?>
Plan Name | NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN |
Plan identification number | 055 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | NOVARTIS CORPORATION |
Employer identification number (EIN): | 131834433 |
NAIC Classification: | 325410 |
Additional information about NOVARTIS CORPORATION
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 1966-11-15 |
Company Identification Number: | 203887 |
Legal Registered Office Address: |
251 Little Falls Drive New York Wilmington United States of America (USA) 19808 |
More information about NOVARTIS CORPORATION
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
055 | 2022-01-01 | ||||
055 | 2021-01-01 | ||||
055 | 2020-01-01 | ||||
055 | 2019-01-01 | ||||
055 | 2018-01-01 | ||||
055 | 2017-01-01 | DANIEL COLUMBUS | |||
055 | 2016-01-01 | DANIEL COLUMBUS | |||
055 | 2015-01-01 | DANIEL COLUMBUS | |||
055 | 2014-01-01 | DANIEL COLUMBUS | |||
055 | 2013-01-01 | DANIEL COLUMBUS | |||
055 | 2012-01-01 | DANIEL COLUMBUS | |||
055 | 2011-01-01 | WILLIAM A. FLANNERY, EXEC DIRECTOR |
Measure | Date | Value |
---|---|---|
2022: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 27,381 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 13,987 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 601 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 12,793 |
Total of all active and inactive participants | 2022-01-01 | 27,381 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 78 |
Total participants | 2022-01-01 | 27,459 |
Number of participants with account balances | 2022-01-01 | 26,907 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 707 |
2021: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 25,021 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 14,350 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 619 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 12,338 |
Total of all active and inactive participants | 2021-01-01 | 27,307 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 74 |
Total participants | 2021-01-01 | 27,381 |
Number of participants with account balances | 2021-01-01 | 27,158 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 1,178 |
2020: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 25,785 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 13,973 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 128 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 10,843 |
Total of all active and inactive participants | 2020-01-01 | 24,944 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 77 |
Total participants | 2020-01-01 | 25,021 |
Number of participants with account balances | 2020-01-01 | 13,455 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 292 |
2019: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 25,865 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 13,093 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 567 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 12,024 |
Total of all active and inactive participants | 2019-01-01 | 25,684 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 101 |
Total participants | 2019-01-01 | 25,785 |
Number of participants with account balances | 2019-01-01 | 25,663 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 554 |
2018: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 27,506 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 13,537 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 613 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 11,622 |
Total of all active and inactive participants | 2018-01-01 | 25,772 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 93 |
Total participants | 2018-01-01 | 25,865 |
Number of participants with account balances | 2018-01-01 | 25,676 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 519 |
2017: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 27,676 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 15,320 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 745 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 11,341 |
Total of all active and inactive participants | 2017-01-01 | 27,406 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 100 |
Total participants | 2017-01-01 | 27,506 |
Number of participants with account balances | 2017-01-01 | 27,506 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 770 |
2016: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 38,659 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 15,026 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 683 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 11,856 |
Total of all active and inactive participants | 2016-01-01 | 27,565 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 111 |
Total participants | 2016-01-01 | 27,676 |
Number of participants with account balances | 2016-01-01 | 27,676 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 916 |
2015: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 36,561 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 23,662 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 666 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 14,213 |
Total of all active and inactive participants | 2015-01-01 | 38,541 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 118 |
Total participants | 2015-01-01 | 38,659 |
Number of participants with account balances | 2015-01-01 | 38,342 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 1,115 |
2014: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 39,285 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 22,807 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 652 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 12,989 |
Total of all active and inactive participants | 2014-01-01 | 36,448 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 113 |
Total participants | 2014-01-01 | 36,561 |
Number of participants with account balances | 2014-01-01 | 36,238 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 838 |
2013: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 31,540 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 26,761 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 624 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 11,798 |
Total of all active and inactive participants | 2013-01-01 | 39,183 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 102 |
Total participants | 2013-01-01 | 39,285 |
Number of participants with account balances | 2013-01-01 | 38,540 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 996 |
2012: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 35,080 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 20,176 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 470 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 10,818 |
Total of all active and inactive participants | 2012-01-01 | 31,464 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 76 |
Total participants | 2012-01-01 | 31,540 |
Number of participants with account balances | 2012-01-01 | 30,281 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 860 |
2011: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 25,580 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 26,188 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 445 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 8,399 |
Total of all active and inactive participants | 2011-01-01 | 35,032 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 48 |
Total participants | 2011-01-01 | 35,080 |
Number of participants with account balances | 2011-01-01 | 26,595 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 694 |
Measure | Date | Value |
---|---|---|
2022 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total transfer of assets to this plan | 2022-12-31 | $469,613 |
Total transfer of assets from this plan | 2022-12-31 | $6,911 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-959,653,487 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $618,272,945 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $618,153,366 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $40,023 |
Value of total corrective distributions | 2022-12-31 | $79,556 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $605,368,303 |
Value of total assets at end of year | 2022-12-31 | $8,437,903,652 |
Value of total assets at beginning of year | 2022-12-31 | $10,015,367,382 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $0 |
Total interest from all sources | 2022-12-31 | $1,924,380 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $7,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $271,158,940 |
Participant contributions at end of year | 2022-12-31 | $39,872,624 |
Participant contributions at beginning of year | 2022-12-31 | $39,854,488 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $41,381,305 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-1,577,926,432 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $8,437,903,652 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $10,015,367,382 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Interest on participant loans | 2022-12-31 | $1,924,380 |
Value of interest in master investment trust accounts at end of year | 2022-12-31 | $8,248,183,065 |
Value of interest in master investment trust accounts at beginning of year | 2022-12-31 | $9,839,957,566 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $292,828,058 |
Employer contributions (assets) at end of year | 2022-12-31 | $149,847,963 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $135,555,328 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $618,153,366 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2022-12-31 | 221478099 |
2021 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets to this plan | 2021-12-31 | $102,906,767 |
Total transfer of assets from this plan | 2021-12-31 | $4,317 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $1,894,857,703 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $746,615,479 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $746,334,565 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $59,449 |
Value of total corrective distributions | 2021-12-31 | $221,465 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $618,505,356 |
Value of total assets at end of year | 2021-12-31 | $10,015,367,382 |
Value of total assets at beginning of year | 2021-12-31 | $8,764,222,708 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $0 |
Total interest from all sources | 2021-12-31 | $2,001,520 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $7,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $271,787,378 |
Participant contributions at end of year | 2021-12-31 | $39,854,488 |
Participant contributions at beginning of year | 2021-12-31 | $39,118,784 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $70,808,301 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $1,148,242,224 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $10,015,367,382 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $8,764,222,708 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Interest on participant loans | 2021-12-31 | $2,001,520 |
Value of interest in master investment trust accounts at end of year | 2021-12-31 | $9,839,957,566 |
Value of interest in master investment trust accounts at beginning of year | 2021-12-31 | $8,590,448,132 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $275,909,677 |
Employer contributions (assets) at end of year | 2021-12-31 | $135,555,328 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $134,655,792 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $746,334,565 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2021-12-31 | 221478099 |
2020 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets to this plan | 2020-12-31 | $39,159,901 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $1,616,798,132 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $558,338,273 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $558,130,862 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $88,504 |
Value of total corrective distributions | 2020-12-31 | $118,907 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $549,703,037 |
Value of total assets at end of year | 2020-12-31 | $8,764,222,708 |
Value of total assets at beginning of year | 2020-12-31 | $7,666,602,948 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $0 |
Total interest from all sources | 2020-12-31 | $2,233,280 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $7,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $237,160,754 |
Participant contributions at end of year | 2020-12-31 | $39,118,784 |
Participant contributions at beginning of year | 2020-12-31 | $42,361,562 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $45,277,950 |
Other income not declared elsewhere | 2020-12-31 | $119,652 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $1,058,459,859 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $8,764,222,708 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $7,666,602,948 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Interest on participant loans | 2020-12-31 | $2,233,280 |
Value of interest in master investment trust accounts at end of year | 2020-12-31 | $8,590,448,132 |
Value of interest in master investment trust accounts at beginning of year | 2020-12-31 | $7,501,816,893 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $267,264,333 |
Employer contributions (assets) at end of year | 2020-12-31 | $134,655,792 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $122,424,493 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $558,130,862 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2020-12-31 | 221478099 |
2019 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets from this plan | 2019-12-31 | $2,319,629,297 |
Total transfer of assets from this plan | 2019-12-31 | $2,319,629,297 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $2,400,851,365 |
Total income from all sources (including contributions) | 2019-12-31 | $2,400,851,365 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $733,648,537 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $733,253,509 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $733,253,509 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $260,834 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $260,834 |
Value of total corrective distributions | 2019-12-31 | $134,194 |
Value of total corrective distributions | 2019-12-31 | $134,194 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $652,590,028 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $652,590,028 |
Value of total assets at end of year | 2019-12-31 | $7,666,602,948 |
Value of total assets at end of year | 2019-12-31 | $7,666,602,948 |
Value of total assets at beginning of year | 2019-12-31 | $8,319,029,417 |
Value of total assets at beginning of year | 2019-12-31 | $8,319,029,417 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $0 |
Total interest from all sources | 2019-12-31 | $4,470,839 |
Total interest from all sources | 2019-12-31 | $4,470,839 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $7,000,000 |
Value of fidelity bond cover | 2019-12-31 | $7,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $295,789,007 |
Contributions received from participants | 2019-12-31 | $295,789,007 |
Participant contributions at end of year | 2019-12-31 | $42,361,562 |
Participant contributions at end of year | 2019-12-31 | $42,361,562 |
Participant contributions at beginning of year | 2019-12-31 | $85,580,418 |
Participant contributions at beginning of year | 2019-12-31 | $85,580,418 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $60,930,916 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $60,930,916 |
Other income not declared elsewhere | 2019-12-31 | $396,177 |
Other income not declared elsewhere | 2019-12-31 | $396,177 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $1,667,202,828 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $7,666,602,948 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $7,666,602,948 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $8,319,029,417 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $8,319,029,417 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Interest on participant loans | 2019-12-31 | $4,470,839 |
Interest on participant loans | 2019-12-31 | $4,470,839 |
Value of interest in master investment trust accounts at end of year | 2019-12-31 | $7,501,816,893 |
Value of interest in master investment trust accounts at end of year | 2019-12-31 | $7,501,816,893 |
Value of interest in master investment trust accounts at beginning of year | 2019-12-31 | $8,106,141,439 |
Value of interest in master investment trust accounts at beginning of year | 2019-12-31 | $8,106,141,439 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $295,870,105 |
Contributions received in cash from employer | 2019-12-31 | $295,870,105 |
Employer contributions (assets) at end of year | 2019-12-31 | $122,424,493 |
Employer contributions (assets) at end of year | 2019-12-31 | $122,424,493 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $127,307,560 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $127,307,560 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $733,253,509 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $733,253,509 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | COHNREZNICK LLP |
Accountancy firm name | 2019-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2019-12-31 | 221478099 |
Accountancy firm EIN | 2019-12-31 | 221478099 |
2018 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total transfer of assets to this plan | 2018-12-31 | $659,893 |
Total transfer of assets from this plan | 2018-12-31 | $48,346 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $178,506,024 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $647,733,752 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $647,389,423 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $251,273 |
Value of total corrective distributions | 2018-12-31 | $93,056 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $633,724,625 |
Value of total assets at end of year | 2018-12-31 | $8,319,029,417 |
Value of total assets at beginning of year | 2018-12-31 | $8,787,645,598 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $0 |
Total interest from all sources | 2018-12-31 | $4,123,110 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $7,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $283,434,463 |
Participant contributions at end of year | 2018-12-31 | $85,580,418 |
Participant contributions at beginning of year | 2018-12-31 | $86,519,706 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $57,657,098 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-469,227,728 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $8,319,029,417 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $8,787,645,598 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Interest on participant loans | 2018-12-31 | $4,123,110 |
Value of interest in master investment trust accounts at end of year | 2018-12-31 | $8,106,141,439 |
Value of interest in master investment trust accounts at beginning of year | 2018-12-31 | $8,584,049,101 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $292,633,064 |
Employer contributions (assets) at end of year | 2018-12-31 | $127,307,560 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $117,076,791 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $647,389,423 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2018-12-31 | 221478099 |
2017 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total transfer of assets from this plan | 2017-12-31 | $27,590,288 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $1,780,932,020 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $657,001,540 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $656,930,930 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $20,759 |
Value of total corrective distributions | 2017-12-31 | $49,851 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $599,753,742 |
Value of total assets at end of year | 2017-12-31 | $8,787,645,598 |
Value of total assets at beginning of year | 2017-12-31 | $7,691,305,406 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $0 |
Total interest from all sources | 2017-12-31 | $3,840,291 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $7,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $270,333,481 |
Participant contributions at end of year | 2017-12-31 | $86,519,706 |
Participant contributions at beginning of year | 2017-12-31 | $85,724,429 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $56,303,619 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $1,123,930,480 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $8,787,645,598 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $7,691,305,406 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Interest on participant loans | 2017-12-31 | $3,840,291 |
Value of interest in master investment trust accounts at end of year | 2017-12-31 | $8,584,049,101 |
Value of interest in master investment trust accounts at beginning of year | 2017-12-31 | $7,507,184,953 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $273,116,642 |
Employer contributions (assets) at end of year | 2017-12-31 | $117,076,791 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $98,396,024 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $656,930,930 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2017-12-31 | 221478099 |
2016 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total transfer of assets from this plan | 2016-12-31 | $167,189,012 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $1,124,687,983 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $649,294,562 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $649,104,007 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $10,385 |
Value of total corrective distributions | 2016-12-31 | $180,170 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $546,123,093 |
Value of total assets at end of year | 2016-12-31 | $7,691,305,406 |
Value of total assets at beginning of year | 2016-12-31 | $7,383,100,997 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $0 |
Total interest from all sources | 2016-12-31 | $3,763,809 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $7,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $260,484,879 |
Participant contributions at end of year | 2016-12-31 | $85,724,429 |
Participant contributions at beginning of year | 2016-12-31 | $89,216,753 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $49,877,462 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $475,393,421 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $7,691,305,406 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $7,383,100,997 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Interest on participant loans | 2016-12-31 | $3,763,809 |
Value of interest in master investment trust accounts at end of year | 2016-12-31 | $7,507,184,953 |
Value of interest in master investment trust accounts at beginning of year | 2016-12-31 | $7,200,542,384 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $235,760,752 |
Employer contributions (assets) at end of year | 2016-12-31 | $98,396,024 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $93,341,860 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $649,104,007 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2016-12-31 | 221478099 |
2015 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets to this plan | 2015-12-31 | $2,401,627 |
Total transfer of assets from this plan | 2015-12-31 | $562,678 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $533,847,171 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $818,151,244 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $818,050,050 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $62,268 |
Value of total corrective distributions | 2015-12-31 | $38,926 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $585,243,939 |
Value of total assets at end of year | 2015-12-31 | $7,383,100,997 |
Value of total assets at beginning of year | 2015-12-31 | $7,665,566,121 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $0 |
Total interest from all sources | 2015-12-31 | $3,912,780 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $7,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $276,990,389 |
Participant contributions at end of year | 2015-12-31 | $89,216,753 |
Participant contributions at beginning of year | 2015-12-31 | $93,023,682 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $46,274,760 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-284,304,073 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $7,383,100,997 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $7,665,566,121 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Interest on participant loans | 2015-12-31 | $3,912,780 |
Value of interest in master investment trust accounts at end of year | 2015-12-31 | $7,200,542,384 |
Value of interest in master investment trust accounts at beginning of year | 2015-12-31 | $7,474,276,142 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $261,978,790 |
Employer contributions (assets) at end of year | 2015-12-31 | $93,341,860 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $98,266,297 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $818,050,050 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2015-12-31 | 221478099 |
2014 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total transfer of assets to this plan | 2014-12-31 | $79,001 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $1,075,934,349 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $737,083,588 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $736,900,481 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $98,089 |
Value of total corrective distributions | 2014-12-31 | $85,018 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $587,275,146 |
Value of total assets at end of year | 2014-12-31 | $7,665,566,121 |
Value of total assets at beginning of year | 2014-12-31 | $7,326,636,359 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $0 |
Total interest from all sources | 2014-12-31 | $4,080,575 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $283,051,308 |
Participant contributions at end of year | 2014-12-31 | $93,023,682 |
Participant contributions at beginning of year | 2014-12-31 | $93,766,387 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $30,871,062 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $74,198,483 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $338,850,761 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $7,665,566,121 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $7,326,636,359 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Interest on participant loans | 2014-12-31 | $4,080,575 |
Value of interest in master investment trust accounts at end of year | 2014-12-31 | $7,474,276,142 |
Value of interest in master investment trust accounts at beginning of year | 2014-12-31 | $7,063,303,292 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $273,352,776 |
Employer contributions (assets) at end of year | 2014-12-31 | $98,266,297 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $95,368,197 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $736,900,481 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2014-12-31 | 221478099 |
2013 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total transfer of assets to this plan | 2013-12-31 | $74,615,068 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $1,759,423,933 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $540,533,352 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $540,270,608 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $64,350 |
Value of total corrective distributions | 2013-12-31 | $198,394 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $590,919,664 |
Value of total assets at end of year | 2013-12-31 | $7,326,636,359 |
Value of total assets at beginning of year | 2013-12-31 | $6,033,130,710 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $0 |
Total interest from all sources | 2013-12-31 | $3,962,578 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $278,925,779 |
Participant contributions at end of year | 2013-12-31 | $93,766,387 |
Participant contributions at beginning of year | 2013-12-31 | $90,191,832 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $37,146,586 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $74,198,483 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $1,218,890,581 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $7,326,636,359 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $6,033,130,710 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Interest on participant loans | 2013-12-31 | $3,962,578 |
Value of interest in master investment trust accounts at end of year | 2013-12-31 | $7,063,303,292 |
Value of interest in master investment trust accounts at beginning of year | 2013-12-31 | $5,850,444,810 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $274,847,299 |
Employer contributions (assets) at end of year | 2013-12-31 | $95,368,197 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $92,494,068 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $540,270,608 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2013-12-31 | 221478099 |
2012 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total transfer of assets to this plan | 2012-12-31 | $1,413,477,047 |
Total transfer of assets from this plan | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $1,106,539,173 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $580,834,545 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $580,714,644 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $63,277 |
Value of total corrective distributions | 2012-12-31 | $56,624 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $565,520,600 |
Value of total assets at end of year | 2012-12-31 | $6,033,130,710 |
Value of total assets at beginning of year | 2012-12-31 | $4,093,949,035 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $0 |
Total interest from all sources | 2012-12-31 | $3,884,125 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $25,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $261,649,528 |
Participant contributions at end of year | 2012-12-31 | $90,191,832 |
Participant contributions at beginning of year | 2012-12-31 | $49,586,237 |
Participant contributions at end of year | 2012-12-31 | $0 |
Participant contributions at beginning of year | 2012-12-31 | $480,668 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $30,959,209 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $425,043,801 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $525,704,628 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $6,033,130,710 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $4,093,949,035 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Interest on participant loans | 2012-12-31 | $3,884,125 |
Value of interest in master investment trust accounts at end of year | 2012-12-31 | $5,850,444,810 |
Value of interest in master investment trust accounts at beginning of year | 2012-12-31 | $3,527,008,112 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $272,911,863 |
Employer contributions (assets) at end of year | 2012-12-31 | $92,494,068 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $91,830,217 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $580,714,644 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2012-12-31 | 221478099 |
2011 : NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total transfer of assets to this plan | 2011-12-31 | $623,518,300 |
Total transfer of assets from this plan | 2011-12-31 | $6,249,882 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $422,885,339 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $315,754,158 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $315,629,963 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $70,788 |
Value of total corrective distributions | 2011-12-31 | $53,407 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $430,341,267 |
Value of total assets at end of year | 2011-12-31 | $4,093,949,035 |
Value of total assets at beginning of year | 2011-12-31 | $3,369,549,436 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
Total interest from all sources | 2011-12-31 | $2,363,053 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $25,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $194,510,097 |
Participant contributions at end of year | 2011-12-31 | $49,586,237 |
Participant contributions at beginning of year | 2011-12-31 | $45,090,302 |
Participant contributions at end of year | 2011-12-31 | $480,668 |
Participant contributions at beginning of year | 2011-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $16,856,035 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $425,043,801 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $107,131,181 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $4,093,949,035 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $3,369,549,436 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Interest on participant loans | 2011-12-31 | $2,363,053 |
Value of interest in master investment trust accounts at end of year | 2011-12-31 | $3,527,008,112 |
Value of interest in master investment trust accounts at beginning of year | 2011-12-31 | $3,240,669,323 |
Net gain/loss from 103.12 investment entities | 2011-12-31 | $-9,818,981 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $218,975,135 |
Employer contributions (assets) at end of year | 2011-12-31 | $91,830,217 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $83,789,811 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $315,629,963 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | J H COHN, LLP |
Accountancy firm EIN | 2011-12-31 | 221478099 |
2022: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Mulitple employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Mulitple employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |