Individuals Covered108
Insurance policy start date2018-06-01
Insurance policy end date2019-05-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-15489
Policy instance 1
Insurance contract or identification numberIN-15489
Number of Individuals Covered114
Insurance policy start date2017-06-01
Insurance policy end date2018-05-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-15489
Policy instance 1
Insurance contract or identification numberIN-15489
Number of Individuals Covered155
Insurance policy start date2015-06-01
Insurance policy end date2016-05-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-15489
Policy instance 1
Insurance contract or identification numberIN-15489
Number of Individuals Covered162
Insurance policy start date2014-06-01
Insurance policy end date2015-05-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-15489
Policy instance 1
Insurance contract or identification numberIN-15489
Number of Individuals Covered168
Insurance policy start date2013-06-01
Insurance policy end date2014-05-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-15489
Policy instance 1
Insurance contract or identification numberIN-15489
Number of Individuals Covered186
Insurance policy start date2012-06-01
Insurance policy end date2013-05-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-15489
Policy instance 1
Insurance contract or identification numberIN-15489
Number of Individuals Covered192
Insurance policy start date2011-06-01
Insurance policy end date2012-05-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-15489
Policy instance 1
Insurance contract or identification numberIN-15489
Number of Individuals Covered196
Insurance policy start date2010-06-01
Insurance policy end date2011-05-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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