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SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 401k Plan overview

Plan NameSAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST
Plan identification number 003

SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SAMUEL A. RAMIREZ & CO., INC. has sponsored the creation of one or more 401k plans.

Company Name:SAMUEL A. RAMIREZ & CO., INC.
Employer identification number (EIN):132695511
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032021-10-01
0032020-10-01
0032020-10-01
0032019-10-01
0032019-10-01
0032018-10-01
0032018-10-01
0032017-10-01
0032016-10-01CHRISTINE LONG
0032015-10-01CHRISTINE LONG
0032014-10-01ALI DALIPI
0032013-10-01JOHN KICK
0032012-10-01JOHN KICK
0032011-10-01JOHN KICK DOMINICK QUARTUCCIO2013-07-15
0032009-10-01JOHN KICK DOMINICK QUARTUCCIO2011-03-10

Plan Statistics for SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST

401k plan membership statisitcs for SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST

Measure Date Value
2021: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2021 401k membership
Total participants, beginning-of-year2021-10-01145
Total number of active participants reported on line 7a of the Form 55002021-10-01134
Number of retired or separated participants receiving benefits2021-10-011
Number of other retired or separated participants entitled to future benefits2021-10-0117
Total of all active and inactive participants2021-10-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-010
Total participants2021-10-01152
Number of participants with account balances2021-10-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-010
2020: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2020 401k membership
Total participants, beginning-of-year2020-10-01145
Total number of active participants reported on line 7a of the Form 55002020-10-01129
Number of retired or separated participants receiving benefits2020-10-012
Number of other retired or separated participants entitled to future benefits2020-10-0114
Total of all active and inactive participants2020-10-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-011
Total participants2020-10-01146
Number of participants with account balances2020-10-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-010
2019: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2019 401k membership
Total participants, beginning-of-year2019-10-01147
Total number of active participants reported on line 7a of the Form 55002019-10-01127
Number of retired or separated participants receiving benefits2019-10-012
Number of other retired or separated participants entitled to future benefits2019-10-0115
Total of all active and inactive participants2019-10-01144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-011
Total participants2019-10-01145
Number of participants with account balances2019-10-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-010
2018: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2018 401k membership
Total participants, beginning-of-year2018-10-01153
Total number of active participants reported on line 7a of the Form 55002018-10-01143
Number of retired or separated participants receiving benefits2018-10-012
Number of other retired or separated participants entitled to future benefits2018-10-019
Total of all active and inactive participants2018-10-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-010
Total participants2018-10-01154
Number of participants with account balances2018-10-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-010
2017: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2017 401k membership
Total participants, beginning-of-year2017-10-01149
Total number of active participants reported on line 7a of the Form 55002017-10-01141
Number of retired or separated participants receiving benefits2017-10-011
Number of other retired or separated participants entitled to future benefits2017-10-0111
Total of all active and inactive participants2017-10-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-01153
Number of participants with account balances2017-10-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-010
2016: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2016 401k membership
Total participants, beginning-of-year2016-10-01136
Total number of active participants reported on line 7a of the Form 55002016-10-01137
Number of retired or separated participants receiving benefits2016-10-011
Number of other retired or separated participants entitled to future benefits2016-10-018
Total of all active and inactive participants2016-10-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-01146
Number of participants with account balances2016-10-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-010
2015: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2015 401k membership
Total participants, beginning-of-year2015-10-01121
Total number of active participants reported on line 7a of the Form 55002015-10-01127
Number of retired or separated participants receiving benefits2015-10-010
Number of other retired or separated participants entitled to future benefits2015-10-018
Total of all active and inactive participants2015-10-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-01135
Number of participants with account balances2015-10-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-010
2014: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2014 401k membership
Total participants, beginning-of-year2014-10-01114
Total number of active participants reported on line 7a of the Form 55002014-10-01111
Number of retired or separated participants receiving benefits2014-10-010
Number of other retired or separated participants entitled to future benefits2014-10-017
Total of all active and inactive participants2014-10-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-01118
Number of participants with account balances2014-10-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-010
2013: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2013 401k membership
Total participants, beginning-of-year2013-10-01118
Total number of active participants reported on line 7a of the Form 55002013-10-01105
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-019
Total of all active and inactive participants2013-10-01114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-01114
Number of participants with account balances2013-10-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-010
2012: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2012 401k membership
Total participants, beginning-of-year2012-10-01125
Total number of active participants reported on line 7a of the Form 55002012-10-01108
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-019
Total of all active and inactive participants2012-10-01117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-01117
Number of participants with account balances2012-10-0193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-010
2011: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2011 401k membership
Total participants, beginning-of-year2011-10-01121
Total number of active participants reported on line 7a of the Form 55002011-10-01116
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-019
Total of all active and inactive participants2011-10-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01125
Number of participants with account balances2011-10-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-010
2009: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2009 401k membership
Total participants, beginning-of-year2009-10-0192
Total number of active participants reported on line 7a of the Form 55002009-10-01110
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-018
Total of all active and inactive participants2009-10-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-01118
Number of participants with account balances2009-10-0175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-010

Financial Data on SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST

Measure Date Value
2022 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total income from all sources (including contributions)2022-09-30$-3,980,952
Total loss/gain on sale of assets2022-09-30$0
Total of all expenses incurred2022-09-30$985,574
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$892,640
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$1,961,819
Value of total assets at end of year2022-09-30$27,990,750
Value of total assets at beginning of year2022-09-30$32,957,276
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$92,934
Total interest from all sources2022-09-30$8,217
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$2,416,126
Total dividends received from registered investment company shares (eg mutual funds)2022-09-30$2,416,126
Administrative expenses professional fees incurred2022-09-30$43,864
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-09-30$0
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$2,000,000
If this is an individual account plan, was there a blackout period2022-09-30No
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Contributions received from participants2022-09-30$1,961,819
Participant contributions at end of year2022-09-30$228,851
Participant contributions at beginning of year2022-09-30$177,769
Participant contributions at end of year2022-09-30$0
Participant contributions at beginning of year2022-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2022-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-09-30$2,007
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-09-30$0
Liabilities. Value of operating payables at beginning of year2022-09-30$0
Total non interest bearing cash at end of year2022-09-30$0
Total non interest bearing cash at beginning of year2022-09-30$115
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Value of net income/loss2022-09-30$-4,966,526
Value of net assets at end of year (total assets less liabilities)2022-09-30$27,990,750
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$32,957,276
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Assets. partnership/joint venture interests at beginning of year2022-09-30$0
Investment advisory and management fees2022-09-30$49,070
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-09-30$20,008,639
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-09-30$25,275,649
Interest on participant loans2022-09-30$8,217
Value of interest in common/collective trusts at end of year2022-09-30$7,753,260
Value of interest in common/collective trusts at beginning of year2022-09-30$7,501,736
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-09-30$0
Asset value of US Government securities at beginning of year2022-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-09-30$-7,888,661
Net investment gain or loss from common/collective trusts2022-09-30$-478,453
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30No
Was there a failure to transmit to the plan any participant contributions2022-09-30No
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Employer contributions (assets) at end of year2022-09-30$0
Employer contributions (assets) at beginning of year2022-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$892,640
Asset. Corporate debt instrument debt (other) at beginning of year2022-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-09-30$0
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Opinion of an independent qualified public accountant for this plan2022-09-30Unqualified
Accountancy firm name2022-09-30MAYER HOFFMAN MCCANN CPA'S
Accountancy firm EIN2022-09-30431947695
2021 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total income from all sources (including contributions)2021-09-30$7,248,404
Total loss/gain on sale of assets2021-09-30$0
Total of all expenses incurred2021-09-30$2,476,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$2,380,621
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$1,754,312
Value of total assets at end of year2021-09-30$32,957,275
Value of total assets at beginning of year2021-09-30$28,185,724
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$96,232
Total interest from all sources2021-09-30$8,348
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$1,053,808
Total dividends received from registered investment company shares (eg mutual funds)2021-09-30$1,053,808
Administrative expenses professional fees incurred2021-09-30$44,025
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-09-30$0
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$2,000,000
If this is an individual account plan, was there a blackout period2021-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$1,734,639
Participant contributions at end of year2021-09-30$177,769
Participant contributions at beginning of year2021-09-30$175,010
Participant contributions at end of year2021-09-30$0
Participant contributions at beginning of year2021-09-30$0
Assets. Other investments not covered elsewhere at end of year2021-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2021-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2021-09-30$19,673
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-09-30$2,007
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-09-30$1,998
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-09-30$0
Other income not declared elsewhere2021-09-30$752
Liabilities. Value of operating payables at end of year2021-09-30$0
Liabilities. Value of operating payables at beginning of year2021-09-30$0
Total non interest bearing cash at end of year2021-09-30$115
Total non interest bearing cash at beginning of year2021-09-30$28,584
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$4,771,551
Value of net assets at end of year (total assets less liabilities)2021-09-30$32,957,275
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$28,185,724
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Assets. partnership/joint venture interests at end of year2021-09-30$0
Assets. partnership/joint venture interests at beginning of year2021-09-30$0
Investment advisory and management fees2021-09-30$52,207
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-30$25,275,648
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-30$21,435,554
Interest on participant loans2021-09-30$8,348
Value of interest in common/collective trusts at end of year2021-09-30$7,501,736
Value of interest in common/collective trusts at beginning of year2021-09-30$6,544,578
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-09-30$0
Asset value of US Government securities at end of year2021-09-30$0
Asset value of US Government securities at beginning of year2021-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-30$3,680,793
Net investment gain or loss from common/collective trusts2021-09-30$750,391
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30No
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Employer contributions (assets) at end of year2021-09-30$0
Employer contributions (assets) at beginning of year2021-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$2,380,621
Asset. Corporate debt instrument debt (other) at end of year2021-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-09-30$0
Assets. Corporate common stocks other than exployer securities at end of year2021-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-09-30$0
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Opinion of an independent qualified public accountant for this plan2021-09-30Disclaimer
Accountancy firm name2021-09-30MAYER HOFFMAN MCCANN CPA'S
Accountancy firm EIN2021-09-30431947695
2020 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total income from all sources (including contributions)2020-09-30$4,885,407
Total loss/gain on sale of assets2020-09-30$0
Total of all expenses incurred2020-09-30$827,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$738,305
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$1,628,599
Value of total assets at end of year2020-09-30$28,185,724
Value of total assets at beginning of year2020-09-30$24,127,917
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$89,295
Total interest from all sources2020-09-30$7,434
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$1,076,947
Total dividends received from registered investment company shares (eg mutual funds)2020-09-30$1,076,947
Administrative expenses professional fees incurred2020-09-30$43,530
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-09-30$0
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$500,000
If this is an individual account plan, was there a blackout period2020-09-30No
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Contributions received from participants2020-09-30$1,628,599
Participant contributions at end of year2020-09-30$175,010
Participant contributions at beginning of year2020-09-30$96,252
Participant contributions at end of year2020-09-30$0
Participant contributions at beginning of year2020-09-30$1,000
Assets. Other investments not covered elsewhere at end of year2020-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2020-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-09-30$1,998
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-09-30$2,015
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-09-30$0
Liabilities. Value of operating payables at end of year2020-09-30$0
Liabilities. Value of operating payables at beginning of year2020-09-30$0
Total non interest bearing cash at end of year2020-09-30$28,584
Total non interest bearing cash at beginning of year2020-09-30$923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Value of net income/loss2020-09-30$4,057,807
Value of net assets at end of year (total assets less liabilities)2020-09-30$28,185,724
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$24,127,917
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Assets. partnership/joint venture interests at end of year2020-09-30$0
Assets. partnership/joint venture interests at beginning of year2020-09-30$0
Investment advisory and management fees2020-09-30$45,765
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-09-30$21,435,554
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-09-30$18,803,937
Interest on participant loans2020-09-30$7,430
Value of interest in common/collective trusts at end of year2020-09-30$6,544,578
Value of interest in common/collective trusts at beginning of year2020-09-30$5,214,257
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-09-30$9,533
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-09-30$9,533
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-09-30$4
Asset value of US Government securities at end of year2020-09-30$0
Asset value of US Government securities at beginning of year2020-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-09-30$1,873,726
Net investment gain or loss from common/collective trusts2020-09-30$298,701
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Employer contributions (assets) at end of year2020-09-30$0
Employer contributions (assets) at beginning of year2020-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$738,305
Asset. Corporate debt instrument debt (other) at end of year2020-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-09-30$0
Assets. Corporate common stocks other than exployer securities at end of year2020-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-09-30$0
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30Yes
Opinion of an independent qualified public accountant for this plan2020-09-30Disclaimer
Accountancy firm name2020-09-30MARKS PANETH,LLP
Accountancy firm EIN2020-09-30113518842
2019 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total income from all sources (including contributions)2019-09-30$2,332,240
Total loss/gain on sale of assets2019-09-30$0
Total of all expenses incurred2019-09-30$1,104,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$1,026,868
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$1,543,440
Value of total assets at end of year2019-09-30$24,127,919
Value of total assets at beginning of year2019-09-30$22,900,582
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$78,035
Total interest from all sources2019-09-30$35,101
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$985,756
Total dividends received from registered investment company shares (eg mutual funds)2019-09-30$985,756
Administrative expenses professional fees incurred2019-09-30$34,179
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-09-30$0
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$500,000
If this is an individual account plan, was there a blackout period2019-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Contributions received from participants2019-09-30$1,538,725
Participant contributions at end of year2019-09-30$96,252
Participant contributions at beginning of year2019-09-30$124,006
Participant contributions at end of year2019-09-30$1,000
Participant contributions at beginning of year2019-09-30$0
Assets. Other investments not covered elsewhere at end of year2019-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2019-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$4,715
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-09-30$2,015
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-09-30$2,491
Liabilities. Value of operating payables at end of year2019-09-30$0
Liabilities. Value of operating payables at beginning of year2019-09-30$0
Total non interest bearing cash at end of year2019-09-30$923
Total non interest bearing cash at beginning of year2019-09-30$10,176
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$1,227,337
Value of net assets at end of year (total assets less liabilities)2019-09-30$24,127,919
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$22,900,582
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Assets. partnership/joint venture interests at end of year2019-09-30$0
Assets. partnership/joint venture interests at beginning of year2019-09-30$0
Investment advisory and management fees2019-09-30$43,856
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$18,803,939
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$17,881,212
Interest on participant loans2019-09-30$6,148
Value of interest in common/collective trusts at end of year2019-09-30$5,214,257
Value of interest in common/collective trusts at beginning of year2019-09-30$4,882,697
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-09-30$9,533
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-09-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-09-30$28,953
Asset value of US Government securities at end of year2019-09-30$0
Asset value of US Government securities at beginning of year2019-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-09-30$-252,900
Net investment gain or loss from common/collective trusts2019-09-30$20,843
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Employer contributions (assets) at end of year2019-09-30$0
Employer contributions (assets) at beginning of year2019-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$1,026,868
Asset. Corporate debt instrument debt (other) at end of year2019-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-09-30$0
Assets. Corporate common stocks other than exployer securities at end of year2019-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-09-30$0
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30MARKS PANETH,LLP
Accountancy firm EIN2019-09-30113518842
2018 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total income from all sources (including contributions)2018-09-30$3,761,490
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$2,504,346
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$2,424,128
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$1,460,667
Value of total assets at end of year2018-09-30$22,900,582
Value of total assets at beginning of year2018-09-30$21,643,438
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$80,218
Total interest from all sources2018-09-30$59,638
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$889,136
Total dividends received from registered investment company shares (eg mutual funds)2018-09-30$889,136
Administrative expenses professional fees incurred2018-09-30$36,323
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-09-30$0
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$500,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$1,427,146
Participant contributions at end of year2018-09-30$124,006
Participant contributions at beginning of year2018-09-30$148,135
Participant contributions at end of year2018-09-30$0
Participant contributions at beginning of year2018-09-30$0
Assets. Other investments not covered elsewhere at end of year2018-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2018-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2018-09-30$33,521
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-09-30$2,491
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-09-30$2,100
Liabilities. Value of operating payables at end of year2018-09-30$0
Liabilities. Value of operating payables at beginning of year2018-09-30$0
Total non interest bearing cash at end of year2018-09-30$10,176
Total non interest bearing cash at beginning of year2018-09-30$23,132
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$1,257,144
Value of net assets at end of year (total assets less liabilities)2018-09-30$22,900,582
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$21,643,438
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Assets. partnership/joint venture interests at end of year2018-09-30$0
Assets. partnership/joint venture interests at beginning of year2018-09-30$0
Investment advisory and management fees2018-09-30$43,895
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$17,881,212
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$16,144,944
Interest on participant loans2018-09-30$6,083
Value of interest in common/collective trusts at end of year2018-09-30$4,882,697
Value of interest in common/collective trusts at beginning of year2018-09-30$5,316,127
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-09-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-09-30$53,555
Asset value of US Government securities at end of year2018-09-30$0
Asset value of US Government securities at beginning of year2018-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$957,013
Net investment gain or loss from common/collective trusts2018-09-30$395,036
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Employer contributions (assets) at end of year2018-09-30$0
Employer contributions (assets) at beginning of year2018-09-30$9,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$2,424,128
Asset. Corporate debt instrument debt (other) at end of year2018-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-09-30$0
Assets. Corporate common stocks other than exployer securities at end of year2018-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-09-30$0
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30MARKS PANETH,LLP
Accountancy firm EIN2018-09-30113518842
2017 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total income from all sources (including contributions)2017-09-30$4,364,539
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$881,421
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$812,775
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$1,854,086
Value of total assets at end of year2017-09-30$21,643,438
Value of total assets at beginning of year2017-09-30$18,160,320
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$68,646
Total interest from all sources2017-09-30$50,108
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$457,770
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$457,770
Administrative expenses professional fees incurred2017-09-30$28,394
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-09-30$0
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$500,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$1,444,346
Participant contributions at end of year2017-09-30$148,135
Participant contributions at beginning of year2017-09-30$107,701
Participant contributions at end of year2017-09-30$0
Participant contributions at beginning of year2017-09-30$0
Assets. Other investments not covered elsewhere at end of year2017-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2017-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$400,740
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-09-30$2,100
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-09-30$1,850
Liabilities. Value of operating payables at end of year2017-09-30$0
Liabilities. Value of operating payables at beginning of year2017-09-30$0
Total non interest bearing cash at end of year2017-09-30$23,132
Total non interest bearing cash at beginning of year2017-09-30$19,322
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$3,483,118
Value of net assets at end of year (total assets less liabilities)2017-09-30$21,643,438
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$18,160,320
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Assets. partnership/joint venture interests at end of year2017-09-30$0
Assets. partnership/joint venture interests at beginning of year2017-09-30$0
Investment advisory and management fees2017-09-30$40,252
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$16,144,944
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$13,585,105
Interest on participant loans2017-09-30$6,325
Value of interest in common/collective trusts at end of year2017-09-30$5,316,127
Value of interest in common/collective trusts at beginning of year2017-09-30$4,446,342
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-09-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-09-30$43,783
Asset value of US Government securities at end of year2017-09-30$0
Asset value of US Government securities at beginning of year2017-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$1,594,081
Net investment gain or loss from common/collective trusts2017-09-30$408,494
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$9,000
Employer contributions (assets) at end of year2017-09-30$9,000
Employer contributions (assets) at beginning of year2017-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$812,775
Asset. Corporate debt instrument debt (other) at end of year2017-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-09-30$0
Assets. Corporate common stocks other than exployer securities at end of year2017-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-09-30$0
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30MARKS PANETH,LLP
Accountancy firm EIN2017-09-30113518842
2016 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total income from all sources (including contributions)2016-09-30$3,437,884
Total loss/gain on sale of assets2016-09-30$0
Total of all expenses incurred2016-09-30$620,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$557,233
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$1,444,874
Value of total assets at end of year2016-09-30$18,160,320
Value of total assets at beginning of year2016-09-30$15,343,289
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$63,620
Total interest from all sources2016-09-30$39,258
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$723,592
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$723,592
Administrative expenses professional fees incurred2016-09-30$26,211
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-09-30$0
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$500,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$1,428,560
Participant contributions at end of year2016-09-30$107,701
Participant contributions at beginning of year2016-09-30$66,922
Participant contributions at end of year2016-09-30$0
Participant contributions at beginning of year2016-09-30$0
Assets. Other investments not covered elsewhere at end of year2016-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2016-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$16,314
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-09-30$1,850
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-09-30$0
Liabilities. Value of operating payables at end of year2016-09-30$0
Liabilities. Value of operating payables at beginning of year2016-09-30$0
Total non interest bearing cash at end of year2016-09-30$19,322
Total non interest bearing cash at beginning of year2016-09-30$8,399
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$2,817,031
Value of net assets at end of year (total assets less liabilities)2016-09-30$18,160,320
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$15,343,289
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Assets. partnership/joint venture interests at end of year2016-09-30$0
Assets. partnership/joint venture interests at beginning of year2016-09-30$0
Investment advisory and management fees2016-09-30$37,409
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$13,585,105
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$14,190,874
Interest on participant loans2016-09-30$2,628
Value of interest in common/collective trusts at end of year2016-09-30$4,446,342
Value of interest in common/collective trusts at beginning of year2016-09-30$1,077,094
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-09-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-09-30$36,630
Asset value of US Government securities at end of year2016-09-30$0
Asset value of US Government securities at beginning of year2016-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$1,150,212
Net investment gain or loss from common/collective trusts2016-09-30$79,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$557,233
Asset. Corporate debt instrument debt (other) at end of year2016-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-09-30$0
Assets. Corporate common stocks other than exployer securities at end of year2016-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-09-30$0
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30MARKS PANETH,LLP
Accountancy firm EIN2016-09-30113518842
2015 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$112,576
Total income from all sources (including contributions)2015-09-30$753,114
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$930,167
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$829,365
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$1,435,543
Value of total assets at end of year2015-09-30$15,343,289
Value of total assets at beginning of year2015-09-30$15,632,918
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$100,802
Total interest from all sources2015-09-30$56,756
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$510,440
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$493,055
Administrative expenses professional fees incurred2015-09-30$23,613
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-09-30$65,417
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$500,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$1,421,211
Participant contributions at end of year2015-09-30$66,922
Participant contributions at beginning of year2015-09-30$94,897
Participant contributions at end of year2015-09-30$0
Participant contributions at beginning of year2015-09-30$0
Assets. Other investments not covered elsewhere at end of year2015-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2015-09-30$4,208
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$4,332
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-09-30$120,532
Liabilities. Value of operating payables at end of year2015-09-30$0
Liabilities. Value of operating payables at beginning of year2015-09-30$112,576
Total non interest bearing cash at end of year2015-09-30$8,399
Total non interest bearing cash at beginning of year2015-09-30$32,989
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$-177,053
Value of net assets at end of year (total assets less liabilities)2015-09-30$15,343,289
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$15,520,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Assets. partnership/joint venture interests at end of year2015-09-30$0
Assets. partnership/joint venture interests at beginning of year2015-09-30$319,101
Investment advisory and management fees2015-09-30$77,189
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$14,190,874
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$8,972,306
Interest on participant loans2015-09-30$3,041
Interest earned on other investments2015-09-30$4,576
Income. Interest from US Government securities2015-09-30$27
Income. Interest from corporate debt instruments2015-09-30$22,744
Value of interest in common/collective trusts at end of year2015-09-30$1,077,094
Value of interest in common/collective trusts at beginning of year2015-09-30$864,765
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-09-30$446,586
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-09-30$446,586
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-09-30$26,368
Asset value of US Government securities at end of year2015-09-30$0
Asset value of US Government securities at beginning of year2015-09-30$26,573
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-1,267,164
Net investment gain or loss from common/collective trusts2015-09-30$17,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$10,000
Income. Dividends from preferred stock2015-09-30$2,673
Income. Dividends from common stock2015-09-30$14,712
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$829,365
Asset. Corporate debt instrument debt (other) at end of year2015-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-09-30$1,661,548
Assets. Corporate common stocks other than exployer securities at end of year2015-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-09-30$3,023,996
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30MARKS PANETH & SHRON LLP
Accountancy firm EIN2015-09-30113518842
2014 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$112,576
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$183,141
Total income from all sources (including contributions)2014-09-30$2,992,503
Total loss/gain on sale of assets2014-09-30$0
Total of all expenses incurred2014-09-30$1,640,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$1,525,023
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$1,340,209
Value of total assets at end of year2014-09-30$15,632,918
Value of total assets at beginning of year2014-09-30$14,351,257
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$115,254
Total interest from all sources2014-09-30$105,850
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$212,972
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-09-30$164,406
Administrative expenses professional fees incurred2014-09-30$21,666
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-09-30$65,417
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-09-30$83,795
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$500,000
If this is an individual account plan, was there a blackout period2014-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$1,340,209
Participant contributions at end of year2014-09-30$94,897
Participant contributions at beginning of year2014-09-30$85,358
Participant contributions at end of year2014-09-30$0
Participant contributions at beginning of year2014-09-30$4,038
Assets. Other investments not covered elsewhere at end of year2014-09-30$4,208
Assets. Other investments not covered elsewhere at beginning of year2014-09-30$4,592
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-09-30$120,532
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-09-30$19,646
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-09-30$170,601
Liabilities. Value of operating payables at end of year2014-09-30$112,576
Liabilities. Value of operating payables at beginning of year2014-09-30$12,540
Total non interest bearing cash at end of year2014-09-30$32,989
Total non interest bearing cash at beginning of year2014-09-30$5,678
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$1,352,226
Value of net assets at end of year (total assets less liabilities)2014-09-30$15,520,342
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$14,168,116
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Assets. partnership/joint venture interests at end of year2014-09-30$319,101
Assets. partnership/joint venture interests at beginning of year2014-09-30$315,852
Investment advisory and management fees2014-09-30$93,588
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$8,972,306
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$7,269,333
Interest on participant loans2014-09-30$4,252
Interest earned on other investments2014-09-30$9,895
Income. Interest from US Government securities2014-09-30$32
Income. Interest from corporate debt instruments2014-09-30$71,228
Value of interest in common/collective trusts at end of year2014-09-30$864,765
Value of interest in common/collective trusts at beginning of year2014-09-30$867,987
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-09-30$446,586
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-09-30$497,073
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-09-30$497,073
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-09-30$20,443
Asset value of US Government securities at end of year2014-09-30$26,573
Asset value of US Government securities at beginning of year2014-09-30$26,513
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$1,314,607
Net investment gain or loss from common/collective trusts2014-09-30$18,865
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Income. Dividends from preferred stock2014-09-30$6,280
Income. Dividends from common stock2014-09-30$42,286
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$1,525,023
Asset. Corporate debt instrument debt (other) at end of year2014-09-30$1,661,548
Asset. Corporate debt instrument debt (other) at beginning of year2014-09-30$1,611,554
Assets. Corporate common stocks other than exployer securities at end of year2014-09-30$3,023,996
Assets. Corporate common stocks other than exployer securities at beginning of year2014-09-30$3,559,838
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30MARKS PANETH & SHRON LLP
Accountancy firm EIN2014-09-30113518842
2013 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$183,141
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total income from all sources (including contributions)2013-09-30$2,915,499
Total loss/gain on sale of assets2013-09-30$0
Total of all expenses incurred2013-09-30$580,890
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$459,065
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$1,269,745
Value of total assets at end of year2013-09-30$14,351,257
Value of total assets at beginning of year2013-09-30$11,833,507
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$121,825
Total interest from all sources2013-09-30$104,319
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$201,733
Total dividends received from registered investment company shares (eg mutual funds)2013-09-30$115,247
Administrative expenses professional fees incurred2013-09-30$53,151
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-09-30$83,795
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-09-30$105,340
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$500,000
If this is an individual account plan, was there a blackout period2013-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$1,267,307
Participant contributions at end of year2013-09-30$85,358
Participant contributions at beginning of year2013-09-30$124,576
Participant contributions at end of year2013-09-30$4,038
Assets. Other investments not covered elsewhere at end of year2013-09-30$4,592
Assets. Other investments not covered elsewhere at beginning of year2013-09-30$4,592
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$2,438
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-09-30$19,646
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-09-30$16,058
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-09-30$170,601
Liabilities. Value of operating payables at end of year2013-09-30$12,540
Total non interest bearing cash at end of year2013-09-30$5,678
Total non interest bearing cash at beginning of year2013-09-30$15,776
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$2,334,609
Value of net assets at end of year (total assets less liabilities)2013-09-30$14,168,116
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$11,833,507
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Assets. partnership/joint venture interests at end of year2013-09-30$315,852
Investment advisory and management fees2013-09-30$68,674
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$7,269,333
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$6,450,536
Interest on participant loans2013-09-30$5,002
Interest earned on other investments2013-09-30$2,627
Income. Interest from US Government securities2013-09-30$17
Income. Interest from corporate debt instruments2013-09-30$67,736
Value of interest in common/collective trusts at end of year2013-09-30$867,987
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-09-30$497,073
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-09-30$993,131
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-09-30$993,131
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-09-30$28,937
Asset value of US Government securities at end of year2013-09-30$26,513
Asset value of US Government securities at beginning of year2013-09-30$32,210
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-09-30$1,330,391
Net investment gain or loss from common/collective trusts2013-09-30$9,311
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Income. Dividends from preferred stock2013-09-30$7,542
Income. Dividends from common stock2013-09-30$78,944
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$459,065
Asset. Corporate debt instrument debt (other) at end of year2013-09-30$1,611,554
Asset. Corporate debt instrument debt (other) at beginning of year2013-09-30$1,106,626
Assets. Corporate common stocks other than exployer securities at end of year2013-09-30$3,559,838
Assets. Corporate common stocks other than exployer securities at beginning of year2013-09-30$2,984,662
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30MARKS PANETH LLP
Accountancy firm EIN2013-09-30113518842
2012 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total income from all sources (including contributions)2012-09-30$3,119,751
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$1,480,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$1,385,625
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$1,376,576
Value of total assets at end of year2012-09-30$11,833,507
Value of total assets at beginning of year2012-09-30$10,194,504
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$95,123
Total interest from all sources2012-09-30$101,790
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$207,579
Total dividends received from registered investment company shares (eg mutual funds)2012-09-30$136,717
Administrative expenses professional fees incurred2012-09-30$36,147
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-09-30$105,340
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-09-30$109,346
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$500,000
If this is an individual account plan, was there a blackout period2012-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$1,080,505
Participant contributions at end of year2012-09-30$124,576
Participant contributions at beginning of year2012-09-30$167,138
Assets. Other investments not covered elsewhere at end of year2012-09-30$4,592
Assets. Other investments not covered elsewhere at beginning of year2012-09-30$4,680
Income. Received or receivable in cash from other sources (including rollovers)2012-09-30$296,071
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-09-30$16,058
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-09-30$18,569
Total non interest bearing cash at end of year2012-09-30$15,776
Total non interest bearing cash at beginning of year2012-09-30$16,849
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$1,639,003
Value of net assets at end of year (total assets less liabilities)2012-09-30$11,833,507
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$10,194,504
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Investment advisory and management fees2012-09-30$58,976
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$6,450,536
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$5,225,054
Income. Interest from loans (other than to participants)2012-09-30$7,033
Interest earned on other investments2012-09-30$94,757
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-09-30$993,131
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-09-30$728,804
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-09-30$728,804
Asset value of US Government securities at end of year2012-09-30$32,210
Asset value of US Government securities at beginning of year2012-09-30$50,454
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-09-30$1,433,806
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Income. Dividends from common stock2012-09-30$70,862
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$1,385,625
Asset. Corporate debt instrument debt (other) at end of year2012-09-30$1,106,626
Asset. Corporate debt instrument debt (other) at beginning of year2012-09-30$1,218,337
Assets. Corporate common stocks other than exployer securities at end of year2012-09-30$2,984,662
Assets. Corporate common stocks other than exployer securities at beginning of year2012-09-30$2,655,273
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30MARKS PANETH & SHRON LLP
Accountancy firm EIN2012-09-30113518842
2011 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2011 401k financial data
Total income from all sources2011-09-30$923,412
Expenses. Total of all expenses incurred2011-09-30$342,634
Benefits paid (including direct rollovers)2011-09-30$273,157
Total plan assets at end of year2011-09-30$10,177,899
Total plan assets at beginning of year2011-09-30$9,597,121
Value of fidelity bond covering the plan2011-09-30$500,000
Total contributions received or receivable from participants2011-09-30$974,181
Contributions received from other sources (not participants or employers)2011-09-30$100,000
Other income received2011-09-30$-150,769
Net income (gross income less expenses)2011-09-30$580,778
Net plan assets at end of year (total assets less liabilities)2011-09-30$10,177,899
Net plan assets at beginning of year (total assets less liabilities)2011-09-30$9,597,121
Assets. Value of participant loans2011-09-30$167,138
Expenses. Administrative service providers (salaries,fees and commissions)2011-09-30$69,477
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
2010 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST

2021: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Submission has been amendedNo
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement - TrustYes
2020: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Submission has been amendedNo
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement - TrustYes
2019: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Submission has been amendedNo
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement - TrustYes
2018: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – InsuranceYes
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement - TrustYes
2017: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – InsuranceYes
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement – InsuranceYes
2015-10-01Plan benefit arrangement - TrustYes
2014: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2014-10-01Plan benefit arrangement - TrustYes
2013: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2013-10-01Plan benefit arrangement - TrustYes
2012: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement – InsuranceYes
2012-10-01Plan benefit arrangement - TrustYes
2011: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2011-10-01Plan benefit arrangement - TrustYes
2009: SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement – InsuranceYes
2009-10-01Plan benefit arrangement - TrustYes

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