401k Plan data: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN plan

MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 401k Plan overview

Plan Name	MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN
Plan identification number	008

MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
U.S.-based plan that covers residents of Puerto Rico and is qualified under both Code section 401 and section 1165 of the Puerto Rico Code.

401k Sponsoring company profile

MERRILL LYNCH & CO., INC. has sponsored the creation of one or more 401k plans.

Company Name: MERRILL LYNCH & CO., INC.

Employer identification number (EIN): 132740599

NAIC Classification: 523110
NAIC Description: Investment Banking and Securities Dealing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
008 2012-01-01 DICK HO DICK HO 2013-09-27
008 2011-01-01 SUSAN E. KELLY SUSAN E. KELLY 2012-10-04
008 2010-01-01 SUSAN E. KELLY SUSAN E. KELLY 2011-10-07
008 2009-01-01 SUSAN E. KELLY SUSAN E. KELLY 2010-10-12

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
008	2012-01-01	DICK HO	DICK HO	2013-09-27
008	2011-01-01	SUSAN E. KELLY	SUSAN E. KELLY	2012-10-04
008	2010-01-01	SUSAN E. KELLY	SUSAN E. KELLY	2011-10-07
008	2009-01-01	SUSAN E. KELLY	SUSAN E. KELLY	2010-10-12

Plan Statistics for MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN

401k plan membership statisitcs for MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN

Measure Date Value
2012: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 50,313
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 29,109
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 17,766
Total of all active and inactive participants 2012-01-01 46,875
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 159
Total participants 2012-01-01 47,034
Number of participants with account balances 2012-01-01 46,517
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 5
2011: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 75,325
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 31,881
Number of retired or separated participants receiving benefits 2011-01-01 256
Number of other retired or separated participants entitled to future benefits 2011-01-01 18,038
Total of all active and inactive participants 2011-01-01 50,175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 138
Total participants 2011-01-01 50,313
Number of participants with account balances 2011-01-01 49,202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1,196
2010: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 68,727
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 34,532
Number of retired or separated participants receiving benefits 2010-01-01 532
Number of other retired or separated participants entitled to future benefits 2010-01-01 39,544
Total of all active and inactive participants 2010-01-01 74,608
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 717
Total participants 2010-01-01 75,325
Number of participants with account balances 2010-01-01 73,109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 2,366
2009: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 63,783
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 40,097
Number of retired or separated participants receiving benefits 2009-01-01 284
Number of other retired or separated participants entitled to future benefits 2009-01-01 27,694
Total of all active and inactive participants 2009-01-01 68,075
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 652
Total participants 2009-01-01 68,727
Number of participants with account balances 2009-01-01 62,494
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 3,282

Measure	Date	Value
2012: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	50,313
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	29,109
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	17,766
Total of all active and inactive participants	2012-01-01	46,875
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	159
Total participants	2012-01-01	47,034
Number of participants with account balances	2012-01-01	46,517
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	5
2011: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	75,325
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	31,881
Number of retired or separated participants receiving benefits	2011-01-01	256
Number of other retired or separated participants entitled to future benefits	2011-01-01	18,038
Total of all active and inactive participants	2011-01-01	50,175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	138
Total participants	2011-01-01	50,313
Number of participants with account balances	2011-01-01	49,202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1,196
2010: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	68,727
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	34,532
Number of retired or separated participants receiving benefits	2010-01-01	532
Number of other retired or separated participants entitled to future benefits	2010-01-01	39,544
Total of all active and inactive participants	2010-01-01	74,608
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	717
Total participants	2010-01-01	75,325
Number of participants with account balances	2010-01-01	73,109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	2,366
2009: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	63,783
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	40,097
Number of retired or separated participants receiving benefits	2009-01-01	284
Number of other retired or separated participants entitled to future benefits	2009-01-01	27,694
Total of all active and inactive participants	2009-01-01	68,075
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	652
Total participants	2009-01-01	68,727
Number of participants with account balances	2009-01-01	62,494
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	3,282

Financial Data on MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN

Measure	Date	Value
2012 : MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$310,975,914
Total unrealized appreciation/depreciation of assets	2012-12-31	$310,975,914
Total transfer of assets to this plan	2012-12-31	$2,129,358,094
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,312,190,785
Total loss/gain on sale of assets	2012-12-31	$-36,213,557
Total of all expenses incurred	2012-12-31	$441,715,276
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$441,714,373
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$534,895,097
Value of total assets at end of year	2012-12-31	$7,128,659,436
Value of total assets at beginning of year	2012-12-31	$4,128,825,833
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$903
Total interest from all sources	2012-12-31	$3,104,937
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$89,066,093
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$87,388,973
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$285,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$301,168,992
Participant contributions at end of year	2012-12-31	$93,656,296
Participant contributions at beginning of year	2012-12-31	$89,402,407
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$84,475
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$287
Other income not declared elsewhere	2012-12-31	$551
Administrative expenses (other) incurred	2012-12-31	$903
Total non interest bearing cash at end of year	2012-12-31	$417,488
Total non interest bearing cash at beginning of year	2012-12-31	$2,394,409
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$870,475,509
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$7,128,659,436
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$4,128,825,833
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$4,766,077,522
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,142,899,362
Interest on participant loans	2012-12-31	$3,104,428
Value of interest in master investment trust accounts at end of year	2012-12-31	$436,462,397
Value of interest in master investment trust accounts at beginning of year	2012-12-31	$257,315,137
Value of interest in common/collective trusts at end of year	2012-12-31	$889,598,749
Value of interest in common/collective trusts at beginning of year	2012-12-31	$408,393,589
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$24,868,141
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$7,915,702
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$7,915,702
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$509
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$328,428,219
Net investment gain or loss from common/collective trusts	2012-12-31	$64,991,032
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$775,435,290
Assets. Invements in employer securities at beginning of year	2012-12-31	$220,504,940
Contributions received in cash from employer	2012-12-31	$233,726,105
Employer contributions (assets) at end of year	2012-12-31	$142,059,078
Income. Dividends from common stock	2012-12-31	$1,677,120
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$441,714,373
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$104,167,302
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$140,380,859
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	MORRIS DAVIS CHAN & TAN LLP
Accountancy firm EIN	2012-12-31	942214860
2011 : MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-220,607,423
Total unrealized appreciation/depreciation of assets	2011-12-31	$-220,607,423
Total transfer of assets to this plan	2011-12-31	$225,019
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$27,639,312
Total loss/gain on sale of assets	2011-12-31	$-56,753,006
Total of all expenses incurred	2011-12-31	$326,350,218
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$326,350,218
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$378,684,184
Value of total assets at end of year	2011-12-31	$4,128,825,833
Value of total assets at beginning of year	2011-12-31	$4,427,311,720
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$3,411,202
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$73,600,301
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$72,163,064
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$290,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$313,409,864
Participant contributions at end of year	2011-12-31	$89,402,407
Participant contributions at beginning of year	2011-12-31	$91,210,509
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$287
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$8,560
Other income not declared elsewhere	2011-12-31	$87,303
Total non interest bearing cash at end of year	2011-12-31	$2,394,409
Total non interest bearing cash at beginning of year	2011-12-31	$417,997
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-298,710,906
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$4,128,825,833
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$4,427,311,720
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,142,899,362
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,226,219,004
Interest on participant loans	2011-12-31	$3,410,787
Value of interest in master investment trust accounts at end of year	2011-12-31	$257,315,137
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$228,559,241
Value of interest in common/collective trusts at end of year	2011-12-31	$408,393,589
Value of interest in common/collective trusts at beginning of year	2011-12-31	$434,403,498
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$7,915,702
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$13,207,531
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$13,207,531
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$415
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-153,379,582
Net investment gain or loss from common/collective trusts	2011-12-31	$-7,971,194
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$220,504,940
Assets. Invements in employer securities at beginning of year	2011-12-31	$433,285,380
Contributions received in cash from employer	2011-12-31	$65,274,320
Income. Dividends from common stock	2011-12-31	$1,437,237
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$326,350,218
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$76,774,434
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$133,527,440
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	MORRIS, DAVIS & CHAN LLP
Accountancy firm EIN	2011-12-31	942214860
2010 : MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$-15,458,520
Total unrealized appreciation/depreciation of assets	2010-12-31	$-15,458,520
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$769,971,736
Total loss/gain on sale of assets	2010-12-31	$-39,579,056
Total of all expenses incurred	2010-12-31	$431,484,054
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$431,484,054
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$402,893,608
Value of total assets at end of year	2010-12-31	$4,427,311,720
Value of total assets at beginning of year	2010-12-31	$4,088,824,038
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$3,987,561
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$62,127,275
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$56,341,233
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$285,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$325,440,204
Participant contributions at end of year	2010-12-31	$91,210,509
Participant contributions at beginning of year	2010-12-31	$83,749,733
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$8,560
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$4,307,926
Other income not declared elsewhere	2010-12-31	$7,300,978
Total non interest bearing cash at end of year	2010-12-31	$417,997
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$338,487,682
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$4,427,311,720
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,088,824,038
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$3,226,219,004
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,032,124,405
Interest on participant loans	2010-12-31	$3,849,030
Value of interest in master investment trust accounts at end of year	2010-12-31	$228,559,241
Value of interest in common/collective trusts at end of year	2010-12-31	$434,403,498
Value of interest in common/collective trusts at beginning of year	2010-12-31	$513,706,129
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$13,207,531
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$3,237,247
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$3,237,247
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$138,531
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$269,092,158
Net investment gain or loss from common/collective trusts	2010-12-31	$57,014,744
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$433,285,380
Assets. Invements in employer securities at beginning of year	2010-12-31	$451,698,598
Contributions received in cash from employer	2010-12-31	$77,453,404
Income. Dividends from common stock	2010-12-31	$5,786,042
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$431,484,054
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$126,295,854
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$165,874,910
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	MORRIS DAVIS & CHAN
Accountancy firm EIN	2010-12-31	942214860
2009 : MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN

2012: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	MERRILL LYNCH & CO., INC.
Employer identification number (EIN):	132740599
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing