401k Plan data: 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY plan

403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY 401k Plan overview

Plan Name	403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY
Plan identification number	002

403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.

401k Sponsoring company profile

UNITED WAY OF NEW YORK has sponsored the creation of one or more 401k plans.

Company Name: UNITED WAY OF NEW YORK

Employer identification number (EIN): 132617681

NAIC Classification: 813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Additional information about UNITED WAY OF NEW YORK

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1968-07-26

Company Identification Number: 226276

More information about UNITED WAY OF NEW YORK

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01
002 2013-01-01
002 2012-01-01 MIRIAM BENITEZ
002 2011-01-01 MIRIAM BENITEZ
002 2009-01-01 MIRIAM BENITEZ

Plan Statistics for 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY

401k plan membership statisitcs for 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY

Measure Date Value
2014: 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY 2014 401k membership
Total participants, beginning-of-year 2014-01-01 236
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
2013: 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY 2013 401k membership
Total participants, beginning-of-year 2013-01-01 215
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 95
Number of other retired or separated participants entitled to future benefits 2013-01-01 140
Total of all active and inactive participants 2013-01-01 235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 236
Number of participants with account balances 2013-01-01 236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY 2012 401k membership
Total participants, beginning-of-year 2012-01-01 208
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 115
Number of other retired or separated participants entitled to future benefits 2012-01-01 99
Total of all active and inactive participants 2012-01-01 214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 215
Number of participants with account balances 2012-01-01 215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 7
2011: 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY 2011 401k membership
Total participants, beginning-of-year 2011-01-01 165
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 91
Number of other retired or separated participants entitled to future benefits 2011-01-01 116
Total of all active and inactive participants 2011-01-01 207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 208
Number of participants with account balances 2011-01-01 208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 6
2009: 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY 2009 401k membership
Total participants, beginning-of-year 2009-01-01 271
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 147
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 114
Total of all active and inactive participants 2009-01-01 261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 2
Total participants 2009-01-01 263
Number of participants with account balances 2009-01-01 263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 6

Measure	Date	Value
2014: 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY 2014 401k membership
Total participants, beginning-of-year	2014-01-01	236
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
2013: 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY 2013 401k membership
Total participants, beginning-of-year	2013-01-01	215
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	95
Number of other retired or separated participants entitled to future benefits	2013-01-01	140
Total of all active and inactive participants	2013-01-01	235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	236
Number of participants with account balances	2013-01-01	236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY 2012 401k membership
Total participants, beginning-of-year	2012-01-01	208
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	115
Number of other retired or separated participants entitled to future benefits	2012-01-01	99
Total of all active and inactive participants	2012-01-01	214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	215
Number of participants with account balances	2012-01-01	215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	7
2011: 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY 2011 401k membership
Total participants, beginning-of-year	2011-01-01	165
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	91
Number of other retired or separated participants entitled to future benefits	2011-01-01	116
Total of all active and inactive participants	2011-01-01	207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	208
Number of participants with account balances	2011-01-01	208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	6
2009: 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY 2009 401k membership
Total participants, beginning-of-year	2009-01-01	271
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	147
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	114
Total of all active and inactive participants	2009-01-01	261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	2
Total participants	2009-01-01	263
Number of participants with account balances	2009-01-01	263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	6

Financial Data on 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY

Measure	Date	Value
2014 : 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY 2014 401k financial data
Total income from all sources (including contributions)	2014-03-10	$219,482
Total of all expenses incurred	2014-03-10	$6,240,220
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-03-10	$6,240,120
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-03-10	$0
Value of total assets at end of year	2014-03-10	$0
Value of total assets at beginning of year	2014-03-10	$6,020,738
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-03-10	$100
Total interest from all sources	2014-03-10	$16,931
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-03-10	No
Was this plan covered by a fidelity bond	2014-03-10	No
If this is an individual account plan, was there a blackout period	2014-03-10	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-03-10	$0
Were there any nonexempt tranactions with any party-in-interest	2014-03-10	No
Contributions received from participants	2014-03-10	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-03-10	$0
Administrative expenses (other) incurred	2014-03-10	$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-03-10	No
Value of net income/loss	2014-03-10	$-6,020,738
Value of net assets at end of year (total assets less liabilities)	2014-03-10	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-03-10	$6,020,738
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-03-10	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-03-10	No
Were any leases to which the plan was party in default or uncollectible	2014-03-10	No
Value of interest in pooled separate accounts at end of year	2014-03-10	$0
Value of interest in pooled separate accounts at beginning of year	2014-03-10	$2,068,132
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-03-10	$16,931
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-03-10	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-03-10	$3,952,606
Net investment gain/loss from pooled separate accounts	2014-03-10	$202,551
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-03-10	No
Was there a failure to transmit to the plan any participant contributions	2014-03-10	No
Has the plan failed to provide any benefit when due under the plan	2014-03-10	No
Contributions received in cash from employer	2014-03-10	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-03-10	$6,240,120
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-03-10	No
Did the plan have assets held for investment	2014-03-10	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-03-10	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-03-10	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-03-10	Yes
Opinion of an independent qualified public accountant for this plan	2014-03-10	Disclaimer
Accountancy firm name	2014-03-10	MARKS PANETH LLP
Accountancy firm EIN	2014-03-10	113518842
2013 : 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$1,350,637
Total of all expenses incurred	2013-12-31	$1,284,383
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,283,533
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$446,846
Value of total assets at end of year	2013-12-31	$6,020,738
Value of total assets at beginning of year	2013-12-31	$5,954,484
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$850
Total interest from all sources	2013-12-31	$25,128
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$333,927
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$66,254
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$6,020,738
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$5,954,484
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$2,068,132
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$2,195,078
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$25,128
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$3,952,606
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$3,759,406
Net investment gain/loss from pooled separate accounts	2013-12-31	$878,663
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$112,919
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,283,533
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MARKS PANETH LLP
Accountancy firm EIN	2013-12-31	113518842
2012 : 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$1,195,859
Total of all expenses incurred	2012-12-31	$773,013
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$772,414
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$728,011
Value of total assets at end of year	2012-12-31	$5,954,484
Value of total assets at beginning of year	2012-12-31	$5,531,638
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$599
Total interest from all sources	2012-12-31	$38,807
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$365,995
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$29,147
Administrative expenses (other) incurred	2012-12-31	$599
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$422,846
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$5,954,484
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$5,531,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$2,195,078
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$2,231,891
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$38,807
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$3,759,406
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$3,299,747
Net investment gain/loss from pooled separate accounts	2012-12-31	$429,041
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$332,869
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$772,414
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MARKS PANETH & SHRON, LLP
Accountancy firm EIN	2012-12-31	113518842
2011 : 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$596,653
Total of all expenses incurred	2011-12-31	$400,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$400,199
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$658,033
Value of total assets at end of year	2011-12-31	$5,531,638
Value of total assets at beginning of year	2011-12-31	$5,335,684
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$500
Total interest from all sources	2011-12-31	$43,316
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$333,174
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$143,357
Administrative expenses (other) incurred	2011-12-31	$500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$195,954
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$5,531,638
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$5,335,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$2,231,891
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$3,306,766
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$43,316
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$3,299,747
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$2,028,918
Net investment gain/loss from pooled separate accounts	2011-12-31	$-104,696
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$181,502
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$400,199
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MARKS PANETH & SHRON, LLP
Accountancy firm EIN	2011-12-31	113518842
2010 : 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$945,569
Total of all expenses incurred	2010-12-31	$250,731
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$250,331
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$435,406
Value of total assets at end of year	2010-12-31	$5,335,684
Value of total assets at beginning of year	2010-12-31	$4,640,846
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$400
Total interest from all sources	2010-12-31	$56,233
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$306,956
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$24,983
Administrative expenses (other) incurred	2010-12-31	$400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$694,838
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$5,335,684
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,640,846
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$3,306,766
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$2,644,210
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$56,233
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$2,028,918
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$1,996,636
Net investment gain/loss from pooled separate accounts	2010-12-31	$453,930
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$103,467
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$250,331
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MARKS PANETH & SHRON, LLP
Accountancy firm EIN	2010-12-31	113518842
2009 : 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY

2014: 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2013: 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2009: 403 (B) THRIFT PLAN OF UNITED WAY OF NEW YORK CITY 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

006301-K

Policy instance

Insurance contract or identification number	006301-K
Number of Individuals Covered	0
Insurance policy start date	2014-01-01
Insurance policy end date	2014-03-10
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

012887-I

Policy instance

Insurance contract or identification number	012887-I
Number of Individuals Covered	0
Insurance policy start date	2014-01-01
Insurance policy end date	2014-03-10
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

012887-I

Policy instance

Insurance contract or identification number	012887-I
Number of Individuals Covered	0
Insurance policy start date	2014-01-01
Insurance policy end date	2014-03-10
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Insurance broker name	NEW YORK CITY REGIONAL OFFICE

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

012887-I

Policy instance

Insurance contract or identification number	012887-I
Number of Individuals Covered	185
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $929
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	929
Additional information about fees paid to insurance broker	PORTION OF INCENTIVE COMP. PROGRAM.
Insurance broker organization code?	3
Insurance broker name	NEW YORK CITY REGIONAL OFFICE

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

006301-K

Policy instance

Insurance contract or identification number	006301-K
Number of Individuals Covered	51
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

012887-I

Policy instance

Insurance contract or identification number	012887-I
Number of Individuals Covered	14
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

012887-I

Policy instance

Insurance contract or identification number	012887-I
Number of Individuals Covered	162
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $478
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	190
Additional information about fees paid to insurance broker	COMPENSATION
Insurance broker organization code?	3
Insurance broker name	ELIZABETH BUDABIN

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

012887-I

Policy instance

Insurance contract or identification number	012887-I
Number of Individuals Covered	11
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

006301-K

Policy instance

Insurance contract or identification number	006301-K
Number of Individuals Covered	53
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

012887-I

Policy instance

Insurance contract or identification number	012887-I
Number of Individuals Covered	164
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $1,253
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

006301-K

Policy instance

Insurance contract or identification number	006301-K
Number of Individuals Covered	57
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

012887-I

Policy instance

Insurance contract or identification number	012887-I
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

012887-I

Policy instance

Insurance contract or identification number	012887-I
Number of Individuals Covered	165
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $731
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

006301-K

Policy instance

Insurance contract or identification number	006301-K
Number of Individuals Covered	63
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

012887-I

Policy instance

Insurance contract or identification number	012887-I
Number of Individuals Covered	0
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	UNITED WAY OF NEW YORK
Employer identification number (EIN):	132617681
NAIC Classification:	813000
NAIC Description:	Religious, Grantmaking, Civic, Professional, and Similar Organizations

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1968-07-26
Company Identification Number:	226276