401k Plan data: LIPSKY GOODKIN & CO., P.C. 401(K) PLAN plan

LIPSKY GOODKIN & CO., P.C. 401(K) PLAN 401k Plan overview

Plan Name	LIPSKY GOODKIN & CO., P.C. 401(K) PLAN
Plan identification number	001

LIPSKY GOODKIN & CO., P.C. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Offset plan - Plan benefits are subject to offset for retirement benefits provided in another plan or arrangement of the employer.
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LIPSKY GOODKIN & CO., P.C. has sponsored the creation of one or more 401k plans.

Company Name: LIPSKY GOODKIN & CO., P.C.

Employer identification number (EIN): 132672154

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LIPSKY GOODKIN & CO., P.C. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 RON SCHNEIDER 2023-06-19
001 2021-01-01 RON SCHNEIDER 2022-09-15
001 2020-01-01 RON SCHNEIDER 2021-07-26
001 2019-01-01
001 2018-01-01 RON SCHNEIDER
001 2017-01-01 RON SCHNEIDER
001 2016-01-01 RON SCHNEIDER
001 2015-01-01 RON SCHNEIDER
001 2014-01-01 RON SCHNEIDER
001 2013-01-01
001 2012-01-01 RON SCHNEIDER 2013-05-22
001 2011-01-01 RON SCHNEIDER 2012-06-20
001 2010-01-01 RON SCHNEIDER 2011-05-24

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	RON SCHNEIDER	2023-06-19
001	2021-01-01	RON SCHNEIDER	2022-09-15
001	2020-01-01	RON SCHNEIDER	2021-07-26
001	2019-01-01
001	2018-01-01	RON SCHNEIDER
001	2017-01-01	RON SCHNEIDER
001	2016-01-01	RON SCHNEIDER
001	2015-01-01	RON SCHNEIDER
001	2014-01-01	RON SCHNEIDER
001	2013-01-01
001	2012-01-01	RON SCHNEIDER	2013-05-22
001	2011-01-01	RON SCHNEIDER	2012-06-20
001	2010-01-01	RON SCHNEIDER	2011-05-24

Plan Statistics for LIPSKY GOODKIN & CO., P.C. 401(K) PLAN

401k plan membership statisitcs for LIPSKY GOODKIN & CO., P.C. 401(K) PLAN

Measure Date Value
2018: LIPSKY GOODKIN & CO., P.C. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 34
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 31
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 3
Total of all active and inactive participants 2018-01-01 35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 35
Number of participants with account balances 2018-01-01 27
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: LIPSKY GOODKIN & CO., P.C. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 34
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 30
Number of retired or separated participants receiving benefits 2017-01-01 2
Number of other retired or separated participants entitled to future benefits 2017-01-01 2
Total of all active and inactive participants 2017-01-01 34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 34
Number of participants with account balances 2017-01-01 27
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: LIPSKY GOODKIN & CO., P.C. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 36
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 30
Number of retired or separated participants receiving benefits 2016-01-01 2
Number of other retired or separated participants entitled to future benefits 2016-01-01 2
Total of all active and inactive participants 2016-01-01 34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 34
Number of participants with account balances 2016-01-01 29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: LIPSKY GOODKIN & CO., P.C. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 37
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 30
Number of retired or separated participants receiving benefits 2015-01-01 3
Number of other retired or separated participants entitled to future benefits 2015-01-01 3
Total of all active and inactive participants 2015-01-01 36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 36
Number of participants with account balances 2015-01-01 28
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: LIPSKY GOODKIN & CO., P.C. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 36
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 28
Number of retired or separated participants receiving benefits 2014-01-01 2
Number of other retired or separated participants entitled to future benefits 2014-01-01 7
Total of all active and inactive participants 2014-01-01 37
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 37
Number of participants with account balances 2014-01-01 31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0

Measure	Date	Value
2018: LIPSKY GOODKIN & CO., P.C. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	34
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	31
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	3
Total of all active and inactive participants	2018-01-01	35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	35
Number of participants with account balances	2018-01-01	27
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: LIPSKY GOODKIN & CO., P.C. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	34
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	30
Number of retired or separated participants receiving benefits	2017-01-01	2
Number of other retired or separated participants entitled to future benefits	2017-01-01	2
Total of all active and inactive participants	2017-01-01	34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	34
Number of participants with account balances	2017-01-01	27
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: LIPSKY GOODKIN & CO., P.C. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	36
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	30
Number of retired or separated participants receiving benefits	2016-01-01	2
Number of other retired or separated participants entitled to future benefits	2016-01-01	2
Total of all active and inactive participants	2016-01-01	34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	34
Number of participants with account balances	2016-01-01	29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: LIPSKY GOODKIN & CO., P.C. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	37
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	30
Number of retired or separated participants receiving benefits	2015-01-01	3
Number of other retired or separated participants entitled to future benefits	2015-01-01	3
Total of all active and inactive participants	2015-01-01	36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	36
Number of participants with account balances	2015-01-01	28
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: LIPSKY GOODKIN & CO., P.C. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	36
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	28
Number of retired or separated participants receiving benefits	2014-01-01	2
Number of other retired or separated participants entitled to future benefits	2014-01-01	7
Total of all active and inactive participants	2014-01-01	37
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	37
Number of participants with account balances	2014-01-01	31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0

Financial Data on LIPSKY GOODKIN & CO., P.C. 401(K) PLAN

Measure	Date	Value
2018 : LIPSKY GOODKIN & CO., P.C. 401(K) PLAN 2018 401k financial data
Transfers to/from the plan	2018-12-31	$0
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$-138,405
Expenses. Total of all expenses incurred	2018-12-31	$108,862
Benefits paid (including direct rollovers)	2018-12-31	$108,114
Total plan assets at end of year	2018-12-31	$6,519,947
Total plan assets at beginning of year	2018-12-31	$6,767,214
Value of fidelity bond covering the plan	2018-12-31	$500,000
Total contributions received or receivable from participants	2018-12-31	$222,672
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-361,077
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$-247,267
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$6,519,947
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$6,767,214
Assets. Value of participant loans	2018-12-31	$52,923
Total contributions received or receivable from employer(s)	2018-12-31	$0
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$748
2017 : LIPSKY GOODKIN & CO., P.C. 401(K) PLAN 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$1,203,519
Expenses. Total of all expenses incurred	2017-12-31	$196,035
Benefits paid (including direct rollovers)	2017-12-31	$195,054
Total plan assets at end of year	2017-12-31	$6,767,214
Total plan assets at beginning of year	2017-12-31	$5,759,730
Value of fidelity bond covering the plan	2017-12-31	$500,000
Assets. Value of tangible personal property	2017-12-31	$0
Total contributions received or receivable from participants	2017-12-31	$243,352
Assets. Value of loans (other than to participants)	2017-12-31	$0
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$960,167
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$1,007,484
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$6,767,214
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$5,759,730
Assets. Value of participant loans	2017-12-31	$72,982
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$0
Assets. Value of real-estate (other than employer real property)	2017-12-31	$0
Assets. Value of employer securities	2017-12-31	$0
Assets. Value of employer real property	2017-12-31	$0
Total contributions received or receivable from employer(s)	2017-12-31	$0
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$981
2016 : LIPSKY GOODKIN & CO., P.C. 401(K) PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$682,798
Expenses. Total of all expenses incurred	2016-12-31	$379,298
Benefits paid (including direct rollovers)	2016-12-31	$378,573
Total plan assets at end of year	2016-12-31	$5,759,730
Total plan assets at beginning of year	2016-12-31	$5,456,230
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$227,553
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$51,988
Other income received	2016-12-31	$403,257
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$303,500
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$5,759,730
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$5,456,230
Assets. Value of participant loans	2016-12-31	$87,978
Total contributions received or receivable from employer(s)	2016-12-31	$0
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$725
2015 : LIPSKY GOODKIN & CO., P.C. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$245,980
Expenses. Total of all expenses incurred	2015-12-31	$326,159
Benefits paid (including direct rollovers)	2015-12-31	$325,434
Total plan assets at end of year	2015-12-31	$5,456,230
Total plan assets at beginning of year	2015-12-31	$5,536,409
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$224,485
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$21,495
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$-80,179
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$5,456,230
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$5,536,409
Assets. Value of participant loans	2015-12-31	$129,581
Total contributions received or receivable from employer(s)	2015-12-31	$0
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$725
2014 : LIPSKY GOODKIN & CO., P.C. 401(K) PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$658,892
Expenses. Total of all expenses incurred	2014-12-31	$117,089
Benefits paid (including direct rollovers)	2014-12-31	$121,611
Total plan assets at end of year	2014-12-31	$5,536,409
Total plan assets at beginning of year	2014-12-31	$4,994,606
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$205,701
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$453,191
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$541,803
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$5,536,409
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$4,994,606
Assets. Value of participant loans	2014-12-31	$122,073
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2014-12-31	$0
Total contributions received or receivable from employer(s)	2014-12-31	$0
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$542
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$-5,064

Form 5500 Responses for LIPSKY GOODKIN & CO., P.C. 401(K) PLAN

2018: LIPSKY GOODKIN & CO., P.C. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: LIPSKY GOODKIN & CO., P.C. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: LIPSKY GOODKIN & CO., P.C. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: LIPSKY GOODKIN & CO., P.C. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: LIPSKY GOODKIN & CO., P.C. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )

Policy contract number

84670

Policy instance

Insurance contract or identification number	84670
Number of Individuals Covered	0
Insurance policy start date	2014-01-01
Insurance policy end date	2014-07-31
Total amount of commissions paid to insurance broker	USD $7,231
Total amount of fees paid to insurance company	USD $1,580
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $7,231
Amount paid for insurance broker fees	0
Insurance broker name	THE PENSION STUDIO LLC

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Company Name:	LIPSKY GOODKIN & CO., P.C.
Employer identification number (EIN):	132672154
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants