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MCKINSEY RETIREMENT TRUST 401k Plan overview

Plan NameMCKINSEY RETIREMENT TRUST
Plan identification number 017

MCKINSEY RETIREMENT TRUST Benefits

No plan benefit data available

401k Sponsoring company profile

MCKINSEY & COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:MCKINSEY & COMPANY, INC.
Employer identification number (EIN):131826332
NAIC Classification:541600

Additional information about MCKINSEY & COMPANY, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1956-06-25
Company Identification Number: 109667
Legal Registered Office Address: 80 STATE STREET
New York
ALBANY
United States of America (USA)
12207

More information about MCKINSEY & COMPANY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MCKINSEY RETIREMENT TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0172022-01-01
0172021-01-01
0172020-01-01
0172019-01-01
0172018-01-01
0172017-01-01JAMES E. FARRELL JR. GUN KERESTECI2018-10-10
0172016-01-01JAMES E. FARRELL JR. GUN KERESTECI2017-10-11
0172015-01-01JAMES E. FARRELL JR. GUN KERESTECI2016-09-29
0172014-01-01JAMES E. FARRELL JR. GUN KERESTECI2015-10-02
0172013-01-01JAMES E. FARRELL JR. GUN KERESTECI2014-10-08
0172012-01-01JAMES E. FARRELL JR. GUN KERESTECI2013-10-15
0172011-01-01JAMES E. FARRELL JR. BRIAN NOCCO2012-10-11
0172009-01-01JAMES E. FARRELL, JR. STEPHEN PICCININNI2010-10-14

Plan Statistics for MCKINSEY RETIREMENT TRUST

401k plan membership statisitcs for MCKINSEY RETIREMENT TRUST

Measure Date Value
2016: MCKINSEY RETIREMENT TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-010
Total number of active participants reported on line 7a of the Form 55002016-01-010
Total of all active and inactive participants2016-01-010
2015: MCKINSEY RETIREMENT TRUST 2015 401k membership
Total of all active and inactive participants2015-01-010
2014: MCKINSEY RETIREMENT TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-010
Total of all active and inactive participants2014-01-010
2013: MCKINSEY RETIREMENT TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-010
Total of all active and inactive participants2013-01-010
2012: MCKINSEY RETIREMENT TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-010
Total of all active and inactive participants2012-01-010
2011: MCKINSEY RETIREMENT TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-010
Total number of active participants reported on line 7a of the Form 55002011-01-010
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-010
Number of participants with account balances2011-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: MCKINSEY RETIREMENT TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-010
Total number of active participants reported on line 7a of the Form 55002009-01-010
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-010
Number of participants with account balances2009-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on MCKINSEY RETIREMENT TRUST

Measure Date Value
2022 : MCKINSEY RETIREMENT TRUST 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-532,779,146
Total unrealized appreciation/depreciation of assets2022-12-31$-532,779,146
Total transfer of assets to this plan2022-12-31$544,560,298
Total transfer of assets from this plan2022-12-31$307,609,294
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$86,314,835
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$42,864,554
Total income from all sources (including contributions)2022-12-31$-406,744,407
Total loss/gain on sale of assets2022-12-31$118,305,857
Total of all expenses incurred2022-12-31$13,055,539
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$0
Value of total assets at end of year2022-12-31$10,086,760,955
Value of total assets at beginning of year2022-12-31$10,226,159,616
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$13,055,539
Total interest from all sources2022-12-31$81,493
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$7,647,389
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$7,647,389
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Assets. Other investments not covered elsewhere at end of year2022-12-31$9,383,018,961
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$9,606,776,295
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$57,582,366
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$12,446,125
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$75,328,895
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$7,309,069
Administrative expenses (other) incurred2022-12-31$12,306,679
Liabilities. Value of operating payables at end of year2022-12-31$10,985,940
Liabilities. Value of operating payables at beginning of year2022-12-31$35,555,485
Total non interest bearing cash at end of year2022-12-31$11,767,745
Total non interest bearing cash at beginning of year2022-12-31$53,451,438
Value of net income/loss2022-12-31$-419,799,946
Value of net assets at end of year (total assets less liabilities)2022-12-31$10,000,446,120
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$10,183,295,062
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$7,542,316
Assets. partnership/joint venture interests at beginning of year2022-12-31$11,311,414
Investment advisory and management fees2022-12-31$748,860
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$576,743,315
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$516,412,629
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$28,151,672
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$2,653,811
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$2,653,811
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$81,493
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$21,954,580
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$23,107,904
Did the plan have assets held for investment2022-12-31Yes
Aggregate proceeds on sale of assets2022-12-31$2,887,773,279
Aggregate carrying amount (costs) on sale of assets2022-12-31$2,769,467,422
2021 : MCKINSEY RETIREMENT TRUST 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$1,283,164,523
Total unrealized appreciation/depreciation of assets2021-12-31$1,283,164,523
Total transfer of assets to this plan2021-12-31$491,663,215
Total transfer of assets from this plan2021-12-31$462,234,447
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$42,864,554
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$146,568,431
Total income from all sources (including contributions)2021-12-31$1,726,964,136
Total loss/gain on sale of assets2021-12-31$443,688,452
Total of all expenses incurred2021-12-31$15,070,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$10,226,159,616
Value of total assets at beginning of year2021-12-31$8,588,541,065
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$15,070,476
Total interest from all sources2021-12-31$5,662
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$105,499
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$105,499
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Assets. Other investments not covered elsewhere at end of year2021-12-31$9,606,776,295
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$7,936,192,187
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$12,446,125
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$11,101,555
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$7,309,069
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$50,084,541
Administrative expenses (other) incurred2021-12-31$14,225,202
Liabilities. Value of operating payables at end of year2021-12-31$35,555,485
Liabilities. Value of operating payables at beginning of year2021-12-31$96,483,890
Total non interest bearing cash at end of year2021-12-31$53,451,438
Total non interest bearing cash at beginning of year2021-12-31$6,555,372
Value of net income/loss2021-12-31$1,711,893,660
Value of net assets at end of year (total assets less liabilities)2021-12-31$10,183,295,062
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$8,441,972,634
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$11,311,414
Assets. partnership/joint venture interests at beginning of year2021-12-31$11,424,643
Investment advisory and management fees2021-12-31$845,274
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$516,412,629
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$601,138,984
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$2,653,811
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$1,149,637
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$1,149,637
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$5,662
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$23,107,904
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$20,978,687
Did the plan have assets held for investment2021-12-31Yes
Aggregate proceeds on sale of assets2021-12-31$5,243,926,929
Aggregate carrying amount (costs) on sale of assets2021-12-31$4,800,238,477
2020 : MCKINSEY RETIREMENT TRUST 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$717,357,345
Total unrealized appreciation/depreciation of assets2020-12-31$717,357,345
Total transfer of assets to this plan2020-12-31$345,998,301
Total transfer of assets from this plan2020-12-31$271,200,651
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$146,568,431
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$225,801,538
Total income from all sources (including contributions)2020-12-31$833,318,053
Total loss/gain on sale of assets2020-12-31$113,828,036
Total of all expenses incurred2020-12-31$2,009,545
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$0
Value of total assets at end of year2020-12-31$8,588,541,065
Value of total assets at beginning of year2020-12-31$7,761,668,014
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$2,009,545
Total interest from all sources2020-12-31$12,431
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,120,241
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,120,241
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Assets. Other investments not covered elsewhere at end of year2020-12-31$7,936,192,187
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$4,697,881
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$11,101,555
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$161,433,466
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$50,084,541
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$63,958,426
Administrative expenses (other) incurred2020-12-31$1,308,864
Liabilities. Value of operating payables at end of year2020-12-31$96,483,890
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$6,555,372
Total non interest bearing cash at beginning of year2020-12-31$4,304,250
Value of net income/loss2020-12-31$831,308,508
Value of net assets at end of year (total assets less liabilities)2020-12-31$8,441,972,634
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$7,535,866,476
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$11,424,643
Assets. partnership/joint venture interests at beginning of year2020-12-31$15,418,324
Investment advisory and management fees2020-12-31$676,681
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$601,138,984
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$7,555,860,401
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1,149,637
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$12,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$20,978,687
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$19,953,692
Contract administrator fees2020-12-31$24,000
Did the plan have assets held for investment2020-12-31Yes
Aggregate proceeds on sale of assets2020-12-31$4,155,058,542
Aggregate carrying amount (costs) on sale of assets2020-12-31$4,041,230,506
Liabilities. Value of acquisition indebtedness at end of year2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$161,843,112
2019 : MCKINSEY RETIREMENT TRUST 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$-3,319,766,503
Total unrealized appreciation/depreciation of assets2019-12-31$-3,319,766,503
Total transfer of assets to this plan2019-12-31$361,135,826
Total transfer of assets from this plan2019-12-31$259,366,279
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$225,801,538
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$290,561,072
Total income from all sources (including contributions)2019-12-31$1,158,473,608
Total loss/gain on sale of assets2019-12-31$4,468,468,889
Total of all expenses incurred2019-12-31$33,418,880
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Value of total assets at end of year2019-12-31$7,761,668,014
Value of total assets at beginning of year2019-12-31$6,599,603,273
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$33,418,880
Total interest from all sources2019-12-31$9,771,222
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Assets. Other investments not covered elsewhere at end of year2019-12-31$4,697,881
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$5,857,927
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$161,433,466
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$132,040,941
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$63,958,426
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$62,030,592
Administrative expenses (other) incurred2019-12-31$33,418,880
Total non interest bearing cash at end of year2019-12-31$4,304,250
Total non interest bearing cash at beginning of year2019-12-31$33,918,125
Value of net income/loss2019-12-31$1,125,054,728
Value of net assets at end of year (total assets less liabilities)2019-12-31$7,535,866,476
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,309,042,201
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$15,418,324
Assets. partnership/joint venture interests at beginning of year2019-12-31$33,759,666
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$7,555,860,401
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,380,948,449
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$9,771,222
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$19,953,692
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$13,078,165
Did the plan have assets held for investment2019-12-31Yes
Aggregate proceeds on sale of assets2019-12-31$4,521,298,328
Aggregate carrying amount (costs) on sale of assets2019-12-31$52,829,439
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$161,843,112
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$228,530,480
2018 : MCKINSEY RETIREMENT TRUST 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-273,541,236
Total unrealized appreciation/depreciation of assets2018-12-31$-273,541,236
Total transfer of assets to this plan2018-12-31$338,914,210
Total transfer of assets from this plan2018-12-31$273,964,066
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$290,561,072
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,414,592,234
Total income from all sources (including contributions)2018-12-31$-14,514,562
Total loss/gain on sale of assets2018-12-31$249,702,417
Total of all expenses incurred2018-12-31$33,374,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$0
Value of total assets at end of year2018-12-31$6,599,603,273
Value of total assets at beginning of year2018-12-31$7,706,572,902
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$33,374,049
Total interest from all sources2018-12-31$9,324,257
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Assets. Other investments not covered elsewhere at end of year2018-12-31$5,857,927
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$4,864,864
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$132,040,941
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$614,736,309
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$62,030,592
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$60,498,005
Administrative expenses (other) incurred2018-12-31$33,374,049
Total non interest bearing cash at end of year2018-12-31$33,918,125
Total non interest bearing cash at beginning of year2018-12-31$33,823,677
Value of net income/loss2018-12-31$-47,888,611
Value of net assets at end of year (total assets less liabilities)2018-12-31$6,309,042,201
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$6,291,980,668
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$33,759,666
Assets. partnership/joint venture interests at beginning of year2018-12-31$129,723,768
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$6,380,948,449
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$6,875,833,303
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$9,324,257
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$13,078,165
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$47,590,981
Did the plan have assets held for investment2018-12-31Yes
Aggregate proceeds on sale of assets2018-12-31$1,755,565,263
Aggregate carrying amount (costs) on sale of assets2018-12-31$1,505,862,846
Liabilities. Value of acquisition indebtedness at end of year2018-12-31$228,530,480
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$1,354,094,229
2017 : MCKINSEY RETIREMENT TRUST 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$191,114,153
Total unrealized appreciation/depreciation of assets2017-12-31$191,114,153
Total transfer of assets to this plan2017-12-31$299,124,897
Total transfer of assets from this plan2017-12-31$220,080,423
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,414,592,234
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$73,223,564
Total income from all sources (including contributions)2017-12-31$630,567,690
Total loss/gain on sale of assets2017-12-31$433,754,368
Total of all expenses incurred2017-12-31$37,011,535
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$0
Value of total assets at end of year2017-12-31$7,706,572,902
Value of total assets at beginning of year2017-12-31$5,692,603,603
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$37,011,535
Total interest from all sources2017-12-31$5,025,112
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$674,057
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$4,864,864
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$4,769,101
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$614,736,309
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$62,015,741
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$60,498,005
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$73,223,564
Administrative expenses (other) incurred2017-12-31$37,011,535
Total non interest bearing cash at end of year2017-12-31$32,530,452
Total non interest bearing cash at beginning of year2017-12-31$15,431,153
Value of net income/loss2017-12-31$593,556,155
Value of net assets at end of year (total assets less liabilities)2017-12-31$6,291,980,668
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$5,619,380,039
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$129,723,768
Assets. partnership/joint venture interests at beginning of year2017-12-31$364,150,135
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$6,108,565,278
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,739,346,183
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$768,561,250
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$457,863,251
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$457,863,251
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$5,025,112
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Income. Dividends from common stock2017-12-31$674,057
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$47,590,981
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$49,028,039
Did the plan have assets held for investment2017-12-31Yes
Aggregate proceeds on sale of assets2017-12-31$3,446,741,810
Aggregate carrying amount (costs) on sale of assets2017-12-31$3,012,987,442
Liabilities. Value of acquisition indebtedness at end of year2017-12-31$1,354,094,229
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
2016 : MCKINSEY RETIREMENT TRUST 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$282,627,225
Total unrealized appreciation/depreciation of assets2016-12-31$282,627,225
Total transfer of assets to this plan2016-12-31$263,121,156
Total transfer of assets from this plan2016-12-31$153,810,710
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$73,223,564
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$23,033,929
Total income from all sources (including contributions)2016-12-31$391,401,958
Total loss/gain on sale of assets2016-12-31$105,275,416
Total of all expenses incurred2016-12-31$26,865,088
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$0
Value of total assets at end of year2016-12-31$5,692,603,603
Value of total assets at beginning of year2016-12-31$5,168,566,652
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$26,865,088
Total interest from all sources2016-12-31$1,959,433
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,539,884
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at end of year2016-12-31$4,769,101
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$4,664,138
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$62,015,741
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$147,295,264
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$73,223,564
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$23,033,929
Administrative expenses (other) incurred2016-12-31$26,865,088
Total non interest bearing cash at end of year2016-12-31$15,431,153
Total non interest bearing cash at beginning of year2016-12-31$24,371,348
Value of net income/loss2016-12-31$364,536,870
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,619,380,039
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,145,532,723
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$364,150,135
Assets. partnership/joint venture interests at beginning of year2016-12-31$555,797,218
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,739,346,183
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,036,497,716
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$457,863,251
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$357,555,218
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$357,555,218
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1,959,433
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Income. Dividends from common stock2016-12-31$1,539,884
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$49,028,039
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$42,385,750
Did the plan have assets held for investment2016-12-31Yes
Aggregate proceeds on sale of assets2016-12-31$554,171,596
Aggregate carrying amount (costs) on sale of assets2016-12-31$448,896,180
2015 : MCKINSEY RETIREMENT TRUST 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$162,961,156
Total unrealized appreciation/depreciation of assets2015-12-31$162,961,156
Total transfer of assets to this plan2015-12-31$16,728,312
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$23,033,929
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$45,197,338
Total income from all sources (including contributions)2015-12-31$163,509,458
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$27,178,758
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$5,168,566,652
Value of total assets at beginning of year2015-12-31$5,037,671,049
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$27,178,758
Total interest from all sources2015-12-31$355,431
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$131,317
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$4,664,138
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$4,709,762
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$147,295,264
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$89,341,781
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$23,033,929
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$45,197,338
Other income not declared elsewhere2015-12-31$61,554
Total non interest bearing cash at end of year2015-12-31$24,371,348
Total non interest bearing cash at beginning of year2015-12-31$82,841,160
Value of net income/loss2015-12-31$136,330,700
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,145,532,723
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,992,473,711
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$598,182,968
Assets. partnership/joint venture interests at beginning of year2015-12-31$763,456,267
Investment advisory and management fees2015-12-31$27,178,758
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,036,497,716
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,626,266,674
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$357,555,218
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$471,055,405
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$471,055,405
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$355,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Income. Dividends from common stock2015-12-31$131,317
Did the plan have assets held for investment2015-12-31Yes
2014 : MCKINSEY RETIREMENT TRUST 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$447,411,686
Total unrealized appreciation/depreciation of assets2014-12-31$447,411,686
Total transfer of assets from this plan2014-12-31$139,288,821
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$45,197,338
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$52,090,066
Total income from all sources (including contributions)2014-12-31$449,109,813
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$20,958,233
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$5,037,671,049
Value of total assets at beginning of year2014-12-31$4,755,701,018
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$20,958,233
Total interest from all sources2014-12-31$377,793
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,132,545
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$4,709,762
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$5,127,693
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$89,341,781
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$34,199,962
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$45,197,338
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$52,090,066
Other income not declared elsewhere2014-12-31$187,789
Administrative expenses (other) incurred2014-12-31$18,591
Total non interest bearing cash at end of year2014-12-31$82,841,160
Total non interest bearing cash at beginning of year2014-12-31$14,189,844
Value of net income/loss2014-12-31$428,151,580
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,992,473,711
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,703,610,952
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$763,456,267
Assets. partnership/joint venture interests at beginning of year2014-12-31$572,760,754
Investment advisory and management fees2014-12-31$20,939,642
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,626,266,674
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,421,201,646
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$471,055,405
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$708,221,119
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$708,221,119
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$377,793
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Income. Dividends from common stock2014-12-31$1,132,545
Did the plan have assets held for investment2014-12-31Yes
2013 : MCKINSEY RETIREMENT TRUST 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$299,064,316
Total unrealized appreciation/depreciation of assets2013-12-31$299,064,316
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$52,090,066
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$46,768,325
Total income from all sources (including contributions)2013-12-31$301,946,082
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$39,301,611
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$16,114,192
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$4,755,701,018
Value of total assets at beginning of year2013-12-31$4,487,734,806
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$23,187,419
Total interest from all sources2013-12-31$254,289
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,601,466
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$5,127,693
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$5,602,024
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$16,114,192
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$34,199,962
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$25,718,830
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$52,090,066
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$46,768,325
Other income not declared elsewhere2013-12-31$1,026,011
Total non interest bearing cash at end of year2013-12-31$14,189,844
Total non interest bearing cash at beginning of year2013-12-31$71,756,960
Value of net income/loss2013-12-31$262,644,471
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,703,610,952
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,440,966,481
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$572,760,754
Assets. partnership/joint venture interests at beginning of year2013-12-31$545,911,434
Investment advisory and management fees2013-12-31$23,187,419
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,421,201,646
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,340,145,927
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$708,221,119
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$498,599,631
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$498,599,631
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$254,289
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Income. Dividends from common stock2013-12-31$1,601,466
Did the plan have assets held for investment2013-12-31Yes
2012 : MCKINSEY RETIREMENT TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$352,410,035
Total unrealized appreciation/depreciation of assets2012-12-31$352,410,035
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$46,768,325
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$22,427,300
Total income from all sources (including contributions)2012-12-31$369,843,730
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$19,802,363
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$0
Value of total assets at end of year2012-12-31$4,487,734,806
Value of total assets at beginning of year2012-12-31$3,988,139,118
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$19,802,363
Total interest from all sources2012-12-31$459,099
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$12,108,602
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$5,602,024
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$4,813,792
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$25,718,830
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$28,848,870
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$46,768,325
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$22,427,300
Other income not declared elsewhere2012-12-31$4,865,994
Total non interest bearing cash at end of year2012-12-31$71,756,960
Total non interest bearing cash at beginning of year2012-12-31$135,120,231
Value of net income/loss2012-12-31$350,041,367
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,440,966,481
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,965,711,818
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$545,911,434
Assets. partnership/joint venture interests at beginning of year2012-12-31$434,867,316
Investment advisory and management fees2012-12-31$19,802,363
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,340,145,927
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,089,138,934
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$498,599,631
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$295,349,975
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$295,349,975
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$459,099
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Income. Dividends from common stock2012-12-31$12,108,602
Did the plan have assets held for investment2012-12-31Yes
2011 : MCKINSEY RETIREMENT TRUST 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$169,517,591
Total unrealized appreciation/depreciation of assets2011-12-31$169,517,591
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$22,427,300
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$16,123,280
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$189,575,832
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$17,318,013
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$0
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$0
Value of total assets at end of year2011-12-31$3,988,139,118
Value of total assets at beginning of year2011-12-31$3,814,604,018
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$17,318,013
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$453,003
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$17,937,637
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2011-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$0
Assets. Real estate other than employer real property at end of year2011-12-31$0
Assets. Real estate other than employer real property at beginning of year2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31No
Value of fidelity bond cover2011-12-31$0
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$0
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$4,813,792
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$5,459,639
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$28,848,870
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$58,358,646
Assets. Loans (other than to participants) at end of year2011-12-31$0
Assets. Loans (other than to participants) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$22,427,300
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$16,123,280
Other income not declared elsewhere2011-12-31$1,667,601
Administrative expenses (other) incurred2011-12-31$313,927
Liabilities. Value of operating payables at end of year2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Total non interest bearing cash at end of year2011-12-31$135,120,231
Total non interest bearing cash at beginning of year2011-12-31$62,091,958
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$172,257,819
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,965,711,818
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,798,480,738
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Assets. partnership/joint venture interests at end of year2011-12-31$434,867,316
Assets. partnership/joint venture interests at beginning of year2011-12-31$474,089,859
Investment advisory and management fees2011-12-31$17,004,086
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,089,138,934
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,860,951,266
Interest on participant loans2011-12-31$0
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in master investment trust accounts at end of year2011-12-31$0
Value of interest in master investment trust accounts at beginning of year2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$295,349,975
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$353,652,650
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$353,652,650
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$453,003
Assets. Value of investments in 103.12 investment entities at end of year2011-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2011-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Asset value of US Government securities at end of year2011-12-31$0
Asset value of US Government securities at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$0
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$0
Assets. Value of employer real property at end of year2011-12-31$0
Assets. Value of employer real property at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$0
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$0
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$17,937,637
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$0
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$0
Contract administrator fees2011-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$0
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
2010 : MCKINSEY RETIREMENT TRUST 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$271,089,766
Total unrealized appreciation/depreciation of assets2010-12-31$271,089,766
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$16,123,280
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$20,660,819
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$280,599,414
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$35,281,175
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$0
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$0
Value of total assets at end of year2010-12-31$3,814,604,018
Value of total assets at beginning of year2010-12-31$3,582,008,919
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$35,281,175
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$505,608
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$9,004,040
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2010-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$0
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31No
Value of fidelity bond cover2010-12-31$0
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$0
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Assets. Other investments not covered elsewhere at end of year2010-12-31$5,459,639
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$5,142,015
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$58,358,646
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$128,122,587
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$16,123,280
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$20,660,819
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$21,271,054
Liabilities. Value of operating payables at end of year2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$62,091,958
Total non interest bearing cash at beginning of year2010-12-31$87,123,943
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$245,318,239
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,798,480,738
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,561,348,100
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Assets. partnership/joint venture interests at end of year2010-12-31$474,089,859
Assets. partnership/joint venture interests at beginning of year2010-12-31$655,091,080
Investment advisory and management fees2010-12-31$14,010,121
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,860,951,266
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,417,245,381
Interest on participant loans2010-12-31$0
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$353,652,650
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$289,283,913
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$289,283,913
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$505,608
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Assets. Value of employer real property at end of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$0
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$9,004,040
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$0
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Contract administrator fees2010-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31ACCOUNTANT FIRM NAME
Accountancy firm EIN2010-12-31999999999

Form 5500 Responses for MCKINSEY RETIREMENT TRUST

2022: MCKINSEY RETIREMENT TRUST 2022 form 5500 responses
2022-01-01Type of plan entityDFE (Diect Filing Entity)
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2021: MCKINSEY RETIREMENT TRUST 2021 form 5500 responses
2021-01-01Type of plan entityDFE (Diect Filing Entity)
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2020: MCKINSEY RETIREMENT TRUST 2020 form 5500 responses
2020-01-01Type of plan entityDFE (Diect Filing Entity)
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2019: MCKINSEY RETIREMENT TRUST 2019 form 5500 responses
2019-01-01Type of plan entityDFE (Diect Filing Entity)
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2018: MCKINSEY RETIREMENT TRUST 2018 form 5500 responses
2018-01-01Type of plan entityDFE (Diect Filing Entity)
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2017: MCKINSEY RETIREMENT TRUST 2017 form 5500 responses
2017-01-01Type of plan entityDFE (Diect Filing Entity)
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2016: MCKINSEY RETIREMENT TRUST 2016 form 5500 responses
2016-01-01Type of plan entityDFE (Diect Filing Entity)
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2015: MCKINSEY RETIREMENT TRUST 2015 form 5500 responses
2015-01-01Type of plan entityDFE (Diect Filing Entity)
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2014: MCKINSEY RETIREMENT TRUST 2014 form 5500 responses
2014-01-01Type of plan entityDFE (Diect Filing Entity)
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2013: MCKINSEY RETIREMENT TRUST 2013 form 5500 responses
2013-01-01Type of plan entityDFE (Diect Filing Entity)
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2012: MCKINSEY RETIREMENT TRUST 2012 form 5500 responses
2012-01-01Type of plan entityDFE (Diect Filing Entity)
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2011: MCKINSEY RETIREMENT TRUST 2011 form 5500 responses
2011-01-01Type of plan entityDFE (Diect Filing Entity)
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2009: MCKINSEY RETIREMENT TRUST 2009 form 5500 responses
2009-01-01Type of plan entityDFE (Diect Filing Entity)
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP87456
Policy instance 1
Insurance contract or identification numberP87456
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number43172
Policy instance 2
Insurance contract or identification number43172
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-04-21
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP87456
Policy instance 1
Insurance contract or identification numberP87456
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number43172
Policy instance 2
Insurance contract or identification number43172
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $498
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees498
Additional information about fees paid to insurance brokerPERSISTENCY FEES AND OTHER COMPENSATION
Insurance broker organization code?3
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP87456
Policy instance 1
Insurance contract or identification numberP87456
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number43172
Policy instance 2
Insurance contract or identification number43172
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $498
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees498
Additional information about fees paid to insurance brokerPERSISTENCY FEES AND OTHER COMPENSATION
Insurance broker organization code?3
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP87456
Policy instance 1
Insurance contract or identification numberP87456
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP87456
Policy instance 1
Insurance contract or identification numberP87456
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP87456
Policy instance 2
Insurance contract or identification numberP87456
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameSCHOENFELD CLU CHFC MSFS HARR
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number43172
Policy instance 1
Insurance contract or identification number43172
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $498
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees498
Additional information about fees paid to insurance brokerPERSISTENCY FEES OTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameELLEN E STEELE ALLARE
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number43172
Policy instance 1
Insurance contract or identification number43172
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $507
Total amount of fees paid to insurance companyUSD $667
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $395
Amount paid for insurance broker fees657
Additional information about fees paid to insurance brokerPERSISTENCY FEES OTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameMILLER FNCL GRP LLC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number15534565
Policy instance 2
Insurance contract or identification number15534565
Number of Individuals Covered1
Insurance policy start date2014-02-01
Insurance policy end date2015-01-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameCRUMP LIFE INSURANCE SERVICES INC.
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP87456
Policy instance 3
Insurance contract or identification numberP87456
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameSCHOENFELD CLU CHFC MSFS HARR
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number15534565
Policy instance 2
Insurance contract or identification number15534565
Number of Individuals Covered1
Insurance policy start date2013-02-01
Insurance policy end date2014-01-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerFEES
Insurance broker organization code?3
Insurance broker nameCRUMP LIFE INSURANCE SERVICES INC.
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP87456
Policy instance 3
Insurance contract or identification numberP87456
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameSCHOENFELD CLU CHFC MSFS HARR
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number43172
Policy instance 1
Insurance contract or identification number43172
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $508
Total amount of fees paid to insurance companyUSD $663
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $395
Amount paid for insurance broker fees649
Additional information about fees paid to insurance brokerPERSISTENCY FEES OTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameMILLER FNCL GRP LLC
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP87456
Policy instance 4
Insurance contract or identification numberP87456
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameSCHOENFELD CLU CHFC MSFS HARR
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number43059
Policy instance 2
Insurance contract or identification number43059
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number43172
Policy instance 1
Insurance contract or identification number43172
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $508
Total amount of fees paid to insurance companyUSD $663
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $395
Amount paid for insurance broker fees649
Additional information about fees paid to insurance brokerPERSISTENCY FEES OTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameMILLER FNCL GRP LLC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number15534565
Policy instance 3
Insurance contract or identification number15534565
Number of Individuals Covered1
Insurance policy start date2012-02-01
Insurance policy end date2013-01-31
Total amount of commissions paid to insurance brokerUSD $700
Total amount of fees paid to insurance companyUSD $770
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $700
Amount paid for insurance broker fees770
Additional information about fees paid to insurance brokerFEES
Insurance broker organization code?3
Insurance broker nameCRUMP LIFE INSURANCE SERVICES INC.
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number43172
Policy instance 1
Insurance contract or identification number43172
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $508
Total amount of fees paid to insurance companyUSD $663
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $395
Amount paid for insurance broker fees649
Additional information about fees paid to insurance brokerPERSISTENCY FEES OTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameMILLER FNCL GRP LLC
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number43059
Policy instance 2
Insurance contract or identification number43059
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number15534565
Policy instance 3
Insurance contract or identification number15534565
Number of Individuals Covered1
Insurance policy start date2011-02-01
Insurance policy end date2012-01-31
Total amount of commissions paid to insurance brokerUSD $700
Total amount of fees paid to insurance companyUSD $770
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $700
Amount paid for insurance broker fees770
Additional information about fees paid to insurance brokerFEES
Insurance broker organization code?3
Insurance broker nameCRUMP LIFE INSURANCE SERVICES INC.
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP87456
Policy instance 4
Insurance contract or identification numberP87456
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameSCHOENFELD CLU CHFC MSFS HARR
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number15534565
Policy instance 3
Insurance contract or identification number15534565
Number of Individuals Covered1
Insurance policy start date2011-02-01
Insurance policy end date2012-01-31
Total amount of commissions paid to insurance brokerUSD $700
Total amount of fees paid to insurance companyUSD $770
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number43172
Policy instance 1
Insurance contract or identification number43172
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $395
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number43059
Policy instance 2
Insurance contract or identification number43059
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP87456
Policy instance 5
Insurance contract or identification numberP87456
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number075512
Policy instance 4
Insurance contract or identification number075512
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $503
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number075512
Policy instance 4
Insurance contract or identification number075512
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $1,103
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,103
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameAGENT NAME
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number43059
Policy instance 2
Insurance contract or identification number43059
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number43172
Policy instance 1
Insurance contract or identification number43172
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $395
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $395
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameELLEN E STEELE ALLARE
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number15534565
Policy instance 3
Insurance contract or identification number15534565
Number of Individuals Covered1
Insurance policy start date2010-02-01
Insurance policy end date2011-01-31
Total amount of commissions paid to insurance brokerUSD $700
Total amount of fees paid to insurance companyUSD $770
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $700
Amount paid for insurance broker fees770
Insurance broker organization code?3
Insurance broker nameCRUMP LIFE INSURANCE INC.

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