SAMUEL A. RAMIREZ & CO., INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST
401k plan membership statisitcs for SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST
Measure | Date | Value |
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2022 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $0 |
Total income from all sources (including contributions) | 2022-09-30 | $-3,980,952 |
Total loss/gain on sale of assets | 2022-09-30 | $0 |
Total of all expenses incurred | 2022-09-30 | $985,574 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-09-30 | $892,640 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-09-30 | $1,961,819 |
Value of total assets at end of year | 2022-09-30 | $27,990,750 |
Value of total assets at beginning of year | 2022-09-30 | $32,957,276 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-09-30 | $92,934 |
Total interest from all sources | 2022-09-30 | $8,217 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-09-30 | $2,416,126 |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-09-30 | $2,416,126 |
Administrative expenses professional fees incurred | 2022-09-30 | $43,864 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2022-09-30 | $0 |
Was this plan covered by a fidelity bond | 2022-09-30 | Yes |
Value of fidelity bond cover | 2022-09-30 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2022-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-09-30 | No |
Contributions received from participants | 2022-09-30 | $1,961,819 |
Participant contributions at end of year | 2022-09-30 | $228,851 |
Participant contributions at beginning of year | 2022-09-30 | $177,769 |
Participant contributions at end of year | 2022-09-30 | $0 |
Participant contributions at beginning of year | 2022-09-30 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-09-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-09-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-09-30 | $2,007 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-09-30 | $0 |
Liabilities. Value of operating payables at beginning of year | 2022-09-30 | $0 |
Total non interest bearing cash at end of year | 2022-09-30 | $0 |
Total non interest bearing cash at beginning of year | 2022-09-30 | $115 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
Value of net income/loss | 2022-09-30 | $-4,966,526 |
Value of net assets at end of year (total assets less liabilities) | 2022-09-30 | $27,990,750 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-09-30 | $32,957,276 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-09-30 | No |
Assets. partnership/joint venture interests at beginning of year | 2022-09-30 | $0 |
Investment advisory and management fees | 2022-09-30 | $49,070 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-09-30 | $20,008,639 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-09-30 | $25,275,649 |
Interest on participant loans | 2022-09-30 | $8,217 |
Value of interest in common/collective trusts at end of year | 2022-09-30 | $7,753,260 |
Value of interest in common/collective trusts at beginning of year | 2022-09-30 | $7,501,736 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-09-30 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-09-30 | $0 |
Asset value of US Government securities at beginning of year | 2022-09-30 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-09-30 | $-7,888,661 |
Net investment gain or loss from common/collective trusts | 2022-09-30 | $-478,453 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-09-30 | No |
Employer contributions (assets) at end of year | 2022-09-30 | $0 |
Employer contributions (assets) at beginning of year | 2022-09-30 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-09-30 | $892,640 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2022-09-30 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-09-30 | $0 |
Did the plan have assets held for investment | 2022-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-09-30 | No |
Opinion of an independent qualified public accountant for this plan | 2022-09-30 | Unqualified |
Accountancy firm name | 2022-09-30 | MAYER HOFFMAN MCCANN CPA'S |
Accountancy firm EIN | 2022-09-30 | 431947695 |
2021 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $0 |
Total income from all sources (including contributions) | 2021-09-30 | $7,248,404 |
Total loss/gain on sale of assets | 2021-09-30 | $0 |
Total of all expenses incurred | 2021-09-30 | $2,476,853 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-09-30 | $2,380,621 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-09-30 | $1,754,312 |
Value of total assets at end of year | 2021-09-30 | $32,957,275 |
Value of total assets at beginning of year | 2021-09-30 | $28,185,724 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-09-30 | $96,232 |
Total interest from all sources | 2021-09-30 | $8,348 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-09-30 | $1,053,808 |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-09-30 | $1,053,808 |
Administrative expenses professional fees incurred | 2021-09-30 | $44,025 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2021-09-30 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2021-09-30 | $0 |
Was this plan covered by a fidelity bond | 2021-09-30 | Yes |
Value of fidelity bond cover | 2021-09-30 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2021-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-09-30 | No |
Contributions received from participants | 2021-09-30 | $1,734,639 |
Participant contributions at end of year | 2021-09-30 | $177,769 |
Participant contributions at beginning of year | 2021-09-30 | $175,010 |
Participant contributions at end of year | 2021-09-30 | $0 |
Participant contributions at beginning of year | 2021-09-30 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2021-09-30 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-09-30 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-09-30 | $19,673 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-09-30 | $2,007 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-09-30 | $1,998 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-09-30 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-09-30 | $0 |
Other income not declared elsewhere | 2021-09-30 | $752 |
Liabilities. Value of operating payables at end of year | 2021-09-30 | $0 |
Liabilities. Value of operating payables at beginning of year | 2021-09-30 | $0 |
Total non interest bearing cash at end of year | 2021-09-30 | $115 |
Total non interest bearing cash at beginning of year | 2021-09-30 | $28,584 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
Value of net income/loss | 2021-09-30 | $4,771,551 |
Value of net assets at end of year (total assets less liabilities) | 2021-09-30 | $32,957,275 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-09-30 | $28,185,724 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-09-30 | No |
Assets. partnership/joint venture interests at end of year | 2021-09-30 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2021-09-30 | $0 |
Investment advisory and management fees | 2021-09-30 | $52,207 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-09-30 | $25,275,648 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-09-30 | $21,435,554 |
Interest on participant loans | 2021-09-30 | $8,348 |
Value of interest in common/collective trusts at end of year | 2021-09-30 | $7,501,736 |
Value of interest in common/collective trusts at beginning of year | 2021-09-30 | $6,544,578 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-09-30 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-09-30 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-09-30 | $0 |
Asset value of US Government securities at end of year | 2021-09-30 | $0 |
Asset value of US Government securities at beginning of year | 2021-09-30 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-09-30 | $3,680,793 |
Net investment gain or loss from common/collective trusts | 2021-09-30 | $750,391 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-09-30 | No |
Employer contributions (assets) at end of year | 2021-09-30 | $0 |
Employer contributions (assets) at beginning of year | 2021-09-30 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-09-30 | $2,380,621 |
Asset. Corporate debt instrument debt (other) at end of year | 2021-09-30 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2021-09-30 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2021-09-30 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-09-30 | $0 |
Did the plan have assets held for investment | 2021-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-09-30 | No |
Opinion of an independent qualified public accountant for this plan | 2021-09-30 | Disclaimer |
Accountancy firm name | 2021-09-30 | MAYER HOFFMAN MCCANN CPA'S |
Accountancy firm EIN | 2021-09-30 | 431947695 |
2020 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $0 |
Total income from all sources (including contributions) | 2020-09-30 | $4,885,407 |
Total loss/gain on sale of assets | 2020-09-30 | $0 |
Total of all expenses incurred | 2020-09-30 | $827,600 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-09-30 | $738,305 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-09-30 | $1,628,599 |
Value of total assets at end of year | 2020-09-30 | $28,185,724 |
Value of total assets at beginning of year | 2020-09-30 | $24,127,917 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-09-30 | $89,295 |
Total interest from all sources | 2020-09-30 | $7,434 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-09-30 | $1,076,947 |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-09-30 | $1,076,947 |
Administrative expenses professional fees incurred | 2020-09-30 | $43,530 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2020-09-30 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2020-09-30 | $0 |
Was this plan covered by a fidelity bond | 2020-09-30 | Yes |
Value of fidelity bond cover | 2020-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-09-30 | No |
Contributions received from participants | 2020-09-30 | $1,628,599 |
Participant contributions at end of year | 2020-09-30 | $175,010 |
Participant contributions at beginning of year | 2020-09-30 | $96,252 |
Participant contributions at end of year | 2020-09-30 | $0 |
Participant contributions at beginning of year | 2020-09-30 | $1,000 |
Assets. Other investments not covered elsewhere at end of year | 2020-09-30 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-09-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-09-30 | $1,998 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-09-30 | $2,015 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-09-30 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-09-30 | $0 |
Liabilities. Value of operating payables at end of year | 2020-09-30 | $0 |
Liabilities. Value of operating payables at beginning of year | 2020-09-30 | $0 |
Total non interest bearing cash at end of year | 2020-09-30 | $28,584 |
Total non interest bearing cash at beginning of year | 2020-09-30 | $923 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
Value of net income/loss | 2020-09-30 | $4,057,807 |
Value of net assets at end of year (total assets less liabilities) | 2020-09-30 | $28,185,724 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-09-30 | $24,127,917 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-09-30 | No |
Assets. partnership/joint venture interests at end of year | 2020-09-30 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2020-09-30 | $0 |
Investment advisory and management fees | 2020-09-30 | $45,765 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-09-30 | $21,435,554 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-09-30 | $18,803,937 |
Interest on participant loans | 2020-09-30 | $7,430 |
Value of interest in common/collective trusts at end of year | 2020-09-30 | $6,544,578 |
Value of interest in common/collective trusts at beginning of year | 2020-09-30 | $5,214,257 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-09-30 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-09-30 | $9,533 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-09-30 | $9,533 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-09-30 | $4 |
Asset value of US Government securities at end of year | 2020-09-30 | $0 |
Asset value of US Government securities at beginning of year | 2020-09-30 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-09-30 | $1,873,726 |
Net investment gain or loss from common/collective trusts | 2020-09-30 | $298,701 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-09-30 | No |
Employer contributions (assets) at end of year | 2020-09-30 | $0 |
Employer contributions (assets) at beginning of year | 2020-09-30 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-09-30 | $738,305 |
Asset. Corporate debt instrument debt (other) at end of year | 2020-09-30 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2020-09-30 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2020-09-30 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2020-09-30 | $0 |
Did the plan have assets held for investment | 2020-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2020-09-30 | Disclaimer |
Accountancy firm name | 2020-09-30 | MARKS PANETH,LLP |
Accountancy firm EIN | 2020-09-30 | 113518842 |
2019 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $0 |
Total income from all sources (including contributions) | 2019-09-30 | $2,332,240 |
Total loss/gain on sale of assets | 2019-09-30 | $0 |
Total of all expenses incurred | 2019-09-30 | $1,104,903 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-09-30 | $1,026,868 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-09-30 | $1,543,440 |
Value of total assets at end of year | 2019-09-30 | $24,127,919 |
Value of total assets at beginning of year | 2019-09-30 | $22,900,582 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-09-30 | $78,035 |
Total interest from all sources | 2019-09-30 | $35,101 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-09-30 | $985,756 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-09-30 | $985,756 |
Administrative expenses professional fees incurred | 2019-09-30 | $34,179 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2019-09-30 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2019-09-30 | $0 |
Was this plan covered by a fidelity bond | 2019-09-30 | Yes |
Value of fidelity bond cover | 2019-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-09-30 | No |
Contributions received from participants | 2019-09-30 | $1,538,725 |
Participant contributions at end of year | 2019-09-30 | $96,252 |
Participant contributions at beginning of year | 2019-09-30 | $124,006 |
Participant contributions at end of year | 2019-09-30 | $1,000 |
Participant contributions at beginning of year | 2019-09-30 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2019-09-30 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-09-30 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-09-30 | $4,715 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-09-30 | $2,015 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-09-30 | $2,491 |
Liabilities. Value of operating payables at end of year | 2019-09-30 | $0 |
Liabilities. Value of operating payables at beginning of year | 2019-09-30 | $0 |
Total non interest bearing cash at end of year | 2019-09-30 | $923 |
Total non interest bearing cash at beginning of year | 2019-09-30 | $10,176 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
Value of net income/loss | 2019-09-30 | $1,227,337 |
Value of net assets at end of year (total assets less liabilities) | 2019-09-30 | $24,127,919 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-09-30 | $22,900,582 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-09-30 | No |
Assets. partnership/joint venture interests at end of year | 2019-09-30 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2019-09-30 | $0 |
Investment advisory and management fees | 2019-09-30 | $43,856 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-09-30 | $18,803,939 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-09-30 | $17,881,212 |
Interest on participant loans | 2019-09-30 | $6,148 |
Value of interest in common/collective trusts at end of year | 2019-09-30 | $5,214,257 |
Value of interest in common/collective trusts at beginning of year | 2019-09-30 | $4,882,697 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-09-30 | $9,533 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-09-30 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-09-30 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-09-30 | $28,953 |
Asset value of US Government securities at end of year | 2019-09-30 | $0 |
Asset value of US Government securities at beginning of year | 2019-09-30 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-09-30 | $-252,900 |
Net investment gain or loss from common/collective trusts | 2019-09-30 | $20,843 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-09-30 | No |
Employer contributions (assets) at end of year | 2019-09-30 | $0 |
Employer contributions (assets) at beginning of year | 2019-09-30 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-09-30 | $1,026,868 |
Asset. Corporate debt instrument debt (other) at end of year | 2019-09-30 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2019-09-30 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2019-09-30 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-09-30 | $0 |
Did the plan have assets held for investment | 2019-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-09-30 | Disclaimer |
Accountancy firm name | 2019-09-30 | MARKS PANETH,LLP |
Accountancy firm EIN | 2019-09-30 | 113518842 |
2018 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $0 |
Total income from all sources (including contributions) | 2018-09-30 | $3,761,490 |
Total loss/gain on sale of assets | 2018-09-30 | $0 |
Total of all expenses incurred | 2018-09-30 | $2,504,346 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-09-30 | $2,424,128 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-09-30 | $1,460,667 |
Value of total assets at end of year | 2018-09-30 | $22,900,582 |
Value of total assets at beginning of year | 2018-09-30 | $21,643,438 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-09-30 | $80,218 |
Total interest from all sources | 2018-09-30 | $59,638 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-09-30 | $889,136 |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-09-30 | $889,136 |
Administrative expenses professional fees incurred | 2018-09-30 | $36,323 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2018-09-30 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2018-09-30 | $0 |
Was this plan covered by a fidelity bond | 2018-09-30 | Yes |
Value of fidelity bond cover | 2018-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-09-30 | No |
Contributions received from participants | 2018-09-30 | $1,427,146 |
Participant contributions at end of year | 2018-09-30 | $124,006 |
Participant contributions at beginning of year | 2018-09-30 | $148,135 |
Participant contributions at end of year | 2018-09-30 | $0 |
Participant contributions at beginning of year | 2018-09-30 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2018-09-30 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-09-30 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-09-30 | $33,521 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-09-30 | $2,491 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-09-30 | $2,100 |
Liabilities. Value of operating payables at end of year | 2018-09-30 | $0 |
Liabilities. Value of operating payables at beginning of year | 2018-09-30 | $0 |
Total non interest bearing cash at end of year | 2018-09-30 | $10,176 |
Total non interest bearing cash at beginning of year | 2018-09-30 | $23,132 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
Value of net income/loss | 2018-09-30 | $1,257,144 |
Value of net assets at end of year (total assets less liabilities) | 2018-09-30 | $22,900,582 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-09-30 | $21,643,438 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-09-30 | No |
Assets. partnership/joint venture interests at end of year | 2018-09-30 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2018-09-30 | $0 |
Investment advisory and management fees | 2018-09-30 | $43,895 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-09-30 | $17,881,212 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-09-30 | $16,144,944 |
Interest on participant loans | 2018-09-30 | $6,083 |
Value of interest in common/collective trusts at end of year | 2018-09-30 | $4,882,697 |
Value of interest in common/collective trusts at beginning of year | 2018-09-30 | $5,316,127 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-09-30 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-09-30 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-09-30 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-09-30 | $53,555 |
Asset value of US Government securities at end of year | 2018-09-30 | $0 |
Asset value of US Government securities at beginning of year | 2018-09-30 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-09-30 | $957,013 |
Net investment gain or loss from common/collective trusts | 2018-09-30 | $395,036 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-09-30 | No |
Employer contributions (assets) at end of year | 2018-09-30 | $0 |
Employer contributions (assets) at beginning of year | 2018-09-30 | $9,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-09-30 | $2,424,128 |
Asset. Corporate debt instrument debt (other) at end of year | 2018-09-30 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2018-09-30 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2018-09-30 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-09-30 | $0 |
Did the plan have assets held for investment | 2018-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-09-30 | Disclaimer |
Accountancy firm name | 2018-09-30 | MARKS PANETH,LLP |
Accountancy firm EIN | 2018-09-30 | 113518842 |
2017 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $0 |
Total income from all sources (including contributions) | 2017-09-30 | $4,364,539 |
Total loss/gain on sale of assets | 2017-09-30 | $0 |
Total of all expenses incurred | 2017-09-30 | $881,421 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-09-30 | $812,775 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-09-30 | $1,854,086 |
Value of total assets at end of year | 2017-09-30 | $21,643,438 |
Value of total assets at beginning of year | 2017-09-30 | $18,160,320 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-09-30 | $68,646 |
Total interest from all sources | 2017-09-30 | $50,108 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-09-30 | $457,770 |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-09-30 | $457,770 |
Administrative expenses professional fees incurred | 2017-09-30 | $28,394 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2017-09-30 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2017-09-30 | $0 |
Was this plan covered by a fidelity bond | 2017-09-30 | Yes |
Value of fidelity bond cover | 2017-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-09-30 | No |
Contributions received from participants | 2017-09-30 | $1,444,346 |
Participant contributions at end of year | 2017-09-30 | $148,135 |
Participant contributions at beginning of year | 2017-09-30 | $107,701 |
Participant contributions at end of year | 2017-09-30 | $0 |
Participant contributions at beginning of year | 2017-09-30 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2017-09-30 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-09-30 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-09-30 | $400,740 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-09-30 | $2,100 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-09-30 | $1,850 |
Liabilities. Value of operating payables at end of year | 2017-09-30 | $0 |
Liabilities. Value of operating payables at beginning of year | 2017-09-30 | $0 |
Total non interest bearing cash at end of year | 2017-09-30 | $23,132 |
Total non interest bearing cash at beginning of year | 2017-09-30 | $19,322 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
Value of net income/loss | 2017-09-30 | $3,483,118 |
Value of net assets at end of year (total assets less liabilities) | 2017-09-30 | $21,643,438 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-09-30 | $18,160,320 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-09-30 | No |
Assets. partnership/joint venture interests at end of year | 2017-09-30 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2017-09-30 | $0 |
Investment advisory and management fees | 2017-09-30 | $40,252 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-09-30 | $16,144,944 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-09-30 | $13,585,105 |
Interest on participant loans | 2017-09-30 | $6,325 |
Value of interest in common/collective trusts at end of year | 2017-09-30 | $5,316,127 |
Value of interest in common/collective trusts at beginning of year | 2017-09-30 | $4,446,342 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-09-30 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-09-30 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-09-30 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-09-30 | $43,783 |
Asset value of US Government securities at end of year | 2017-09-30 | $0 |
Asset value of US Government securities at beginning of year | 2017-09-30 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-09-30 | $1,594,081 |
Net investment gain or loss from common/collective trusts | 2017-09-30 | $408,494 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-09-30 | No |
Contributions received in cash from employer | 2017-09-30 | $9,000 |
Employer contributions (assets) at end of year | 2017-09-30 | $9,000 |
Employer contributions (assets) at beginning of year | 2017-09-30 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-09-30 | $812,775 |
Asset. Corporate debt instrument debt (other) at end of year | 2017-09-30 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2017-09-30 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2017-09-30 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-09-30 | $0 |
Did the plan have assets held for investment | 2017-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-09-30 | Disclaimer |
Accountancy firm name | 2017-09-30 | MARKS PANETH,LLP |
Accountancy firm EIN | 2017-09-30 | 113518842 |
2016 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $0 |
Total income from all sources (including contributions) | 2016-09-30 | $3,437,884 |
Total loss/gain on sale of assets | 2016-09-30 | $0 |
Total of all expenses incurred | 2016-09-30 | $620,853 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-09-30 | $557,233 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-09-30 | $1,444,874 |
Value of total assets at end of year | 2016-09-30 | $18,160,320 |
Value of total assets at beginning of year | 2016-09-30 | $15,343,289 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-09-30 | $63,620 |
Total interest from all sources | 2016-09-30 | $39,258 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-09-30 | $723,592 |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-09-30 | $723,592 |
Administrative expenses professional fees incurred | 2016-09-30 | $26,211 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2016-09-30 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2016-09-30 | $0 |
Was this plan covered by a fidelity bond | 2016-09-30 | Yes |
Value of fidelity bond cover | 2016-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-09-30 | No |
Contributions received from participants | 2016-09-30 | $1,428,560 |
Participant contributions at end of year | 2016-09-30 | $107,701 |
Participant contributions at beginning of year | 2016-09-30 | $66,922 |
Participant contributions at end of year | 2016-09-30 | $0 |
Participant contributions at beginning of year | 2016-09-30 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2016-09-30 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-09-30 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-09-30 | $16,314 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-09-30 | $1,850 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-09-30 | $0 |
Liabilities. Value of operating payables at end of year | 2016-09-30 | $0 |
Liabilities. Value of operating payables at beginning of year | 2016-09-30 | $0 |
Total non interest bearing cash at end of year | 2016-09-30 | $19,322 |
Total non interest bearing cash at beginning of year | 2016-09-30 | $8,399 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
Value of net income/loss | 2016-09-30 | $2,817,031 |
Value of net assets at end of year (total assets less liabilities) | 2016-09-30 | $18,160,320 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-09-30 | $15,343,289 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-09-30 | No |
Assets. partnership/joint venture interests at end of year | 2016-09-30 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2016-09-30 | $0 |
Investment advisory and management fees | 2016-09-30 | $37,409 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-09-30 | $13,585,105 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-09-30 | $14,190,874 |
Interest on participant loans | 2016-09-30 | $2,628 |
Value of interest in common/collective trusts at end of year | 2016-09-30 | $4,446,342 |
Value of interest in common/collective trusts at beginning of year | 2016-09-30 | $1,077,094 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-09-30 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-09-30 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-09-30 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-09-30 | $36,630 |
Asset value of US Government securities at end of year | 2016-09-30 | $0 |
Asset value of US Government securities at beginning of year | 2016-09-30 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-09-30 | $1,150,212 |
Net investment gain or loss from common/collective trusts | 2016-09-30 | $79,948 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-09-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-09-30 | $557,233 |
Asset. Corporate debt instrument debt (other) at end of year | 2016-09-30 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2016-09-30 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2016-09-30 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-09-30 | $0 |
Did the plan have assets held for investment | 2016-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-09-30 | Disclaimer |
Accountancy firm name | 2016-09-30 | MARKS PANETH,LLP |
Accountancy firm EIN | 2016-09-30 | 113518842 |
2015 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $112,576 |
Total income from all sources (including contributions) | 2015-09-30 | $753,114 |
Total loss/gain on sale of assets | 2015-09-30 | $0 |
Total of all expenses incurred | 2015-09-30 | $930,167 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-09-30 | $829,365 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-09-30 | $1,435,543 |
Value of total assets at end of year | 2015-09-30 | $15,343,289 |
Value of total assets at beginning of year | 2015-09-30 | $15,632,918 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-09-30 | $100,802 |
Total interest from all sources | 2015-09-30 | $56,756 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-09-30 | $510,440 |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-09-30 | $493,055 |
Administrative expenses professional fees incurred | 2015-09-30 | $23,613 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2015-09-30 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2015-09-30 | $65,417 |
Was this plan covered by a fidelity bond | 2015-09-30 | Yes |
Value of fidelity bond cover | 2015-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-09-30 | No |
Contributions received from participants | 2015-09-30 | $1,421,211 |
Participant contributions at end of year | 2015-09-30 | $66,922 |
Participant contributions at beginning of year | 2015-09-30 | $94,897 |
Participant contributions at end of year | 2015-09-30 | $0 |
Participant contributions at beginning of year | 2015-09-30 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2015-09-30 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-09-30 | $4,208 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-09-30 | $4,332 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-09-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-09-30 | $120,532 |
Liabilities. Value of operating payables at end of year | 2015-09-30 | $0 |
Liabilities. Value of operating payables at beginning of year | 2015-09-30 | $112,576 |
Total non interest bearing cash at end of year | 2015-09-30 | $8,399 |
Total non interest bearing cash at beginning of year | 2015-09-30 | $32,989 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
Value of net income/loss | 2015-09-30 | $-177,053 |
Value of net assets at end of year (total assets less liabilities) | 2015-09-30 | $15,343,289 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-09-30 | $15,520,342 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-09-30 | No |
Assets. partnership/joint venture interests at end of year | 2015-09-30 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2015-09-30 | $319,101 |
Investment advisory and management fees | 2015-09-30 | $77,189 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-09-30 | $14,190,874 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-09-30 | $8,972,306 |
Interest on participant loans | 2015-09-30 | $3,041 |
Interest earned on other investments | 2015-09-30 | $4,576 |
Income. Interest from US Government securities | 2015-09-30 | $27 |
Income. Interest from corporate debt instruments | 2015-09-30 | $22,744 |
Value of interest in common/collective trusts at end of year | 2015-09-30 | $1,077,094 |
Value of interest in common/collective trusts at beginning of year | 2015-09-30 | $864,765 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-09-30 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-09-30 | $446,586 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-09-30 | $446,586 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-09-30 | $26,368 |
Asset value of US Government securities at end of year | 2015-09-30 | $0 |
Asset value of US Government securities at beginning of year | 2015-09-30 | $26,573 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-09-30 | $-1,267,164 |
Net investment gain or loss from common/collective trusts | 2015-09-30 | $17,539 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-09-30 | No |
Contributions received in cash from employer | 2015-09-30 | $10,000 |
Income. Dividends from preferred stock | 2015-09-30 | $2,673 |
Income. Dividends from common stock | 2015-09-30 | $14,712 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-09-30 | $829,365 |
Asset. Corporate debt instrument debt (other) at end of year | 2015-09-30 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2015-09-30 | $1,661,548 |
Assets. Corporate common stocks other than exployer securities at end of year | 2015-09-30 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-09-30 | $3,023,996 |
Did the plan have assets held for investment | 2015-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-09-30 | Disclaimer |
Accountancy firm name | 2015-09-30 | MARKS PANETH & SHRON LLP |
Accountancy firm EIN | 2015-09-30 | 113518842 |
2014 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $112,576 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $183,141 |
Total income from all sources (including contributions) | 2014-09-30 | $2,992,503 |
Total loss/gain on sale of assets | 2014-09-30 | $0 |
Total of all expenses incurred | 2014-09-30 | $1,640,277 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-09-30 | $1,525,023 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-09-30 | $1,340,209 |
Value of total assets at end of year | 2014-09-30 | $15,632,918 |
Value of total assets at beginning of year | 2014-09-30 | $14,351,257 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-09-30 | $115,254 |
Total interest from all sources | 2014-09-30 | $105,850 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-09-30 | $212,972 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-09-30 | $164,406 |
Administrative expenses professional fees incurred | 2014-09-30 | $21,666 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2014-09-30 | $65,417 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2014-09-30 | $83,795 |
Was this plan covered by a fidelity bond | 2014-09-30 | Yes |
Value of fidelity bond cover | 2014-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-09-30 | No |
Contributions received from participants | 2014-09-30 | $1,340,209 |
Participant contributions at end of year | 2014-09-30 | $94,897 |
Participant contributions at beginning of year | 2014-09-30 | $85,358 |
Participant contributions at end of year | 2014-09-30 | $0 |
Participant contributions at beginning of year | 2014-09-30 | $4,038 |
Assets. Other investments not covered elsewhere at end of year | 2014-09-30 | $4,208 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-09-30 | $4,592 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-09-30 | $120,532 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-09-30 | $19,646 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-09-30 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-09-30 | $170,601 |
Liabilities. Value of operating payables at end of year | 2014-09-30 | $112,576 |
Liabilities. Value of operating payables at beginning of year | 2014-09-30 | $12,540 |
Total non interest bearing cash at end of year | 2014-09-30 | $32,989 |
Total non interest bearing cash at beginning of year | 2014-09-30 | $5,678 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
Value of net income/loss | 2014-09-30 | $1,352,226 |
Value of net assets at end of year (total assets less liabilities) | 2014-09-30 | $15,520,342 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-09-30 | $14,168,116 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-09-30 | No |
Assets. partnership/joint venture interests at end of year | 2014-09-30 | $319,101 |
Assets. partnership/joint venture interests at beginning of year | 2014-09-30 | $315,852 |
Investment advisory and management fees | 2014-09-30 | $93,588 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-09-30 | $8,972,306 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-09-30 | $7,269,333 |
Interest on participant loans | 2014-09-30 | $4,252 |
Interest earned on other investments | 2014-09-30 | $9,895 |
Income. Interest from US Government securities | 2014-09-30 | $32 |
Income. Interest from corporate debt instruments | 2014-09-30 | $71,228 |
Value of interest in common/collective trusts at end of year | 2014-09-30 | $864,765 |
Value of interest in common/collective trusts at beginning of year | 2014-09-30 | $867,987 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-09-30 | $446,586 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-09-30 | $497,073 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-09-30 | $497,073 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-09-30 | $20,443 |
Asset value of US Government securities at end of year | 2014-09-30 | $26,573 |
Asset value of US Government securities at beginning of year | 2014-09-30 | $26,513 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-09-30 | $1,314,607 |
Net investment gain or loss from common/collective trusts | 2014-09-30 | $18,865 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-09-30 | No |
Income. Dividends from preferred stock | 2014-09-30 | $6,280 |
Income. Dividends from common stock | 2014-09-30 | $42,286 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-09-30 | $1,525,023 |
Asset. Corporate debt instrument debt (other) at end of year | 2014-09-30 | $1,661,548 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2014-09-30 | $1,611,554 |
Assets. Corporate common stocks other than exployer securities at end of year | 2014-09-30 | $3,023,996 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-09-30 | $3,559,838 |
Did the plan have assets held for investment | 2014-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-09-30 | Disclaimer |
Accountancy firm name | 2014-09-30 | MARKS PANETH & SHRON LLP |
Accountancy firm EIN | 2014-09-30 | 113518842 |
2013 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $183,141 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $0 |
Total income from all sources (including contributions) | 2013-09-30 | $2,915,499 |
Total loss/gain on sale of assets | 2013-09-30 | $0 |
Total of all expenses incurred | 2013-09-30 | $580,890 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-09-30 | $459,065 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-09-30 | $1,269,745 |
Value of total assets at end of year | 2013-09-30 | $14,351,257 |
Value of total assets at beginning of year | 2013-09-30 | $11,833,507 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-09-30 | $121,825 |
Total interest from all sources | 2013-09-30 | $104,319 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-09-30 | $201,733 |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-09-30 | $115,247 |
Administrative expenses professional fees incurred | 2013-09-30 | $53,151 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2013-09-30 | $83,795 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2013-09-30 | $105,340 |
Was this plan covered by a fidelity bond | 2013-09-30 | Yes |
Value of fidelity bond cover | 2013-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-09-30 | No |
Contributions received from participants | 2013-09-30 | $1,267,307 |
Participant contributions at end of year | 2013-09-30 | $85,358 |
Participant contributions at beginning of year | 2013-09-30 | $124,576 |
Participant contributions at end of year | 2013-09-30 | $4,038 |
Assets. Other investments not covered elsewhere at end of year | 2013-09-30 | $4,592 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-09-30 | $4,592 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-09-30 | $2,438 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-09-30 | $19,646 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-09-30 | $16,058 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-09-30 | $170,601 |
Liabilities. Value of operating payables at end of year | 2013-09-30 | $12,540 |
Total non interest bearing cash at end of year | 2013-09-30 | $5,678 |
Total non interest bearing cash at beginning of year | 2013-09-30 | $15,776 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
Value of net income/loss | 2013-09-30 | $2,334,609 |
Value of net assets at end of year (total assets less liabilities) | 2013-09-30 | $14,168,116 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-09-30 | $11,833,507 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-09-30 | No |
Assets. partnership/joint venture interests at end of year | 2013-09-30 | $315,852 |
Investment advisory and management fees | 2013-09-30 | $68,674 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-09-30 | $7,269,333 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-09-30 | $6,450,536 |
Interest on participant loans | 2013-09-30 | $5,002 |
Interest earned on other investments | 2013-09-30 | $2,627 |
Income. Interest from US Government securities | 2013-09-30 | $17 |
Income. Interest from corporate debt instruments | 2013-09-30 | $67,736 |
Value of interest in common/collective trusts at end of year | 2013-09-30 | $867,987 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-09-30 | $497,073 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-09-30 | $993,131 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-09-30 | $993,131 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-09-30 | $28,937 |
Asset value of US Government securities at end of year | 2013-09-30 | $26,513 |
Asset value of US Government securities at beginning of year | 2013-09-30 | $32,210 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-09-30 | $1,330,391 |
Net investment gain or loss from common/collective trusts | 2013-09-30 | $9,311 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-09-30 | No |
Income. Dividends from preferred stock | 2013-09-30 | $7,542 |
Income. Dividends from common stock | 2013-09-30 | $78,944 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-09-30 | $459,065 |
Asset. Corporate debt instrument debt (other) at end of year | 2013-09-30 | $1,611,554 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2013-09-30 | $1,106,626 |
Assets. Corporate common stocks other than exployer securities at end of year | 2013-09-30 | $3,559,838 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-09-30 | $2,984,662 |
Did the plan have assets held for investment | 2013-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-09-30 | Disclaimer |
Accountancy firm name | 2013-09-30 | MARKS PANETH LLP |
Accountancy firm EIN | 2013-09-30 | 113518842 |
2012 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $0 |
Total income from all sources (including contributions) | 2012-09-30 | $3,119,751 |
Total loss/gain on sale of assets | 2012-09-30 | $0 |
Total of all expenses incurred | 2012-09-30 | $1,480,748 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-09-30 | $1,385,625 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-09-30 | $1,376,576 |
Value of total assets at end of year | 2012-09-30 | $11,833,507 |
Value of total assets at beginning of year | 2012-09-30 | $10,194,504 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-09-30 | $95,123 |
Total interest from all sources | 2012-09-30 | $101,790 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-09-30 | $207,579 |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-09-30 | $136,717 |
Administrative expenses professional fees incurred | 2012-09-30 | $36,147 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2012-09-30 | $105,340 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2012-09-30 | $109,346 |
Was this plan covered by a fidelity bond | 2012-09-30 | Yes |
Value of fidelity bond cover | 2012-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-09-30 | No |
Contributions received from participants | 2012-09-30 | $1,080,505 |
Participant contributions at end of year | 2012-09-30 | $124,576 |
Participant contributions at beginning of year | 2012-09-30 | $167,138 |
Assets. Other investments not covered elsewhere at end of year | 2012-09-30 | $4,592 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-09-30 | $4,680 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-09-30 | $296,071 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-09-30 | $16,058 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-09-30 | $18,569 |
Total non interest bearing cash at end of year | 2012-09-30 | $15,776 |
Total non interest bearing cash at beginning of year | 2012-09-30 | $16,849 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
Value of net income/loss | 2012-09-30 | $1,639,003 |
Value of net assets at end of year (total assets less liabilities) | 2012-09-30 | $11,833,507 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-09-30 | $10,194,504 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-09-30 | No |
Investment advisory and management fees | 2012-09-30 | $58,976 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-09-30 | $6,450,536 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-09-30 | $5,225,054 |
Income. Interest from loans (other than to participants) | 2012-09-30 | $7,033 |
Interest earned on other investments | 2012-09-30 | $94,757 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-09-30 | $993,131 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-09-30 | $728,804 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-09-30 | $728,804 |
Asset value of US Government securities at end of year | 2012-09-30 | $32,210 |
Asset value of US Government securities at beginning of year | 2012-09-30 | $50,454 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-09-30 | $1,433,806 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-09-30 | No |
Income. Dividends from common stock | 2012-09-30 | $70,862 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-09-30 | $1,385,625 |
Asset. Corporate debt instrument debt (other) at end of year | 2012-09-30 | $1,106,626 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2012-09-30 | $1,218,337 |
Assets. Corporate common stocks other than exployer securities at end of year | 2012-09-30 | $2,984,662 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-09-30 | $2,655,273 |
Did the plan have assets held for investment | 2012-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-09-30 | Disclaimer |
Accountancy firm name | 2012-09-30 | MARKS PANETH & SHRON LLP |
Accountancy firm EIN | 2012-09-30 | 113518842 |
2011 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2011 401k financial data |
---|
Total income from all sources | 2011-09-30 | $923,412 |
Expenses. Total of all expenses incurred | 2011-09-30 | $342,634 |
Benefits paid (including direct rollovers) | 2011-09-30 | $273,157 |
Total plan assets at end of year | 2011-09-30 | $10,177,899 |
Total plan assets at beginning of year | 2011-09-30 | $9,597,121 |
Value of fidelity bond covering the plan | 2011-09-30 | $500,000 |
Total contributions received or receivable from participants | 2011-09-30 | $974,181 |
Contributions received from other sources (not participants or employers) | 2011-09-30 | $100,000 |
Other income received | 2011-09-30 | $-150,769 |
Net income (gross income less expenses) | 2011-09-30 | $580,778 |
Net plan assets at end of year (total assets less liabilities) | 2011-09-30 | $10,177,899 |
Net plan assets at beginning of year (total assets less liabilities) | 2011-09-30 | $9,597,121 |
Assets. Value of participant loans | 2011-09-30 | $167,138 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2011-09-30 | $69,477 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-09-30 | $0 |
2010 : SAMUEL A RAMIREZ & CO., INC. 401(K) PROFIT SHARING PLAN TRUST 2010 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-09-30 | $0 |