401k Plan data: ASTOR 401(K) PLAN plan

ASTOR 401(K) PLAN 401k Plan overview

Plan Name	ASTOR 401(K) PLAN
Plan identification number	333

ASTOR 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ASTOR WINES & SPIRITS, INC. has sponsored the creation of one or more 401k plans.

Company Name: ASTOR WINES & SPIRITS, INC.

Employer identification number (EIN): 132667677

NAIC Classification: 445310
NAIC Description: Beer, Wine, and Liquor Stores

Additional information about ASTOR WINES & SPIRITS, INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1968-08-08

Company Identification Number: 226726

Legal Registered Office Address: ATTENTION: ANDREW FISHER
399 LAFAYETTE STREET
NEW YORK
United States of America (USA)
10003

More information about ASTOR WINES & SPIRITS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASTOR 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
333 2022-01-01 ANDREW FISHER 2023-06-22 ANDREW FISHER 2023-06-22
333 2020-01-01 ANDREW FISHER 2021-04-30 ANDREW FISHER 2021-04-30
333 2018-01-01 ANDREW FISHER 2019-05-09 ANDREW FISHER 2019-05-09
333 2017-01-01 ANDREW FISHER 2018-06-13 ANDREW FISHER 2018-06-13
333 2016-01-01 ANDREW FISHER 2017-06-12
333 2015-01-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
333	2022-01-01	ANDREW FISHER	2023-06-22	ANDREW FISHER	2023-06-22
333	2020-01-01	ANDREW FISHER	2021-04-30	ANDREW FISHER	2021-04-30
333	2018-01-01	ANDREW FISHER	2019-05-09	ANDREW FISHER	2019-05-09
333	2017-01-01	ANDREW FISHER	2018-06-13	ANDREW FISHER	2018-06-13
333	2016-01-01	ANDREW FISHER	2017-06-12
333	2015-01-01

Plan Statistics for ASTOR 401(K) PLAN

401k plan membership statisitcs for ASTOR 401(K) PLAN

Measure Date Value
2015: ASTOR 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 73
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 55
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 8
Total of all active and inactive participants 2015-01-01 63
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 63
Number of participants with account balances 2015-01-01 45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0

Measure	Date	Value
2015: ASTOR 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	73
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	55
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	8
Total of all active and inactive participants	2015-01-01	63
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	63
Number of participants with account balances	2015-01-01	45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0

Financial Data on ASTOR 401(K) PLAN

Measure	Date	Value
2015 : ASTOR 401(K) PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$194,152
Expenses. Total of all expenses incurred	2015-12-31	$236,766
Benefits paid (including direct rollovers)	2015-12-31	$231,342
Total plan assets at end of year	2015-12-31	$2,078,439
Total plan assets at beginning of year	2015-12-31	$2,121,053
Value of fidelity bond covering the plan	2015-12-31	$250,000
Total contributions received or receivable from participants	2015-12-31	$135,707
Expenses. Other expenses not covered elsewhere	2015-12-31	$875
Other income received	2015-12-31	$12,300
Net income (gross income less expenses)	2015-12-31	$-42,614
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$2,078,439
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$2,121,053
Assets. Value of participant loans	2015-12-31	$17,040
Total contributions received or receivable from employer(s)	2015-12-31	$46,145
Value of corrective distributions	2015-12-31	$4,549
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0

Form 5500 Responses for ASTOR 401(K) PLAN

2015: ASTOR 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )

Policy contract number

941141

Policy instance

Insurance contract or identification number	941141
Number of Individuals Covered	45
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $5,240
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,240
Insurance broker organization code?	4
Insurance broker name	PRIMERICA FINANCIAL SERVICES, INC.

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Company Name:	ASTOR WINES & SPIRITS, INC.
Employer identification number (EIN):	132667677
NAIC Classification:	445310
NAIC Description:	Beer, Wine, and Liquor Stores

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1968-08-08
Company Identification Number:	226726
Legal Registered Office Address:	ATTENTION: ANDREW FISHER 399 LAFAYETTE STREET NEW YORK United States of America (USA) 10003