401k Plan data: THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN plan

THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN 401k Plan overview

Plan Name	THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN
Plan identification number	002

THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

THE ANDREW W. MELLON FOUNDATION has sponsored the creation of one or more 401k plans.

Company Name: THE ANDREW W. MELLON FOUNDATION

Employer identification number (EIN): 131879954

NAIC Classification: 813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Additional information about THE ANDREW W. MELLON FOUNDATION

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1954-05-07

Company Identification Number: 89195

Legal Registered Office Address: 140 EAST 62ND STREET
New York
NEW YORK
United States of America (USA)
10021

More information about THE ANDREW W. MELLON FOUNDATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 ANNETTE J. PHILLIPS 2018-10-03 THOMAS SANDERS 2018-09-28
002 2016-01-01 MICHELE S. WARMAN 2017-10-03 THOMAS SANDERS 2017-09-27
002 2015-01-01 OSCAR DE LA CRUZ 2016-06-29 THOMAS SANDERS 2016-06-29
002 2014-01-01 OSCAR DE LA CRUZ 2015-05-01 THOMAS SANDERS 2015-04-29
002 2013-01-01 OSCAR DE LA CRUZ 2014-04-29 THOMAS SANDERS 2014-04-29
002 2012-01-01 OSCAR DE LA CRUZ 2013-05-20 THOMAS SANDERS 2013-05-20
002 2011-01-01 OSCAR DE LA CRUZ 2012-08-08 THOMAS SANDERS 2012-08-08
002 2010-01-01 OSCAR DE LA CRUZ 2011-08-09 THOMAS SANDERS 2011-08-09

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01
002	2021-01-01
002	2020-01-01
002	2019-01-01
002	2018-01-01
002	2017-01-01	ANNETTE J. PHILLIPS	2018-10-03	THOMAS SANDERS	2018-09-28
002	2016-01-01	MICHELE S. WARMAN	2017-10-03	THOMAS SANDERS	2017-09-27
002	2015-01-01	OSCAR DE LA CRUZ	2016-06-29	THOMAS SANDERS	2016-06-29
002	2014-01-01	OSCAR DE LA CRUZ	2015-05-01	THOMAS SANDERS	2015-04-29
002	2013-01-01	OSCAR DE LA CRUZ	2014-04-29	THOMAS SANDERS	2014-04-29
002	2012-01-01	OSCAR DE LA CRUZ	2013-05-20	THOMAS SANDERS	2013-05-20
002	2011-01-01	OSCAR DE LA CRUZ	2012-08-08	THOMAS SANDERS	2012-08-08
002	2010-01-01	OSCAR DE LA CRUZ	2011-08-09	THOMAS SANDERS	2011-08-09

Plan Statistics for THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN

401k plan membership statisitcs for THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN

Measure Date Value
2022: THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 226
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 158
Number of retired or separated participants receiving benefits 2022-01-01 8
Number of other retired or separated participants entitled to future benefits 2022-01-01 91
Total of all active and inactive participants 2022-01-01 257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 1
Total participants 2022-01-01 258
Number of participants with account balances 2022-01-01 245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 189
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 121
Number of retired or separated participants receiving benefits 2021-01-01 7
Number of other retired or separated participants entitled to future benefits 2021-01-01 83
Total of all active and inactive participants 2021-01-01 211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 1
Total participants 2021-01-01 212
Number of participants with account balances 2021-01-01 212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 187
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 100
Number of retired or separated participants receiving benefits 2020-01-01 6
Number of other retired or separated participants entitled to future benefits 2020-01-01 83
Total of all active and inactive participants 2020-01-01 189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 189
Number of participants with account balances 2020-01-01 189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 179
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 106
Number of retired or separated participants receiving benefits 2019-01-01 8
Number of other retired or separated participants entitled to future benefits 2019-01-01 73
Total of all active and inactive participants 2019-01-01 187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 187
Number of participants with account balances 2019-01-01 159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 127
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 102
Number of retired or separated participants receiving benefits 2018-01-01 9
Number of other retired or separated participants entitled to future benefits 2018-01-01 68
Total of all active and inactive participants 2018-01-01 179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 179
Number of participants with account balances 2018-01-01 159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0

Measure	Date	Value
2022: THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	226
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	158
Number of retired or separated participants receiving benefits	2022-01-01	8
Number of other retired or separated participants entitled to future benefits	2022-01-01	91
Total of all active and inactive participants	2022-01-01	257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	258
Number of participants with account balances	2022-01-01	245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	189
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	121
Number of retired or separated participants receiving benefits	2021-01-01	7
Number of other retired or separated participants entitled to future benefits	2021-01-01	83
Total of all active and inactive participants	2021-01-01	211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1
Total participants	2021-01-01	212
Number of participants with account balances	2021-01-01	212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	187
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	100
Number of retired or separated participants receiving benefits	2020-01-01	6
Number of other retired or separated participants entitled to future benefits	2020-01-01	83
Total of all active and inactive participants	2020-01-01	189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	189
Number of participants with account balances	2020-01-01	189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	179
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	106
Number of retired or separated participants receiving benefits	2019-01-01	8
Number of other retired or separated participants entitled to future benefits	2019-01-01	73
Total of all active and inactive participants	2019-01-01	187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	187
Number of participants with account balances	2019-01-01	159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	127
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	102
Number of retired or separated participants receiving benefits	2018-01-01	9
Number of other retired or separated participants entitled to future benefits	2018-01-01	68
Total of all active and inactive participants	2018-01-01	179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	179
Number of participants with account balances	2018-01-01	159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0

Financial Data on THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN

Measure	Date	Value
2022 : THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-1,977,548
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$816,946
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$816,670
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,999,277
Value of total assets at end of year	2022-12-31	$20,136,074
Value of total assets at beginning of year	2022-12-31	$22,930,568
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$276
Total interest from all sources	2022-12-31	$35,720
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,241,379
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,241,379
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,669,178
Participant contributions at end of year	2022-12-31	$60,501
Participant contributions at beginning of year	2022-12-31	$90,376
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$330,099
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-2,794,494
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$20,136,074
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$22,930,568
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$18,910,405
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$21,719,835
Value of interest in pooled separate accounts at end of year	2022-12-31	$354,737
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$329,466
Interest on participant loans	2022-12-31	$3,626
Interest earned on other investments	2022-12-31	$27,127
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$4,967
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$810,431
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$790,891
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-5,280,960
Net investment gain/loss from pooled separate accounts	2022-12-31	$27,036
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$816,670
Contract administrator fees	2022-12-31	$276
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	EISNERAMPER LLP
Accountancy firm EIN	2022-12-31	871363769
2021 : THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$5,238,508
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,265,551
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,265,259
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,506,407
Value of total assets at end of year	2021-12-31	$22,930,568
Value of total assets at beginning of year	2021-12-31	$18,957,611
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$292
Total interest from all sources	2021-12-31	$29,061
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,554,228
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,554,228
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,374,169
Participant contributions at end of year	2021-12-31	$90,376
Participant contributions at beginning of year	2021-12-31	$72,195
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$1,132,238
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$3,972,957
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$22,930,568
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$18,957,611
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$21,719,835
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$17,419,548
Value of interest in pooled separate accounts at end of year	2021-12-31	$329,466
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$280,981
Interest on participant loans	2021-12-31	$3,207
Interest earned on other investments	2021-12-31	$25,822
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$32
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$790,891
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$1,184,887
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,098,723
Net investment gain/loss from pooled separate accounts	2021-12-31	$50,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,265,259
Contract administrator fees	2021-12-31	$292
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	EISNERAMPER LLP
Accountancy firm EIN	2021-12-31	871363769
2020 : THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$3,772,125
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$411,166
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$411,038
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,130,823
Value of total assets at end of year	2020-12-31	$18,957,611
Value of total assets at beginning of year	2020-12-31	$15,596,652
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$128
Total interest from all sources	2020-12-31	$44,200
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$620,890
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$620,890
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,094,652
Participant contributions at end of year	2020-12-31	$72,195
Participant contributions at beginning of year	2020-12-31	$116,284
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$36,171
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$3,360,959
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$18,957,611
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$15,596,652
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$17,419,548
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$14,022,147
Value of interest in pooled separate accounts at end of year	2020-12-31	$280,981
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$287,917
Interest on participant loans	2020-12-31	$5,254
Interest earned on other investments	2020-12-31	$38,058
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$888
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$1,184,887
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$1,170,304
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,978,652
Net investment gain/loss from pooled separate accounts	2020-12-31	$-2,440
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$411,038
Contract administrator fees	2020-12-31	$128
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	EISNERAMPER LLP
Accountancy firm EIN	2020-12-31	131639826
2019 : THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$4,019,847
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$2,315,528
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,313,979
Expenses. Certain deemed distributions of participant loans	2019-12-31	$264
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,170,984
Value of total assets at end of year	2019-12-31	$15,596,652
Value of total assets at beginning of year	2019-12-31	$13,892,333
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$1,285
Total interest from all sources	2019-12-31	$48,145
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$572,869
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$572,869
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$948,131
Participant contributions at end of year	2019-12-31	$116,284
Participant contributions at beginning of year	2019-12-31	$89,635
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$222,853
Administrative expenses (other) incurred	2019-12-31	$924
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,704,319
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$15,596,652
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$13,892,333
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$14,022,147
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$12,410,283
Value of interest in pooled separate accounts at end of year	2019-12-31	$287,917
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$274,476
Interest on participant loans	2019-12-31	$6,226
Interest earned on other investments	2019-12-31	$37,140
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$4,779
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$1,170,304
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$1,117,939
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,212,753
Net investment gain/loss from pooled separate accounts	2019-12-31	$15,096
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,313,979
Contract administrator fees	2019-12-31	$361
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	EISNERAMPER LLP
Accountancy firm EIN	2019-12-31	131639826
2018 : THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$2,616,157
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$241,982
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$845,818
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$845,519
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,071,565
Value of total assets at end of year	2018-12-31	$13,892,333
Value of total assets at beginning of year	2018-12-31	$11,880,012
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$299
Total interest from all sources	2018-12-31	$46,447
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$580,436
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$580,436
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$916,116
Participant contributions at end of year	2018-12-31	$89,635
Participant contributions at beginning of year	2018-12-31	$81,310
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$155,449
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-603,836
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$13,892,333
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$11,880,012
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$12,410,283
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$10,235,356
Value of interest in pooled separate accounts at end of year	2018-12-31	$274,476
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$271,241
Interest on participant loans	2018-12-31	$3,635
Interest earned on other investments	2018-12-31	$40,042
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$2,770
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$1,117,939
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$1,292,105
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$178,361
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,469,147
Net investment gain/loss from pooled separate accounts	2018-12-31	$12,681
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$667,158
Contract administrator fees	2018-12-31	$299
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	EISNERAMPER LLP
Accountancy firm EIN	2018-12-31	131639826

Form 5500 Responses for THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN

2022: THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THE ANDREW W. MELLON FOUNDATION SUPPLEMENTAL RETIREMENT ANNUITY PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150480

Policy instance

Insurance contract or identification number	150480
Number of Individuals Covered	45
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150480

Policy instance

Insurance contract or identification number	150480
Number of Individuals Covered	45
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150480

Policy instance

Insurance contract or identification number	150480
Number of Individuals Covered	46
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150480

Policy instance

Insurance contract or identification number	150480
Number of Individuals Covered	47
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150480

Policy instance

Insurance contract or identification number	150480
Number of Individuals Covered	47
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	THE ANDREW W. MELLON FOUNDATION
Employer identification number (EIN):	131879954
NAIC Classification:	813000
NAIC Description:	Religious, Grantmaking, Civic, Professional, and Similar Organizations

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1954-05-07
Company Identification Number:	89195
Legal Registered Office Address:	140 EAST 62ND STREET New York NEW YORK United States of America (USA) 10021