401k Plan data: PORTIGON AG 401K SAVINGS PLAN plan

PORTIGON AG 401K SAVINGS PLAN 401k Plan overview

Plan Name	PORTIGON AG 401K SAVINGS PLAN
Plan identification number	003

PORTIGON AG 401K SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PORTIGON AG has sponsored the creation of one or more 401k plans.

Company Name: PORTIGON AG

Employer identification number (EIN): 132677075

NAIC Classification: 523110
NAIC Description: Investment Banking and Securities Dealing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PORTIGON AG 401K SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2020-01-01
003 2019-01-01
003 2018-01-01
003 2017-01-01 SANDRA RUSSO
003 2016-01-01 SANDRA RUSSO
003 2015-01-01 SANDRA RUSSO
003 2014-01-01 SANDRA RUSSO
003 2013-01-01 SANDRA RUSSO
003 2012-01-01 SANDRA RUSSO
003 2011-01-01 SANDRA RUSSO
003 2010-01-01 SANDRA RUSSO
003 2009-01-01 SANDRA RUSSO

Plan Statistics for PORTIGON AG 401K SAVINGS PLAN

401k plan membership statisitcs for PORTIGON AG 401K SAVINGS PLAN

Measure Date Value
2020: PORTIGON AG 401K SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 182
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: PORTIGON AG 401K SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 205
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 15
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 167
Total of all active and inactive participants 2019-01-01 182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 182
Number of participants with account balances 2019-01-01 182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: PORTIGON AG 401K SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 211
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 18
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 187
Total of all active and inactive participants 2018-01-01 205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 205
Number of participants with account balances 2018-01-01 201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: PORTIGON AG 401K SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 227
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 24
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 187
Total of all active and inactive participants 2017-01-01 211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 211
Number of participants with account balances 2017-01-01 211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: PORTIGON AG 401K SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 256
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 30
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 197
Total of all active and inactive participants 2016-01-01 227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 227
Number of participants with account balances 2016-01-01 227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: PORTIGON AG 401K SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 287
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 54
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 202
Total of all active and inactive participants 2015-01-01 256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 256
Number of participants with account balances 2015-01-01 256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: PORTIGON AG 401K SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 339
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 72
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 215
Total of all active and inactive participants 2014-01-01 287
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 287
Number of participants with account balances 2014-01-01 287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: PORTIGON AG 401K SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 393
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 130
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 209
Total of all active and inactive participants 2013-01-01 339
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 339
Number of participants with account balances 2013-01-01 339
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: PORTIGON AG 401K SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 448
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 188
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 205
Total of all active and inactive participants 2012-01-01 393
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 393
Number of participants with account balances 2012-01-01 391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 5
2011: PORTIGON AG 401K SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 484
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 257
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 191
Total of all active and inactive participants 2011-01-01 448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 448
Number of participants with account balances 2011-01-01 438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 6
2010: PORTIGON AG 401K SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 525
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 295
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 189
Total of all active and inactive participants 2010-01-01 484
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 484
Number of participants with account balances 2010-01-01 471
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 6
2009: PORTIGON AG 401K SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 562
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 324
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 201
Total of all active and inactive participants 2009-01-01 525
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 525
Number of participants with account balances 2009-01-01 506
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 18

Measure	Date	Value
2020: PORTIGON AG 401K SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	182
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: PORTIGON AG 401K SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	205
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	15
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	167
Total of all active and inactive participants	2019-01-01	182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	182
Number of participants with account balances	2019-01-01	182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: PORTIGON AG 401K SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	211
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	18
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	187
Total of all active and inactive participants	2018-01-01	205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	205
Number of participants with account balances	2018-01-01	201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: PORTIGON AG 401K SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	227
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	24
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	187
Total of all active and inactive participants	2017-01-01	211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	211
Number of participants with account balances	2017-01-01	211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: PORTIGON AG 401K SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	256
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	30
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	197
Total of all active and inactive participants	2016-01-01	227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	227
Number of participants with account balances	2016-01-01	227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: PORTIGON AG 401K SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	287
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	54
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	202
Total of all active and inactive participants	2015-01-01	256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	256
Number of participants with account balances	2015-01-01	256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: PORTIGON AG 401K SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	339
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	72
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	215
Total of all active and inactive participants	2014-01-01	287
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	287
Number of participants with account balances	2014-01-01	287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: PORTIGON AG 401K SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	393
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	130
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	209
Total of all active and inactive participants	2013-01-01	339
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	339
Number of participants with account balances	2013-01-01	339
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: PORTIGON AG 401K SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	448
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	188
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	205
Total of all active and inactive participants	2012-01-01	393
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	393
Number of participants with account balances	2012-01-01	391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	5
2011: PORTIGON AG 401K SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	484
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	257
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	191
Total of all active and inactive participants	2011-01-01	448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	448
Number of participants with account balances	2011-01-01	438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	6
2010: PORTIGON AG 401K SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	525
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	295
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	189
Total of all active and inactive participants	2010-01-01	484
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	484
Number of participants with account balances	2010-01-01	471
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	6
2009: PORTIGON AG 401K SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	562
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	324
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	201
Total of all active and inactive participants	2009-01-01	525
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	525
Number of participants with account balances	2009-01-01	506
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	18

Financial Data on PORTIGON AG 401K SAVINGS PLAN

Measure	Date	Value
2020 : PORTIGON AG 401K SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-04-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-04-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-04-30	$0
Total income from all sources (including contributions)	2020-04-30	$-5,336,119
Total loss/gain on sale of assets	2020-04-30	$0
Total of all expenses incurred	2020-04-30	$56,447,997
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-04-30	$56,422,801
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-04-30	$0
Value of total assets at end of year	2020-04-30	$0
Value of total assets at beginning of year	2020-04-30	$61,784,116
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-04-30	$25,196
Total interest from all sources	2020-04-30	$39,021
Total dividends received (eg from common stock, registered investment company shares)	2020-04-30	$34,367
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-04-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2020-04-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2020-04-30	$34,367
Was this plan covered by a fidelity bond	2020-04-30	Yes
Value of fidelity bond cover	2020-04-30	$500,000
If this is an individual account plan, was there a blackout period	2020-04-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-04-30	$0
Were there any nonexempt tranactions with any party-in-interest	2020-04-30	No
Participant contributions at end of year	2020-04-30	$0
Participant contributions at beginning of year	2020-04-30	$164,796
Assets. Other investments not covered elsewhere at end of year	2020-04-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2020-04-30	$12,123
Other income not declared elsewhere	2020-04-30	$54
Administrative expenses (other) incurred	2020-04-30	$25,196
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-04-30	No
Value of net income/loss	2020-04-30	$-61,784,116
Value of net assets at end of year (total assets less liabilities)	2020-04-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2020-04-30	$61,784,116
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-04-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-04-30	No
Were any leases to which the plan was party in default or uncollectible	2020-04-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-04-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-04-30	$29,379,241
Value of interest in pooled separate accounts at end of year	2020-04-30	$0
Value of interest in pooled separate accounts at beginning of year	2020-04-30	$20,644,881
Interest on participant loans	2020-04-30	$696
Interest earned on other investments	2020-04-30	$38,325
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-04-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-04-30	$11,583,075
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-04-30	$-3,396,309
Net investment gain/loss from pooled separate accounts	2020-04-30	$-2,013,252
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-04-30	No
Was there a failure to transmit to the plan any participant contributions	2020-04-30	No
Has the plan failed to provide any benefit when due under the plan	2020-04-30	No
Contributions received in cash from employer	2020-04-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-04-30	$56,422,801
Did the plan have assets held for investment	2020-04-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-04-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-04-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-04-30	Yes
Opinion of an independent qualified public accountant for this plan	2020-04-30	Disclaimer
Accountancy firm name	2020-04-30	COHNREZNICK LLP
Accountancy firm EIN	2020-04-30	221478099
2019 : PORTIGON AG 401K SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$12,459,047
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$6,167,878
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$6,135,175
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$685,648
Value of total assets at end of year	2019-12-31	$61,784,116
Value of total assets at beginning of year	2019-12-31	$55,492,947
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$32,703
Total interest from all sources	2019-12-31	$254,255
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$499,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2019-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$499,639
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$312,029
Participant contributions at end of year	2019-12-31	$164,796
Participant contributions at beginning of year	2019-12-31	$206,797
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$12,123
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$11,959
Other income not declared elsewhere	2019-12-31	$41,664
Administrative expenses (other) incurred	2019-12-31	$32,703
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$6,291,169
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$61,784,116
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$55,492,947
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$29,379,241
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$26,227,993
Value of interest in pooled separate accounts at end of year	2019-12-31	$20,644,881
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$17,993,441
Interest on participant loans	2019-12-31	$10,216
Interest earned on other investments	2019-12-31	$244,039
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$11,583,075
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$11,052,757
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$5,693,187
Net investment gain/loss from pooled separate accounts	2019-12-31	$5,284,654
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$373,619
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$6,135,175
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	COHNREZNICK LLP
Accountancy firm EIN	2019-12-31	221478099
2018 : PORTIGON AG 401K SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-1,587,417
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,671,923
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,639,198
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$778,675
Value of total assets at end of year	2018-12-31	$55,492,947
Value of total assets at beginning of year	2018-12-31	$58,752,287
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$32,725
Total interest from all sources	2018-12-31	$222,015
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$450,029
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$450,029
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$359,892
Participant contributions at end of year	2018-12-31	$206,797
Participant contributions at beginning of year	2018-12-31	$142,808
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$11,959
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$11,859
Other income not declared elsewhere	2018-12-31	$26,380
Administrative expenses (other) incurred	2018-12-31	$32,725
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-3,259,340
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$55,492,947
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$58,752,287
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$26,227,993
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$28,903,255
Value of interest in pooled separate accounts at end of year	2018-12-31	$17,993,441
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$19,732,886
Interest on participant loans	2018-12-31	$7,205
Interest earned on other investments	2018-12-31	$214,810
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$11,052,757
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$9,961,479
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-2,269,542
Net investment gain/loss from pooled separate accounts	2018-12-31	$-794,974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$418,783
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,639,198
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	COHNREZNICK LLP
Accountancy firm EIN	2018-12-31	221478099
2017 : PORTIGON AG 401K SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$10,723,666
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$4,395,803
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$4,378,918
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,473,089
Value of total assets at end of year	2017-12-31	$58,752,287
Value of total assets at beginning of year	2017-12-31	$52,424,424
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$16,885
Total interest from all sources	2017-12-31	$209,194
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$396,832
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$396,832
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$443,292
Participant contributions at end of year	2017-12-31	$142,808
Participant contributions at beginning of year	2017-12-31	$193,139
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$11,859
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$11,852
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$583,659
Other income not declared elsewhere	2017-12-31	$26,507
Administrative expenses (other) incurred	2017-12-31	$16,885
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$6,327,863
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$58,752,287
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$52,424,424
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$28,903,255
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$20,943,417
Value of interest in pooled separate accounts at end of year	2017-12-31	$19,732,886
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$20,639,519
Interest on participant loans	2017-12-31	$6,576
Interest earned on other investments	2017-12-31	$202,618
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$9,961,479
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$10,636,497
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$3,871,570
Net investment gain/loss from pooled separate accounts	2017-12-31	$4,746,474
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$446,138
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$4,378,918
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	COHNREZNICK LLP
Accountancy firm EIN	2017-12-31	221478099
2016 : PORTIGON AG 401K SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$7,239,539
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$10,239,757
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$10,234,438
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$3,206,091
Value of total assets at end of year	2016-12-31	$52,424,424
Value of total assets at beginning of year	2016-12-31	$55,424,642
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$5,319
Total interest from all sources	2016-12-31	$248,452
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$313,649
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$313,649
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$595,314
Participant contributions at end of year	2016-12-31	$193,139
Participant contributions at beginning of year	2016-12-31	$335,024
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$11,852
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$12,951
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$1,984,447
Other income not declared elsewhere	2016-12-31	$3,509
Administrative expenses (other) incurred	2016-12-31	$5,319
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-3,000,218
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$52,424,424
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$55,424,642
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$20,943,417
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$16,688,849
Value of interest in pooled separate accounts at end of year	2016-12-31	$20,639,519
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$26,220,359
Interest on participant loans	2016-12-31	$10,391
Interest earned on other investments	2016-12-31	$238,061
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$10,636,497
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$12,167,459
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,688,755
Net investment gain/loss from pooled separate accounts	2016-12-31	$1,779,083
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$626,330
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$10,234,438
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	COHNREZNICK LLP
Accountancy firm EIN	2016-12-31	221478099
2015 : PORTIGON AG 401K SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$7,692,252
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$7,472,447
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$7,469,837
Expenses. Certain deemed distributions of participant loans	2015-12-31	$-6,715
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$7,256,610
Value of total assets at end of year	2015-12-31	$55,424,642
Value of total assets at beginning of year	2015-12-31	$55,204,837
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$9,325
Total interest from all sources	2015-12-31	$231,059
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$231,339
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$231,339
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,008,309
Participant contributions at end of year	2015-12-31	$335,024
Participant contributions at beginning of year	2015-12-31	$366,245
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$12,951
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$14,974
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$5,628,777
Other income not declared elsewhere	2015-12-31	$13,851
Administrative expenses (other) incurred	2015-12-31	$9,325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$219,805
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$55,424,642
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$55,204,837
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$16,688,849
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$17,326,284
Value of interest in pooled separate accounts at end of year	2015-12-31	$26,220,359
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$27,102,618
Interest on participant loans	2015-12-31	$14,573
Interest earned on other investments	2015-12-31	$216,486
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$12,167,459
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$10,394,716
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$29,552
Net investment gain/loss from pooled separate accounts	2015-12-31	$-70,159
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$619,524
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$7,469,837
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	COHNREZNICK LLP
Accountancy firm EIN	2015-12-31	221478099
2014 : PORTIGON AG 401K SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$6,564,172
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$8,043,006
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$8,047,355
Expenses. Certain deemed distributions of participant loans	2014-12-31	$-6,974
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,821,662
Value of total assets at end of year	2014-12-31	$55,204,837
Value of total assets at beginning of year	2014-12-31	$56,683,671
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,625
Total interest from all sources	2014-12-31	$260,606
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$195,483
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$195,483
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,537,169
Participant contributions at end of year	2014-12-31	$366,245
Participant contributions at beginning of year	2014-12-31	$493,641
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$14,974
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$16,675
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$897,568
Other income not declared elsewhere	2014-12-31	$-1,627
Administrative expenses (other) incurred	2014-12-31	$2,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-1,478,834
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$55,204,837
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$56,683,671
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$17,326,284
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$16,349,465
Value of interest in pooled separate accounts at end of year	2014-12-31	$27,102,618
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$29,281,613
Interest on participant loans	2014-12-31	$19,335
Interest earned on other investments	2014-12-31	$241,271
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$10,394,716
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$10,534,771
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$3,288,048
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$386,925
Employer contributions (assets) at beginning of year	2014-12-31	$7,506
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$8,047,355
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	COHNREZNICK LLP
Accountancy firm EIN	2014-12-31	221478099
2013 : PORTIGON AG 401K SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$13,714,680
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$9,150,242
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$9,154,871
Expenses. Certain deemed distributions of participant loans	2013-12-31	$-7,814
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,928,122
Value of total assets at end of year	2013-12-31	$56,683,671
Value of total assets at beginning of year	2013-12-31	$52,119,233
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$3,185
Total interest from all sources	2013-12-31	$282,095
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$203,663
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$203,663
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,130,216
Participant contributions at end of year	2013-12-31	$493,641
Participant contributions at beginning of year	2013-12-31	$592,339
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$16,675
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$24,179
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$177,419
Other income not declared elsewhere	2013-12-31	$10,830
Administrative expenses (other) incurred	2013-12-31	$3,185
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$4,564,438
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$56,683,671
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$52,119,233
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$16,349,465
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$15,509,297
Value of interest in pooled separate accounts at end of year	2013-12-31	$29,281,613
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$25,063,957
Interest on participant loans	2013-12-31	$20,752
Interest earned on other investments	2013-12-31	$261,343
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$10,534,771
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$10,918,386
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$3,295,954
Net investment gain/loss from pooled separate accounts	2013-12-31	$6,994,016
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$620,487
Employer contributions (assets) at end of year	2013-12-31	$7,506
Employer contributions (assets) at beginning of year	2013-12-31	$11,075
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$9,154,871
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	COHNREZNICK LLP
Accountancy firm EIN	2013-12-31	221478099
2012 : PORTIGON AG 401K SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$9,846,268
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$6,787,330
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$6,776,320
Expenses. Certain deemed distributions of participant loans	2012-12-31	$-6,001
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,791,378
Value of total assets at end of year	2012-12-31	$52,119,233
Value of total assets at beginning of year	2012-12-31	$49,060,295
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$17,011
Total interest from all sources	2012-12-31	$349,148
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$279,806
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$279,806
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,819,533
Participant contributions at end of year	2012-12-31	$592,339
Participant contributions at beginning of year	2012-12-31	$588,062
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$24,179
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$26,275
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$8,134
Other income not declared elsewhere	2012-12-31	$-6,212
Administrative expenses (other) incurred	2012-12-31	$17,011
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,058,938
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$52,119,233
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$49,060,295
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$15,509,297
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$13,833,004
Value of interest in pooled separate accounts at end of year	2012-12-31	$25,063,957
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$23,733,885
Interest on participant loans	2012-12-31	$27,821
Interest earned on other investments	2012-12-31	$321,327
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$10,918,386
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$10,879,069
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,571,158
Net investment gain/loss from pooled separate accounts	2012-12-31	$3,860,990
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$963,711
Employer contributions (assets) at end of year	2012-12-31	$11,075
Employer contributions (assets) at beginning of year	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$6,776,320
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	COHNREZNICK LLP
Accountancy firm EIN	2012-12-31	221478099
2011 : PORTIGON AG 401K SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$3,722,016
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$5,034,427
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$5,026,005
Expenses. Certain deemed distributions of participant loans	2011-12-31	$-5,885
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$4,183,426
Value of total assets at end of year	2011-12-31	$49,060,295
Value of total assets at beginning of year	2011-12-31	$50,372,706
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$14,307
Total interest from all sources	2011-12-31	$355,319
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$225,929
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$225,929
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$3,192,519
Participant contributions at end of year	2011-12-31	$588,062
Participant contributions at beginning of year	2011-12-31	$597,337
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$26,275
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$33,344
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$69,332
Other income not declared elsewhere	2011-12-31	$21,900
Administrative expenses (other) incurred	2011-12-31	$14,307
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,312,411
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$49,060,295
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$50,372,706
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$13,833,004
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$14,204,749
Value of interest in pooled separate accounts at end of year	2011-12-31	$23,733,885
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$26,458,857
Interest on participant loans	2011-12-31	$28,435
Interest earned on other investments	2011-12-31	$326,884
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$10,879,069
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$9,078,419
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-189,569
Net investment gain/loss from pooled separate accounts	2011-12-31	$-874,989
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$921,575
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$5,026,005
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	COHNREZNICK LLP
Accountancy firm EIN	2011-12-31	221478099
2010 : PORTIGON AG 401K SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$9,728,514
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$5,869,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$5,837,291
Expenses. Certain deemed distributions of participant loans	2010-12-31	$-4,930
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$4,240,338
Value of total assets at end of year	2010-12-31	$50,372,706
Value of total assets at beginning of year	2010-12-31	$46,513,387
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$36,834
Total interest from all sources	2010-12-31	$343,626
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$210,175
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$210,175
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$3,434,371
Participant contributions at end of year	2010-12-31	$597,337
Participant contributions at beginning of year	2010-12-31	$492,538
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$33,344
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$26,253
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$67,217
Other income not declared elsewhere	2010-12-31	$9,725
Administrative expenses (other) incurred	2010-12-31	$36,834
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$3,859,319
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$50,372,706
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$46,513,387
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$14,204,749
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$12,566,885
Value of interest in pooled separate accounts at end of year	2010-12-31	$26,458,857
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$24,475,171
Interest on participant loans	2010-12-31	$26,718
Interest earned on other investments	2010-12-31	$316,908
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$9,078,419
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$8,952,540
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,406,425
Net investment gain/loss from pooled separate accounts	2010-12-31	$3,518,225
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$738,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$5,837,291
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	KOSTIN, RUFFKESS & CO., LLC
Accountancy firm EIN	2010-12-31	060754920
2009 : PORTIGON AG 401K SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for PORTIGON AG 401K SAVINGS PLAN

2020: PORTIGON AG 401K SAVINGS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: PORTIGON AG 401K SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: PORTIGON AG 401K SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: PORTIGON AG 401K SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: PORTIGON AG 401K SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: PORTIGON AG 401K SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: PORTIGON AG 401K SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PORTIGON AG 401K SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PORTIGON AG 401K SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PORTIGON AG 401K SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: PORTIGON AG 401K SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: PORTIGON AG 401K SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

040129

Policy instance

Insurance contract or identification number	040129
Number of Individuals Covered	0
Insurance policy start date	2020-01-01
Insurance policy end date	2020-04-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

040129

Policy instance

Insurance contract or identification number	040129
Number of Individuals Covered	182
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

040129

Policy instance

Insurance contract or identification number	040129
Number of Individuals Covered	211
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $10,000
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	10000
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	CAPFINANCIAL SECURITIES, LLC

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

40129

Policy instance

Insurance contract or identification number	40129
Number of Individuals Covered	256
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $30,000
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	20000
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	CAPFINANCIAL PARTNERS LLC

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

40129

Policy instance

Insurance contract or identification number	40129
Number of Individuals Covered	287
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $27,500
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	10000
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	CAPFINANCIAL PARTNERS LLC

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

40129

Policy instance

Insurance contract or identification number	40129
Number of Individuals Covered	339
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $30,000
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	30000
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	JHW FINANCIAL & INSURANCE SERVICES

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

40129

Policy instance

Insurance contract or identification number	40129
Number of Individuals Covered	393
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $30,000
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	30000
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	JHW FINANCIAL & INSURANCE SERVICES

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

40129

Policy instance

Insurance contract or identification number	40129
Number of Individuals Covered	448
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $30,000
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

40129

Policy instance

Insurance contract or identification number	40129
Number of Individuals Covered	484
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $30,000
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	PORTIGON AG
Employer identification number (EIN):	132677075
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing