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NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 401k Plan overview

Plan NameNOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN
Plan identification number 002

NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NOMURA SECURITIES INTERNATIONAL, INC. has sponsored the creation of one or more 401k plans.

Company Name:NOMURA SECURITIES INTERNATIONAL, INC.
Employer identification number (EIN):132642206
NAIC Classification:523900

Additional information about NOMURA SECURITIES INTERNATIONAL, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1969-09-12
Company Identification Number: 282102
Legal Registered Office Address: 80 STATE STREET
New York
ALBANY
United States of America (USA)
12207

More information about NOMURA SECURITIES INTERNATIONAL, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01MICHAEL BOHAN MICHAEL BOHAN2018-10-15
0022016-01-01MICHAEL BOHAN MICHAEL BOHAN2017-10-16
0022015-01-01MICHAEL BOHAN MICHAEL BOHAN2016-10-17
0022014-01-01MICHAEL BOHAN
0022013-01-01MICHAEL BOHAN MICHAEL BOHAN2014-10-14
0022012-01-01MR. GLENN C. JORGENSEN MR. GLENN C. JORGENSEN2013-10-15
0022011-01-01MR. GLENN C. JORGENSEN MR. GLENN C. JORGENSEN2012-10-12
0022009-01-01MICHAEL BOHAN MICHAEL BOHAN2010-10-15

Plan Statistics for NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN

401k plan membership statisitcs for NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN

Measure Date Value
2022: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-013,573
Total number of active participants reported on line 7a of the Form 55002022-01-011,923
Number of retired or separated participants receiving benefits2022-01-018
Number of other retired or separated participants entitled to future benefits2022-01-011,835
Total of all active and inactive participants2022-01-013,766
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-013,769
Number of participants with account balances2022-01-013,763
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01125
2021: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013,527
Total number of active participants reported on line 7a of the Form 55002021-01-011,819
Number of retired or separated participants receiving benefits2021-01-016
Number of other retired or separated participants entitled to future benefits2021-01-011,744
Total of all active and inactive participants2021-01-013,569
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-014
Total participants2021-01-013,573
Number of participants with account balances2021-01-013,563
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01164
2020: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-013,473
Total number of active participants reported on line 7a of the Form 55002020-01-011,842
Number of retired or separated participants receiving benefits2020-01-017
Number of other retired or separated participants entitled to future benefits2020-01-011,676
Total of all active and inactive participants2020-01-013,525
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-013,527
Number of participants with account balances2020-01-013,515
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0182
2019: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013,458
Total number of active participants reported on line 7a of the Form 55002019-01-011,755
Number of retired or separated participants receiving benefits2019-01-018
Number of other retired or separated participants entitled to future benefits2019-01-011,707
Total of all active and inactive participants2019-01-013,470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-013,473
Number of participants with account balances2019-01-013,462
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01188
2018: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013,375
Total number of active participants reported on line 7a of the Form 55002018-01-011,910
Number of retired or separated participants receiving benefits2018-01-018
Number of other retired or separated participants entitled to future benefits2018-01-011,538
Total of all active and inactive participants2018-01-013,456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-013,458
Number of participants with account balances2018-01-013,451
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01130
2017: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-013,258
Total number of active participants reported on line 7a of the Form 55002017-01-011,878
Number of retired or separated participants receiving benefits2017-01-015
Number of other retired or separated participants entitled to future benefits2017-01-011,490
Total of all active and inactive participants2017-01-013,373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-013,375
Number of participants with account balances2017-01-013,367
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01133
2016: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013,172
Total number of active participants reported on line 7a of the Form 55002016-01-011,820
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-011,436
Total of all active and inactive participants2016-01-013,257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-013,258
Number of participants with account balances2016-01-013,254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01236
2015: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,985
Total number of active participants reported on line 7a of the Form 55002015-01-011,944
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-011,227
Total of all active and inactive participants2015-01-013,172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-013,172
Number of participants with account balances2015-01-013,158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01168
2014: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,796
Total number of active participants reported on line 7a of the Form 55002014-01-011,888
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-011,096
Total of all active and inactive participants2014-01-012,985
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-012,985
Number of participants with account balances2014-01-012,964
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01139
2013: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,686
Total number of active participants reported on line 7a of the Form 55002013-01-011,755
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-011,040
Total of all active and inactive participants2013-01-012,796
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-012,796
Number of participants with account balances2013-01-012,775
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01272
2012: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,764
Total number of active participants reported on line 7a of the Form 55002012-01-011,827
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-01857
Total of all active and inactive participants2012-01-012,685
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-012,686
Number of participants with account balances2012-01-012,673
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01275
2011: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,032
Total number of active participants reported on line 7a of the Form 55002011-01-012,034
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-01728
Total of all active and inactive participants2011-01-012,763
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-012,764
Number of participants with account balances2011-01-012,458
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01201
2009: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,220
Total number of active participants reported on line 7a of the Form 55002009-01-01878
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-01596
Total of all active and inactive participants2009-01-011,475
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-011,477
Number of participants with account balances2009-01-011,451
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0140

Financial Data on NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN

Measure Date Value
2022 : NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$383,496
Total transfer of assets from this plan2022-12-31$587
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-114,748,826
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$43,615,262
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$43,019,455
Expenses. Certain deemed distributions of participant loans2022-12-31$18,599
Value of total corrective distributions2022-12-31$215,578
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$61,994,104
Value of total assets at end of year2022-12-31$848,210,952
Value of total assets at beginning of year2022-12-31$1,006,192,131
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$361,630
Total interest from all sources2022-12-31$120,796
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$25,568,756
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$25,568,756
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$50,000,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$28,762,831
Participant contributions at end of year2022-12-31$2,403,322
Participant contributions at beginning of year2022-12-31$2,850,587
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,440,403
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$54,885
Other income not declared elsewhere2022-12-31$109,872
Administrative expenses (other) incurred2022-12-31$361,630
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-158,364,088
Value of net assets at end of year (total assets less liabilities)2022-12-31$848,210,952
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,006,192,131
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$564,456,763
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$676,996,060
Interest on participant loans2022-12-31$120,796
Value of interest in common/collective trusts at end of year2022-12-31$268,132,537
Value of interest in common/collective trusts at beginning of year2022-12-31$314,644,207
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-149,987,159
Net investment gain or loss from common/collective trusts2022-12-31$-52,555,195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$29,790,870
Employer contributions (assets) at end of year2022-12-31$13,218,330
Employer contributions (assets) at beginning of year2022-12-31$11,701,277
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$42,964,570
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MITCHELL & TITUS
Accountancy firm EIN2022-12-31132781641
2021 : NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$179,850,103
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$43,233,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$42,668,275
Expenses. Certain deemed distributions of participant loans2021-12-31$7,041
Value of total corrective distributions2021-12-31$259,508
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$58,903,893
Value of total assets at end of year2021-12-31$1,006,192,131
Value of total assets at beginning of year2021-12-31$869,575,443
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$298,591
Total interest from all sources2021-12-31$134,691
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$43,100,012
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$43,100,012
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$50,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$26,263,191
Participant contributions at end of year2021-12-31$2,850,587
Participant contributions at beginning of year2021-12-31$2,419,197
Participant contributions at beginning of year2021-12-31$438
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$5,273,677
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$626
Other income not declared elsewhere2021-12-31$16,753
Administrative expenses (other) incurred2021-12-31$298,591
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$136,616,688
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,006,192,131
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$869,575,443
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$676,996,060
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$855,220,487
Interest on participant loans2021-12-31$134,691
Value of interest in common/collective trusts at end of year2021-12-31$314,644,207
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$54,406,100
Net investment gain or loss from common/collective trusts2021-12-31$23,288,654
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$27,367,025
Employer contributions (assets) at end of year2021-12-31$11,701,277
Employer contributions (assets) at beginning of year2021-12-31$11,935,321
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$42,667,649
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MITCHELL & TITUS
Accountancy firm EIN2021-12-31132781641
2020 : NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$188,238,352
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$42,215,617
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$41,703,675
Expenses. Certain deemed distributions of participant loans2020-12-31$36,071
Value of total corrective distributions2020-12-31$20,183
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$54,335,832
Value of total assets at end of year2020-12-31$869,575,443
Value of total assets at beginning of year2020-12-31$723,552,708
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$455,688
Total interest from all sources2020-12-31$133,840
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$25,972,395
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$25,972,395
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$50,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$24,774,660
Participant contributions at end of year2020-12-31$2,419,197
Participant contributions at beginning of year2020-12-31$2,279,627
Participant contributions at end of year2020-12-31$438
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,995,671
Other income not declared elsewhere2020-12-31$3,857
Administrative expenses (other) incurred2020-12-31$455,688
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$146,022,735
Value of net assets at end of year (total assets less liabilities)2020-12-31$869,575,443
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$723,552,708
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$855,220,487
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$710,130,667
Interest on participant loans2020-12-31$133,840
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$107,792,428
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$27,565,501
Employer contributions (assets) at end of year2020-12-31$11,935,321
Employer contributions (assets) at beginning of year2020-12-31$11,142,414
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$41,703,675
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MITCHELL & TITUS
Accountancy firm EIN2020-12-31132781641
2019 : NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$185,405,607
Total income from all sources (including contributions)2019-12-31$185,405,607
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$53,199,539
Total of all expenses incurred2019-12-31$53,199,539
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$52,387,731
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$52,387,731
Expenses. Certain deemed distributions of participant loans2019-12-31$21,596
Expenses. Certain deemed distributions of participant loans2019-12-31$21,596
Value of total corrective distributions2019-12-31$198,272
Value of total corrective distributions2019-12-31$198,272
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$52,247,377
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$52,247,377
Value of total assets at end of year2019-12-31$723,552,708
Value of total assets at end of year2019-12-31$723,552,708
Value of total assets at beginning of year2019-12-31$591,346,640
Value of total assets at beginning of year2019-12-31$591,346,640
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$591,940
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$591,940
Total interest from all sources2019-12-31$123,407
Total interest from all sources2019-12-31$123,407
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$24,974,298
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$24,974,298
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$24,974,298
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$24,974,298
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$50,000,000
Value of fidelity bond cover2019-12-31$50,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$23,570,294
Contributions received from participants2019-12-31$23,570,294
Participant contributions at end of year2019-12-31$2,279,627
Participant contributions at end of year2019-12-31$2,279,627
Participant contributions at beginning of year2019-12-31$2,491,885
Participant contributions at beginning of year2019-12-31$2,491,885
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,857,924
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,857,924
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$195
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$195
Other income not declared elsewhere2019-12-31$13,856
Other income not declared elsewhere2019-12-31$13,856
Administrative expenses (other) incurred2019-12-31$591,940
Administrative expenses (other) incurred2019-12-31$591,940
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$132,206,068
Value of net income/loss2019-12-31$132,206,068
Value of net assets at end of year (total assets less liabilities)2019-12-31$723,552,708
Value of net assets at end of year (total assets less liabilities)2019-12-31$723,552,708
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$591,346,640
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$591,346,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$710,130,667
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$710,130,667
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$577,161,560
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$577,161,560
Interest on participant loans2019-12-31$123,407
Interest on participant loans2019-12-31$123,407
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$108,046,669
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$108,046,669
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$25,819,159
Contributions received in cash from employer2019-12-31$25,819,159
Employer contributions (assets) at end of year2019-12-31$11,142,414
Employer contributions (assets) at end of year2019-12-31$11,142,414
Employer contributions (assets) at beginning of year2019-12-31$11,693,195
Employer contributions (assets) at beginning of year2019-12-31$11,693,195
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$52,387,536
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$52,387,536
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MITCHELL & TITUS
Accountancy firm name2019-12-31MITCHELL & TITUS
Accountancy firm EIN2019-12-31132781641
Accountancy firm EIN2019-12-31132781641
2018 : NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$22,990,088
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$34,396,987
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$34,332,456
Value of total corrective distributions2018-12-31$59,756
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$57,737,863
Value of total assets at end of year2018-12-31$591,346,640
Value of total assets at beginning of year2018-12-31$602,753,539
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$4,775
Total interest from all sources2018-12-31$121,452
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$26,868,029
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$26,868,029
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$50,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$23,575,909
Participant contributions at end of year2018-12-31$2,491,885
Participant contributions at beginning of year2018-12-31$2,346,959
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$7,706,763
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$30
Other income not declared elsewhere2018-12-31$3,546
Administrative expenses (other) incurred2018-12-31$4,775
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-11,406,899
Value of net assets at end of year (total assets less liabilities)2018-12-31$591,346,640
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$602,753,539
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$577,161,560
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$589,164,619
Interest on participant loans2018-12-31$121,452
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-61,740,802
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$26,455,191
Employer contributions (assets) at end of year2018-12-31$11,693,195
Employer contributions (assets) at beginning of year2018-12-31$11,241,961
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$34,332,426
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MITCHELL & TITUS
Accountancy firm EIN2018-12-31132781641
2017 : NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$138,576,455
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$33,748,677
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$33,514,944
Expenses. Certain deemed distributions of participant loans2017-12-31$-8,744
Value of total corrective distributions2017-12-31$112,554
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$50,673,155
Value of total assets at end of year2017-12-31$602,753,539
Value of total assets at beginning of year2017-12-31$497,925,761
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$129,923
Total interest from all sources2017-12-31$101,008
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$18,882,143
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$18,882,143
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$50,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$21,879,530
Participant contributions at end of year2017-12-31$2,346,959
Participant contributions at beginning of year2017-12-31$2,275,124
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,674,234
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$2,631,418
Other income not declared elsewhere2017-12-31$3,422
Administrative expenses (other) incurred2017-12-31$129,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$104,827,778
Value of net assets at end of year (total assets less liabilities)2017-12-31$602,753,539
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$497,925,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$589,164,619
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$484,300,660
Interest on participant loans2017-12-31$101,008
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$68,916,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$25,119,391
Employer contributions (assets) at end of year2017-12-31$11,241,961
Employer contributions (assets) at beginning of year2017-12-31$11,349,977
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$30,883,526
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MICTHELL & TITUS
Accountancy firm EIN2017-12-31132781641
2016 : NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$90,993,696
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$34,162,012
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$33,824,302
Value of total corrective distributions2016-12-31$150,011
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$53,796,755
Value of total assets at end of year2016-12-31$497,925,761
Value of total assets at beginning of year2016-12-31$441,094,077
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$187,699
Total interest from all sources2016-12-31$89,241
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$13,566,394
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$13,566,394
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$50,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$22,938,536
Participant contributions at end of year2016-12-31$2,275,124
Participant contributions at beginning of year2016-12-31$2,057,874
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$4,962,716
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$21,424
Other income not declared elsewhere2016-12-31$9,402
Administrative expenses (other) incurred2016-12-31$187,699
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$56,831,684
Value of net assets at end of year (total assets less liabilities)2016-12-31$497,925,761
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$441,094,077
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$484,300,660
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$427,104,866
Interest on participant loans2016-12-31$89,241
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$23,531,904
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$25,895,503
Employer contributions (assets) at end of year2016-12-31$11,349,977
Employer contributions (assets) at beginning of year2016-12-31$11,931,337
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$33,802,878
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MICTHELL & TITUS
Accountancy firm EIN2016-12-31132781641
2015 : NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets from this plan2015-12-31$420,863
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$51,544,911
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$29,330,091
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$29,073,393
Expenses. Certain deemed distributions of participant loans2015-12-31$61,213
Value of total corrective distributions2015-12-31$115,279
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$54,163,417
Value of total assets at end of year2015-12-31$441,094,077
Value of total assets at beginning of year2015-12-31$419,300,120
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$80,206
Total interest from all sources2015-12-31$78,088
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$15,177,627
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$15,177,627
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$50,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$23,099,695
Participant contributions at end of year2015-12-31$2,057,874
Participant contributions at beginning of year2015-12-31$1,808,676
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$4,502,097
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$1,768
Other income not declared elsewhere2015-12-31$57,703
Administrative expenses (other) incurred2015-12-31$80,206
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$22,214,820
Value of net assets at end of year (total assets less liabilities)2015-12-31$441,094,077
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$419,300,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$427,104,866
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$406,555,096
Interest on participant loans2015-12-31$78,088
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-17,931,924
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$26,561,625
Employer contributions (assets) at end of year2015-12-31$11,931,337
Employer contributions (assets) at beginning of year2015-12-31$10,936,348
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$29,071,625
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MITCHELL & TITUS
Accountancy firm EIN2015-12-31132781641
2014 : NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$1,742,973
Total transfer of assets from this plan2014-12-31$3,187,927
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$73,577,824
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$23,863,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$23,685,007
Expenses. Certain deemed distributions of participant loans2014-12-31$17,060
Value of total corrective distributions2014-12-31$83,533
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$47,739,531
Value of total assets at end of year2014-12-31$419,300,120
Value of total assets at beginning of year2014-12-31$371,031,189
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$78,339
Total interest from all sources2014-12-31$76,013
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$15,185,894
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$15,185,894
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$50,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$21,285,957
Participant contributions at end of year2014-12-31$1,808,676
Participant contributions at beginning of year2014-12-31$1,879,317
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,840,889
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$1,286
Other income not declared elsewhere2014-12-31$17,711
Administrative expenses (other) incurred2014-12-31$78,339
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$49,713,885
Value of net assets at end of year (total assets less liabilities)2014-12-31$419,300,120
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$371,031,189
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$406,555,096
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$358,834,468
Interest on participant loans2014-12-31$76,013
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$10,558,675
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$24,612,685
Employer contributions (assets) at end of year2014-12-31$10,936,348
Employer contributions (assets) at beginning of year2014-12-31$10,317,404
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$23,683,721
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MITCHELL & TITUS
Accountancy firm EIN2014-12-31132781641
2013 : NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$108,829,216
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$25,263,227
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$25,129,557
Expenses. Certain deemed distributions of participant loans2013-12-31$25,993
Value of total corrective distributions2013-12-31$101,359
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$48,330,444
Value of total assets at end of year2013-12-31$371,031,189
Value of total assets at beginning of year2013-12-31$287,465,200
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$6,318
Total interest from all sources2013-12-31$70,859
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$9,298,490
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$9,298,490
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$50,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$19,540,257
Participant contributions at end of year2013-12-31$1,879,317
Participant contributions at beginning of year2013-12-31$1,574,047
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$5,877,526
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$31,010
Other income not declared elsewhere2013-12-31$3,597
Administrative expenses (other) incurred2013-12-31$6,318
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$83,565,989
Value of net assets at end of year (total assets less liabilities)2013-12-31$371,031,189
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$287,465,200
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$358,834,468
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$274,720,491
Interest on participant loans2013-12-31$70,859
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$51,125,826
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$22,912,661
Employer contributions (assets) at end of year2013-12-31$10,317,404
Employer contributions (assets) at beginning of year2013-12-31$11,170,662
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$25,098,547
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MITCHELL & TITUS
Accountancy firm EIN2013-12-31132781641
2012 : NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$75,339,165
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$24,121,666
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$23,966,854
Value of total corrective distributions2012-12-31$150,427
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$46,404,366
Value of total assets at end of year2012-12-31$287,465,200
Value of total assets at beginning of year2012-12-31$236,247,701
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,385
Total interest from all sources2012-12-31$67,152
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$6,432,222
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$6,432,222
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$50,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$19,481,386
Participant contributions at end of year2012-12-31$1,574,047
Participant contributions at beginning of year2012-12-31$1,407,398
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$2,938,610
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$761
Other income not declared elsewhere2012-12-31$61,581
Administrative expenses (other) incurred2012-12-31$4,385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$51,217,499
Value of net assets at end of year (total assets less liabilities)2012-12-31$287,465,200
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$236,247,701
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$274,720,491
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$224,556,486
Interest on participant loans2012-12-31$67,152
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$22,373,844
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$23,984,370
Employer contributions (assets) at end of year2012-12-31$11,170,662
Employer contributions (assets) at beginning of year2012-12-31$10,283,817
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$23,966,093
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MITCHELL & TITUS
Accountancy firm EIN2012-12-31132781641
2011 : NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$42,262,817
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$14,594,121
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$14,485,075
Expenses. Certain deemed distributions of participant loans2011-12-31$17,035
Value of total corrective distributions2011-12-31$87,042
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$44,601,108
Value of total assets at end of year2011-12-31$236,247,701
Value of total assets at beginning of year2011-12-31$208,579,005
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$4,969
Total interest from all sources2011-12-31$54,838
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$4,713,714
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$4,713,714
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$50,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$18,571,915
Participant contributions at end of year2011-12-31$1,407,398
Participant contributions at beginning of year2011-12-31$916,599
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$4,035,057
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$46,251
Other income not declared elsewhere2011-12-31$1,344
Administrative expenses (other) incurred2011-12-31$4,969
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$27,668,696
Value of net assets at end of year (total assets less liabilities)2011-12-31$236,247,701
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$208,579,005
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$224,556,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$200,175,400
Interest on participant loans2011-12-31$54,838
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-7,108,187
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$21,994,136
Employer contributions (assets) at end of year2011-12-31$10,283,817
Employer contributions (assets) at beginning of year2011-12-31$7,487,006
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$14,438,824
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MITCHELL & TITUS
Accountancy firm EIN2011-12-31132781641
2010 : NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$56,326,912
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$14,332,334
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$14,306,248
Value of total corrective distributions2010-12-31$21,305
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$35,815,758
Value of total assets at end of year2010-12-31$208,579,005
Value of total assets at beginning of year2010-12-31$166,584,427
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$4,781
Total interest from all sources2010-12-31$44,619
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$3,393,407
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$3,393,407
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$50,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$13,706,867
Participant contributions at end of year2010-12-31$916,599
Participant contributions at beginning of year2010-12-31$842,885
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$7,325,964
Other income not declared elsewhere2010-12-31$53,361
Administrative expenses (other) incurred2010-12-31$4,781
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$41,994,578
Value of net assets at end of year (total assets less liabilities)2010-12-31$208,579,005
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$166,584,427
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$200,175,400
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$162,218,287
Interest on participant loans2010-12-31$44,619
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$17,019,767
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$14,782,927
Employer contributions (assets) at end of year2010-12-31$7,487,006
Employer contributions (assets) at beginning of year2010-12-31$3,523,255
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$14,306,248
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MITCHELL & TITUS
Accountancy firm EIN2010-12-31132781641

Form 5500 Responses for NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN

2022: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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