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Plan Name | UNIVERSAL MUSIC GROUP 401(K) PLAN |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | UMG RECORDINGS, INC. |
Employer identification number (EIN): | 132613071 |
NAIC Classification: | 512200 |
NAIC Description: | Sound Recording Industries |
Additional information about UMG RECORDINGS, INC.
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2000-01-18 |
Company Identification Number: | 0012984606 |
Legal Registered Office Address: |
800 3RD AVE FL 3 C/O VIVENDI TAX NEW YORK United States of America (USA) 10022 |
More information about UMG RECORDINGS, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2022-01-01 | ||||
002 | 2021-01-01 | ||||
002 | 2020-01-01 | ||||
002 | 2019-01-01 | ||||
002 | 2018-01-01 | ||||
002 | 2017-01-01 | IVY COLBERT | JASON GALLIEN | 2018-10-15 | |
002 | 2016-01-01 | IVY COLBERT | JASON GALLIEN | 2017-10-05 | |
002 | 2015-01-01 | IVY COLBERT | JASON GALLIEN | 2016-10-10 | |
002 | 2014-01-01 | IVY COLBERT | JASON GALLIEN | 2015-10-09 | |
002 | 2013-01-01 | IVY COLBERT | JASON GALLIEN | 2014-10-06 | |
002 | 2012-01-01 | IVY COLBERT | JASON GALLIEN | 2013-10-24 | |
002 | 2011-01-01 | IVY COLBERT | JASON GALLIEN | 2012-10-15 | |
002 | 2010-01-01 | IVY COLBERT | CHARLES C. CIONGOLI | 2011-10-10 | |
002 | 2009-01-01 | IVY COLBERT | CHARLES C. CIONGOLI | 2010-10-13 |
Measure | Date | Value |
---|---|---|
2022: UNIVERSAL MUSIC GROUP 401(K) PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 6,374 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 3,539 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 149 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 2,924 |
Total of all active and inactive participants | 2022-01-01 | 6,612 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 33 |
Total participants | 2022-01-01 | 6,645 |
Number of participants with account balances | 2022-01-01 | 6,560 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 258 |
2021: UNIVERSAL MUSIC GROUP 401(K) PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 6,147 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 3,338 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 139 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 2,866 |
Total of all active and inactive participants | 2021-01-01 | 6,343 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 31 |
Total participants | 2021-01-01 | 6,374 |
Number of participants with account balances | 2021-01-01 | 6,306 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 293 |
2020: UNIVERSAL MUSIC GROUP 401(K) PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 6,018 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 3,319 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 136 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 2,666 |
Total of all active and inactive participants | 2020-01-01 | 6,121 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 26 |
Total participants | 2020-01-01 | 6,147 |
Number of participants with account balances | 2020-01-01 | 6,081 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 179 |
2019: UNIVERSAL MUSIC GROUP 401(K) PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 6,143 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 3,142 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 145 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 2,705 |
Total of all active and inactive participants | 2019-01-01 | 5,992 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 26 |
Total participants | 2019-01-01 | 6,018 |
Number of participants with account balances | 2019-01-01 | 5,932 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 281 |
2018: UNIVERSAL MUSIC GROUP 401(K) PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 5,519 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 2,890 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 141 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 3,083 |
Total of all active and inactive participants | 2018-01-01 | 6,114 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 29 |
Total participants | 2018-01-01 | 6,143 |
Number of participants with account balances | 2018-01-01 | 6,068 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 265 |
2017: UNIVERSAL MUSIC GROUP 401(K) PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 4,482 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 2,718 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 92 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 2,697 |
Total of all active and inactive participants | 2017-01-01 | 5,507 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 12 |
Total participants | 2017-01-01 | 5,519 |
Number of participants with account balances | 2017-01-01 | 5,439 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 144 |
2016: UNIVERSAL MUSIC GROUP 401(K) PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 3,390 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 1,942 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 84 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 2,449 |
Total of all active and inactive participants | 2016-01-01 | 4,475 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 7 |
Total participants | 2016-01-01 | 4,482 |
Number of participants with account balances | 2016-01-01 | 4,428 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 151 |
2015: UNIVERSAL MUSIC GROUP 401(K) PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 3,981 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 1,835 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 75 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 2,016 |
Total of all active and inactive participants | 2015-01-01 | 3,926 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 4 |
Total participants | 2015-01-01 | 3,930 |
Number of participants with account balances | 2015-01-01 | 3,890 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 115 |
2014: UNIVERSAL MUSIC GROUP 401(K) PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 4,528 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 1,855 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 67 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 2,057 |
Total of all active and inactive participants | 2014-01-01 | 3,979 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 2 |
Total participants | 2014-01-01 | 3,981 |
Number of participants with account balances | 2014-01-01 | 3,951 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 110 |
2013: UNIVERSAL MUSIC GROUP 401(K) PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 3,936 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 2,338 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 56 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 2,132 |
Total of all active and inactive participants | 2013-01-01 | 4,526 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 2 |
Total participants | 2013-01-01 | 4,528 |
Number of participants with account balances | 2013-01-01 | 3,960 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 92 |
2012: UNIVERSAL MUSIC GROUP 401(K) PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 4,086 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 1,771 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 49 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 2,114 |
Total of all active and inactive participants | 2012-01-01 | 3,934 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 2 |
Total participants | 2012-01-01 | 3,936 |
Number of participants with account balances | 2012-01-01 | 3,526 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 111 |
2011: UNIVERSAL MUSIC GROUP 401(K) PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 4,391 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 1,874 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 48 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 2,156 |
Total of all active and inactive participants | 2011-01-01 | 4,078 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 8 |
Total participants | 2011-01-01 | 4,086 |
Number of participants with account balances | 2011-01-01 | 3,690 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 211 |
2010: UNIVERSAL MUSIC GROUP 401(K) PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 4,768 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 2,151 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 37 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 2,195 |
Total of all active and inactive participants | 2010-01-01 | 4,383 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 8 |
Total participants | 2010-01-01 | 4,391 |
Number of participants with account balances | 2010-01-01 | 3,914 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 236 |
2009: UNIVERSAL MUSIC GROUP 401(K) PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 4,983 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 2,495 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 30 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 2,237 |
Total of all active and inactive participants | 2009-01-01 | 4,762 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 6 |
Total participants | 2009-01-01 | 4,768 |
Number of participants with account balances | 2009-01-01 | 4,208 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 171 |
Measure | Date | Value |
---|---|---|
2022 : UNIVERSAL MUSIC GROUP 401(K) PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-140,577,023 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $48,292,659 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $47,950,603 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $-12,593 |
Value of total corrective distributions | 2022-12-31 | $8,023 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $66,913,750 |
Value of total assets at end of year | 2022-12-31 | $1,041,181,821 |
Value of total assets at beginning of year | 2022-12-31 | $1,230,051,503 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $346,626 |
Total interest from all sources | 2022-12-31 | $218,288 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $13,145,184 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $13,145,184 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $30,413,430 |
Participant contributions at end of year | 2022-12-31 | $4,590,061 |
Participant contributions at beginning of year | 2022-12-31 | $4,553,151 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $3,498,264 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $9,945 |
Other income not declared elsewhere | 2022-12-31 | $71,371 |
Administrative expenses (other) incurred | 2022-12-31 | $346,626 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-188,869,682 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $1,041,181,821 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $1,230,051,503 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $570,193,237 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $720,546,147 |
Interest on participant loans | 2022-12-31 | $218,288 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $465,501,521 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $504,147,879 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-152,988,234 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-67,937,382 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $33,002,056 |
Employer contributions (assets) at end of year | 2022-12-31 | $897,002 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $804,326 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $47,940,658 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | FARBER HASS HURLEY LLP |
Accountancy firm EIN | 2022-12-31 | 204207759 |
2021 : UNIVERSAL MUSIC GROUP 401(K) PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets from this plan | 2021-12-31 | $11,188,216 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $240,920,149 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $56,647,941 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $56,494,533 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $-25,542 |
Value of total corrective distributions | 2021-12-31 | $403 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $62,460,913 |
Value of total assets at end of year | 2021-12-31 | $1,230,051,503 |
Value of total assets at beginning of year | 2021-12-31 | $1,056,967,511 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $178,547 |
Total interest from all sources | 2021-12-31 | $230,717 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $17,658,637 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $17,658,637 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $27,664,666 |
Participant contributions at end of year | 2021-12-31 | $4,553,151 |
Participant contributions at beginning of year | 2021-12-31 | $4,808,612 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $5,027,702 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-12-31 | $119,769 |
Other income not declared elsewhere | 2021-12-31 | $33,023 |
Administrative expenses (other) incurred | 2021-12-31 | $178,547 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $184,272,208 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $1,230,051,503 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $1,056,967,511 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $720,546,147 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $576,134,582 |
Interest on participant loans | 2021-12-31 | $230,717 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $504,147,879 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $475,276,482 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $109,828,817 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $50,708,042 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $29,768,545 |
Employer contributions (assets) at end of year | 2021-12-31 | $804,326 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $747,835 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $56,374,764 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | FARBER HASS HURLEY LLP |
Accountancy firm EIN | 2021-12-31 | 204207759 |
2020 : UNIVERSAL MUSIC GROUP 401(K) PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $193,058,370 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $53,378,284 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $53,156,327 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $36,410 |
Value of total corrective distributions | 2020-12-31 | $3,213 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $54,597,041 |
Value of total assets at end of year | 2020-12-31 | $1,056,967,511 |
Value of total assets at beginning of year | 2020-12-31 | $917,287,425 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $182,334 |
Total interest from all sources | 2020-12-31 | $242,993 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $12,909,720 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $12,909,720 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $24,943,093 |
Participant contributions at end of year | 2020-12-31 | $4,808,612 |
Participant contributions at beginning of year | 2020-12-31 | $4,402,495 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $4,713,604 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $212,553 |
Other income not declared elsewhere | 2020-12-31 | $72,000 |
Administrative expenses (other) incurred | 2020-12-31 | $182,334 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $139,680,086 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $1,056,967,511 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $917,287,425 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $576,134,582 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $509,178,410 |
Interest on participant loans | 2020-12-31 | $242,993 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $475,276,482 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $402,499,573 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $72,491,938 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $52,744,678 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $24,940,344 |
Employer contributions (assets) at end of year | 2020-12-31 | $747,835 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $1,206,947 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $52,943,774 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | FARBER HASS HURLEY LLP |
Accountancy firm EIN | 2020-12-31 | 204207759 |
2019 : UNIVERSAL MUSIC GROUP 401(K) PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets to this plan | 2019-12-31 | $12,329 |
Total transfer of assets to this plan | 2019-12-31 | $12,329 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $219,291,242 |
Total income from all sources (including contributions) | 2019-12-31 | $219,291,242 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $45,585,335 |
Total of all expenses incurred | 2019-12-31 | $45,585,335 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $45,353,043 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $45,353,043 |
Value of total corrective distributions | 2019-12-31 | $1,494 |
Value of total corrective distributions | 2019-12-31 | $1,494 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $50,775,697 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $50,775,697 |
Value of total assets at end of year | 2019-12-31 | $917,287,425 |
Value of total assets at end of year | 2019-12-31 | $917,287,425 |
Value of total assets at beginning of year | 2019-12-31 | $743,569,189 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $230,798 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $230,798 |
Total interest from all sources | 2019-12-31 | $222,293 |
Total interest from all sources | 2019-12-31 | $222,293 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $11,779,696 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $11,779,696 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $11,779,696 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $11,779,696 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $22,937,058 |
Contributions received from participants | 2019-12-31 | $22,937,058 |
Participant contributions at end of year | 2019-12-31 | $4,402,495 |
Participant contributions at end of year | 2019-12-31 | $4,402,495 |
Participant contributions at beginning of year | 2019-12-31 | $3,748,875 |
Participant contributions at beginning of year | 2019-12-31 | $3,748,875 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $3,430,393 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $3,430,393 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2019-12-31 | $40,258 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2019-12-31 | $40,258 |
Other income not declared elsewhere | 2019-12-31 | $328,849 |
Other income not declared elsewhere | 2019-12-31 | $328,849 |
Administrative expenses (other) incurred | 2019-12-31 | $230,798 |
Administrative expenses (other) incurred | 2019-12-31 | $230,798 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $173,705,907 |
Value of net income/loss | 2019-12-31 | $173,705,907 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $917,287,425 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $917,287,425 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $743,569,189 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $743,569,189 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $509,178,410 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $509,178,410 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $646,351,846 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $646,351,846 |
Interest on participant loans | 2019-12-31 | $222,293 |
Interest on participant loans | 2019-12-31 | $222,293 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $402,499,573 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $402,499,573 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $92,875,196 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $92,875,196 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $128,164,011 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $128,164,011 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $28,020,696 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $28,020,696 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $24,408,246 |
Contributions received in cash from employer | 2019-12-31 | $24,408,246 |
Employer contributions (assets) at end of year | 2019-12-31 | $1,206,947 |
Employer contributions (assets) at end of year | 2019-12-31 | $1,206,947 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $593,272 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $593,272 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $45,312,785 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $45,312,785 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | FARBER HASS HURLEY LLP |
Accountancy firm name | 2019-12-31 | FARBER HASS HURLEY LLP |
Accountancy firm EIN | 2019-12-31 | 204207759 |
Accountancy firm EIN | 2019-12-31 | 204207759 |
2018 : UNIVERSAL MUSIC GROUP 401(K) PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $9,605,399 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $47,557,937 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $47,159,438 |
Value of total corrective distributions | 2018-12-31 | $7,400 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $47,227,980 |
Value of total assets at end of year | 2018-12-31 | $743,569,189 |
Value of total assets at beginning of year | 2018-12-31 | $781,521,727 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $391,099 |
Total interest from all sources | 2018-12-31 | $182,485 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $17,057,315 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $17,057,315 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $20,249,728 |
Participant contributions at end of year | 2018-12-31 | $3,748,875 |
Participant contributions at beginning of year | 2018-12-31 | $3,798,895 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $5,518,907 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2018-12-31 | $21,666 |
Other income not declared elsewhere | 2018-12-31 | $84,392 |
Administrative expenses (other) incurred | 2018-12-31 | $391,099 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-37,952,538 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $743,569,189 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $781,521,727 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $646,351,846 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $685,837,265 |
Interest on participant loans | 2018-12-31 | $182,485 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $92,875,196 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $91,205,289 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-56,945,084 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $1,998,311 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $21,459,345 |
Employer contributions (assets) at end of year | 2018-12-31 | $593,272 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $680,278 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $47,137,772 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | FARBER HASS HURLEY LLP |
Accountancy firm EIN | 2018-12-31 | 204207759 |
2017 : UNIVERSAL MUSIC GROUP 401(K) PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total transfer of assets to this plan | 2017-12-31 | $111,335,989 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $124,858,611 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $35,066,131 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $34,898,813 |
Value of total corrective distributions | 2017-12-31 | $31,735 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $30,107,856 |
Value of total assets at end of year | 2017-12-31 | $781,521,727 |
Value of total assets at beginning of year | 2017-12-31 | $580,393,258 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $135,583 |
Total interest from all sources | 2017-12-31 | $161,807 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $11,643,474 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $11,643,474 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $18,723,475 |
Participant contributions at end of year | 2017-12-31 | $3,798,895 |
Participant contributions at beginning of year | 2017-12-31 | $3,552,475 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $4,212,369 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2017-12-31 | $3,440 |
Other income not declared elsewhere | 2017-12-31 | $41,039 |
Administrative expenses (other) incurred | 2017-12-31 | $135,583 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $89,792,480 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $781,521,727 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $580,393,258 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $685,837,265 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $503,458,518 |
Interest on participant loans | 2017-12-31 | $161,807 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $91,205,289 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $73,382,265 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $81,565,078 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $1,339,357 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $7,172,012 |
Employer contributions (assets) at end of year | 2017-12-31 | $680,278 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $34,895,373 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | FARBER HASS HURLEY LLP |
Accountancy firm EIN | 2017-12-31 | 204207759 |
2016 : UNIVERSAL MUSIC GROUP 401(K) PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total transfer of assets to this plan | 2016-12-31 | $89,260,940 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $67,835,748 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $33,872,926 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $33,777,590 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $12,540 |
Value of total corrective distributions | 2016-12-31 | $6,257 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $23,532,758 |
Value of total assets at end of year | 2016-12-31 | $580,393,258 |
Value of total assets at beginning of year | 2016-12-31 | $457,169,496 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $76,539 |
Total interest from all sources | 2016-12-31 | $151,788 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $11,598,703 |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $11,598,703 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $16,754,681 |
Participant contributions at end of year | 2016-12-31 | $3,552,475 |
Participant contributions at beginning of year | 2016-12-31 | $3,474,544 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $1,383,309 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2016-12-31 | $1,166 |
Other income not declared elsewhere | 2016-12-31 | $4,461 |
Administrative expenses (other) incurred | 2016-12-31 | $76,539 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $33,962,822 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $580,393,258 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $457,169,496 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $503,458,518 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $393,128,788 |
Interest on participant loans | 2016-12-31 | $151,788 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $73,382,265 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $60,566,164 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $31,251,859 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $1,296,179 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $5,394,768 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $33,776,424 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | Yes |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | FARBER HASS HURLEY LLP |
Accountancy firm EIN | 2016-12-31 | 204207759 |
2015 : UNIVERSAL MUSIC GROUP 401(K) PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $21,074,476 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $32,978,978 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $32,840,726 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $12,105 |
Value of total corrective distributions | 2015-12-31 | $45,338 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $23,248,648 |
Value of total assets at end of year | 2015-12-31 | $457,169,496 |
Value of total assets at beginning of year | 2015-12-31 | $469,073,998 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $80,809 |
Total interest from all sources | 2015-12-31 | $137,345 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $13,122,450 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $13,122,450 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $25,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $15,966,534 |
Participant contributions at end of year | 2015-12-31 | $3,474,544 |
Participant contributions at beginning of year | 2015-12-31 | $3,213,209 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $1,159,163 |
Other income not declared elsewhere | 2015-12-31 | $25,185 |
Administrative expenses (other) incurred | 2015-12-31 | $80,809 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-11,904,502 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $457,169,496 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $469,073,998 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $393,128,788 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $401,123,815 |
Interest on participant loans | 2015-12-31 | $137,345 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $60,566,164 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $64,736,974 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-14,717,949 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $-741,203 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $6,122,951 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $32,840,726 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | RSM US LLP |
Accountancy firm EIN | 2015-12-31 | 420714325 |
2014 : UNIVERSAL MUSIC GROUP 401(K) PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $59,783,631 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $43,836,576 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $43,639,961 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $488 |
Value of total corrective distributions | 2014-12-31 | $106,636 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $24,215,233 |
Value of total assets at end of year | 2014-12-31 | $469,073,998 |
Value of total assets at beginning of year | 2014-12-31 | $453,126,943 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $89,491 |
Total interest from all sources | 2014-12-31 | $143,031 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $9,923,103 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $9,923,103 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $25,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $15,786,472 |
Participant contributions at end of year | 2014-12-31 | $3,213,209 |
Participant contributions at beginning of year | 2014-12-31 | $3,454,185 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $2,226,637 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2014-12-31 | $331 |
Other income not declared elsewhere | 2014-12-31 | $330,714 |
Administrative expenses (other) incurred | 2014-12-31 | $89,491 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $15,947,055 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $469,073,998 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $453,126,943 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $401,123,815 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $379,271,172 |
Interest on participant loans | 2014-12-31 | $143,031 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $64,736,974 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $70,401,586 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $23,965,707 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $1,205,843 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $6,202,124 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $43,639,630 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | MCGLADREY LLP |
Accountancy firm EIN | 2014-12-31 | 420714325 |
2013 : UNIVERSAL MUSIC GROUP 401(K) PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total transfer of assets to this plan | 2013-12-31 | $17,390,565 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $89,392,363 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $28,943,074 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $28,832,072 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $2,832 |
Value of total corrective distributions | 2013-12-31 | $30,710 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $20,935,976 |
Value of total assets at end of year | 2013-12-31 | $453,126,943 |
Value of total assets at beginning of year | 2013-12-31 | $375,287,089 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $77,460 |
Total interest from all sources | 2013-12-31 | $142,673 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $7,445,352 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $7,445,352 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $25,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $14,413,968 |
Participant contributions at end of year | 2013-12-31 | $3,454,185 |
Participant contributions at beginning of year | 2013-12-31 | $3,107,554 |
Participant contributions at end of year | 2013-12-31 | $0 |
Participant contributions at beginning of year | 2013-12-31 | $304,472 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $986,430 |
Other income not declared elsewhere | 2013-12-31 | $31,359 |
Administrative expenses (other) incurred | 2013-12-31 | $77,460 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $60,449,289 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $453,126,943 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $375,287,089 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $379,271,172 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $295,995,886 |
Interest on participant loans | 2013-12-31 | $142,673 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $70,401,586 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $75,751,176 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $61,446,362 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $-609,359 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $5,535,578 |
Employer contributions (assets) at end of year | 2013-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $128,001 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $28,832,072 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | MCGLADREY LLP |
Accountancy firm EIN | 2013-12-31 | 420714325 |
2012 : UNIVERSAL MUSIC GROUP 401(K) PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $58,552,525 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $31,871,845 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $31,796,482 |
Value of total corrective distributions | 2012-12-31 | $15,050 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $17,430,978 |
Value of total assets at end of year | 2012-12-31 | $375,287,089 |
Value of total assets at beginning of year | 2012-12-31 | $348,606,409 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $60,313 |
Total interest from all sources | 2012-12-31 | $130,817 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $8,721,388 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $8,721,388 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $25,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $12,283,803 |
Participant contributions at end of year | 2012-12-31 | $3,107,554 |
Participant contributions at beginning of year | 2012-12-31 | $2,952,050 |
Participant contributions at end of year | 2012-12-31 | $304,472 |
Participant contributions at beginning of year | 2012-12-31 | $341,476 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $428,525 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2012-12-31 | $1,509 |
Other income not declared elsewhere | 2012-12-31 | $21,216 |
Administrative expenses (other) incurred | 2012-12-31 | $60,313 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $26,680,680 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $375,287,089 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $348,606,409 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $295,995,886 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $265,924,134 |
Interest on participant loans | 2012-12-31 | $130,817 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $75,751,176 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $79,245,931 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $30,385,075 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $1,863,051 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $4,718,650 |
Employer contributions (assets) at end of year | 2012-12-31 | $128,001 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $142,818 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $31,794,973 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | MCGLADREY LLP |
Accountancy firm EIN | 2012-12-31 | 420714325 |
2011 : UNIVERSAL MUSIC GROUP 401(K) PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $20,570,185 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $34,041,606 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $33,972,231 |
Value of total corrective distributions | 2011-12-31 | $16,920 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $18,106,617 |
Value of total assets at end of year | 2011-12-31 | $348,606,409 |
Value of total assets at beginning of year | 2011-12-31 | $362,077,830 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $52,455 |
Total interest from all sources | 2011-12-31 | $139,839 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $6,249,104 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $6,249,104 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $25,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $12,977,450 |
Participant contributions at end of year | 2011-12-31 | $2,952,050 |
Participant contributions at beginning of year | 2011-12-31 | $3,230,288 |
Participant contributions at end of year | 2011-12-31 | $341,476 |
Participant contributions at beginning of year | 2011-12-31 | $332,166 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $153,471 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $130,500 |
Other income not declared elsewhere | 2011-12-31 | $4,546 |
Administrative expenses (other) incurred | 2011-12-31 | $52,455 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-13,471,421 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $348,606,409 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $362,077,830 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $265,924,134 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $281,082,464 |
Interest on participant loans | 2011-12-31 | $139,839 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $79,245,931 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $77,295,937 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-6,787,856 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $2,857,935 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $4,975,696 |
Employer contributions (assets) at end of year | 2011-12-31 | $142,818 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $136,975 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $33,841,731 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | MCGLADREY LLP |
Accountancy firm EIN | 2011-12-31 | 420714325 |
2010 : UNIVERSAL MUSIC GROUP 401(K) PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $58,202,276 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $31,279,372 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $31,227,572 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $18,155,778 |
Value of total assets at end of year | 2010-12-31 | $362,077,830 |
Value of total assets at beginning of year | 2010-12-31 | $335,154,926 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $51,800 |
Total interest from all sources | 2010-12-31 | $158,610 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $8,131,626 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $8,131,626 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $25,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $14,407,120 |
Participant contributions at end of year | 2010-12-31 | $3,230,288 |
Participant contributions at beginning of year | 2010-12-31 | $3,137,587 |
Participant contributions at end of year | 2010-12-31 | $332,166 |
Participant contributions at beginning of year | 2010-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $300,478 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2010-12-31 | $196,136 |
Other income not declared elsewhere | 2010-12-31 | $3,030 |
Administrative expenses (other) incurred | 2010-12-31 | $51,800 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $26,922,904 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $362,077,830 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $335,154,926 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $281,082,464 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $256,662,300 |
Interest on participant loans | 2010-12-31 | $158,610 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $77,295,937 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $75,355,039 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $28,227,422 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $3,525,810 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $3,448,180 |
Employer contributions (assets) at end of year | 2010-12-31 | $136,975 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $31,031,436 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | MCGLADREY & PULLEN, LLP |
Accountancy firm EIN | 2010-12-31 | 420714325 |
2022: UNIVERSAL MUSIC GROUP 401(K) PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: UNIVERSAL MUSIC GROUP 401(K) PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: UNIVERSAL MUSIC GROUP 401(K) PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: UNIVERSAL MUSIC GROUP 401(K) PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: UNIVERSAL MUSIC GROUP 401(K) PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: UNIVERSAL MUSIC GROUP 401(K) PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: UNIVERSAL MUSIC GROUP 401(K) PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: UNIVERSAL MUSIC GROUP 401(K) PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: UNIVERSAL MUSIC GROUP 401(K) PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: UNIVERSAL MUSIC GROUP 401(K) PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: UNIVERSAL MUSIC GROUP 401(K) PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | Yes |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: UNIVERSAL MUSIC GROUP 401(K) PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: UNIVERSAL MUSIC GROUP 401(K) PLAN 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | No |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: UNIVERSAL MUSIC GROUP 401(K) PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |