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FORESTERS FINANCIAL PROFIT SHARING PLAN 401k Plan overview

Plan NameFORESTERS FINANCIAL PROFIT SHARING PLAN
Plan identification number 001

FORESTERS FINANCIAL PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FORESTERS FINANCIAL HOLDING COMPANY, INC. (FORMERLY FIRST INVESTORS CO has sponsored the creation of one or more 401k plans.

Company Name:FORESTERS FINANCIAL HOLDING COMPANY, INC. (FORMERLY FIRST INVESTORS CO
Employer identification number (EIN):132608329
NAIC Classification:525990
NAIC Description:Other Financial Vehicles

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FORESTERS FINANCIAL PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01
0012018-01-01
0012017-01-01SANDRA JOHNSON
0012016-01-01SANDRA JOHNSON
0012015-01-01WILLIAM M. LIPKUS
0012014-01-01WILLIAM M. LIPKUS
0012013-01-01WILLIAM M. LIPKUS
0012012-01-01WILLIAM M. LIPKUS
0012011-01-01WILLIAM M. LIPKUS
0012010-01-01WILLIAM M. LIPKUS
0012009-01-01WILLIAM M. LIPKUS

Plan Statistics for FORESTERS FINANCIAL PROFIT SHARING PLAN

401k plan membership statisitcs for FORESTERS FINANCIAL PROFIT SHARING PLAN

Measure Date Value
2019: FORESTERS FINANCIAL PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,599
Total number of active participants reported on line 7a of the Form 55002019-01-01593
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01777
Total of all active and inactive participants2019-01-011,370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,370
Number of participants with account balances2019-01-011,370
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: FORESTERS FINANCIAL PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,608
Total number of active participants reported on line 7a of the Form 55002018-01-011,034
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01565
Total of all active and inactive participants2018-01-011,599
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,599
Number of participants with account balances2018-01-011,599
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01206
2017: FORESTERS FINANCIAL PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,533
Total number of active participants reported on line 7a of the Form 55002017-01-01870
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01738
Total of all active and inactive participants2017-01-011,608
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,608
Number of participants with account balances2017-01-011,608
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01169
2016: FORESTERS FINANCIAL PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,241
Total number of active participants reported on line 7a of the Form 55002016-01-01941
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01592
Total of all active and inactive participants2016-01-011,533
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,533
Number of participants with account balances2016-01-011,533
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01150
2015: FORESTERS FINANCIAL PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,055
Total number of active participants reported on line 7a of the Form 55002015-01-01975
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01266
Total of all active and inactive participants2015-01-011,241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,241
Number of participants with account balances2015-01-011,241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01108
2014: FORESTERS FINANCIAL PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01891
Total number of active participants reported on line 7a of the Form 55002014-01-01773
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01282
Total of all active and inactive participants2014-01-011,055
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,055
Number of participants with account balances2014-01-011,055
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0148
2013: FORESTERS FINANCIAL PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01847
Total number of active participants reported on line 7a of the Form 55002013-01-01679
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01207
Total of all active and inactive participants2013-01-01886
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01886
Number of participants with account balances2013-01-01886
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0141
2012: FORESTERS FINANCIAL PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01854
Total number of active participants reported on line 7a of the Form 55002012-01-01563
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01284
Total of all active and inactive participants2012-01-01847
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01847
Number of participants with account balances2012-01-01847
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0153
2011: FORESTERS FINANCIAL PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01863
Total number of active participants reported on line 7a of the Form 55002011-01-01602
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01252
Total of all active and inactive participants2011-01-01854
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01854
Number of participants with account balances2011-01-01854
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0142
2010: FORESTERS FINANCIAL PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01899
Total number of active participants reported on line 7a of the Form 55002010-01-01596
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01267
Total of all active and inactive participants2010-01-01863
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01863
Number of participants with account balances2010-01-01863
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0147
2009: FORESTERS FINANCIAL PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01939
Total number of active participants reported on line 7a of the Form 55002009-01-01643
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01254
Total of all active and inactive participants2009-01-01897
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01897
Number of participants with account balances2009-01-01897
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0167

Financial Data on FORESTERS FINANCIAL PROFIT SHARING PLAN

Measure Date Value
2019 : FORESTERS FINANCIAL PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,338,445
Total income from all sources (including contributions)2019-12-31$4,338,445
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,761,376
Total of all expenses incurred2019-12-31$1,761,376
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,761,376
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,761,376
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Value of total assets at end of year2019-12-31$31,445,608
Value of total assets at end of year2019-12-31$31,445,608
Value of total assets at beginning of year2019-12-31$28,868,539
Value of total assets at beginning of year2019-12-31$28,868,539
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total interest from all sources2019-12-31$142,786
Total interest from all sources2019-12-31$142,786
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$342,493
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$342,493
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$342,493
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$342,493
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$20,000,000
Value of fidelity bond cover2019-12-31$20,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$37,899
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$37,899
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,577,069
Value of net income/loss2019-12-31$2,577,069
Value of net assets at end of year (total assets less liabilities)2019-12-31$31,445,608
Value of net assets at end of year (total assets less liabilities)2019-12-31$31,445,608
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$28,868,539
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$28,868,539
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$27,815,941
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$27,815,941
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$31,407,709
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$31,407,709
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$124,722
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$124,722
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$124,722
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$124,722
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$142,786
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$142,786
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,853,166
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,853,166
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$927,876
Employer contributions (assets) at beginning of year2019-12-31$927,876
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,761,376
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,761,376
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31TAIT, WELLER & BAKER
Accountancy firm name2019-12-31TAIT, WELLER & BAKER
Accountancy firm EIN2019-12-31231144520
Accountancy firm EIN2019-12-31231144520
2018 : FORESTERS FINANCIAL PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-1,333,212
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,561,641
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,561,641
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$927,876
Value of total assets at end of year2018-12-31$28,868,539
Value of total assets at beginning of year2018-12-31$31,763,392
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$694,371
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$694,371
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$20,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,894,853
Value of net assets at end of year (total assets less liabilities)2018-12-31$28,868,539
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$31,763,392
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$27,815,941
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$30,727,029
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$124,722
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$356,807
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$356,807
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,955,459
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$927,876
Employer contributions (assets) at end of year2018-12-31$927,876
Employer contributions (assets) at beginning of year2018-12-31$679,556
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,561,641
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31TAIT, WELLER & BAKER
Accountancy firm EIN2018-12-31231144520
2017 : FORESTERS FINANCIAL PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$4,122,055
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,695,955
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,695,955
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$679,556
Value of total assets at end of year2017-12-31$31,763,392
Value of total assets at beginning of year2017-12-31$30,337,292
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$570,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$570,639
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$20,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,426,100
Value of net assets at end of year (total assets less liabilities)2017-12-31$31,763,392
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$30,337,292
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$30,727,029
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$29,559,530
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$356,807
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$26,759
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$26,759
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,871,860
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$679,556
Employer contributions (assets) at end of year2017-12-31$679,556
Employer contributions (assets) at beginning of year2017-12-31$751,003
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,695,955
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31TAIT, WELLER & BAKER
Accountancy firm EIN2017-12-31231144520
2016 : FORESTERS FINANCIAL PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$23,250
Total income from all sources (including contributions)2016-12-31$2,625,966
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,335,931
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,327,181
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$751,003
Value of total assets at end of year2016-12-31$30,337,292
Value of total assets at beginning of year2016-12-31$29,070,507
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$8,750
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$517,141
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$517,141
Administrative expenses professional fees incurred2016-12-31$8,750
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$20,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$23,250
Other income not declared elsewhere2016-12-31$14,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,290,035
Value of net assets at end of year (total assets less liabilities)2016-12-31$30,337,292
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$29,047,257
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$29,559,530
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$28,020,415
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$26,759
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$42,671
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$42,671
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,343,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$751,003
Employer contributions (assets) at end of year2016-12-31$751,003
Employer contributions (assets) at beginning of year2016-12-31$1,007,421
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,327,181
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31TAIT, WELLER & BAKER
Accountancy firm EIN2016-12-31231144520
2015 : FORESTERS FINANCIAL PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$-7,071,882
Total unrealized appreciation/depreciation of assets2015-12-31$-7,071,882
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$23,250
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$22,750
Total income from all sources (including contributions)2015-12-31$565,898
Total loss/gain on sale of assets2015-12-31$7,719,732
Total of all expenses incurred2015-12-31$1,408,158
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,358,158
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,007,421
Value of total assets at end of year2015-12-31$29,070,507
Value of total assets at beginning of year2015-12-31$29,912,267
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$50,000
Total interest from all sources2015-12-31$30,316
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$492,800
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$443,710
Administrative expenses professional fees incurred2015-12-31$50,000
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$20,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$93,722
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$23,250
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$22,750
Other income not declared elsewhere2015-12-31$-1,612,489
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-842,260
Value of net assets at end of year (total assets less liabilities)2015-12-31$29,047,257
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$29,889,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$28,020,415
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$8,280,256
Income. Interest from corporate debt instruments2015-12-31$30,316
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$42,671
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,458,984
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,458,984
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,007,421
Employer contributions (assets) at end of year2015-12-31$1,007,421
Employer contributions (assets) at beginning of year2015-12-31$1,193,440
Income. Dividends from common stock2015-12-31$49,090
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,358,158
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$4,353,091
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$14,532,774
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$20,350,606
Aggregate carrying amount (costs) on sale of assets2015-12-31$12,630,874
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31TAIT, WELLER & BAKER
Accountancy firm EIN2015-12-31231144520
2014 : FORESTERS FINANCIAL PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$173,841
Total unrealized appreciation/depreciation of assets2014-12-31$173,841
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$22,750
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$21,750
Total income from all sources (including contributions)2014-12-31$3,230,501
Total loss/gain on sale of assets2014-12-31$670,327
Total of all expenses incurred2014-12-31$1,613,357
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,563,357
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,193,440
Value of total assets at end of year2014-12-31$29,912,267
Value of total assets at beginning of year2014-12-31$28,294,123
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$50,000
Total interest from all sources2014-12-31$251,287
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$508,219
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$226,967
Administrative expenses professional fees incurred2014-12-31$50,000
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$20,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$93,722
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$107,239
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$22,750
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$21,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,617,144
Value of net assets at end of year (total assets less liabilities)2014-12-31$29,889,517
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$28,272,373
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$8,280,256
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,182,940
Income. Interest from corporate debt instruments2014-12-31$251,252
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,458,984
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$728,590
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$728,590
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$35
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$433,387
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,193,440
Employer contributions (assets) at end of year2014-12-31$1,193,440
Employer contributions (assets) at beginning of year2014-12-31$1,025,621
Income. Dividends from common stock2014-12-31$281,252
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,563,357
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$4,353,091
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$4,889,475
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$14,532,774
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$13,360,258
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$5,482,243
Aggregate carrying amount (costs) on sale of assets2014-12-31$4,811,916
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31TAIT, WELLER & BAKER
Accountancy firm EIN2014-12-31231144520
2013 : FORESTERS FINANCIAL PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$2,901,262
Total unrealized appreciation/depreciation of assets2013-12-31$2,901,262
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$21,750
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$21,750
Total income from all sources (including contributions)2013-12-31$5,096,121
Total loss/gain on sale of assets2013-12-31$833,801
Total of all expenses incurred2013-12-31$1,742,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,693,786
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,025,621
Value of total assets at end of year2013-12-31$28,294,123
Value of total assets at beginning of year2013-12-31$24,940,538
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$48,750
Total interest from all sources2013-12-31$188,009
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$531,228
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$274,817
Administrative expenses professional fees incurred2013-12-31$48,750
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$20,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$107,239
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$97,629
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$21,750
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$21,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,353,585
Value of net assets at end of year (total assets less liabilities)2013-12-31$28,272,373
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$24,918,788
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,182,940
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$9,887,791
Income. Interest from US Government securities2013-12-31$8,500
Income. Interest from corporate debt instruments2013-12-31$179,506
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$728,590
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,121,160
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,121,160
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$3
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$295,141
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$-383,800
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,025,621
Employer contributions (assets) at end of year2013-12-31$1,025,621
Employer contributions (assets) at beginning of year2013-12-31$1,011,689
Income. Dividends from common stock2013-12-31$256,411
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,693,786
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$4,889,475
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$2,235,096
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$13,360,258
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$10,292,032
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$5,412,871
Aggregate carrying amount (costs) on sale of assets2013-12-31$4,579,070
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31TAIT, WELLER & BAKER
Accountancy firm EIN2013-12-31231144520
2012 : FORESTERS FINANCIAL PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$1,179,330
Total unrealized appreciation/depreciation of assets2012-12-31$1,179,330
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$21,750
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$21,750
Total income from all sources (including contributions)2012-12-31$3,926,804
Total loss/gain on sale of assets2012-12-31$403,454
Total of all expenses incurred2012-12-31$1,010,150
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$961,650
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,011,689
Value of total assets at end of year2012-12-31$24,940,538
Value of total assets at beginning of year2012-12-31$22,023,884
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$48,500
Total interest from all sources2012-12-31$139,777
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$604,696
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$333,381
Administrative expenses professional fees incurred2012-12-31$48,500
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$20,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$97,629
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$61,473
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$21,750
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$21,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,916,654
Value of net assets at end of year (total assets less liabilities)2012-12-31$24,918,788
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$22,002,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$9,887,791
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$8,406,746
Income. Interest from US Government securities2012-12-31$12,052
Income. Interest from corporate debt instruments2012-12-31$127,721
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,121,160
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$456,486
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$456,486
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$4
Asset value of US Government securities at end of year2012-12-31$295,141
Asset value of US Government securities at beginning of year2012-12-31$1,038,149
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$587,858
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,011,689
Employer contributions (assets) at end of year2012-12-31$1,011,689
Employer contributions (assets) at beginning of year2012-12-31$928,801
Income. Dividends from common stock2012-12-31$271,315
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$961,650
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$2,235,096
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$1,904,597
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$10,292,032
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$9,227,632
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$3,623,864
Aggregate carrying amount (costs) on sale of assets2012-12-31$3,220,410
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31TAIT, WELLER & BAKER
Accountancy firm EIN2012-12-31231144520
2011 : FORESTERS FINANCIAL PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$80,122
Total unrealized appreciation/depreciation of assets2011-12-31$80,122
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$21,750
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$21,250
Total income from all sources (including contributions)2011-12-31$1,695,432
Total loss/gain on sale of assets2011-12-31$59,595
Total of all expenses incurred2011-12-31$2,731,357
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,682,857
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$928,801
Value of total assets at end of year2011-12-31$22,023,884
Value of total assets at beginning of year2011-12-31$23,059,309
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$48,500
Total interest from all sources2011-12-31$150,258
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$541,761
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$323,490
Administrative expenses professional fees incurred2011-12-31$48,500
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$20,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$61,473
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$122,832
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$21,750
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$21,250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,035,925
Value of net assets at end of year (total assets less liabilities)2011-12-31$22,002,134
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$23,038,059
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$8,406,746
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,924,813
Income. Interest from US Government securities2011-12-31$33,217
Income. Interest from corporate debt instruments2011-12-31$117,036
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$456,486
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$355,596
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$355,596
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$5
Asset value of US Government securities at end of year2011-12-31$1,038,149
Asset value of US Government securities at beginning of year2011-12-31$1,534,877
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-65,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$928,801
Employer contributions (assets) at end of year2011-12-31$928,801
Employer contributions (assets) at beginning of year2011-12-31$960,954
Income. Dividends from common stock2011-12-31$218,271
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,682,857
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$1,904,597
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$1,889,415
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$9,227,632
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$9,270,822
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$3,725,789
Aggregate carrying amount (costs) on sale of assets2011-12-31$3,666,194
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31TAIT, WELLER & BAKER
Accountancy firm EIN2011-12-31231144520
2010 : FORESTERS FINANCIAL PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$680,019
Total unrealized appreciation/depreciation of assets2010-12-31$680,019
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$21,250
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$29,148
Total income from all sources (including contributions)2010-12-31$3,327,073
Total loss/gain on sale of assets2010-12-31$418,361
Total of all expenses incurred2010-12-31$1,631,668
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,581,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$960,954
Value of total assets at end of year2010-12-31$23,059,309
Value of total assets at beginning of year2010-12-31$21,371,802
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$50,613
Total interest from all sources2010-12-31$118,767
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$517,209
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$284,424
Administrative expenses professional fees incurred2010-12-31$50,613
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$20,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$122,832
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$76,642
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$21,250
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$20,750
Liabilities. Value of operating payables at end of year2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$8,398
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,695,405
Value of net assets at end of year (total assets less liabilities)2010-12-31$23,038,059
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$21,342,654
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,924,813
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,032,115
Income. Interest from US Government securities2010-12-31$85,834
Income. Interest from corporate debt instruments2010-12-31$30,589
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$355,596
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,214,905
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,214,905
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$2,344
Asset value of US Government securities at end of year2010-12-31$1,534,877
Asset value of US Government securities at beginning of year2010-12-31$5,737,098
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$631,763
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$960,954
Employer contributions (assets) at end of year2010-12-31$960,954
Employer contributions (assets) at beginning of year2010-12-31$879,689
Income. Dividends from common stock2010-12-31$232,785
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,581,055
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$1,889,415
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$9,270,822
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$8,431,353
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$7,364,074
Aggregate carrying amount (costs) on sale of assets2010-12-31$6,945,713
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31TAIT, WELLER & BAKER
Accountancy firm EIN2010-12-31231144520
2009 : FORESTERS FINANCIAL PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for FORESTERS FINANCIAL PROFIT SHARING PLAN

2019: FORESTERS FINANCIAL PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: FORESTERS FINANCIAL PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: FORESTERS FINANCIAL PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FORESTERS FINANCIAL PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: FORESTERS FINANCIAL PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FORESTERS FINANCIAL PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FORESTERS FINANCIAL PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FORESTERS FINANCIAL PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: FORESTERS FINANCIAL PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: FORESTERS FINANCIAL PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: FORESTERS FINANCIAL PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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