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SONY USA 401(K) PLAN 401k Plan overview

Plan NameSONY USA 401(K) PLAN
Plan identification number 002

SONY USA 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SONY CORPORATION OF AMERICA has sponsored the creation of one or more 401k plans.

Company Name:SONY CORPORATION OF AMERICA
Employer identification number (EIN):131914734
NAIC Classification:551112
NAIC Description:Offices of Other Holding Companies

Additional information about SONY CORPORATION OF AMERICA

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1960-02-08
Company Identification Number: 126313
Legal Registered Office Address: 80 STATE STREET
New York
ALBANY
United States of America (USA)
12207

More information about SONY CORPORATION OF AMERICA

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SONY USA 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022024-01-01LAUREN POLLITZER
0022023-01-01
0022023-01-01LAUREN POLLITZER
0022022-01-01
0022022-01-01KAREN HALBY
0022021-01-01
0022021-01-01KAREN L. HALBY
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01MARLA TRUGERMAN
0022017-01-01MARLA TRUGERMAN
0022016-01-01MARLA TRUGERMAN
0022015-01-01MARLA TRUGERMAN
0022014-01-01MARLA TRUGERMAN
0022013-01-01MARLA TRUGERMAN MARLA TRUGERMAN2014-10-15
0022012-01-01MARLA TRUGERMAN

Plan Statistics for SONY USA 401(K) PLAN

401k plan membership statisitcs for SONY USA 401(K) PLAN

Measure Date Value
2023: SONY USA 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-0125,707
Total number of active participants reported on line 7a of the Form 55002023-01-0113,896
Number of retired or separated participants receiving benefits2023-01-011,191
Number of other retired or separated participants entitled to future benefits2023-01-0111,005
Total of all active and inactive participants2023-01-0126,092
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-0162
Total participants2023-01-0126,154
Number of participants with account balances2023-01-0125,681
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0136
2022: SONY USA 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0124,349
Total number of active participants reported on line 7a of the Form 55002022-01-0113,118
Number of retired or separated participants receiving benefits2022-01-011,116
Number of other retired or separated participants entitled to future benefits2022-01-0111,423
Total of all active and inactive participants2022-01-0125,657
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0151
Total participants2022-01-0125,708
Number of participants with account balances2022-01-0125,279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0180
2021: SONY USA 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0123,673
Total number of active participants reported on line 7a of the Form 55002021-01-0112,287
Number of retired or separated participants receiving benefits2021-01-0125
Number of other retired or separated participants entitled to future benefits2021-01-0112,038
Total of all active and inactive participants2021-01-0124,350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0138
Total participants2021-01-0124,388
Number of participants with account balances2021-01-0123,912
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01115
2020: SONY USA 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0123,933
Total number of active participants reported on line 7a of the Form 55002020-01-0111,862
Number of retired or separated participants receiving benefits2020-01-0121
Number of other retired or separated participants entitled to future benefits2020-01-0111,780
Total of all active and inactive participants2020-01-0123,663
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0120
Total participants2020-01-0123,683
Number of participants with account balances2020-01-0123,392
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0170
2019: SONY USA 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0123,828
Total number of active participants reported on line 7a of the Form 55002019-01-0111,858
Number of retired or separated participants receiving benefits2019-01-0120
Number of other retired or separated participants entitled to future benefits2019-01-0112,052
Total of all active and inactive participants2019-01-0123,930
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0118
Total participants2019-01-0123,948
Number of participants with account balances2019-01-0123,461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0183
2018: SONY USA 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0124,051
Total number of active participants reported on line 7a of the Form 55002018-01-0111,652
Number of retired or separated participants receiving benefits2018-01-01473
Number of other retired or separated participants entitled to future benefits2018-01-0111,628
Total of all active and inactive participants2018-01-0123,753
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0175
Total participants2018-01-0123,828
Number of participants with account balances2018-01-0123,348
2017: SONY USA 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0124,040
Total number of active participants reported on line 7a of the Form 55002017-01-0112,039
Number of retired or separated participants receiving benefits2017-01-01443
Number of other retired or separated participants entitled to future benefits2017-01-0111,493
Total of all active and inactive participants2017-01-0123,975
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0167
Total participants2017-01-0124,042
Number of participants with account balances2017-01-0123,614
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0163
2016: SONY USA 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0125,277
Total number of active participants reported on line 7a of the Form 55002016-01-0111,897
Number of retired or separated participants receiving benefits2016-01-01232
Number of other retired or separated participants entitled to future benefits2016-01-0111,752
Total of all active and inactive participants2016-01-0123,881
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0149
Total participants2016-01-0123,930
Number of participants with account balances2016-01-0123,461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0175
2015: SONY USA 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0125,869
Total number of active participants reported on line 7a of the Form 55002015-01-0112,490
Number of retired or separated participants receiving benefits2015-01-011,285
Number of other retired or separated participants entitled to future benefits2015-01-0111,167
Total of all active and inactive participants2015-01-0124,942
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01112
Total participants2015-01-0125,054
Number of participants with account balances2015-01-0124,248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01175
2014: SONY USA 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0126,906
Total number of active participants reported on line 7a of the Form 55002014-01-0113,513
Number of retired or separated participants receiving benefits2014-01-011,160
Number of other retired or separated participants entitled to future benefits2014-01-0111,087
Total of all active and inactive participants2014-01-0125,760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-01102
Total participants2014-01-0125,862
Number of participants with account balances2014-01-0125,056
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01301
2013: SONY USA 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0127,010
Total number of active participants reported on line 7a of the Form 55002013-01-0115,834
Number of retired or separated participants receiving benefits2013-01-01964
Number of other retired or separated participants entitled to future benefits2013-01-0110,637
Total of all active and inactive participants2013-01-0127,435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0186
Total participants2013-01-0127,521
Number of participants with account balances2013-01-0126,197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01214
2012: SONY USA 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0114,928
Total number of active participants reported on line 7a of the Form 55002012-01-0116,277
Number of retired or separated participants receiving benefits2012-01-01510
Number of other retired or separated participants entitled to future benefits2012-01-0110,018
Total of all active and inactive participants2012-01-0126,805
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01100
Total participants2012-01-0126,905
Number of participants with account balances2012-01-0125,177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01290

Financial Data on SONY USA 401(K) PLAN

Measure Date Value
2023 : SONY USA 401(K) PLAN 2023 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2023-12-31$70,480,787
Total unrealized appreciation/depreciation of assets2023-12-31$70,480,787
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$2,025,895
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$1,926,190
Total income from all sources (including contributions)2023-12-31$1,252,002,930
Total loss/gain on sale of assets2023-12-31$66,462,091
Total of all expenses incurred2023-12-31$289,049,567
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$282,662,211
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$367,386,049
Value of total assets at end of year2023-12-31$5,476,120,488
Value of total assets at beginning of year2023-12-31$4,513,067,420
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$6,387,356
Total interest from all sources2023-12-31$1,515,250
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$11,630,497
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$6,402,146
Assets. Corporate prefeered stocks other than exployer securities at end of year2023-12-31$5,550,976
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2023-12-31$6,060,699
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$30,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$205,370,841
Participant contributions at end of year2023-12-31$28,616,570
Participant contributions at beginning of year2023-12-31$26,508,773
Participant contributions at end of year2023-12-31$3,684,152
Participant contributions at beginning of year2023-12-31$3,372,429
Assets. Other investments not covered elsewhere at end of year2023-12-31$61,843,281
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$34,760,160
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$53,634,626
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-12-31$2,454,138
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-12-31$1,686,721
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-12-31$2,025,895
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-12-31$1,926,190
Other income not declared elsewhere2023-12-31$-1,501,559
Administrative expenses (other) incurred2023-12-31$47,299
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$962,953,363
Value of net assets at end of year (total assets less liabilities)2023-12-31$5,474,094,593
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$4,511,141,230
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$5,022,467
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$330,984,762
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$219,856,081
Interest on participant loans2023-12-31$1,483,740
Value of interest in common/collective trusts at end of year2023-12-31$4,452,034,536
Value of interest in common/collective trusts at beginning of year2023-12-31$3,708,918,744
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$-1,713,690
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$-385,306
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$-385,306
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$31,510
Asset value of US Government securities at end of year2023-12-31$58,360,297
Asset value of US Government securities at beginning of year2023-12-31$61,511,023
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$34,035,172
Net investment gain or loss from common/collective trusts2023-12-31$701,994,643
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31Yes
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$108,380,582
Employer contributions (assets) at end of year2023-12-31$19,607,571
Employer contributions (assets) at beginning of year2023-12-31$18,221,406
Income. Dividends from preferred stock2023-12-31$152,221
Income. Dividends from common stock2023-12-31$5,076,130
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$282,662,211
Asset. Corporate debt instrument preferred debt at end of year2023-12-31$297,096
Asset. Corporate debt instrument preferred debt at beginning of year2023-12-31$1,336,429
Asset. Corporate debt instrument debt (other) at end of year2023-12-31$98,837,131
Asset. Corporate debt instrument debt (other) at beginning of year2023-12-31$109,262,983
Assets. Corporate common stocks other than exployer securities at end of year2023-12-31$415,563,668
Assets. Corporate common stocks other than exployer securities at beginning of year2023-12-31$321,957,278
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Aggregate proceeds on sale of assets2023-12-31$563,860,837
Aggregate carrying amount (costs) on sale of assets2023-12-31$497,398,746
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2023-12-31134008324
Unrealized appreciation/depreciation of other (non real estate) assets2023-01-01$70,480,787
Total unrealized appreciation/depreciation of assets2023-01-01$70,480,787
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$2,025,895
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$1,926,190
Total income from all sources (including contributions)2023-01-01$1,252,002,930
Total loss/gain on sale of assets2023-01-01$66,462,091
Total of all expenses incurred2023-01-01$289,049,567
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$282,662,211
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$367,386,049
Value of total assets at end of year2023-01-01$5,476,120,488
Value of total assets at beginning of year2023-01-01$4,513,067,420
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$6,387,356
Total interest from all sources2023-01-01$1,515,250
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$11,630,497
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2023-01-01$6,402,146
Assets. Corporate prefeered stocks other than exployer securities at end of year2023-01-01$5,550,976
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2023-01-01$6,060,699
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$30,000,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Contributions received from participants2023-01-01$205,370,841
Participant contributions at end of year2023-01-01$28,616,570
Participant contributions at beginning of year2023-01-01$26,508,773
Participant contributions at end of year2023-01-01$3,684,152
Participant contributions at beginning of year2023-01-01$3,372,429
Assets. Other investments not covered elsewhere at end of year2023-01-01$61,843,281
Assets. Other investments not covered elsewhere at beginning of year2023-01-01$34,760,160
Income. Received or receivable in cash from other sources (including rollovers)2023-01-01$53,634,626
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-01-01$2,454,138
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-01-01$1,686,721
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-01-01$2,025,895
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-01-01$1,926,190
Other income not declared elsewhere2023-01-01$-1,501,559
Administrative expenses (other) incurred2023-01-01$47,299
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$962,953,363
Value of net assets at end of year (total assets less liabilities)2023-01-01$5,474,094,593
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$4,511,141,230
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Investment advisory and management fees2023-01-01$5,022,467
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-01$330,984,762
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-01$219,856,081
Interest on participant loans2023-01-01$1,483,740
Value of interest in common/collective trusts at end of year2023-01-01$4,452,034,536
Value of interest in common/collective trusts at beginning of year2023-01-01$3,708,918,744
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-01-01$-1,713,690
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-01-01$31,510
Asset value of US Government securities at end of year2023-01-01$58,360,297
Asset value of US Government securities at beginning of year2023-01-01$61,511,023
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-01$34,035,172
Net investment gain or loss from common/collective trusts2023-01-01$701,994,643
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01Yes
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Contributions received in cash from employer2023-01-01$108,380,582
Employer contributions (assets) at end of year2023-01-01$19,607,571
Employer contributions (assets) at beginning of year2023-01-01$18,221,406
Income. Dividends from preferred stock2023-01-01$152,221
Income. Dividends from common stock2023-01-01$5,076,130
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$282,662,211
Asset. Corporate debt instrument preferred debt at end of year2023-01-01$297,096
Asset. Corporate debt instrument preferred debt at beginning of year2023-01-01$1,336,429
Asset. Corporate debt instrument debt (other) at end of year2023-01-01$98,837,131
Asset. Corporate debt instrument debt (other) at beginning of year2023-01-01$109,262,983
Assets. Corporate common stocks other than exployer securities at end of year2023-01-01$415,563,668
Assets. Corporate common stocks other than exployer securities at beginning of year2023-01-01$321,957,278
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Aggregate proceeds on sale of assets2023-01-01$563,860,837
Aggregate carrying amount (costs) on sale of assets2023-01-01$497,398,746
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2023-01-01134008324
2022 : SONY USA 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-103,537,785
Total unrealized appreciation/depreciation of assets2022-12-31$-103,537,785
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$1,926,190
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$2,256,306
Total income from all sources (including contributions)2022-12-31$-629,329,545
Total loss/gain on sale of assets2022-12-31$-56,648,748
Total of all expenses incurred2022-12-31$266,078,759
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$260,660,666
Value of total corrective distributions2022-12-31$299,900
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$309,098,706
Value of total assets at end of year2022-12-31$4,513,067,420
Value of total assets at beginning of year2022-12-31$5,408,805,840
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$5,118,193
Total interest from all sources2022-12-31$1,088,178
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$8,833,274
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$4,640,064
Administrative expenses professional fees incurred2022-12-31$622,164
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$6,060,699
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$12,166,107
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$30,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$187,488,343
Participant contributions at end of year2022-12-31$26,508,773
Participant contributions at beginning of year2022-12-31$26,345,924
Participant contributions at end of year2022-12-31$3,372,429
Participant contributions at beginning of year2022-12-31$1,622,844
Assets. Other investments not covered elsewhere at end of year2022-12-31$34,760,160
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$43,862,302
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$22,578,942
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$1,686,721
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$1,476,954
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$1,926,190
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$2,256,306
Other income not declared elsewhere2022-12-31$-41,939,427
Administrative expenses (other) incurred2022-12-31$13,957
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-895,408,304
Value of net assets at end of year (total assets less liabilities)2022-12-31$4,511,141,230
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$5,406,549,534
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$4,482,072
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$219,856,081
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$264,306,469
Interest on participant loans2022-12-31$1,089,182
Value of interest in common/collective trusts at end of year2022-12-31$3,708,918,744
Value of interest in common/collective trusts at beginning of year2022-12-31$4,407,416,362
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$-385,306
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$3,634,362
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$3,634,362
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$-1,004
Asset value of US Government securities at end of year2022-12-31$61,511,023
Asset value of US Government securities at beginning of year2022-12-31$56,603,239
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-59,231,026
Net investment gain or loss from common/collective trusts2022-12-31$-686,992,717
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$99,031,421
Employer contributions (assets) at end of year2022-12-31$18,221,406
Employer contributions (assets) at beginning of year2022-12-31$16,146,161
Income. Dividends from preferred stock2022-12-31$45,808
Income. Dividends from common stock2022-12-31$4,147,402
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$260,660,666
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$1,336,429
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$3,197,352
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$109,262,983
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$100,424,939
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$321,957,278
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$471,602,825
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$133,260,726
Aggregate carrying amount (costs) on sale of assets2022-12-31$189,909,474
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2022-12-31134008324
Unrealized appreciation/depreciation of other (non real estate) assets2022-01-01$-103,537,785
Total unrealized appreciation/depreciation of assets2022-01-01$-103,537,785
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$1,926,190
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$2,256,306
Total income from all sources (including contributions)2022-01-01$-629,329,545
Total loss/gain on sale of assets2022-01-01$-56,648,748
Total of all expenses incurred2022-01-01$266,078,759
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$260,660,666
Value of total corrective distributions2022-01-01$299,900
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$309,098,706
Value of total assets at end of year2022-01-01$4,513,067,420
Value of total assets at beginning of year2022-01-01$5,408,805,840
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$5,118,193
Total interest from all sources2022-01-01$1,088,178
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$8,833,274
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$4,640,064
Administrative expenses professional fees incurred2022-01-01$622,164
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-01-01$6,060,699
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-01-01$12,166,107
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$30,000,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$187,488,343
Participant contributions at end of year2022-01-01$26,508,773
Participant contributions at beginning of year2022-01-01$26,345,924
Participant contributions at end of year2022-01-01$3,372,429
Participant contributions at beginning of year2022-01-01$1,622,844
Assets. Other investments not covered elsewhere at end of year2022-01-01$34,760,160
Assets. Other investments not covered elsewhere at beginning of year2022-01-01$43,862,302
Income. Received or receivable in cash from other sources (including rollovers)2022-01-01$22,578,942
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-01-01$1,686,721
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-01-01$1,476,954
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-01-01$1,926,190
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-01-01$2,256,306
Other income not declared elsewhere2022-01-01$-41,939,427
Administrative expenses (other) incurred2022-01-01$13,957
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-895,408,304
Value of net assets at end of year (total assets less liabilities)2022-01-01$4,511,141,230
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$5,406,549,534
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Investment advisory and management fees2022-01-01$4,482,072
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$219,856,081
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$264,306,469
Interest on participant loans2022-01-01$1,089,182
Value of interest in common/collective trusts at end of year2022-01-01$3,708,918,744
Value of interest in common/collective trusts at beginning of year2022-01-01$4,407,416,362
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-01-01$-385,306
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-01-01$-1,004
Asset value of US Government securities at end of year2022-01-01$61,511,023
Asset value of US Government securities at beginning of year2022-01-01$56,603,239
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-59,231,026
Net investment gain or loss from common/collective trusts2022-01-01$-686,992,717
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01Yes
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Contributions received in cash from employer2022-01-01$99,031,421
Employer contributions (assets) at end of year2022-01-01$18,221,406
Employer contributions (assets) at beginning of year2022-01-01$16,146,161
Income. Dividends from preferred stock2022-01-01$45,808
Income. Dividends from common stock2022-01-01$4,147,402
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$260,660,666
Asset. Corporate debt instrument preferred debt at end of year2022-01-01$1,336,429
Asset. Corporate debt instrument preferred debt at beginning of year2022-01-01$3,197,352
Asset. Corporate debt instrument debt (other) at end of year2022-01-01$109,262,983
Asset. Corporate debt instrument debt (other) at beginning of year2022-01-01$100,424,939
Assets. Corporate common stocks other than exployer securities at end of year2022-01-01$321,957,278
Assets. Corporate common stocks other than exployer securities at beginning of year2022-01-01$471,602,825
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Aggregate proceeds on sale of assets2022-01-01$133,260,726
Aggregate carrying amount (costs) on sale of assets2022-01-01$189,909,474
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2022-01-01134008324
2021 : SONY USA 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$64,506,483
Total unrealized appreciation/depreciation of assets2021-12-31$64,506,483
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$2,256,306
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$2,539,299
Total income from all sources (including contributions)2021-12-31$1,071,000,605
Total loss/gain on sale of assets2021-12-31$1,317,863
Total of all expenses incurred2021-12-31$315,571,224
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$310,029,881
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$337,847,395
Value of total assets at end of year2021-12-31$5,408,805,840
Value of total assets at beginning of year2021-12-31$4,653,659,452
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$5,541,343
Total interest from all sources2021-12-31$1,205,356
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$9,120,315
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$4,797,143
Administrative expenses professional fees incurred2021-12-31$632,528
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$12,166,107
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$2,396,581
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$30,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$174,012,344
Participant contributions at end of year2021-12-31$26,345,924
Participant contributions at beginning of year2021-12-31$26,229,099
Participant contributions at end of year2021-12-31$1,622,844
Participant contributions at beginning of year2021-12-31$2,115,972
Assets. Other investments not covered elsewhere at end of year2021-12-31$43,862,302
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$37,390,553
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$70,463,283
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$1,476,954
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$1,424,395
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$2,256,306
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$2,539,299
Other income not declared elsewhere2021-12-31$-14,613,875
Administrative expenses (other) incurred2021-12-31$13,905
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$755,429,381
Value of net assets at end of year (total assets less liabilities)2021-12-31$5,406,549,534
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$4,651,120,153
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$4,894,910
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$264,306,469
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$213,265,815
Interest on participant loans2021-12-31$1,207,535
Value of interest in common/collective trusts at end of year2021-12-31$4,407,416,362
Value of interest in common/collective trusts at beginning of year2021-12-31$3,746,247,680
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$3,634,362
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$1,468,164
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$1,468,164
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$-2,179
Asset value of US Government securities at end of year2021-12-31$56,603,239
Asset value of US Government securities at beginning of year2021-12-31$72,244,299
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$58,755,358
Net investment gain or loss from common/collective trusts2021-12-31$612,861,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$93,371,768
Employer contributions (assets) at end of year2021-12-31$16,146,161
Employer contributions (assets) at beginning of year2021-12-31$15,830,999
Income. Dividends from preferred stock2021-12-31$18,213
Income. Dividends from common stock2021-12-31$4,304,959
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$310,029,881
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$3,197,352
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$4,108,256
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$100,424,939
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$106,212,904
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$471,602,825
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$424,724,735
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$145,033,266
Aggregate carrying amount (costs) on sale of assets2021-12-31$143,715,403
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2021-12-31134008324
2020 : SONY USA 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$100,285,518
Total unrealized appreciation/depreciation of assets2020-12-31$100,285,518
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$2,539,299
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,831,255
Total income from all sources (including contributions)2020-12-31$858,601,113
Total loss/gain on sale of assets2020-12-31$-5,972,097
Total of all expenses incurred2020-12-31$224,160,974
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$219,350,198
Expenses. Certain deemed distributions of participant loans2020-12-31$638,996
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$260,253,775
Value of total assets at end of year2020-12-31$4,653,659,452
Value of total assets at beginning of year2020-12-31$4,018,511,269
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$4,171,780
Total interest from all sources2020-12-31$1,249,808
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$8,033,188
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$4,127,221
Administrative expenses professional fees incurred2020-12-31$586,825
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$2,396,581
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$3,801,882
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$30,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$157,094,430
Participant contributions at end of year2020-12-31$26,229,099
Participant contributions at beginning of year2020-12-31$24,183,226
Participant contributions at end of year2020-12-31$2,115,972
Participant contributions at beginning of year2020-12-31$103
Assets. Other investments not covered elsewhere at end of year2020-12-31$37,390,553
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$27,658,342
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$17,323,246
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$1,424,395
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$1,487,584
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$2,539,299
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$1,831,255
Other income not declared elsewhere2020-12-31$9,782,676
Administrative expenses (other) incurred2020-12-31$24,614
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$634,440,139
Value of net assets at end of year (total assets less liabilities)2020-12-31$4,651,120,153
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,016,680,014
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$3,560,341
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$213,265,815
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$203,275,679
Interest on participant loans2020-12-31$1,257,223
Value of interest in common/collective trusts at end of year2020-12-31$3,746,247,680
Value of interest in common/collective trusts at beginning of year2020-12-31$3,248,907,747
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1,468,164
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$3,736,815
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$3,736,815
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$-7,415
Asset value of US Government securities at end of year2020-12-31$72,244,299
Asset value of US Government securities at beginning of year2020-12-31$63,235,280
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$43,055,420
Net investment gain or loss from common/collective trusts2020-12-31$441,912,825
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$85,836,099
Employer contributions (assets) at end of year2020-12-31$15,830,999
Employer contributions (assets) at beginning of year2020-12-31$13,281,796
Income. Dividends from preferred stock2020-12-31$3,662
Income. Dividends from common stock2020-12-31$3,902,305
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$219,350,198
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$4,108,256
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$5,231,171
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$106,212,904
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$77,778,163
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$424,724,735
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$345,933,481
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$152,815,691
Aggregate carrying amount (costs) on sale of assets2020-12-31$158,787,788
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2020-12-31134008324
2019 : SONY USA 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$122,816,831
Total unrealized appreciation/depreciation of assets2019-12-31$122,816,831
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,831,255
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,288,422
Total income from all sources (including contributions)2019-12-31$1,012,862,178
Total loss/gain on sale of assets2019-12-31$14,509,539
Total of all expenses incurred2019-12-31$259,806,101
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$254,111,066
Expenses. Certain deemed distributions of participant loans2019-12-31$1,436,628
Value of total corrective distributions2019-12-31$97,239
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$275,997,938
Value of total assets at end of year2019-12-31$4,018,511,269
Value of total assets at beginning of year2019-12-31$3,265,912,359
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$4,161,168
Total interest from all sources2019-12-31$1,259,250
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$9,509,142
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$4,439,070
Administrative expenses professional fees incurred2019-12-31$776,311
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$3,801,882
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$3,763,361
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$30,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$141,184,973
Participant contributions at end of year2019-12-31$24,183,226
Participant contributions at beginning of year2019-12-31$24,318,515
Participant contributions at end of year2019-12-31$103
Participant contributions at beginning of year2019-12-31$472,142
Assets. Other investments not covered elsewhere at end of year2019-12-31$27,658,342
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$24,298,080
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$57,013,599
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$1,487,584
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$1,199,441
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$1,831,255
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$2,288,422
Other income not declared elsewhere2019-12-31$12,805,515
Administrative expenses (other) incurred2019-12-31$7,565
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$753,056,077
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,016,680,014
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,263,623,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$3,367,468
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$203,275,679
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$168,235,265
Interest on participant loans2019-12-31$1,261,881
Income. Interest from corporate debt instruments2019-12-31$822
Value of interest in common/collective trusts at end of year2019-12-31$3,248,907,747
Value of interest in common/collective trusts at beginning of year2019-12-31$2,576,997,744
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$3,736,815
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$4,929,839
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$4,929,839
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$-3,453
Asset value of US Government securities at end of year2019-12-31$63,235,280
Asset value of US Government securities at beginning of year2019-12-31$63,614,610
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$74,248,640
Net investment gain or loss from common/collective trusts2019-12-31$501,715,323
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$77,799,366
Employer contributions (assets) at end of year2019-12-31$13,281,796
Employer contributions (assets) at beginning of year2019-12-31$13,170,143
Income. Dividends from preferred stock2019-12-31$45,877
Income. Dividends from common stock2019-12-31$5,024,195
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$254,111,066
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$5,231,171
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$5,870,765
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$77,778,163
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$93,462,939
Contract administrator fees2019-12-31$9,824
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$345,933,481
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$285,579,515
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$149,792,391
Aggregate carrying amount (costs) on sale of assets2019-12-31$135,282,852
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2019-12-31134008324
2018 : SONY USA 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$-47,361,290
Total unrealized appreciation/depreciation of assets2018-12-31$-47,361,290
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$2,288,422
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$2,417,553
Total income from all sources (including contributions)2018-12-31$34,145,924
Total loss/gain on sale of assets2018-12-31$1,408,333
Total of all expenses incurred2018-12-31$326,109,813
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$320,937,697
Expenses. Certain deemed distributions of participant loans2018-12-31$876,922
Value of total corrective distributions2018-12-31$169,108
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$221,171,534
Value of total assets at end of year2018-12-31$3,265,912,359
Value of total assets at beginning of year2018-12-31$3,558,005,379
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$4,126,086
Total interest from all sources2018-12-31$1,110,005
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$6,717,989
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,271,879
Administrative expenses professional fees incurred2018-12-31$97,491
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$3,763,361
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$4,002,058
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$15,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$134,176,320
Participant contributions at end of year2018-12-31$24,318,515
Participant contributions at beginning of year2018-12-31$27,097,165
Participant contributions at end of year2018-12-31$472,142
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$24,298,080
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$27,232,246
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$10,510,824
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$1,199,441
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$1,693,283
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$2,288,422
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$2,417,553
Other income not declared elsewhere2018-12-31$-8,309,281
Administrative expenses (other) incurred2018-12-31$870,384
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-291,963,889
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,263,623,937
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,555,587,826
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$3,158,211
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$168,235,265
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$171,357,162
Interest on participant loans2018-12-31$1,096,710
Interest earned on other investments2018-12-31$0
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$11,139
Value of interest in common/collective trusts at end of year2018-12-31$2,576,997,744
Value of interest in common/collective trusts at beginning of year2018-12-31$2,826,264,875
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$4,929,839
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$8,253,279
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$8,253,279
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$2,156
Asset value of US Government securities at end of year2018-12-31$63,614,610
Asset value of US Government securities at beginning of year2018-12-31$74,411,981
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-34,905,689
Net investment gain or loss from common/collective trusts2018-12-31$-105,685,677
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$76,484,390
Employer contributions (assets) at end of year2018-12-31$13,170,143
Employer contributions (assets) at beginning of year2018-12-31$12,329,661
Income. Dividends from preferred stock2018-12-31$36,789
Income. Dividends from common stock2018-12-31$3,409,321
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$320,937,697
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$5,870,765
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$6,119,262
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$93,462,939
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$103,636,728
Contract administrator fees2018-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$285,579,515
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$295,607,679
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$173,441,932
Aggregate carrying amount (costs) on sale of assets2018-12-31$172,033,599
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2018-12-31134008324
2017 : SONY USA 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$80,320,930
Total unrealized appreciation/depreciation of assets2017-12-31$80,320,930
Total transfer of assets to this plan2017-12-31$1,564,784
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$2,417,553
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,571,419
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$715,425,239
Total loss/gain on sale of assets2017-12-31$13,435,799
Total of all expenses incurred2017-12-31$249,880,640
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$244,261,214
Expenses. Certain deemed distributions of participant loans2017-12-31$834,186
Value of total corrective distributions2017-12-31$224,806
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$218,225,711
Value of total assets at end of year2017-12-31$3,558,743,351
Value of total assets at beginning of year2017-12-31$3,090,787,834
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$4,560,434
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$2,632,682
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$3,397,733
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,837,623
Assets. Real estate other than employer real property at end of year2017-12-31$0
Assets. Real estate other than employer real property at beginning of year2017-12-31$0
Administrative expenses professional fees incurred2017-12-31$90,623
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$4,002,058
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$3,787,373
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$15,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$126,082,493
Participant contributions at end of year2017-12-31$27,097,165
Participant contributions at beginning of year2017-12-31$28,546,034
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$27,232,246
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$19,929,719
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$18,137,080
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$2,431,255
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$802,011
Assets. Loans (other than to participants) at end of year2017-12-31$0
Assets. Loans (other than to participants) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$2,417,553
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$1,720,598
Administrative expenses (other) incurred2017-12-31$3,858,612
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$465,544,599
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,556,325,798
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,089,216,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$0
Assets. partnership/joint venture interests at beginning of year2017-12-31$0
Investment advisory and management fees2017-12-31$611,199
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$171,357,162
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$555,055,010
Interest on participant loans2017-12-31$1,173,592
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$0
Income. Interest from US Government securities2017-12-31$583,899
Income. Interest from corporate debt instruments2017-12-31$874,743
Value of interest in master investment trust accounts at end of year2017-12-31$0
Value of interest in master investment trust accounts at beginning of year2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$2,826,264,875
Value of interest in common/collective trusts at beginning of year2017-12-31$2,236,958,155
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$8,253,279
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$3,344,958
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$3,344,958
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$448
Assets. Value of investments in 103.12 investment entities at end of year2017-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2017-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Asset value of US Government securities at end of year2017-12-31$74,411,981
Asset value of US Government securities at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$51,217,769
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$344,474,017
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$0
Assets. Value of employer real property at end of year2017-12-31$0
Assets. Value of employer real property at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$74,006,138
Employer contributions (assets) at end of year2017-12-31$12,329,661
Employer contributions (assets) at beginning of year2017-12-31$12,433,743
Income. Dividends from preferred stock2017-12-31$29,694
Income. Dividends from common stock2017-12-31$1,530,416
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$244,261,214
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$6,119,262
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$103,636,728
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$0
Contract administrator fees2017-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$295,607,679
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$229,930,831
Liabilities. Value of benefit claims payable at end of year2017-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$375,967,696
Aggregate carrying amount (costs) on sale of assets2017-12-31$362,531,897
Liabilities. Value of acquisition indebtedness at end of year2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$1,571,419
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CROWE LLP
Accountancy firm EIN2017-12-31350921680
2016 : SONY USA 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$56,167,161
Total unrealized appreciation/depreciation of assets2016-12-31$56,167,161
Total transfer of assets to this plan2016-12-31$5,310,438
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,571,419
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$2,001,519
Total income from all sources (including contributions)2016-12-31$443,695,422
Total loss/gain on sale of assets2016-12-31$-2,103,781
Total of all expenses incurred2016-12-31$236,117,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$231,834,713
Expenses. Certain deemed distributions of participant loans2016-12-31$411,294
Value of total corrective distributions2016-12-31$167,076
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$189,337,732
Value of total assets at end of year2016-12-31$3,090,787,834
Value of total assets at beginning of year2016-12-31$2,878,329,773
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,704,616
Total interest from all sources2016-12-31$1,207,863
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$8,939,840
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$5,714,535
Administrative expenses professional fees incurred2016-12-31$2,519,980
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$3,787,373
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$3,492,414
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$15,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$117,737,433
Participant contributions at end of year2016-12-31$28,546,034
Participant contributions at beginning of year2016-12-31$29,500,901
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$4,835
Assets. Other investments not covered elsewhere at end of year2016-12-31$19,929,719
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$17,167,754
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$8,155,167
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$802,011
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$624,280
Other income not declared elsewhere2016-12-31$-25,494
Administrative expenses (other) incurred2016-12-31$217,926
Liabilities. Value of operating payables at end of year2016-12-31$1,571,419
Liabilities. Value of operating payables at beginning of year2016-12-31$2,001,519
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$207,577,723
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,089,216,415
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,876,328,254
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$966,710
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$555,055,010
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$526,273,586
Interest on participant loans2016-12-31$1,208,025
Value of interest in common/collective trusts at end of year2016-12-31$2,236,958,155
Value of interest in common/collective trusts at beginning of year2016-12-31$2,056,444,871
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$3,344,958
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$4,271,408
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$4,271,408
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$-162
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$32,806,831
Net investment gain or loss from common/collective trusts2016-12-31$157,365,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$63,445,132
Employer contributions (assets) at end of year2016-12-31$12,433,743
Employer contributions (assets) at beginning of year2016-12-31$12,390,443
Income. Dividends from preferred stock2016-12-31$29,220
Income. Dividends from common stock2016-12-31$3,196,085
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$231,834,713
Contract administrator fees2016-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$229,930,831
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$228,159,281
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$131,204,776
Aggregate carrying amount (costs) on sale of assets2016-12-31$133,308,557
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2016-12-31134008324
2015 : SONY USA 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$2,001,519
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,655,620
Total income from all sources (including contributions)2015-12-31$182,802,663
Total loss/gain on sale of assets2015-12-31$9,577,710
Total of all expenses incurred2015-12-31$258,723,430
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$254,723,543
Expenses. Certain deemed distributions of participant loans2015-12-31$5,616
Value of total corrective distributions2015-12-31$35,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$187,713,718
Value of total assets at end of year2015-12-31$2,878,329,773
Value of total assets at beginning of year2015-12-31$2,953,904,641
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,958,651
Total interest from all sources2015-12-31$1,229,090
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$7,488,907
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$4,335,697
Administrative expenses professional fees incurred2015-12-31$374,147
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$3,492,414
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$15,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$113,255,325
Participant contributions at end of year2015-12-31$29,500,901
Participant contributions at beginning of year2015-12-31$30,923,490
Participant contributions at end of year2015-12-31$4,835
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$17,167,754
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$17,775,456
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$8,401,266
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$624,280
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$368,218
Other income not declared elsewhere2015-12-31$-607,702
Administrative expenses (other) incurred2015-12-31$863,148
Liabilities. Value of operating payables at end of year2015-12-31$2,001,519
Liabilities. Value of operating payables at beginning of year2015-12-31$1,655,620
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-75,920,767
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,876,328,254
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,952,249,021
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$2,721,356
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$526,273,586
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$562,405,490
Interest on participant loans2015-12-31$1,228,909
Value of interest in common/collective trusts at end of year2015-12-31$2,056,444,871
Value of interest in common/collective trusts at beginning of year2015-12-31$2,101,266,684
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$4,271,408
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$4,433,655
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$4,433,655
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$181
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-9,176,632
Net investment gain or loss from common/collective trusts2015-12-31$-13,422,428
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$66,057,127
Employer contributions (assets) at end of year2015-12-31$12,390,443
Employer contributions (assets) at beginning of year2015-12-31$12,937,506
Income. Dividends from preferred stock2015-12-31$13,956
Income. Dividends from common stock2015-12-31$3,139,254
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$254,723,543
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$228,159,281
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$223,794,142
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$14,147,773
Aggregate carrying amount (costs) on sale of assets2015-12-31$4,570,063
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2015-12-31134008324
2014 : SONY USA 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$3,242,894
Total unrealized appreciation/depreciation of assets2014-12-31$3,242,894
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,655,620
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,947,417
Total income from all sources (including contributions)2014-12-31$373,927,238
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$293,040,988
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$289,091,344
Expenses. Certain deemed distributions of participant loans2014-12-31$183,447
Value of total corrective distributions2014-12-31$99,039
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$189,007,501
Value of total assets at end of year2014-12-31$2,953,904,641
Value of total assets at beginning of year2014-12-31$2,873,310,188
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,667,158
Total interest from all sources2014-12-31$1,319,187
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$6,090,421
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$4,496,040
Administrative expenses professional fees incurred2014-12-31$461,867
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$117,522,210
Participant contributions at end of year2014-12-31$30,923,490
Participant contributions at beginning of year2014-12-31$32,700,831
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$198
Assets. Other investments not covered elsewhere at end of year2014-12-31$17,775,456
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$13,722,011
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$846,053
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$368,218
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$76,277,820
Other income not declared elsewhere2014-12-31$4,097,691
Administrative expenses (other) incurred2014-12-31$781,900
Liabilities. Value of operating payables at end of year2014-12-31$1,655,620
Liabilities. Value of operating payables at beginning of year2014-12-31$1,947,417
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$80,886,250
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,952,249,021
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,871,362,771
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$2,423,391
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$562,405,490
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$643,176,257
Interest on participant loans2014-12-31$1,319,187
Value of interest in common/collective trusts at end of year2014-12-31$2,101,266,684
Value of interest in common/collective trusts at beginning of year2014-12-31$1,954,966,580
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$4,433,655
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,788,823
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,788,823
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$38,647,017
Net investment gain or loss from common/collective trusts2014-12-31$131,522,527
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$70,639,238
Employer contributions (assets) at end of year2014-12-31$12,937,506
Employer contributions (assets) at beginning of year2014-12-31$13,768,258
Income. Dividends from common stock2014-12-31$1,594,381
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$289,091,344
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$223,794,142
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$136,909,410
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2014-12-31134008324
2013 : SONY USA 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$40,289,792
Total unrealized appreciation/depreciation of assets2013-12-31$40,289,792
Total transfer of assets to this plan2013-12-31$76,188,101
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,947,417
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,995,718
Total income from all sources (including contributions)2013-12-31$622,650,875
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$253,169,341
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$249,216,707
Expenses. Certain deemed distributions of participant loans2013-12-31$96,273
Value of total corrective distributions2013-12-31$132,546
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$205,359,966
Value of total assets at end of year2013-12-31$2,873,310,188
Value of total assets at beginning of year2013-12-31$2,427,688,854
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,723,815
Total interest from all sources2013-12-31$1,356,257
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$4,848,759
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$4,171,614
Administrative expenses professional fees incurred2013-12-31$528,268
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$254,852
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$116,446,421
Participant contributions at end of year2013-12-31$32,700,831
Participant contributions at beginning of year2013-12-31$31,312,458
Participant contributions at end of year2013-12-31$198
Participant contributions at beginning of year2013-12-31$136,211
Assets. Other investments not covered elsewhere at end of year2013-12-31$13,722,011
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$12,278,672
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$19,149,793
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$76,277,820
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$101,744
Other income not declared elsewhere2013-12-31$1,502,450
Administrative expenses (other) incurred2013-12-31$1,139,536
Liabilities. Value of operating payables at end of year2013-12-31$1,947,417
Liabilities. Value of operating payables at beginning of year2013-12-31$1,184,339
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$369,481,534
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,871,362,771
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,425,693,136
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$2,056,011
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$643,176,257
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$669,664,392
Interest on participant loans2013-12-31$1,358,187
Value of interest in common/collective trusts at end of year2013-12-31$1,954,966,580
Value of interest in common/collective trusts at beginning of year2013-12-31$1,593,812,980
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,788,823
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,074,230
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,074,230
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$-1,930
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$109,251,327
Net investment gain or loss from common/collective trusts2013-12-31$260,042,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31Yes
Contributions received in cash from employer2013-12-31$69,763,752
Employer contributions (assets) at end of year2013-12-31$13,768,258
Employer contributions (assets) at beginning of year2013-12-31$14,942,966
Income. Dividends from common stock2013-12-31$677,145
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$249,216,707
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$136,909,410
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$104,110,349
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$811,379
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2013-12-31134008324
2012 : SONY USA 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$16,867,651
Total unrealized appreciation/depreciation of assets2012-12-31$16,867,651
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,995,718
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$669,630
Total income from all sources (including contributions)2012-12-31$434,313,920
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$245,692,428
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$241,781,133
Expenses. Certain deemed distributions of participant loans2012-12-31$550,948
Value of total corrective distributions2012-12-31$115,563
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$189,068,890
Value of total assets at end of year2012-12-31$2,427,688,854
Value of total assets at beginning of year2012-12-31$2,237,741,274
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,244,784
Total interest from all sources2012-12-31$1,011,351
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$9,364,880
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$8,102,179
Administrative expenses professional fees incurred2012-12-31$558,629
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$254,852
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$186,085
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$112,904,412
Participant contributions at end of year2012-12-31$31,312,458
Participant contributions at beginning of year2012-12-31$18,458,414
Participant contributions at end of year2012-12-31$136,211
Assets. Other investments not covered elsewhere at end of year2012-12-31$12,278,672
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$6,200,651
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$101,744
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$1,042,845,142
Other income not declared elsewhere2012-12-31$751,668
Administrative expenses (other) incurred2012-12-31$887,783
Liabilities. Value of operating payables at end of year2012-12-31$1,184,339
Liabilities. Value of operating payables at beginning of year2012-12-31$549,927
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$188,621,492
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,425,693,136
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,237,071,644
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$1,798,372
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$669,664,392
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$296,291,452
Interest on participant loans2012-12-31$1,011,351
Value of interest in common/collective trusts at end of year2012-12-31$1,593,812,980
Value of interest in common/collective trusts at beginning of year2012-12-31$782,505,850
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,074,230
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$2,010,037
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$2,010,037
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$62,483,944
Net investment gain or loss from common/collective trusts2012-12-31$154,765,536
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$69,963,827
Employer contributions (assets) at end of year2012-12-31$14,942,966
Employer contributions (assets) at beginning of year2012-12-31$11,279,366
Income. Dividends from common stock2012-12-31$1,262,701
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$241,781,133
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$104,110,349
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$84,164,928
Liabilities. Value of benefit claims payable at end of year2012-12-31$811,379
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$119,703
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PRICEWATERHOUSECOOPERS LLC
Accountancy firm EIN2012-12-31134008324

Form 5500 Responses for SONY USA 401(K) PLAN

2023: SONY USA 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: SONY USA 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SONY USA 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SONY USA 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SONY USA 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SONY USA 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SONY USA 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SONY USA 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SONY USA 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SONY USA 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SONY USA 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SONY USA 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

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