401k Plan data: SONY USA 401(K) PLAN plan

SONY USA 401(K) PLAN 401k Plan overview

Plan Name	SONY USA 401(K) PLAN
Plan identification number	002

SONY USA 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SONY CORPORATION OF AMERICA has sponsored the creation of one or more 401k plans.

Company Name: SONY CORPORATION OF AMERICA

Employer identification number (EIN): 131914734

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Additional information about SONY CORPORATION OF AMERICA

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1960-02-08

Company Identification Number: 126313

Legal Registered Office Address: 80 STATE STREET
New York
ALBANY
United States of America (USA)
12207

More information about SONY CORPORATION OF AMERICA

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SONY USA 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 MARLA TRUGERMAN
002 2017-01-01 MARLA TRUGERMAN
002 2016-01-01 MARLA TRUGERMAN
002 2015-01-01 MARLA TRUGERMAN
002 2014-01-01 MARLA TRUGERMAN
002 2013-01-01 MARLA TRUGERMAN MARLA TRUGERMAN 2014-10-15
002 2012-01-01 MARLA TRUGERMAN

Plan Statistics for SONY USA 401(K) PLAN

401k plan membership statisitcs for SONY USA 401(K) PLAN

Measure Date Value
2022: SONY USA 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 24,349
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 13,118
Number of retired or separated participants receiving benefits 2022-01-01 1,116
Number of other retired or separated participants entitled to future benefits 2022-01-01 11,423
Total of all active and inactive participants 2022-01-01 25,657
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 51
Total participants 2022-01-01 25,708
Number of participants with account balances 2022-01-01 25,279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 80
2021: SONY USA 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 23,673
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 12,287
Number of retired or separated participants receiving benefits 2021-01-01 25
Number of other retired or separated participants entitled to future benefits 2021-01-01 12,038
Total of all active and inactive participants 2021-01-01 24,350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 38
Total participants 2021-01-01 24,388
Number of participants with account balances 2021-01-01 23,912
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 115
2020: SONY USA 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 23,933
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 11,862
Number of retired or separated participants receiving benefits 2020-01-01 21
Number of other retired or separated participants entitled to future benefits 2020-01-01 11,780
Total of all active and inactive participants 2020-01-01 23,663
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 20
Total participants 2020-01-01 23,683
Number of participants with account balances 2020-01-01 23,392
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 70
2019: SONY USA 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 23,828
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 11,858
Number of retired or separated participants receiving benefits 2019-01-01 20
Number of other retired or separated participants entitled to future benefits 2019-01-01 12,052
Total of all active and inactive participants 2019-01-01 23,930
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 18
Total participants 2019-01-01 23,948
Number of participants with account balances 2019-01-01 23,461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 83
2018: SONY USA 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 24,051
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 11,652
Number of retired or separated participants receiving benefits 2018-01-01 473
Number of other retired or separated participants entitled to future benefits 2018-01-01 11,628
Total of all active and inactive participants 2018-01-01 23,753
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 75
Total participants 2018-01-01 23,828
Number of participants with account balances 2018-01-01 23,348
2017: SONY USA 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 24,040
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 12,039
Number of retired or separated participants receiving benefits 2017-01-01 443
Number of other retired or separated participants entitled to future benefits 2017-01-01 11,493
Total of all active and inactive participants 2017-01-01 23,975
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 67
Total participants 2017-01-01 24,042
Number of participants with account balances 2017-01-01 23,614
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 63
2016: SONY USA 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 25,277
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 11,897
Number of retired or separated participants receiving benefits 2016-01-01 232
Number of other retired or separated participants entitled to future benefits 2016-01-01 11,752
Total of all active and inactive participants 2016-01-01 23,881
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 49
Total participants 2016-01-01 23,930
Number of participants with account balances 2016-01-01 23,461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 75
2015: SONY USA 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 25,869
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 12,490
Number of retired or separated participants receiving benefits 2015-01-01 1,285
Number of other retired or separated participants entitled to future benefits 2015-01-01 11,167
Total of all active and inactive participants 2015-01-01 24,942
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 112
Total participants 2015-01-01 25,054
Number of participants with account balances 2015-01-01 24,248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 175
2014: SONY USA 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 26,906
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 13,513
Number of retired or separated participants receiving benefits 2014-01-01 1,160
Number of other retired or separated participants entitled to future benefits 2014-01-01 11,087
Total of all active and inactive participants 2014-01-01 25,760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 102
Total participants 2014-01-01 25,862
Number of participants with account balances 2014-01-01 25,056
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 301
2013: SONY USA 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 27,010
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 15,834
Number of retired or separated participants receiving benefits 2013-01-01 964
Number of other retired or separated participants entitled to future benefits 2013-01-01 10,637
Total of all active and inactive participants 2013-01-01 27,435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 86
Total participants 2013-01-01 27,521
Number of participants with account balances 2013-01-01 26,197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 214
2012: SONY USA 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 14,928
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 16,277
Number of retired or separated participants receiving benefits 2012-01-01 510
Number of other retired or separated participants entitled to future benefits 2012-01-01 10,018
Total of all active and inactive participants 2012-01-01 26,805
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 100
Total participants 2012-01-01 26,905
Number of participants with account balances 2012-01-01 25,177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 290

Measure	Date	Value
2022: SONY USA 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	24,349
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	13,118
Number of retired or separated participants receiving benefits	2022-01-01	1,116
Number of other retired or separated participants entitled to future benefits	2022-01-01	11,423
Total of all active and inactive participants	2022-01-01	25,657
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	51
Total participants	2022-01-01	25,708
Number of participants with account balances	2022-01-01	25,279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	80
2021: SONY USA 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	23,673
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	12,287
Number of retired or separated participants receiving benefits	2021-01-01	25
Number of other retired or separated participants entitled to future benefits	2021-01-01	12,038
Total of all active and inactive participants	2021-01-01	24,350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	38
Total participants	2021-01-01	24,388
Number of participants with account balances	2021-01-01	23,912
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	115
2020: SONY USA 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	23,933
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	11,862
Number of retired or separated participants receiving benefits	2020-01-01	21
Number of other retired or separated participants entitled to future benefits	2020-01-01	11,780
Total of all active and inactive participants	2020-01-01	23,663
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	20
Total participants	2020-01-01	23,683
Number of participants with account balances	2020-01-01	23,392
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	70
2019: SONY USA 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	23,828
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	11,858
Number of retired or separated participants receiving benefits	2019-01-01	20
Number of other retired or separated participants entitled to future benefits	2019-01-01	12,052
Total of all active and inactive participants	2019-01-01	23,930
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	18
Total participants	2019-01-01	23,948
Number of participants with account balances	2019-01-01	23,461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	83
2018: SONY USA 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	24,051
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	11,652
Number of retired or separated participants receiving benefits	2018-01-01	473
Number of other retired or separated participants entitled to future benefits	2018-01-01	11,628
Total of all active and inactive participants	2018-01-01	23,753
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	75
Total participants	2018-01-01	23,828
Number of participants with account balances	2018-01-01	23,348
2017: SONY USA 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	24,040
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	12,039
Number of retired or separated participants receiving benefits	2017-01-01	443
Number of other retired or separated participants entitled to future benefits	2017-01-01	11,493
Total of all active and inactive participants	2017-01-01	23,975
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	67
Total participants	2017-01-01	24,042
Number of participants with account balances	2017-01-01	23,614
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	63
2016: SONY USA 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	25,277
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	11,897
Number of retired or separated participants receiving benefits	2016-01-01	232
Number of other retired or separated participants entitled to future benefits	2016-01-01	11,752
Total of all active and inactive participants	2016-01-01	23,881
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	49
Total participants	2016-01-01	23,930
Number of participants with account balances	2016-01-01	23,461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	75
2015: SONY USA 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	25,869
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	12,490
Number of retired or separated participants receiving benefits	2015-01-01	1,285
Number of other retired or separated participants entitled to future benefits	2015-01-01	11,167
Total of all active and inactive participants	2015-01-01	24,942
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	112
Total participants	2015-01-01	25,054
Number of participants with account balances	2015-01-01	24,248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	175
2014: SONY USA 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	26,906
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	13,513
Number of retired or separated participants receiving benefits	2014-01-01	1,160
Number of other retired or separated participants entitled to future benefits	2014-01-01	11,087
Total of all active and inactive participants	2014-01-01	25,760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	102
Total participants	2014-01-01	25,862
Number of participants with account balances	2014-01-01	25,056
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	301
2013: SONY USA 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	27,010
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	15,834
Number of retired or separated participants receiving benefits	2013-01-01	964
Number of other retired or separated participants entitled to future benefits	2013-01-01	10,637
Total of all active and inactive participants	2013-01-01	27,435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	86
Total participants	2013-01-01	27,521
Number of participants with account balances	2013-01-01	26,197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	214
2012: SONY USA 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	14,928
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	16,277
Number of retired or separated participants receiving benefits	2012-01-01	510
Number of other retired or separated participants entitled to future benefits	2012-01-01	10,018
Total of all active and inactive participants	2012-01-01	26,805
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	100
Total participants	2012-01-01	26,905
Number of participants with account balances	2012-01-01	25,177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	290

Financial Data on SONY USA 401(K) PLAN

Measure	Date	Value
2022 : SONY USA 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2022-12-31	$-103,537,785
Total unrealized appreciation/depreciation of assets	2022-12-31	$-103,537,785
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$1,926,190
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$2,256,306
Total income from all sources (including contributions)	2022-12-31	$-629,329,545
Total loss/gain on sale of assets	2022-12-31	$-56,648,748
Total of all expenses incurred	2022-12-31	$266,078,759
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$260,660,666
Value of total corrective distributions	2022-12-31	$299,900
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$309,098,706
Value of total assets at end of year	2022-12-31	$4,513,067,420
Value of total assets at beginning of year	2022-12-31	$5,408,805,840
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$5,118,193
Total interest from all sources	2022-12-31	$1,088,178
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$8,833,274
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$4,640,064
Administrative expenses professional fees incurred	2022-12-31	$622,164
Assets. Corporate prefeered stocks other than exployer securities at end of year	2022-12-31	$6,060,699
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2022-12-31	$12,166,107
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$30,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$187,488,343
Participant contributions at end of year	2022-12-31	$26,508,773
Participant contributions at beginning of year	2022-12-31	$26,345,924
Participant contributions at end of year	2022-12-31	$3,372,429
Participant contributions at beginning of year	2022-12-31	$1,622,844
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$34,760,160
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$43,862,302
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$22,578,942
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$1,686,721
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$1,476,954
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$1,926,190
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$2,256,306
Other income not declared elsewhere	2022-12-31	$-41,939,427
Administrative expenses (other) incurred	2022-12-31	$13,957
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-895,408,304
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$4,511,141,230
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$5,406,549,534
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$4,482,072
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$219,856,081
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$264,306,469
Interest on participant loans	2022-12-31	$1,089,182
Value of interest in common/collective trusts at end of year	2022-12-31	$3,708,918,744
Value of interest in common/collective trusts at beginning of year	2022-12-31	$4,407,416,362
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$-385,306
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$3,634,362
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$3,634,362
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$-1,004
Asset value of US Government securities at end of year	2022-12-31	$61,511,023
Asset value of US Government securities at beginning of year	2022-12-31	$56,603,239
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-59,231,026
Net investment gain or loss from common/collective trusts	2022-12-31	$-686,992,717
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$99,031,421
Employer contributions (assets) at end of year	2022-12-31	$18,221,406
Employer contributions (assets) at beginning of year	2022-12-31	$16,146,161
Income. Dividends from preferred stock	2022-12-31	$45,808
Income. Dividends from common stock	2022-12-31	$4,147,402
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$260,660,666
Asset. Corporate debt instrument preferred debt at end of year	2022-12-31	$1,336,429
Asset. Corporate debt instrument preferred debt at beginning of year	2022-12-31	$3,197,352
Asset. Corporate debt instrument debt (other) at end of year	2022-12-31	$109,262,983
Asset. Corporate debt instrument debt (other) at beginning of year	2022-12-31	$100,424,939
Assets. Corporate common stocks other than exployer securities at end of year	2022-12-31	$321,957,278
Assets. Corporate common stocks other than exployer securities at beginning of year	2022-12-31	$471,602,825
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Aggregate proceeds on sale of assets	2022-12-31	$133,260,726
Aggregate carrying amount (costs) on sale of assets	2022-12-31	$189,909,474
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2022-12-31	134008324
2021 : SONY USA 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets	2021-12-31	$64,506,483
Total unrealized appreciation/depreciation of assets	2021-12-31	$64,506,483
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$2,256,306
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$2,539,299
Total income from all sources (including contributions)	2021-12-31	$1,071,000,605
Total loss/gain on sale of assets	2021-12-31	$1,317,863
Total of all expenses incurred	2021-12-31	$315,571,224
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$310,029,881
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$337,847,395
Value of total assets at end of year	2021-12-31	$5,408,805,840
Value of total assets at beginning of year	2021-12-31	$4,653,659,452
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$5,541,343
Total interest from all sources	2021-12-31	$1,205,356
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$9,120,315
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$4,797,143
Administrative expenses professional fees incurred	2021-12-31	$632,528
Assets. Corporate prefeered stocks other than exployer securities at end of year	2021-12-31	$12,166,107
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2021-12-31	$2,396,581
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$30,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$174,012,344
Participant contributions at end of year	2021-12-31	$26,345,924
Participant contributions at beginning of year	2021-12-31	$26,229,099
Participant contributions at end of year	2021-12-31	$1,622,844
Participant contributions at beginning of year	2021-12-31	$2,115,972
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$43,862,302
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$37,390,553
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$70,463,283
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$1,476,954
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$1,424,395
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$2,256,306
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$2,539,299
Other income not declared elsewhere	2021-12-31	$-14,613,875
Administrative expenses (other) incurred	2021-12-31	$13,905
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$755,429,381
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$5,406,549,534
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$4,651,120,153
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$4,894,910
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$264,306,469
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$213,265,815
Interest on participant loans	2021-12-31	$1,207,535
Value of interest in common/collective trusts at end of year	2021-12-31	$4,407,416,362
Value of interest in common/collective trusts at beginning of year	2021-12-31	$3,746,247,680
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$3,634,362
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$1,468,164
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$1,468,164
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$-2,179
Asset value of US Government securities at end of year	2021-12-31	$56,603,239
Asset value of US Government securities at beginning of year	2021-12-31	$72,244,299
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$58,755,358
Net investment gain or loss from common/collective trusts	2021-12-31	$612,861,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$93,371,768
Employer contributions (assets) at end of year	2021-12-31	$16,146,161
Employer contributions (assets) at beginning of year	2021-12-31	$15,830,999
Income. Dividends from preferred stock	2021-12-31	$18,213
Income. Dividends from common stock	2021-12-31	$4,304,959
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$310,029,881
Asset. Corporate debt instrument preferred debt at end of year	2021-12-31	$3,197,352
Asset. Corporate debt instrument preferred debt at beginning of year	2021-12-31	$4,108,256
Asset. Corporate debt instrument debt (other) at end of year	2021-12-31	$100,424,939
Asset. Corporate debt instrument debt (other) at beginning of year	2021-12-31	$106,212,904
Assets. Corporate common stocks other than exployer securities at end of year	2021-12-31	$471,602,825
Assets. Corporate common stocks other than exployer securities at beginning of year	2021-12-31	$424,724,735
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Aggregate proceeds on sale of assets	2021-12-31	$145,033,266
Aggregate carrying amount (costs) on sale of assets	2021-12-31	$143,715,403
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2021-12-31	134008324
2020 : SONY USA 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-12-31	$100,285,518
Total unrealized appreciation/depreciation of assets	2020-12-31	$100,285,518
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$2,539,299
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$1,831,255
Total income from all sources (including contributions)	2020-12-31	$858,601,113
Total loss/gain on sale of assets	2020-12-31	$-5,972,097
Total of all expenses incurred	2020-12-31	$224,160,974
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$219,350,198
Expenses. Certain deemed distributions of participant loans	2020-12-31	$638,996
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$260,253,775
Value of total assets at end of year	2020-12-31	$4,653,659,452
Value of total assets at beginning of year	2020-12-31	$4,018,511,269
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$4,171,780
Total interest from all sources	2020-12-31	$1,249,808
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$8,033,188
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$4,127,221
Administrative expenses professional fees incurred	2020-12-31	$586,825
Assets. Corporate prefeered stocks other than exployer securities at end of year	2020-12-31	$2,396,581
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2020-12-31	$3,801,882
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$30,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$157,094,430
Participant contributions at end of year	2020-12-31	$26,229,099
Participant contributions at beginning of year	2020-12-31	$24,183,226
Participant contributions at end of year	2020-12-31	$2,115,972
Participant contributions at beginning of year	2020-12-31	$103
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$37,390,553
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$27,658,342
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$17,323,246
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$1,424,395
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$1,487,584
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$2,539,299
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$1,831,255
Other income not declared elsewhere	2020-12-31	$9,782,676
Administrative expenses (other) incurred	2020-12-31	$24,614
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$634,440,139
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$4,651,120,153
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$4,016,680,014
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$3,560,341
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$213,265,815
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$203,275,679
Interest on participant loans	2020-12-31	$1,257,223
Value of interest in common/collective trusts at end of year	2020-12-31	$3,746,247,680
Value of interest in common/collective trusts at beginning of year	2020-12-31	$3,248,907,747
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$1,468,164
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$3,736,815
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$3,736,815
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$-7,415
Asset value of US Government securities at end of year	2020-12-31	$72,244,299
Asset value of US Government securities at beginning of year	2020-12-31	$63,235,280
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$43,055,420
Net investment gain or loss from common/collective trusts	2020-12-31	$441,912,825
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$85,836,099
Employer contributions (assets) at end of year	2020-12-31	$15,830,999
Employer contributions (assets) at beginning of year	2020-12-31	$13,281,796
Income. Dividends from preferred stock	2020-12-31	$3,662
Income. Dividends from common stock	2020-12-31	$3,902,305
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$219,350,198
Asset. Corporate debt instrument preferred debt at end of year	2020-12-31	$4,108,256
Asset. Corporate debt instrument preferred debt at beginning of year	2020-12-31	$5,231,171
Asset. Corporate debt instrument debt (other) at end of year	2020-12-31	$106,212,904
Asset. Corporate debt instrument debt (other) at beginning of year	2020-12-31	$77,778,163
Assets. Corporate common stocks other than exployer securities at end of year	2020-12-31	$424,724,735
Assets. Corporate common stocks other than exployer securities at beginning of year	2020-12-31	$345,933,481
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$152,815,691
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$158,787,788
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2020-12-31	134008324
2019 : SONY USA 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets	2019-12-31	$122,816,831
Total unrealized appreciation/depreciation of assets	2019-12-31	$122,816,831
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$1,831,255
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$2,288,422
Total income from all sources (including contributions)	2019-12-31	$1,012,862,178
Total loss/gain on sale of assets	2019-12-31	$14,509,539
Total of all expenses incurred	2019-12-31	$259,806,101
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$254,111,066
Expenses. Certain deemed distributions of participant loans	2019-12-31	$1,436,628
Value of total corrective distributions	2019-12-31	$97,239
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$275,997,938
Value of total assets at end of year	2019-12-31	$4,018,511,269
Value of total assets at beginning of year	2019-12-31	$3,265,912,359
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$4,161,168
Total interest from all sources	2019-12-31	$1,259,250
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$9,509,142
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$4,439,070
Administrative expenses professional fees incurred	2019-12-31	$776,311
Assets. Corporate prefeered stocks other than exployer securities at end of year	2019-12-31	$3,801,882
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2019-12-31	$3,763,361
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$30,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$141,184,973
Participant contributions at end of year	2019-12-31	$24,183,226
Participant contributions at beginning of year	2019-12-31	$24,318,515
Participant contributions at end of year	2019-12-31	$103
Participant contributions at beginning of year	2019-12-31	$472,142
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$27,658,342
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$24,298,080
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$57,013,599
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$1,487,584
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$1,199,441
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$1,831,255
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$2,288,422
Other income not declared elsewhere	2019-12-31	$12,805,515
Administrative expenses (other) incurred	2019-12-31	$7,565
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$753,056,077
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$4,016,680,014
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,263,623,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$3,367,468
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$203,275,679
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$168,235,265
Interest on participant loans	2019-12-31	$1,261,881
Income. Interest from corporate debt instruments	2019-12-31	$822
Value of interest in common/collective trusts at end of year	2019-12-31	$3,248,907,747
Value of interest in common/collective trusts at beginning of year	2019-12-31	$2,576,997,744
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$3,736,815
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$4,929,839
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$4,929,839
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$-3,453
Asset value of US Government securities at end of year	2019-12-31	$63,235,280
Asset value of US Government securities at beginning of year	2019-12-31	$63,614,610
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$74,248,640
Net investment gain or loss from common/collective trusts	2019-12-31	$501,715,323
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$77,799,366
Employer contributions (assets) at end of year	2019-12-31	$13,281,796
Employer contributions (assets) at beginning of year	2019-12-31	$13,170,143
Income. Dividends from preferred stock	2019-12-31	$45,877
Income. Dividends from common stock	2019-12-31	$5,024,195
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$254,111,066
Asset. Corporate debt instrument preferred debt at end of year	2019-12-31	$5,231,171
Asset. Corporate debt instrument preferred debt at beginning of year	2019-12-31	$5,870,765
Asset. Corporate debt instrument debt (other) at end of year	2019-12-31	$77,778,163
Asset. Corporate debt instrument debt (other) at beginning of year	2019-12-31	$93,462,939
Contract administrator fees	2019-12-31	$9,824
Assets. Corporate common stocks other than exployer securities at end of year	2019-12-31	$345,933,481
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$285,579,515
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$149,792,391
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$135,282,852
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2019-12-31	134008324
2018 : SONY USA 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets	2018-12-31	$-47,361,290
Total unrealized appreciation/depreciation of assets	2018-12-31	$-47,361,290
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$2,288,422
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$2,417,553
Total income from all sources (including contributions)	2018-12-31	$34,145,924
Total loss/gain on sale of assets	2018-12-31	$1,408,333
Total of all expenses incurred	2018-12-31	$326,109,813
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$320,937,697
Expenses. Certain deemed distributions of participant loans	2018-12-31	$876,922
Value of total corrective distributions	2018-12-31	$169,108
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$221,171,534
Value of total assets at end of year	2018-12-31	$3,265,912,359
Value of total assets at beginning of year	2018-12-31	$3,558,005,379
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$4,126,086
Total interest from all sources	2018-12-31	$1,110,005
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$6,717,989
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$3,271,879
Administrative expenses professional fees incurred	2018-12-31	$97,491
Assets. Corporate prefeered stocks other than exployer securities at end of year	2018-12-31	$3,763,361
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2018-12-31	$4,002,058
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$134,176,320
Participant contributions at end of year	2018-12-31	$24,318,515
Participant contributions at beginning of year	2018-12-31	$27,097,165
Participant contributions at end of year	2018-12-31	$472,142
Participant contributions at beginning of year	2018-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$24,298,080
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$27,232,246
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$10,510,824
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$1,199,441
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$1,693,283
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$2,288,422
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$2,417,553
Other income not declared elsewhere	2018-12-31	$-8,309,281
Administrative expenses (other) incurred	2018-12-31	$870,384
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-291,963,889
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$3,263,623,937
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$3,555,587,826
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$3,158,211
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$168,235,265
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$171,357,162
Interest on participant loans	2018-12-31	$1,096,710
Interest earned on other investments	2018-12-31	$0
Income. Interest from US Government securities	2018-12-31	$0
Income. Interest from corporate debt instruments	2018-12-31	$11,139
Value of interest in common/collective trusts at end of year	2018-12-31	$2,576,997,744
Value of interest in common/collective trusts at beginning of year	2018-12-31	$2,826,264,875
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$4,929,839
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$8,253,279
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$8,253,279
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$2,156
Asset value of US Government securities at end of year	2018-12-31	$63,614,610
Asset value of US Government securities at beginning of year	2018-12-31	$74,411,981
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-34,905,689
Net investment gain or loss from common/collective trusts	2018-12-31	$-105,685,677
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$76,484,390
Employer contributions (assets) at end of year	2018-12-31	$13,170,143
Employer contributions (assets) at beginning of year	2018-12-31	$12,329,661
Income. Dividends from preferred stock	2018-12-31	$36,789
Income. Dividends from common stock	2018-12-31	$3,409,321
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$320,937,697
Asset. Corporate debt instrument preferred debt at end of year	2018-12-31	$5,870,765
Asset. Corporate debt instrument preferred debt at beginning of year	2018-12-31	$6,119,262
Asset. Corporate debt instrument debt (other) at end of year	2018-12-31	$93,462,939
Asset. Corporate debt instrument debt (other) at beginning of year	2018-12-31	$103,636,728
Contract administrator fees	2018-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2018-12-31	$285,579,515
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-12-31	$295,607,679
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$173,441,932
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$172,033,599
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2018-12-31	134008324
2017 : SONY USA 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$80,320,930
Total unrealized appreciation/depreciation of assets	2017-12-31	$80,320,930
Total transfer of assets to this plan	2017-12-31	$1,564,784
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$2,417,553
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$1,571,419
Expenses. Interest paid	2017-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$715,425,239
Total loss/gain on sale of assets	2017-12-31	$13,435,799
Total of all expenses incurred	2017-12-31	$249,880,640
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$244,261,214
Expenses. Certain deemed distributions of participant loans	2017-12-31	$834,186
Value of total corrective distributions	2017-12-31	$224,806
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$218,225,711
Value of total assets at end of year	2017-12-31	$3,558,743,351
Value of total assets at beginning of year	2017-12-31	$3,090,787,834
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$4,560,434
Total income from rents	2017-12-31	$0
Total interest from all sources	2017-12-31	$2,632,682
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$3,397,733
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,837,623
Assets. Real estate other than employer real property at end of year	2017-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2017-12-31	$0
Administrative expenses professional fees incurred	2017-12-31	$90,623
Assets. Corporate prefeered stocks other than exployer securities at end of year	2017-12-31	$4,002,058
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2017-12-31	$3,787,373
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$126,082,493
Participant contributions at end of year	2017-12-31	$27,097,165
Participant contributions at beginning of year	2017-12-31	$28,546,034
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$27,232,246
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$19,929,719
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$18,137,080
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$2,431,255
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$802,011
Assets. Loans (other than to participants) at end of year	2017-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$2,417,553
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$0
Other income not declared elsewhere	2017-12-31	$1,720,598
Administrative expenses (other) incurred	2017-12-31	$3,858,612
Total non interest bearing cash at end of year	2017-12-31	$0
Total non interest bearing cash at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Income. Non cash contributions	2017-12-31	$0
Value of net income/loss	2017-12-31	$465,544,599
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$3,556,325,798
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,089,216,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Assets. partnership/joint venture interests at end of year	2017-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2017-12-31	$0
Investment advisory and management fees	2017-12-31	$611,199
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$171,357,162
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$555,055,010
Interest on participant loans	2017-12-31	$1,173,592
Income. Interest from loans (other than to participants)	2017-12-31	$0
Interest earned on other investments	2017-12-31	$0
Income. Interest from US Government securities	2017-12-31	$583,899
Income. Interest from corporate debt instruments	2017-12-31	$874,743
Value of interest in master investment trust accounts at end of year	2017-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2017-12-31	$0
Value of interest in common/collective trusts at end of year	2017-12-31	$2,826,264,875
Value of interest in common/collective trusts at beginning of year	2017-12-31	$2,236,958,155
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$8,253,279
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$3,344,958
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$3,344,958
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$448
Assets. Value of investments in 103.12 investment entities at end of year	2017-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2017-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$0
Asset value of US Government securities at end of year	2017-12-31	$74,411,981
Asset value of US Government securities at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$51,217,769
Net investment gain/loss from pooled separate accounts	2017-12-31	$0
Net investment gain or loss from common/collective trusts	2017-12-31	$344,474,017
Net gain/loss from 103.12 investment entities	2017-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$0
Assets. Invements in employer securities at beginning of year	2017-12-31	$0
Assets. Value of employer real property at end of year	2017-12-31	$0
Assets. Value of employer real property at beginning of year	2017-12-31	$0
Contributions received in cash from employer	2017-12-31	$74,006,138
Employer contributions (assets) at end of year	2017-12-31	$12,329,661
Employer contributions (assets) at beginning of year	2017-12-31	$12,433,743
Income. Dividends from preferred stock	2017-12-31	$29,694
Income. Dividends from common stock	2017-12-31	$1,530,416
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$244,261,214
Asset. Corporate debt instrument preferred debt at end of year	2017-12-31	$6,119,262
Asset. Corporate debt instrument preferred debt at beginning of year	2017-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2017-12-31	$103,636,728
Asset. Corporate debt instrument debt (other) at beginning of year	2017-12-31	$0
Contract administrator fees	2017-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$295,607,679
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$229,930,831
Liabilities. Value of benefit claims payable at end of year	2017-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2017-12-31	$0
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$375,967,696
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$362,531,897
Liabilities. Value of acquisition indebtedness at end of year	2017-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-12-31	$1,571,419
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CROWE LLP
Accountancy firm EIN	2017-12-31	350921680
2016 : SONY USA 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$56,167,161
Total unrealized appreciation/depreciation of assets	2016-12-31	$56,167,161
Total transfer of assets to this plan	2016-12-31	$5,310,438
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$1,571,419
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$2,001,519
Total income from all sources (including contributions)	2016-12-31	$443,695,422
Total loss/gain on sale of assets	2016-12-31	$-2,103,781
Total of all expenses incurred	2016-12-31	$236,117,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$231,834,713
Expenses. Certain deemed distributions of participant loans	2016-12-31	$411,294
Value of total corrective distributions	2016-12-31	$167,076
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$189,337,732
Value of total assets at end of year	2016-12-31	$3,090,787,834
Value of total assets at beginning of year	2016-12-31	$2,878,329,773
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$3,704,616
Total interest from all sources	2016-12-31	$1,207,863
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$8,939,840
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$5,714,535
Administrative expenses professional fees incurred	2016-12-31	$2,519,980
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$3,787,373
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$3,492,414
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$117,737,433
Participant contributions at end of year	2016-12-31	$28,546,034
Participant contributions at beginning of year	2016-12-31	$29,500,901
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$4,835
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$19,929,719
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$17,167,754
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$8,155,167
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$802,011
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$624,280
Other income not declared elsewhere	2016-12-31	$-25,494
Administrative expenses (other) incurred	2016-12-31	$217,926
Liabilities. Value of operating payables at end of year	2016-12-31	$1,571,419
Liabilities. Value of operating payables at beginning of year	2016-12-31	$2,001,519
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$207,577,723
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,089,216,415
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,876,328,254
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$966,710
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$555,055,010
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$526,273,586
Interest on participant loans	2016-12-31	$1,208,025
Value of interest in common/collective trusts at end of year	2016-12-31	$2,236,958,155
Value of interest in common/collective trusts at beginning of year	2016-12-31	$2,056,444,871
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$3,344,958
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$4,271,408
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$4,271,408
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$-162
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$32,806,831
Net investment gain or loss from common/collective trusts	2016-12-31	$157,365,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$63,445,132
Employer contributions (assets) at end of year	2016-12-31	$12,433,743
Employer contributions (assets) at beginning of year	2016-12-31	$12,390,443
Income. Dividends from preferred stock	2016-12-31	$29,220
Income. Dividends from common stock	2016-12-31	$3,196,085
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$231,834,713
Contract administrator fees	2016-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$229,930,831
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$228,159,281
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$131,204,776
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$133,308,557
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2016-12-31	134008324
2015 : SONY USA 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$2,001,519
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$1,655,620
Total income from all sources (including contributions)	2015-12-31	$182,802,663
Total loss/gain on sale of assets	2015-12-31	$9,577,710
Total of all expenses incurred	2015-12-31	$258,723,430
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$254,723,543
Expenses. Certain deemed distributions of participant loans	2015-12-31	$5,616
Value of total corrective distributions	2015-12-31	$35,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$187,713,718
Value of total assets at end of year	2015-12-31	$2,878,329,773
Value of total assets at beginning of year	2015-12-31	$2,953,904,641
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$3,958,651
Total interest from all sources	2015-12-31	$1,229,090
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$7,488,907
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$4,335,697
Administrative expenses professional fees incurred	2015-12-31	$374,147
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$3,492,414
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$113,255,325
Participant contributions at end of year	2015-12-31	$29,500,901
Participant contributions at beginning of year	2015-12-31	$30,923,490
Participant contributions at end of year	2015-12-31	$4,835
Participant contributions at beginning of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$17,167,754
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$17,775,456
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$8,401,266
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$624,280
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$368,218
Other income not declared elsewhere	2015-12-31	$-607,702
Administrative expenses (other) incurred	2015-12-31	$863,148
Liabilities. Value of operating payables at end of year	2015-12-31	$2,001,519
Liabilities. Value of operating payables at beginning of year	2015-12-31	$1,655,620
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-75,920,767
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,876,328,254
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,952,249,021
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$2,721,356
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$526,273,586
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$562,405,490
Interest on participant loans	2015-12-31	$1,228,909
Value of interest in common/collective trusts at end of year	2015-12-31	$2,056,444,871
Value of interest in common/collective trusts at beginning of year	2015-12-31	$2,101,266,684
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$4,271,408
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$4,433,655
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$4,433,655
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$181
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-9,176,632
Net investment gain or loss from common/collective trusts	2015-12-31	$-13,422,428
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$66,057,127
Employer contributions (assets) at end of year	2015-12-31	$12,390,443
Employer contributions (assets) at beginning of year	2015-12-31	$12,937,506
Income. Dividends from preferred stock	2015-12-31	$13,956
Income. Dividends from common stock	2015-12-31	$3,139,254
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$254,723,543
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$228,159,281
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$223,794,142
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$14,147,773
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$4,570,063
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2015-12-31	134008324
2014 : SONY USA 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$3,242,894
Total unrealized appreciation/depreciation of assets	2014-12-31	$3,242,894
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$1,655,620
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$1,947,417
Total income from all sources (including contributions)	2014-12-31	$373,927,238
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$293,040,988
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$289,091,344
Expenses. Certain deemed distributions of participant loans	2014-12-31	$183,447
Value of total corrective distributions	2014-12-31	$99,039
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$189,007,501
Value of total assets at end of year	2014-12-31	$2,953,904,641
Value of total assets at beginning of year	2014-12-31	$2,873,310,188
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$3,667,158
Total interest from all sources	2014-12-31	$1,319,187
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$6,090,421
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$4,496,040
Administrative expenses professional fees incurred	2014-12-31	$461,867
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$117,522,210
Participant contributions at end of year	2014-12-31	$30,923,490
Participant contributions at beginning of year	2014-12-31	$32,700,831
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$198
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$17,775,456
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$13,722,011
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$846,053
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$368,218
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$76,277,820
Other income not declared elsewhere	2014-12-31	$4,097,691
Administrative expenses (other) incurred	2014-12-31	$781,900
Liabilities. Value of operating payables at end of year	2014-12-31	$1,655,620
Liabilities. Value of operating payables at beginning of year	2014-12-31	$1,947,417
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$80,886,250
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,952,249,021
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,871,362,771
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$2,423,391
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$562,405,490
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$643,176,257
Interest on participant loans	2014-12-31	$1,319,187
Value of interest in common/collective trusts at end of year	2014-12-31	$2,101,266,684
Value of interest in common/collective trusts at beginning of year	2014-12-31	$1,954,966,580
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$4,433,655
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$1,788,823
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$1,788,823
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$38,647,017
Net investment gain or loss from common/collective trusts	2014-12-31	$131,522,527
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$70,639,238
Employer contributions (assets) at end of year	2014-12-31	$12,937,506
Employer contributions (assets) at beginning of year	2014-12-31	$13,768,258
Income. Dividends from common stock	2014-12-31	$1,594,381
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$289,091,344
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$223,794,142
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$136,909,410
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2014-12-31	134008324
2013 : SONY USA 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$40,289,792
Total unrealized appreciation/depreciation of assets	2013-12-31	$40,289,792
Total transfer of assets to this plan	2013-12-31	$76,188,101
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$1,947,417
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$1,995,718
Total income from all sources (including contributions)	2013-12-31	$622,650,875
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$253,169,341
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$249,216,707
Expenses. Certain deemed distributions of participant loans	2013-12-31	$96,273
Value of total corrective distributions	2013-12-31	$132,546
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$205,359,966
Value of total assets at end of year	2013-12-31	$2,873,310,188
Value of total assets at beginning of year	2013-12-31	$2,427,688,854
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$3,723,815
Total interest from all sources	2013-12-31	$1,356,257
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$4,848,759
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$4,171,614
Administrative expenses professional fees incurred	2013-12-31	$528,268
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$254,852
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$116,446,421
Participant contributions at end of year	2013-12-31	$32,700,831
Participant contributions at beginning of year	2013-12-31	$31,312,458
Participant contributions at end of year	2013-12-31	$198
Participant contributions at beginning of year	2013-12-31	$136,211
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$13,722,011
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$12,278,672
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$19,149,793
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$76,277,820
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$101,744
Other income not declared elsewhere	2013-12-31	$1,502,450
Administrative expenses (other) incurred	2013-12-31	$1,139,536
Liabilities. Value of operating payables at end of year	2013-12-31	$1,947,417
Liabilities. Value of operating payables at beginning of year	2013-12-31	$1,184,339
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$369,481,534
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,871,362,771
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,425,693,136
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$2,056,011
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$643,176,257
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$669,664,392
Interest on participant loans	2013-12-31	$1,358,187
Value of interest in common/collective trusts at end of year	2013-12-31	$1,954,966,580
Value of interest in common/collective trusts at beginning of year	2013-12-31	$1,593,812,980
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$1,788,823
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$1,074,230
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$1,074,230
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$-1,930
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$109,251,327
Net investment gain or loss from common/collective trusts	2013-12-31	$260,042,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	Yes
Contributions received in cash from employer	2013-12-31	$69,763,752
Employer contributions (assets) at end of year	2013-12-31	$13,768,258
Employer contributions (assets) at beginning of year	2013-12-31	$14,942,966
Income. Dividends from common stock	2013-12-31	$677,145
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$249,216,707
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$136,909,410
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$104,110,349
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$811,379
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2013-12-31	134008324
2012 : SONY USA 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$16,867,651
Total unrealized appreciation/depreciation of assets	2012-12-31	$16,867,651
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,995,718
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$669,630
Total income from all sources (including contributions)	2012-12-31	$434,313,920
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$245,692,428
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$241,781,133
Expenses. Certain deemed distributions of participant loans	2012-12-31	$550,948
Value of total corrective distributions	2012-12-31	$115,563
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$189,068,890
Value of total assets at end of year	2012-12-31	$2,427,688,854
Value of total assets at beginning of year	2012-12-31	$2,237,741,274
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$3,244,784
Total interest from all sources	2012-12-31	$1,011,351
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$9,364,880
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$8,102,179
Administrative expenses professional fees incurred	2012-12-31	$558,629
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-12-31	$254,852
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-12-31	$186,085
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$112,904,412
Participant contributions at end of year	2012-12-31	$31,312,458
Participant contributions at beginning of year	2012-12-31	$18,458,414
Participant contributions at end of year	2012-12-31	$136,211
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$12,278,672
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$6,200,651
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$101,744
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$1,042,845,142
Other income not declared elsewhere	2012-12-31	$751,668
Administrative expenses (other) incurred	2012-12-31	$887,783
Liabilities. Value of operating payables at end of year	2012-12-31	$1,184,339
Liabilities. Value of operating payables at beginning of year	2012-12-31	$549,927
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$188,621,492
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,425,693,136
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,237,071,644
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$1,798,372
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$669,664,392
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$296,291,452
Interest on participant loans	2012-12-31	$1,011,351
Value of interest in common/collective trusts at end of year	2012-12-31	$1,593,812,980
Value of interest in common/collective trusts at beginning of year	2012-12-31	$782,505,850
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$1,074,230
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$2,010,037
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$2,010,037
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$62,483,944
Net investment gain or loss from common/collective trusts	2012-12-31	$154,765,536
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$69,963,827
Employer contributions (assets) at end of year	2012-12-31	$14,942,966
Employer contributions (assets) at beginning of year	2012-12-31	$11,279,366
Income. Dividends from common stock	2012-12-31	$1,262,701
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$241,781,133
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$104,110,349
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$84,164,928
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$811,379
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$119,703
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PRICEWATERHOUSECOOPERS LLC
Accountancy firm EIN	2012-12-31	134008324

Form 5500 Responses for SONY USA 401(K) PLAN

2022: SONY USA 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: SONY USA 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SONY USA 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SONY USA 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SONY USA 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SONY USA 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SONY USA 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SONY USA 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SONY USA 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SONY USA 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SONY USA 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SONY CORPORATION OF AMERICA
Employer identification number (EIN):	131914734
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1960-02-08
Company Identification Number:	126313
Legal Registered Office Address:	80 STATE STREET New York ALBANY United States of America (USA) 12207