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NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 401k Plan overview

Plan NameNOVARTIS CORPORATION INVESTMENT SAVINGS PLAN
Plan identification number 055

NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NOVARTIS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:NOVARTIS CORPORATION
Employer identification number (EIN):131834433
NAIC Classification:325410

Additional information about NOVARTIS CORPORATION

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1966-11-15
Company Identification Number: 203887
Legal Registered Office Address: 251 Little Falls Drive
New York
Wilmington
United States of America (USA)
19808

More information about NOVARTIS CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0552022-01-01
0552021-01-01
0552020-01-01
0552019-01-01
0552018-01-01
0552017-01-01DANIEL COLUMBUS
0552016-01-01DANIEL COLUMBUS
0552015-01-01DANIEL COLUMBUS
0552014-01-01DANIEL COLUMBUS
0552013-01-01DANIEL COLUMBUS
0552012-01-01DANIEL COLUMBUS
0552011-01-01WILLIAM A. FLANNERY, EXEC DIRECTOR

Plan Statistics for NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN

401k plan membership statisitcs for NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN

Measure Date Value
2022: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0127,381
Total number of active participants reported on line 7a of the Form 55002022-01-0113,987
Number of retired or separated participants receiving benefits2022-01-01601
Number of other retired or separated participants entitled to future benefits2022-01-0112,793
Total of all active and inactive participants2022-01-0127,381
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0178
Total participants2022-01-0127,459
Number of participants with account balances2022-01-0126,907
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01707
2021: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0125,021
Total number of active participants reported on line 7a of the Form 55002021-01-0114,350
Number of retired or separated participants receiving benefits2021-01-01619
Number of other retired or separated participants entitled to future benefits2021-01-0112,338
Total of all active and inactive participants2021-01-0127,307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0174
Total participants2021-01-0127,381
Number of participants with account balances2021-01-0127,158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011,178
2020: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0125,785
Total number of active participants reported on line 7a of the Form 55002020-01-0113,973
Number of retired or separated participants receiving benefits2020-01-01128
Number of other retired or separated participants entitled to future benefits2020-01-0110,843
Total of all active and inactive participants2020-01-0124,944
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0177
Total participants2020-01-0125,021
Number of participants with account balances2020-01-0113,455
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01292
2019: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0125,865
Total number of active participants reported on line 7a of the Form 55002019-01-0113,093
Number of retired or separated participants receiving benefits2019-01-01567
Number of other retired or separated participants entitled to future benefits2019-01-0112,024
Total of all active and inactive participants2019-01-0125,684
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-01101
Total participants2019-01-0125,785
Number of participants with account balances2019-01-0125,663
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01554
2018: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0127,506
Total number of active participants reported on line 7a of the Form 55002018-01-0113,537
Number of retired or separated participants receiving benefits2018-01-01613
Number of other retired or separated participants entitled to future benefits2018-01-0111,622
Total of all active and inactive participants2018-01-0125,772
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0193
Total participants2018-01-0125,865
Number of participants with account balances2018-01-0125,676
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01519
2017: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0127,676
Total number of active participants reported on line 7a of the Form 55002017-01-0115,320
Number of retired or separated participants receiving benefits2017-01-01745
Number of other retired or separated participants entitled to future benefits2017-01-0111,341
Total of all active and inactive participants2017-01-0127,406
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01100
Total participants2017-01-0127,506
Number of participants with account balances2017-01-0127,506
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01770
2016: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0138,659
Total number of active participants reported on line 7a of the Form 55002016-01-0115,026
Number of retired or separated participants receiving benefits2016-01-01683
Number of other retired or separated participants entitled to future benefits2016-01-0111,856
Total of all active and inactive participants2016-01-0127,565
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-01111
Total participants2016-01-0127,676
Number of participants with account balances2016-01-0127,676
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01916
2015: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0136,561
Total number of active participants reported on line 7a of the Form 55002015-01-0123,662
Number of retired or separated participants receiving benefits2015-01-01666
Number of other retired or separated participants entitled to future benefits2015-01-0114,213
Total of all active and inactive participants2015-01-0138,541
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01118
Total participants2015-01-0138,659
Number of participants with account balances2015-01-0138,342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011,115
2014: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0139,285
Total number of active participants reported on line 7a of the Form 55002014-01-0122,807
Number of retired or separated participants receiving benefits2014-01-01652
Number of other retired or separated participants entitled to future benefits2014-01-0112,989
Total of all active and inactive participants2014-01-0136,448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-01113
Total participants2014-01-0136,561
Number of participants with account balances2014-01-0136,238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01838
2013: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0131,540
Total number of active participants reported on line 7a of the Form 55002013-01-0126,761
Number of retired or separated participants receiving benefits2013-01-01624
Number of other retired or separated participants entitled to future benefits2013-01-0111,798
Total of all active and inactive participants2013-01-0139,183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01102
Total participants2013-01-0139,285
Number of participants with account balances2013-01-0138,540
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01996
2012: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0135,080
Total number of active participants reported on line 7a of the Form 55002012-01-0120,176
Number of retired or separated participants receiving benefits2012-01-01470
Number of other retired or separated participants entitled to future benefits2012-01-0110,818
Total of all active and inactive participants2012-01-0131,464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0176
Total participants2012-01-0131,540
Number of participants with account balances2012-01-0130,281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01860
2011: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0125,580
Total number of active participants reported on line 7a of the Form 55002011-01-0126,188
Number of retired or separated participants receiving benefits2011-01-01445
Number of other retired or separated participants entitled to future benefits2011-01-018,399
Total of all active and inactive participants2011-01-0135,032
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0148
Total participants2011-01-0135,080
Number of participants with account balances2011-01-0126,595
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01694

Financial Data on NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN

Measure Date Value
2022 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$469,613
Total transfer of assets from this plan2022-12-31$6,911
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-959,653,487
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$618,272,945
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$618,153,366
Expenses. Certain deemed distributions of participant loans2022-12-31$40,023
Value of total corrective distributions2022-12-31$79,556
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$605,368,303
Value of total assets at end of year2022-12-31$8,437,903,652
Value of total assets at beginning of year2022-12-31$10,015,367,382
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$0
Total interest from all sources2022-12-31$1,924,380
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$7,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$271,158,940
Participant contributions at end of year2022-12-31$39,872,624
Participant contributions at beginning of year2022-12-31$39,854,488
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$41,381,305
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,577,926,432
Value of net assets at end of year (total assets less liabilities)2022-12-31$8,437,903,652
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$10,015,367,382
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Interest on participant loans2022-12-31$1,924,380
Value of interest in master investment trust accounts at end of year2022-12-31$8,248,183,065
Value of interest in master investment trust accounts at beginning of year2022-12-31$9,839,957,566
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$292,828,058
Employer contributions (assets) at end of year2022-12-31$149,847,963
Employer contributions (assets) at beginning of year2022-12-31$135,555,328
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$618,153,366
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31COHNREZNICK LLP
Accountancy firm EIN2022-12-31221478099
2021 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$102,906,767
Total transfer of assets from this plan2021-12-31$4,317
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,894,857,703
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$746,615,479
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$746,334,565
Expenses. Certain deemed distributions of participant loans2021-12-31$59,449
Value of total corrective distributions2021-12-31$221,465
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$618,505,356
Value of total assets at end of year2021-12-31$10,015,367,382
Value of total assets at beginning of year2021-12-31$8,764,222,708
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$0
Total interest from all sources2021-12-31$2,001,520
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$7,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$271,787,378
Participant contributions at end of year2021-12-31$39,854,488
Participant contributions at beginning of year2021-12-31$39,118,784
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$70,808,301
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,148,242,224
Value of net assets at end of year (total assets less liabilities)2021-12-31$10,015,367,382
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$8,764,222,708
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Interest on participant loans2021-12-31$2,001,520
Value of interest in master investment trust accounts at end of year2021-12-31$9,839,957,566
Value of interest in master investment trust accounts at beginning of year2021-12-31$8,590,448,132
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$275,909,677
Employer contributions (assets) at end of year2021-12-31$135,555,328
Employer contributions (assets) at beginning of year2021-12-31$134,655,792
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$746,334,565
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31COHNREZNICK LLP
Accountancy firm EIN2021-12-31221478099
2020 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$39,159,901
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,616,798,132
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$558,338,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$558,130,862
Expenses. Certain deemed distributions of participant loans2020-12-31$88,504
Value of total corrective distributions2020-12-31$118,907
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$549,703,037
Value of total assets at end of year2020-12-31$8,764,222,708
Value of total assets at beginning of year2020-12-31$7,666,602,948
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$0
Total interest from all sources2020-12-31$2,233,280
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$7,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$237,160,754
Participant contributions at end of year2020-12-31$39,118,784
Participant contributions at beginning of year2020-12-31$42,361,562
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$45,277,950
Other income not declared elsewhere2020-12-31$119,652
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,058,459,859
Value of net assets at end of year (total assets less liabilities)2020-12-31$8,764,222,708
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$7,666,602,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Interest on participant loans2020-12-31$2,233,280
Value of interest in master investment trust accounts at end of year2020-12-31$8,590,448,132
Value of interest in master investment trust accounts at beginning of year2020-12-31$7,501,816,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$267,264,333
Employer contributions (assets) at end of year2020-12-31$134,655,792
Employer contributions (assets) at beginning of year2020-12-31$122,424,493
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$558,130,862
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31COHNREZNICK LLP
Accountancy firm EIN2020-12-31221478099
2019 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets from this plan2019-12-31$2,319,629,297
Total transfer of assets from this plan2019-12-31$2,319,629,297
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,400,851,365
Total income from all sources (including contributions)2019-12-31$2,400,851,365
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$733,648,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$733,253,509
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$733,253,509
Expenses. Certain deemed distributions of participant loans2019-12-31$260,834
Expenses. Certain deemed distributions of participant loans2019-12-31$260,834
Value of total corrective distributions2019-12-31$134,194
Value of total corrective distributions2019-12-31$134,194
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$652,590,028
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$652,590,028
Value of total assets at end of year2019-12-31$7,666,602,948
Value of total assets at end of year2019-12-31$7,666,602,948
Value of total assets at beginning of year2019-12-31$8,319,029,417
Value of total assets at beginning of year2019-12-31$8,319,029,417
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total interest from all sources2019-12-31$4,470,839
Total interest from all sources2019-12-31$4,470,839
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$7,000,000
Value of fidelity bond cover2019-12-31$7,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$295,789,007
Contributions received from participants2019-12-31$295,789,007
Participant contributions at end of year2019-12-31$42,361,562
Participant contributions at end of year2019-12-31$42,361,562
Participant contributions at beginning of year2019-12-31$85,580,418
Participant contributions at beginning of year2019-12-31$85,580,418
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$60,930,916
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$60,930,916
Other income not declared elsewhere2019-12-31$396,177
Other income not declared elsewhere2019-12-31$396,177
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,667,202,828
Value of net assets at end of year (total assets less liabilities)2019-12-31$7,666,602,948
Value of net assets at end of year (total assets less liabilities)2019-12-31$7,666,602,948
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$8,319,029,417
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$8,319,029,417
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Interest on participant loans2019-12-31$4,470,839
Interest on participant loans2019-12-31$4,470,839
Value of interest in master investment trust accounts at end of year2019-12-31$7,501,816,893
Value of interest in master investment trust accounts at end of year2019-12-31$7,501,816,893
Value of interest in master investment trust accounts at beginning of year2019-12-31$8,106,141,439
Value of interest in master investment trust accounts at beginning of year2019-12-31$8,106,141,439
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$295,870,105
Contributions received in cash from employer2019-12-31$295,870,105
Employer contributions (assets) at end of year2019-12-31$122,424,493
Employer contributions (assets) at end of year2019-12-31$122,424,493
Employer contributions (assets) at beginning of year2019-12-31$127,307,560
Employer contributions (assets) at beginning of year2019-12-31$127,307,560
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$733,253,509
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$733,253,509
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31COHNREZNICK LLP
Accountancy firm name2019-12-31COHNREZNICK LLP
Accountancy firm EIN2019-12-31221478099
Accountancy firm EIN2019-12-31221478099
2018 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$659,893
Total transfer of assets from this plan2018-12-31$48,346
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$178,506,024
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$647,733,752
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$647,389,423
Expenses. Certain deemed distributions of participant loans2018-12-31$251,273
Value of total corrective distributions2018-12-31$93,056
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$633,724,625
Value of total assets at end of year2018-12-31$8,319,029,417
Value of total assets at beginning of year2018-12-31$8,787,645,598
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$4,123,110
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$7,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$283,434,463
Participant contributions at end of year2018-12-31$85,580,418
Participant contributions at beginning of year2018-12-31$86,519,706
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$57,657,098
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-469,227,728
Value of net assets at end of year (total assets less liabilities)2018-12-31$8,319,029,417
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,787,645,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Interest on participant loans2018-12-31$4,123,110
Value of interest in master investment trust accounts at end of year2018-12-31$8,106,141,439
Value of interest in master investment trust accounts at beginning of year2018-12-31$8,584,049,101
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$292,633,064
Employer contributions (assets) at end of year2018-12-31$127,307,560
Employer contributions (assets) at beginning of year2018-12-31$117,076,791
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$647,389,423
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31COHNREZNICK LLP
Accountancy firm EIN2018-12-31221478099
2017 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$27,590,288
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,780,932,020
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$657,001,540
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$656,930,930
Expenses. Certain deemed distributions of participant loans2017-12-31$20,759
Value of total corrective distributions2017-12-31$49,851
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$599,753,742
Value of total assets at end of year2017-12-31$8,787,645,598
Value of total assets at beginning of year2017-12-31$7,691,305,406
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$3,840,291
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$7,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$270,333,481
Participant contributions at end of year2017-12-31$86,519,706
Participant contributions at beginning of year2017-12-31$85,724,429
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$56,303,619
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,123,930,480
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,787,645,598
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,691,305,406
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Interest on participant loans2017-12-31$3,840,291
Value of interest in master investment trust accounts at end of year2017-12-31$8,584,049,101
Value of interest in master investment trust accounts at beginning of year2017-12-31$7,507,184,953
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$273,116,642
Employer contributions (assets) at end of year2017-12-31$117,076,791
Employer contributions (assets) at beginning of year2017-12-31$98,396,024
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$656,930,930
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31COHNREZNICK LLP
Accountancy firm EIN2017-12-31221478099
2016 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets from this plan2016-12-31$167,189,012
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,124,687,983
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$649,294,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$649,104,007
Expenses. Certain deemed distributions of participant loans2016-12-31$10,385
Value of total corrective distributions2016-12-31$180,170
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$546,123,093
Value of total assets at end of year2016-12-31$7,691,305,406
Value of total assets at beginning of year2016-12-31$7,383,100,997
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$3,763,809
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$7,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$260,484,879
Participant contributions at end of year2016-12-31$85,724,429
Participant contributions at beginning of year2016-12-31$89,216,753
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$49,877,462
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$475,393,421
Value of net assets at end of year (total assets less liabilities)2016-12-31$7,691,305,406
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,383,100,997
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Interest on participant loans2016-12-31$3,763,809
Value of interest in master investment trust accounts at end of year2016-12-31$7,507,184,953
Value of interest in master investment trust accounts at beginning of year2016-12-31$7,200,542,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$235,760,752
Employer contributions (assets) at end of year2016-12-31$98,396,024
Employer contributions (assets) at beginning of year2016-12-31$93,341,860
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$649,104,007
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31COHNREZNICK LLP
Accountancy firm EIN2016-12-31221478099
2015 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$2,401,627
Total transfer of assets from this plan2015-12-31$562,678
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$533,847,171
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$818,151,244
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$818,050,050
Expenses. Certain deemed distributions of participant loans2015-12-31$62,268
Value of total corrective distributions2015-12-31$38,926
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$585,243,939
Value of total assets at end of year2015-12-31$7,383,100,997
Value of total assets at beginning of year2015-12-31$7,665,566,121
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$3,912,780
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$7,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$276,990,389
Participant contributions at end of year2015-12-31$89,216,753
Participant contributions at beginning of year2015-12-31$93,023,682
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$46,274,760
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-284,304,073
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,383,100,997
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$7,665,566,121
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Interest on participant loans2015-12-31$3,912,780
Value of interest in master investment trust accounts at end of year2015-12-31$7,200,542,384
Value of interest in master investment trust accounts at beginning of year2015-12-31$7,474,276,142
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$261,978,790
Employer contributions (assets) at end of year2015-12-31$93,341,860
Employer contributions (assets) at beginning of year2015-12-31$98,266,297
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$818,050,050
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31COHNREZNICK LLP
Accountancy firm EIN2015-12-31221478099
2014 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$79,001
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,075,934,349
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$737,083,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$736,900,481
Expenses. Certain deemed distributions of participant loans2014-12-31$98,089
Value of total corrective distributions2014-12-31$85,018
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$587,275,146
Value of total assets at end of year2014-12-31$7,665,566,121
Value of total assets at beginning of year2014-12-31$7,326,636,359
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$4,080,575
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$20,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$283,051,308
Participant contributions at end of year2014-12-31$93,023,682
Participant contributions at beginning of year2014-12-31$93,766,387
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$30,871,062
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$74,198,483
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$338,850,761
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,665,566,121
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,326,636,359
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Interest on participant loans2014-12-31$4,080,575
Value of interest in master investment trust accounts at end of year2014-12-31$7,474,276,142
Value of interest in master investment trust accounts at beginning of year2014-12-31$7,063,303,292
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$273,352,776
Employer contributions (assets) at end of year2014-12-31$98,266,297
Employer contributions (assets) at beginning of year2014-12-31$95,368,197
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$736,900,481
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31COHNREZNICK LLP
Accountancy firm EIN2014-12-31221478099
2013 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$74,615,068
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,759,423,933
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$540,533,352
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$540,270,608
Expenses. Certain deemed distributions of participant loans2013-12-31$64,350
Value of total corrective distributions2013-12-31$198,394
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$590,919,664
Value of total assets at end of year2013-12-31$7,326,636,359
Value of total assets at beginning of year2013-12-31$6,033,130,710
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$3,962,578
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$20,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$278,925,779
Participant contributions at end of year2013-12-31$93,766,387
Participant contributions at beginning of year2013-12-31$90,191,832
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$37,146,586
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$74,198,483
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,218,890,581
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,326,636,359
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,033,130,710
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Interest on participant loans2013-12-31$3,962,578
Value of interest in master investment trust accounts at end of year2013-12-31$7,063,303,292
Value of interest in master investment trust accounts at beginning of year2013-12-31$5,850,444,810
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$274,847,299
Employer contributions (assets) at end of year2013-12-31$95,368,197
Employer contributions (assets) at beginning of year2013-12-31$92,494,068
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$540,270,608
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31COHNREZNICK LLP
Accountancy firm EIN2013-12-31221478099
2012 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$1,413,477,047
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,106,539,173
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$580,834,545
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$580,714,644
Expenses. Certain deemed distributions of participant loans2012-12-31$63,277
Value of total corrective distributions2012-12-31$56,624
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$565,520,600
Value of total assets at end of year2012-12-31$6,033,130,710
Value of total assets at beginning of year2012-12-31$4,093,949,035
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$3,884,125
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$261,649,528
Participant contributions at end of year2012-12-31$90,191,832
Participant contributions at beginning of year2012-12-31$49,586,237
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$480,668
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$30,959,209
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$425,043,801
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$525,704,628
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,033,130,710
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,093,949,035
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Interest on participant loans2012-12-31$3,884,125
Value of interest in master investment trust accounts at end of year2012-12-31$5,850,444,810
Value of interest in master investment trust accounts at beginning of year2012-12-31$3,527,008,112
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$272,911,863
Employer contributions (assets) at end of year2012-12-31$92,494,068
Employer contributions (assets) at beginning of year2012-12-31$91,830,217
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$580,714,644
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31COHNREZNICK LLP
Accountancy firm EIN2012-12-31221478099
2011 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$623,518,300
Total transfer of assets from this plan2011-12-31$6,249,882
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$422,885,339
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$315,754,158
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$315,629,963
Expenses. Certain deemed distributions of participant loans2011-12-31$70,788
Value of total corrective distributions2011-12-31$53,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$430,341,267
Value of total assets at end of year2011-12-31$4,093,949,035
Value of total assets at beginning of year2011-12-31$3,369,549,436
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$2,363,053
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$25,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$194,510,097
Participant contributions at end of year2011-12-31$49,586,237
Participant contributions at beginning of year2011-12-31$45,090,302
Participant contributions at end of year2011-12-31$480,668
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$16,856,035
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$425,043,801
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$107,131,181
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,093,949,035
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,369,549,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Interest on participant loans2011-12-31$2,363,053
Value of interest in master investment trust accounts at end of year2011-12-31$3,527,008,112
Value of interest in master investment trust accounts at beginning of year2011-12-31$3,240,669,323
Net gain/loss from 103.12 investment entities2011-12-31$-9,818,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$218,975,135
Employer contributions (assets) at end of year2011-12-31$91,830,217
Employer contributions (assets) at beginning of year2011-12-31$83,789,811
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$315,629,963
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31J H COHN, LLP
Accountancy firm EIN2011-12-31221478099

Form 5500 Responses for NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN

2022: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

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