401k Plan data: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN plan

SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 401k Plan overview

Plan Name	SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN
Plan identification number	004

SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SCHRODER US HOLDINGS, INC. has sponsored the creation of one or more 401k plans.

Company Name: SCHRODER US HOLDINGS, INC.

Employer identification number (EIN): 132621402

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2022-01-01
004 2021-01-01
004 2020-01-01
004 2019-01-01
004 2018-01-01
004 2017-01-01 MARK HEMENETZ MARK HEMENETZ 2018-10-09
004 2016-01-01 MARK HEMENETZ MARK HEMENETZ 2017-10-10
004 2015-01-01 MARK HEMENETZ MARK HEMENETZ 2016-10-03
004 2014-01-01 MARK HEMENETZ
004 2013-01-01 MARK HEMENETZ MARK HEMENETZ 2014-09-12
004 2012-01-01 MARK HEMENETZ
004 2011-01-01 MARK HEMENETZ MARK HEMENETZ 2012-10-10
004 2009-01-01 MARK HEMENETZ MARK HEMENETZ 2010-10-12
004 2009-01-01 MARK HEMENETZ MARK HEMENETZ 2010-10-13
004 2009-01-01 MARK HEMENETZ MARK HEMENETZ 2010-10-12
004 2009-01-01 MARK HEMENETZ MARK HEMENETZ 2010-10-12
004 2009-01-01 MARK HEMENETZ MARK HEMENETZ 2010-10-12

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
004	2022-01-01
004	2021-01-01
004	2020-01-01
004	2019-01-01
004	2018-01-01
004	2017-01-01	MARK HEMENETZ	MARK HEMENETZ	2018-10-09
004	2016-01-01	MARK HEMENETZ	MARK HEMENETZ	2017-10-10
004	2015-01-01	MARK HEMENETZ	MARK HEMENETZ	2016-10-03
004	2014-01-01	MARK HEMENETZ
004	2013-01-01	MARK HEMENETZ	MARK HEMENETZ	2014-09-12
004	2012-01-01	MARK HEMENETZ
004	2011-01-01	MARK HEMENETZ	MARK HEMENETZ	2012-10-10
004	2009-01-01	MARK HEMENETZ	MARK HEMENETZ	2010-10-12
004	2009-01-01	MARK HEMENETZ	MARK HEMENETZ	2010-10-13
004	2009-01-01	MARK HEMENETZ	MARK HEMENETZ	2010-10-12
004	2009-01-01	MARK HEMENETZ	MARK HEMENETZ	2010-10-12
004	2009-01-01	MARK HEMENETZ	MARK HEMENETZ	2010-10-12

Plan Statistics for SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN

401k plan membership statisitcs for SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN

Measure Date Value
2022: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 486
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 357
Number of retired or separated participants receiving benefits 2022-01-01 3
Number of other retired or separated participants entitled to future benefits 2022-01-01 161
Total of all active and inactive participants 2022-01-01 521
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 521
Number of participants with account balances 2022-01-01 515
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 21
2021: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 471
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 347
Number of retired or separated participants receiving benefits 2021-01-01 3
Number of other retired or separated participants entitled to future benefits 2021-01-01 135
Total of all active and inactive participants 2021-01-01 485
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 1
Total participants 2021-01-01 486
Number of participants with account balances 2021-01-01 482
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 7
2020: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 470
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 325
Number of retired or separated participants receiving benefits 2020-01-01 2
Number of other retired or separated participants entitled to future benefits 2020-01-01 143
Total of all active and inactive participants 2020-01-01 470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 471
Number of participants with account balances 2020-01-01 467
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 15
2019: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 439
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 326
Number of retired or separated participants receiving benefits 2019-01-01 2
Number of other retired or separated participants entitled to future benefits 2019-01-01 141
Total of all active and inactive participants 2019-01-01 469
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 470
Number of participants with account balances 2019-01-01 469
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 12
2018: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 391
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 311
Number of retired or separated participants receiving benefits 2018-01-01 3
Number of other retired or separated participants entitled to future benefits 2018-01-01 125
Total of all active and inactive participants 2018-01-01 439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 439
Number of participants with account balances 2018-01-01 434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 7
2017: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 367
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 263
Number of retired or separated participants receiving benefits 2017-01-01 3
Number of other retired or separated participants entitled to future benefits 2017-01-01 125
Total of all active and inactive participants 2017-01-01 391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 391
Number of participants with account balances 2017-01-01 389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 15
2016: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 342
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 257
Number of retired or separated participants receiving benefits 2016-01-01 2
Number of other retired or separated participants entitled to future benefits 2016-01-01 108
Total of all active and inactive participants 2016-01-01 367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 367
Number of participants with account balances 2016-01-01 367
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 9
2015: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 298
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 252
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 89
Total of all active and inactive participants 2015-01-01 342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 342
Number of participants with account balances 2015-01-01 335
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 5
2014: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 276
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 216
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 217
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 81
Total participants 2014-01-01 298
Number of participants with account balances 2014-01-01 297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 7
2013: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 251
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 200
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 75
Total of all active and inactive participants 2013-01-01 276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 276
Number of participants with account balances 2013-01-01 274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 5
2012: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 244
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 169
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 80
Total of all active and inactive participants 2012-01-01 250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 251
Number of participants with account balances 2012-01-01 249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 4
2011: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 239
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 159
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 84
Total of all active and inactive participants 2011-01-01 244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 244
Number of participants with account balances 2011-01-01 241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 4
2009: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 259
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 134
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 112
Total of all active and inactive participants 2009-01-01 246
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 246
Number of participants with account balances 2009-01-01 244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 13

Measure	Date	Value
2022: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	486
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	357
Number of retired or separated participants receiving benefits	2022-01-01	3
Number of other retired or separated participants entitled to future benefits	2022-01-01	161
Total of all active and inactive participants	2022-01-01	521
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	521
Number of participants with account balances	2022-01-01	515
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	21
2021: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	471
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	347
Number of retired or separated participants receiving benefits	2021-01-01	3
Number of other retired or separated participants entitled to future benefits	2021-01-01	135
Total of all active and inactive participants	2021-01-01	485
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1
Total participants	2021-01-01	486
Number of participants with account balances	2021-01-01	482
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	7
2020: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	470
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	325
Number of retired or separated participants receiving benefits	2020-01-01	2
Number of other retired or separated participants entitled to future benefits	2020-01-01	143
Total of all active and inactive participants	2020-01-01	470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	471
Number of participants with account balances	2020-01-01	467
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	15
2019: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	439
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	326
Number of retired or separated participants receiving benefits	2019-01-01	2
Number of other retired or separated participants entitled to future benefits	2019-01-01	141
Total of all active and inactive participants	2019-01-01	469
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	470
Number of participants with account balances	2019-01-01	469
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	12
2018: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	391
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	311
Number of retired or separated participants receiving benefits	2018-01-01	3
Number of other retired or separated participants entitled to future benefits	2018-01-01	125
Total of all active and inactive participants	2018-01-01	439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	439
Number of participants with account balances	2018-01-01	434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	7
2017: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	367
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	263
Number of retired or separated participants receiving benefits	2017-01-01	3
Number of other retired or separated participants entitled to future benefits	2017-01-01	125
Total of all active and inactive participants	2017-01-01	391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	391
Number of participants with account balances	2017-01-01	389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	15
2016: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	342
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	257
Number of retired or separated participants receiving benefits	2016-01-01	2
Number of other retired or separated participants entitled to future benefits	2016-01-01	108
Total of all active and inactive participants	2016-01-01	367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	367
Number of participants with account balances	2016-01-01	367
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	9
2015: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	298
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	252
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	89
Total of all active and inactive participants	2015-01-01	342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	342
Number of participants with account balances	2015-01-01	335
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	5
2014: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	276
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	216
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	217
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	81
Total participants	2014-01-01	298
Number of participants with account balances	2014-01-01	297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	7
2013: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	251
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	200
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	75
Total of all active and inactive participants	2013-01-01	276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	276
Number of participants with account balances	2013-01-01	274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	5
2012: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	244
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	169
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	80
Total of all active and inactive participants	2012-01-01	250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	251
Number of participants with account balances	2012-01-01	249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	4
2011: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	239
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	159
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	84
Total of all active and inactive participants	2011-01-01	244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	244
Number of participants with account balances	2011-01-01	241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	4
2009: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	259
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	134
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	112
Total of all active and inactive participants	2009-01-01	246
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	246
Number of participants with account balances	2009-01-01	244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	13

Financial Data on SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN

Measure	Date	Value
2022 : SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-19,113,125
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$14,708,267
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$14,611,047
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$13,808,095
Value of total assets at end of year	2022-12-31	$164,754,506
Value of total assets at beginning of year	2022-12-31	$198,575,898
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$97,220
Total interest from all sources	2022-12-31	$36,381
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$5,198,568
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$5,198,568
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$4,248,062
Participant contributions at end of year	2022-12-31	$879,741
Participant contributions at beginning of year	2022-12-31	$872,550
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$1,095,444
Other income not declared elsewhere	2022-12-31	$1,568
Administrative expenses (other) incurred	2022-12-31	$97,220
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-33,821,392
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$164,754,506
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$198,575,898
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$131,671,405
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$162,029,686
Interest on participant loans	2022-12-31	$36,381
Value of interest in common/collective trusts at end of year	2022-12-31	$32,203,360
Value of interest in common/collective trusts at beginning of year	2022-12-31	$35,673,662
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-35,886,163
Net investment gain or loss from common/collective trusts	2022-12-31	$-2,271,574
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$8,464,589
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$14,611,047
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	ERNST AND YOUNG
Accountancy firm EIN	2022-12-31	346565596
2021 : SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$36,792,705
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$7,662,591
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$7,642,429
Value of total corrective distributions	2021-12-31	$3,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$14,141,899
Value of total assets at end of year	2021-12-31	$198,575,898
Value of total assets at beginning of year	2021-12-31	$169,445,784
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$17,100
Total interest from all sources	2021-12-31	$39,769
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$7,799,386
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$7,799,386
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$4,074,734
Participant contributions at end of year	2021-12-31	$872,550
Participant contributions at beginning of year	2021-12-31	$820,359
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$2,356,276
Other income not declared elsewhere	2021-12-31	$136
Administrative expenses (other) incurred	2021-12-31	$17,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$29,130,114
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$198,575,898
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$169,445,784
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$162,029,686
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$134,268,420
Interest on participant loans	2021-12-31	$39,769
Value of interest in common/collective trusts at end of year	2021-12-31	$35,673,662
Value of interest in common/collective trusts at beginning of year	2021-12-31	$34,357,005
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$11,696,232
Net investment gain or loss from common/collective trusts	2021-12-31	$3,115,283
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$7,710,889
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$7,642,429
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	ERNST AND YOUNG
Accountancy firm EIN	2021-12-31	346565596
2020 : SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$33,089,178
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$11,088,664
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$11,062,457
Value of total corrective distributions	2020-12-31	$238
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$11,304,339
Value of total assets at end of year	2020-12-31	$169,445,784
Value of total assets at beginning of year	2020-12-31	$147,445,270
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$25,969
Total interest from all sources	2020-12-31	$31,382
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$3,395,751
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$3,395,751
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$3,708,696
Participant contributions at end of year	2020-12-31	$820,359
Participant contributions at beginning of year	2020-12-31	$605,434
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$105,492
Other income not declared elsewhere	2020-12-31	$10,194
Administrative expenses (other) incurred	2020-12-31	$25,969
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$22,000,514
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$169,445,784
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$147,445,270
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$134,268,420
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$117,418,770
Interest on participant loans	2020-12-31	$31,382
Value of interest in common/collective trusts at end of year	2020-12-31	$34,357,005
Value of interest in common/collective trusts at beginning of year	2020-12-31	$29,421,066
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$16,867,465
Net investment gain or loss from common/collective trusts	2020-12-31	$1,480,047
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$7,490,151
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$11,062,457
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	ERNST & YOUNG
Accountancy firm EIN	2020-12-31	346565596
2019 : SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$38,745,588
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$9,051,319
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$9,003,118
Value of total corrective distributions	2019-12-31	$15,670
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$12,466,746
Value of total assets at end of year	2019-12-31	$147,445,270
Value of total assets at beginning of year	2019-12-31	$117,751,001
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$32,531
Total interest from all sources	2019-12-31	$35,443
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$3,445,588
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$3,445,588
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$3,654,562
Participant contributions at end of year	2019-12-31	$605,434
Participant contributions at beginning of year	2019-12-31	$748,175
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$1,257,004
Administrative expenses (other) incurred	2019-12-31	$32,531
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$29,694,269
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$147,445,270
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$117,751,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$117,418,770
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$103,169,568
Interest on participant loans	2019-12-31	$35,443
Value of interest in common/collective trusts at end of year	2019-12-31	$29,421,066
Value of interest in common/collective trusts at beginning of year	2019-12-31	$13,833,258
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$19,647,870
Net investment gain or loss from common/collective trusts	2019-12-31	$3,149,941
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$7,555,180
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$9,003,118
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	ERNST & YOUNG
Accountancy firm EIN	2019-12-31	346565596
2018 : SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$65,527
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$3,872,381
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$5,413,495
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$5,406,148
Value of total corrective distributions	2018-12-31	$7,057
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$12,194,660
Value of total assets at end of year	2018-12-31	$117,751,001
Value of total assets at beginning of year	2018-12-31	$119,226,588
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$290
Total interest from all sources	2018-12-31	$34,527
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$3,656,005
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$3,656,005
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$3,351,529
Participant contributions at end of year	2018-12-31	$748,175
Participant contributions at beginning of year	2018-12-31	$650,694
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$2,391,602
Administrative expenses (other) incurred	2018-12-31	$290
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,541,114
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$117,751,001
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$119,226,588
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$103,169,568
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$102,948,448
Interest on participant loans	2018-12-31	$34,527
Value of interest in common/collective trusts at end of year	2018-12-31	$13,833,258
Value of interest in common/collective trusts at beginning of year	2018-12-31	$15,139,296
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-11,879,679
Net investment gain or loss from common/collective trusts	2018-12-31	$-133,132
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$6,451,529
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$488,150
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$5,406,148
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	ERNST & YOUNG
Accountancy firm EIN	2018-12-31	346565596
2017 : SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$27,088,617
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$4,122,696
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$4,122,696
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$9,928,901
Value of total assets at end of year	2017-12-31	$119,226,588
Value of total assets at beginning of year	2017-12-31	$96,260,667
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$0
Total interest from all sources	2017-12-31	$272,058
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$3,156,811
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$3,156,811
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$3,405,733
Participant contributions at end of year	2017-12-31	$650,694
Participant contributions at beginning of year	2017-12-31	$655,772
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$290
Administrative expenses (other) incurred	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$22,965,921
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$119,226,588
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$96,260,667
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$102,948,448
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$82,342,054
Interest on participant loans	2017-12-31	$24,997
Interest earned on other investments	2017-12-31	$247,061
Value of interest in common/collective trusts at end of year	2017-12-31	$15,139,296
Value of interest in common/collective trusts at beginning of year	2017-12-31	$12,821,990
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$13,052,180
Net investment gain or loss from common/collective trusts	2017-12-31	$678,667
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$6,522,878
Employer contributions (assets) at end of year	2017-12-31	$488,150
Employer contributions (assets) at beginning of year	2017-12-31	$440,851
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$4,122,696
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	PRICE WATERHOUSECOOPERS LLP
Accountancy firm EIN	2017-12-31	134008324
2016 : SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$19,051,194
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$4,767,972
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$4,764,834
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$11,610,609
Value of total assets at end of year	2016-12-31	$96,260,667
Value of total assets at beginning of year	2016-12-31	$81,977,445
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$3,138
Total interest from all sources	2016-12-31	$27,539
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$2,305,803
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$2,305,803
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$3,056,400
Participant contributions at end of year	2016-12-31	$655,772
Participant contributions at beginning of year	2016-12-31	$712,142
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$1,790,616
Other income not declared elsewhere	2016-12-31	$0
Administrative expenses (other) incurred	2016-12-31	$3,138
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$14,283,222
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$96,260,667
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$81,977,445
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$82,342,054
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$71,372,873
Interest on participant loans	2016-12-31	$27,539
Value of interest in common/collective trusts at end of year	2016-12-31	$12,821,990
Value of interest in common/collective trusts at beginning of year	2016-12-31	$9,892,430
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$4,881,024
Net investment gain or loss from common/collective trusts	2016-12-31	$226,219
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$6,763,593
Employer contributions (assets) at end of year	2016-12-31	$440,851
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$4,764,834
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	PRICEWATERHOUSECOOPERS
Accountancy firm EIN	2016-12-31	134008324
2015 : SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$11,160,619
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,307,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,297,672
Value of total corrective distributions	2015-12-31	$9,611
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$11,557,777
Value of total assets at end of year	2015-12-31	$81,977,445
Value of total assets at beginning of year	2015-12-31	$73,124,153
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$44
Total interest from all sources	2015-12-31	$198,442
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$2,822,912
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$2,822,912
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$2,875,722
Participant contributions at end of year	2015-12-31	$712,142
Participant contributions at beginning of year	2015-12-31	$503,601
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$3,459,686
Administrative expenses (other) incurred	2015-12-31	$44
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$8,853,292
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$81,977,445
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$73,124,153
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$71,372,873
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$63,705,303
Interest on participant loans	2015-12-31	$21,818
Interest earned on other investments	2015-12-31	$176,624
Value of interest in common/collective trusts at end of year	2015-12-31	$9,892,430
Value of interest in common/collective trusts at beginning of year	2015-12-31	$8,915,249
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-3,418,512
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$5,222,369
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,297,672
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	PRICEWATERHOUSECOOPERS
Accountancy firm EIN	2015-12-31	134008324
2014 : SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$12,857,622
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$3,296,810
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,296,546
Value of total corrective distributions	2014-12-31	$264
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$8,959,012
Value of total assets at end of year	2014-12-31	$73,397,827
Value of total assets at beginning of year	2014-12-31	$63,837,015
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$0
Total interest from all sources	2014-12-31	$16,891
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$2,715,115
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$2,715,115
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$2,569,855
Participant contributions at end of year	2014-12-31	$503,601
Participant contributions at beginning of year	2014-12-31	$476,038
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,518,184
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$9,560,812
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$73,397,827
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$63,837,015
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$63,705,304
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$54,234,948
Interest on participant loans	2014-12-31	$16,891
Value of interest in common/collective trusts at end of year	2014-12-31	$9,188,922
Value of interest in common/collective trusts at beginning of year	2014-12-31	$9,126,029
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$975,197
Net investment gain or loss from common/collective trusts	2014-12-31	$191,407
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$4,870,973
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,296,546
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	PRICEWATERHOUSECOOPERS
Accountancy firm EIN	2014-12-31	134008324
2013 : SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$15,582,523
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$3,119,312
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$3,119,002
Value of total corrective distributions	2013-12-31	$310
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$6,824,831
Value of total assets at end of year	2013-12-31	$63,837,015
Value of total assets at beginning of year	2013-12-31	$51,373,804
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$157,146
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$2,623,887
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$2,623,887
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,297,138
Participant contributions at end of year	2013-12-31	$476,038
Participant contributions at beginning of year	2013-12-31	$362,804
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$188,280
Other income not declared elsewhere	2013-12-31	$761
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$12,463,211
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$63,837,015
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$51,373,804
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$54,234,948
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$42,897,077
Interest on participant loans	2013-12-31	$15,243
Interest earned on other investments	2013-12-31	$141,903
Value of interest in common/collective trusts at end of year	2013-12-31	$9,126,029
Value of interest in common/collective trusts at beginning of year	2013-12-31	$8,113,923
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$6,136,945
Net investment gain or loss from common/collective trusts	2013-12-31	$-161,047
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$4,339,413
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$3,119,002
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PRICEWATERHOUSECOOPERS
Accountancy firm EIN	2013-12-31	134008324
2012 : SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$10,953,643
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,556,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,554,844
Value of total corrective distributions	2012-12-31	$1,371
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$5,727,661
Value of total assets at end of year	2012-12-31	$51,373,804
Value of total assets at beginning of year	2012-12-31	$41,976,619
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$243
Total interest from all sources	2012-12-31	$171,998
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,493,477
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,493,477
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,934,083
Participant contributions at end of year	2012-12-31	$362,804
Participant contributions at beginning of year	2012-12-31	$199,768
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$208,447
Administrative expenses (other) incurred	2012-12-31	$243
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$9,397,185
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$51,373,804
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$41,976,619
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$42,897,077
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$35,498,005
Interest on participant loans	2012-12-31	$11,404
Interest earned on other investments	2012-12-31	$160,594
Value of interest in common/collective trusts at end of year	2012-12-31	$8,113,923
Value of interest in common/collective trusts at beginning of year	2012-12-31	$6,278,846
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$3,442,783
Net investment gain or loss from common/collective trusts	2012-12-31	$117,724
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$3,585,131
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,554,844
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PRICEWATERHOUSECOOPERS
Accountancy firm EIN	2012-12-31	134008324
2011 : SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$3,982,863
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$3,355,233
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,355,094
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$4,803,140
Value of total assets at end of year	2011-12-31	$41,976,619
Value of total assets at beginning of year	2011-12-31	$41,348,989
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$139
Total interest from all sources	2011-12-31	$8,442
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,069,051
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,069,051
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,713,959
Participant contributions at end of year	2011-12-31	$199,768
Participant contributions at beginning of year	2011-12-31	$198,384
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$61,819
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$7,505
Administrative expenses (other) incurred	2011-12-31	$139
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$627,630
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$41,976,619
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$41,348,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$35,498,005
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$34,898,185
Interest on participant loans	2011-12-31	$8,442
Value of interest in common/collective trusts at end of year	2011-12-31	$6,278,846
Value of interest in common/collective trusts at beginning of year	2011-12-31	$6,136,653
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-2,121,568
Net investment gain or loss from common/collective trusts	2011-12-31	$223,798
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$3,081,676
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$53,948
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,355,094
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PRICEWATERHOUSECOOPERS
Accountancy firm EIN	2011-12-31	134008324
2010 : SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$9,157,491
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,547,270
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,546,311
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$4,390,376
Value of total assets at end of year	2010-12-31	$41,348,989
Value of total assets at beginning of year	2010-12-31	$34,738,768
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$959
Total interest from all sources	2010-12-31	$6,339
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$705,887
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$705,887
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,522,513
Participant contributions at end of year	2010-12-31	$198,384
Participant contributions at beginning of year	2010-12-31	$106,082
Participant contributions at end of year	2010-12-31	$61,819
Participant contributions at beginning of year	2010-12-31	$49,381
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$157,513
Other income not declared elsewhere	2010-12-31	$398
Administrative expenses (other) incurred	2010-12-31	$959
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$6,610,221
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$41,348,989
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$34,738,768
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$34,898,185
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$27,458,801
Interest on participant loans	2010-12-31	$6,339
Value of interest in common/collective trusts at end of year	2010-12-31	$6,136,653
Value of interest in common/collective trusts at beginning of year	2010-12-31	$7,077,507
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$3,782,681
Net investment gain or loss from common/collective trusts	2010-12-31	$271,810
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$2,710,350
Employer contributions (assets) at end of year	2010-12-31	$53,948
Employer contributions (assets) at beginning of year	2010-12-31	$46,997
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,546,311
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PRICEWATERHOUSE COOPERS
Accountancy firm EIN	2010-12-31	134008324

Form 5500 Responses for SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN

2022: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SCHRODER US HOLDINGS INC. AND SUBSIDIARIES RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	SCHRODER US HOLDINGS, INC.
Employer identification number (EIN):	132621402
NAIC Classification:	523900