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CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 401k Plan overview

Plan NameCANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS
Plan identification number 002

CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GRAND TRUNK CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:GRAND TRUNK CORPORATION
Employer identification number (EIN):132673944
NAIC Classification:482110
NAIC Description: Rail Transportation

Additional information about GRAND TRUNK CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 0761711

More information about GRAND TRUNK CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01DANDAN ZHANG
0022015-01-01KARYNE L'ECUYER
0022014-01-01KARYNE L'ECUYER
0022013-01-01KARYNE L'ECUYER
0022012-01-01KARYNE LECUYER
0022011-01-01KARYNE LECUYER
0022010-01-01ARDYTH CUTLER
0022009-01-01ARDYTH CUTLER

Plan Statistics for CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS

401k plan membership statisitcs for CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS

Measure Date Value
2016: CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2016 401k membership
Total participants, beginning-of-year2016-01-011,544
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-014
2015: CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2015 401k membership
Total participants, beginning-of-year2015-01-011,469
Total number of active participants reported on line 7a of the Form 55002015-01-011,187
Number of retired or separated participants receiving benefits2015-01-0141
Number of other retired or separated participants entitled to future benefits2015-01-01310
Total of all active and inactive participants2015-01-011,538
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-016
Total participants2015-01-011,544
Number of participants with account balances2015-01-011,416
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0122
2014: CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2014 401k membership
Total participants, beginning-of-year2014-01-011,451
Total number of active participants reported on line 7a of the Form 55002014-01-011,137
Number of retired or separated participants receiving benefits2014-01-0139
Number of other retired or separated participants entitled to future benefits2014-01-01287
Total of all active and inactive participants2014-01-011,463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-016
Total participants2014-01-011,469
Number of participants with account balances2014-01-011,333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0136
2013: CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2013 401k membership
Total participants, beginning-of-year2013-01-011,468
Total number of active participants reported on line 7a of the Form 55002013-01-011,125
Number of retired or separated participants receiving benefits2013-01-0138
Number of other retired or separated participants entitled to future benefits2013-01-01283
Total of all active and inactive participants2013-01-011,446
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-015
Total participants2013-01-011,451
Number of participants with account balances2013-01-011,299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0123
2012: CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2012 401k membership
Total participants, beginning-of-year2012-01-011,522
Total number of active participants reported on line 7a of the Form 55002012-01-011,138
Number of retired or separated participants receiving benefits2012-01-0145
Number of other retired or separated participants entitled to future benefits2012-01-01280
Total of all active and inactive participants2012-01-011,463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-015
Total participants2012-01-011,468
Number of participants with account balances2012-01-011,395
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0126
2011: CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2011 401k membership
Total participants, beginning-of-year2011-01-011,480
Total number of active participants reported on line 7a of the Form 55002011-01-011,168
Number of retired or separated participants receiving benefits2011-01-0147
Number of other retired or separated participants entitled to future benefits2011-01-01281
Total of all active and inactive participants2011-01-011,496
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0126
Total participants2011-01-011,522
Number of participants with account balances2011-01-011,462
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0116
2010: CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2010 401k membership
Total participants, beginning-of-year2010-01-011,448
Total number of active participants reported on line 7a of the Form 55002010-01-011,171
Number of retired or separated participants receiving benefits2010-01-0149
Number of other retired or separated participants entitled to future benefits2010-01-01236
Total of all active and inactive participants2010-01-011,456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0124
Total participants2010-01-011,480
Number of participants with account balances2010-01-011,409
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0114
2009: CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2009 401k membership
Total participants, beginning-of-year2009-01-011,352
Total number of active participants reported on line 7a of the Form 55002009-01-011,134
Number of retired or separated participants receiving benefits2009-01-0154
Number of other retired or separated participants entitled to future benefits2009-01-01233
Total of all active and inactive participants2009-01-011,421
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0127
Total participants2009-01-011,448
Number of participants with account balances2009-01-011,354
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0115

Financial Data on CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS

Measure Date Value
2016 : CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-04-18$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-04-18$0
Total unrealized appreciation/depreciation of assets2016-04-18$0
Total transfer of assets to this plan2016-04-18$37,914
Total transfer of assets from this plan2016-04-18$161,529,253
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-04-18$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-04-18$0
Expenses. Interest paid2016-04-18$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-04-18$0
Total income from all sources (including contributions)2016-04-18$9,796,811
Total loss/gain on sale of assets2016-04-18$0
Total of all expenses incurred2016-04-18$4,187,479
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-04-18$4,180,547
Expenses. Certain deemed distributions of participant loans2016-04-18$0
Value of total corrective distributions2016-04-18$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-04-18$3,579,981
Value of total assets at end of year2016-04-18$0
Value of total assets at beginning of year2016-04-18$155,882,007
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-04-18$6,932
Total income from rents2016-04-18$0
Total interest from all sources2016-04-18$33,851
Total dividends received (eg from common stock, registered investment company shares)2016-04-18$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-04-18Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-04-18$0
Total dividends received from registered investment company shares (eg mutual funds)2016-04-18$0
Assets. Real estate other than employer real property at end of year2016-04-18$0
Assets. Real estate other than employer real property at beginning of year2016-04-18$0
Administrative expenses professional fees incurred2016-04-18$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-04-18$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-04-18$0
Was this plan covered by a fidelity bond2016-04-18Yes
Value of fidelity bond cover2016-04-18$50,000,000
If this is an individual account plan, was there a blackout period2016-04-18No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-04-18$0
Were there any nonexempt tranactions with any party-in-interest2016-04-18No
Contributions received from participants2016-04-18$1,998,325
Participant contributions at end of year2016-04-18$0
Participant contributions at beginning of year2016-04-18$2,716,086
Participant contributions at end of year2016-04-18$0
Participant contributions at beginning of year2016-04-18$0
Assets. Other investments not covered elsewhere at end of year2016-04-18$0
Assets. Other investments not covered elsewhere at beginning of year2016-04-18$0
Income. Received or receivable in cash from other sources (including rollovers)2016-04-18$50,056
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-04-18$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-04-18$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-04-18$0
Assets. Loans (other than to participants) at end of year2016-04-18$0
Assets. Loans (other than to participants) at beginning of year2016-04-18$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-04-18$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-04-18$0
Other income not declared elsewhere2016-04-18$0
Administrative expenses (other) incurred2016-04-18$6,932
Liabilities. Value of operating payables at end of year2016-04-18$0
Liabilities. Value of operating payables at beginning of year2016-04-18$0
Total non interest bearing cash at end of year2016-04-18$0
Total non interest bearing cash at beginning of year2016-04-18$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-18No
Income. Non cash contributions2016-04-18$0
Value of net income/loss2016-04-18$5,609,332
Value of net assets at end of year (total assets less liabilities)2016-04-18$0
Value of net assets at beginning of year (total assets less liabilities)2016-04-18$155,882,007
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-04-18No
Were any loans by the plan or fixed income obligations due to the plan in default2016-04-18No
Were any leases to which the plan was party in default or uncollectible2016-04-18No
Assets. partnership/joint venture interests at end of year2016-04-18$0
Assets. partnership/joint venture interests at beginning of year2016-04-18$0
Investment advisory and management fees2016-04-18$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-04-18$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-04-18$0
Value of interest in pooled separate accounts at end of year2016-04-18$0
Value of interest in pooled separate accounts at beginning of year2016-04-18$0
Interest on participant loans2016-04-18$33,851
Income. Interest from loans (other than to participants)2016-04-18$0
Interest earned on other investments2016-04-18$0
Income. Interest from US Government securities2016-04-18$0
Income. Interest from corporate debt instruments2016-04-18$0
Value of interest in master investment trust accounts at end of year2016-04-18$0
Value of interest in master investment trust accounts at beginning of year2016-04-18$153,161,667
Value of interest in common/collective trusts at end of year2016-04-18$0
Value of interest in common/collective trusts at beginning of year2016-04-18$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-04-18$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-04-18$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-04-18$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-04-18$0
Assets. Value of investments in 103.12 investment entities at end of year2016-04-18$0
Assets. Value of investments in 103.12 investment entities at beginning of year2016-04-18$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-04-18$0
Asset value of US Government securities at end of year2016-04-18$0
Asset value of US Government securities at beginning of year2016-04-18$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-04-18$0
Net investment gain/loss from pooled separate accounts2016-04-18$0
Net investment gain or loss from common/collective trusts2016-04-18$0
Net gain/loss from 103.12 investment entities2016-04-18$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-04-18No
Was there a failure to transmit to the plan any participant contributions2016-04-18No
Has the plan failed to provide any benefit when due under the plan2016-04-18No
Assets. Invements in employer securities at end of year2016-04-18$0
Assets. Invements in employer securities at beginning of year2016-04-18$0
Assets. Value of employer real property at end of year2016-04-18$0
Assets. Value of employer real property at beginning of year2016-04-18$0
Contributions received in cash from employer2016-04-18$1,531,600
Employer contributions (assets) at end of year2016-04-18$0
Employer contributions (assets) at beginning of year2016-04-18$4,254
Income. Dividends from preferred stock2016-04-18$0
Income. Dividends from common stock2016-04-18$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-04-18$4,180,547
Asset. Corporate debt instrument preferred debt at end of year2016-04-18$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-04-18$0
Asset. Corporate debt instrument debt (other) at end of year2016-04-18$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-04-18$0
Contract administrator fees2016-04-18$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-04-18No
Assets. Corporate common stocks other than exployer securities at end of year2016-04-18$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-04-18$0
Liabilities. Value of benefit claims payable at end of year2016-04-18$0
Liabilities. Value of benefit claims payable at beginning of year2016-04-18$0
Assets. Value of buildings and other operty used in plan operation at end of year2016-04-18$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-04-18$0
Did the plan have assets held for investment2016-04-18No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-18No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-04-18Yes
Aggregate proceeds on sale of assets2016-04-18$0
Aggregate carrying amount (costs) on sale of assets2016-04-18$0
Liabilities. Value of acquisition indebtedness at end of year2016-04-18$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-04-18$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-04-18No
Opinion of an independent qualified public accountant for this plan2016-04-18Unqualified
Accountancy firm name2016-04-18KPMG LLP
Accountancy firm EIN2016-04-18135565207
2015 : CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$2,499,480
Total transfer of assets from this plan2015-12-31$3,097,939
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$7,004,212
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$13,794,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$13,718,815
Expenses. Certain deemed distributions of participant loans2015-12-31$22,679
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$11,821,743
Value of total assets at end of year2015-12-31$155,882,007
Value of total assets at beginning of year2015-12-31$163,270,896
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$53,148
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$109,371
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$0
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Real estate other than employer real property at beginning of year2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$50,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$6,430,969
Participant contributions at end of year2015-12-31$2,716,086
Participant contributions at beginning of year2015-12-31$2,502,165
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$417,227
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$244,167
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Assets. Loans (other than to participants) at end of year2015-12-31$0
Assets. Loans (other than to participants) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$53,148
Liabilities. Value of operating payables at end of year2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$-6,790,430
Value of net assets at end of year (total assets less liabilities)2015-12-31$155,882,007
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$163,270,896
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$0
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$0
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$109,371
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in master investment trust accounts at end of year2015-12-31$153,161,667
Value of interest in master investment trust accounts at beginning of year2015-12-31$160,761,502
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$0
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$0
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$0
Assets. Value of employer real property at end of year2015-12-31$0
Assets. Value of employer real property at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$4,973,547
Employer contributions (assets) at end of year2015-12-31$4,254
Employer contributions (assets) at beginning of year2015-12-31$7,229
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$13,474,648
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$0
Contract administrator fees2015-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$0
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$489,823
Total transfer of assets from this plan2014-12-31$2,897,901
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$23,880,484
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$18,657,702
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$18,586,869
Expenses. Certain deemed distributions of participant loans2014-12-31$14,416
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$10,640,753
Value of total assets at end of year2014-12-31$163,270,896
Value of total assets at beginning of year2014-12-31$160,456,192
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$56,417
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$102,806
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$0
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$50,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$5,788,133
Participant contributions at end of year2014-12-31$2,502,165
Participant contributions at beginning of year2014-12-31$2,257,630
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$518,102
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$463,284
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$56,417
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$5,222,782
Value of net assets at end of year (total assets less liabilities)2014-12-31$163,270,896
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$160,456,192
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$0
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$102,806
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in master investment trust accounts at end of year2014-12-31$160,761,502
Value of interest in master investment trust accounts at beginning of year2014-12-31$157,315,083
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$0
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$0
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Assets. Value of employer real property at end of year2014-12-31$0
Assets. Value of employer real property at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$4,389,336
Employer contributions (assets) at end of year2014-12-31$7,229
Employer contributions (assets) at beginning of year2014-12-31$365,377
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$18,586,869
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Contract administrator fees2014-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$0
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135565207
2013 : CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$807,133
Total transfer of assets from this plan2013-12-31$2,579,569
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$36,968,239
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$18,129,802
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$18,088,373
Expenses. Certain deemed distributions of participant loans2013-12-31$-10,810
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$11,140,977
Value of total assets at end of year2013-12-31$160,456,192
Value of total assets at beginning of year2013-12-31$143,390,191
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$52,239
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$100,184
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$0
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$50,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$6,449,175
Participant contributions at end of year2013-12-31$2,257,630
Participant contributions at beginning of year2013-12-31$2,170,695
Participant contributions at end of year2013-12-31$518,102
Participant contributions at beginning of year2013-12-31$263,186
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$273,939
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$52,239
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$18,838,437
Value of net assets at end of year (total assets less liabilities)2013-12-31$160,456,192
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$143,390,191
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$0
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$100,184
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in master investment trust accounts at end of year2013-12-31$157,315,083
Value of interest in master investment trust accounts at beginning of year2013-12-31$140,775,120
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$0
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$0
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$4,417,863
Employer contributions (assets) at end of year2013-12-31$365,377
Employer contributions (assets) at beginning of year2013-12-31$181,190
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$18,088,373
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Contract administrator fees2013-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31KPMG LLP
Accountancy firm EIN2013-12-31135565207
2012 : CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2012 401k financial data
Total transfer of assets to this plan2012-12-31$4,220,455
Total transfer of assets from this plan2012-12-31$5,202,789
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$26,884,105
Total of all expenses incurred2012-12-31$13,654,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$13,560,492
Expenses. Certain deemed distributions of participant loans2012-12-31$15,586
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$10,355,630
Value of total assets at end of year2012-12-31$143,390,191
Value of total assets at beginning of year2012-12-31$131,142,851
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$78,353
Total interest from all sources2012-12-31$105,326
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$50,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$6,092,917
Participant contributions at end of year2012-12-31$2,170,695
Participant contributions at beginning of year2012-12-31$1,875,789
Participant contributions at end of year2012-12-31$263,186
Participant contributions at beginning of year2012-12-31$228,125
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$136,937
Administrative expenses (other) incurred2012-12-31$78,353
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$13,229,674
Value of net assets at end of year (total assets less liabilities)2012-12-31$143,390,191
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$131,142,851
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Interest on participant loans2012-12-31$105,326
Value of interest in master investment trust accounts at end of year2012-12-31$140,775,120
Value of interest in master investment trust accounts at beginning of year2012-12-31$128,877,949
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$4,125,776
Employer contributions (assets) at end of year2012-12-31$181,190
Employer contributions (assets) at beginning of year2012-12-31$160,988
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$13,560,492
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31KPMG LLP
Accountancy firm EIN2012-12-31135565207
2011 : CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2011 401k financial data
Total transfer of assets to this plan2011-12-31$880,026
Total transfer of assets from this plan2011-12-31$634,117
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$11,630,921
Total of all expenses incurred2011-12-31$11,143,010
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$11,048,478
Expenses. Certain deemed distributions of participant loans2011-12-31$44,681
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$10,002,469
Value of total assets at end of year2011-12-31$131,142,851
Value of total assets at beginning of year2011-12-31$130,409,031
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$49,851
Total interest from all sources2011-12-31$79,747
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$50,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$5,941,818
Participant contributions at end of year2011-12-31$1,875,789
Participant contributions at beginning of year2011-12-31$1,617,640
Participant contributions at end of year2011-12-31$228,125
Participant contributions at beginning of year2011-12-31$215,323
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$103,476
Administrative expenses (other) incurred2011-12-31$49,851
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$487,911
Value of net assets at end of year (total assets less liabilities)2011-12-31$131,142,851
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$130,409,031
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Interest on participant loans2011-12-31$79,747
Value of interest in master investment trust accounts at end of year2011-12-31$128,877,949
Value of interest in master investment trust accounts at beginning of year2011-12-31$128,428,680
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$3,957,175
Employer contributions (assets) at end of year2011-12-31$160,988
Employer contributions (assets) at beginning of year2011-12-31$147,388
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$11,048,478
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31KPMG LLP
Accountancy firm EIN2011-12-31135565207
2010 : CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2010 401k financial data
Total transfer of assets to this plan2010-12-31$1,173,167
Total transfer of assets from this plan2010-12-31$2,926,618
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$24,324,156
Total of all expenses incurred2010-12-31$12,934,004
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$12,887,487
Expenses. Certain deemed distributions of participant loans2010-12-31$2,352
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$9,395,398
Value of total assets at end of year2010-12-31$130,409,031
Value of total assets at beginning of year2010-12-31$120,772,330
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$44,165
Total interest from all sources2010-12-31$90,629
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$25,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$5,775,575
Participant contributions at end of year2010-12-31$1,617,640
Participant contributions at beginning of year2010-12-31$1,640,940
Participant contributions at end of year2010-12-31$215,323
Participant contributions at beginning of year2010-12-31$193,009
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$203,119
Administrative expenses (other) incurred2010-12-31$44,165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$11,390,152
Value of net assets at end of year (total assets less liabilities)2010-12-31$130,409,031
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$120,772,330
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Interest on participant loans2010-12-31$90,629
Value of interest in master investment trust accounts at end of year2010-12-31$128,428,680
Value of interest in master investment trust accounts at beginning of year2010-12-31$118,524,986
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,416,704
Employer contributions (assets) at end of year2010-12-31$147,388
Employer contributions (assets) at beginning of year2010-12-31$413,395
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$12,887,487
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31KPMG LLP
Accountancy firm EIN2010-12-31135565207
2009 : CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS

2016: CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CANADIAN NATIONAL RAILWAY COMPANY MANAGEMENT SAVINGS PLAN FOR U.S. OPERATIONS 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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