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FITCHBURG HOURLY 401(K) SAVINGS PLAN 401k Plan overview

Plan NameFITCHBURG HOURLY 401(K) SAVINGS PLAN
Plan identification number 003

FITCHBURG HOURLY 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SIMONDS INTERNATIONAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:SIMONDS INTERNATIONAL CORPORATION
Employer identification number (EIN):132759891
NAIC Classification:332900

Additional information about SIMONDS INTERNATIONAL CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 0794651

More information about SIMONDS INTERNATIONAL CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FITCHBURG HOURLY 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01SETH LARNER2023-07-28 SETH LARNER2023-07-28
0032021-01-01SETH LARNER2022-09-26 SETH LARNER2022-09-26
0032020-01-01
0032019-01-01ANN SMITH2020-09-14 HENRY J BOTTICELLO2020-09-14
0032018-01-01ANN SMITH2019-09-23 HENRY J BOTTICELLO2019-09-23
0032017-01-01ANN SMITH2018-09-27 HENRY BOTTICELLO2018-09-27
0032016-01-01ANN SMITH2017-10-04 HENRY BOTTICELLO2017-10-04
0032015-01-01HENRY BOTTICELLO HENRY BOTTICELLO2016-09-02
0032014-01-01ANN SMITH HENRY BOTTICELLO2015-08-10
0032013-01-01HENRY BOTTICELLO HENRY BOTTICELLO2014-07-17
0032012-01-01HENRY BOTTICELLO HENRY BOTTICELLO2013-08-08
0032011-01-01HENRY BOTTICELLO HENRY BOTTICELLO2012-08-09
0032009-01-01HENRY BOTTICELLO HENRY BOTTICELLO2010-10-06

Plan Statistics for FITCHBURG HOURLY 401(K) SAVINGS PLAN

401k plan membership statisitcs for FITCHBURG HOURLY 401(K) SAVINGS PLAN

Measure Date Value
2015: FITCHBURG HOURLY 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01130
Total number of active participants reported on line 7a of the Form 55002015-01-0175
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0124
Total of all active and inactive participants2015-01-0199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0199
Number of participants with account balances2015-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: FITCHBURG HOURLY 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01132
Total number of active participants reported on line 7a of the Form 55002014-01-01111
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0119
Total of all active and inactive participants2014-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01130
Number of participants with account balances2014-01-01115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: FITCHBURG HOURLY 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01130
Total number of active participants reported on line 7a of the Form 55002013-01-01115
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0117
Total of all active and inactive participants2013-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01132
Number of participants with account balances2013-01-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: FITCHBURG HOURLY 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01135
Total number of active participants reported on line 7a of the Form 55002012-01-01113
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0116
Total of all active and inactive participants2012-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01130
Number of participants with account balances2012-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: FITCHBURG HOURLY 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01118
Total number of active participants reported on line 7a of the Form 55002011-01-01116
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0118
Total of all active and inactive participants2011-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01135
Number of participants with account balances2011-01-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: FITCHBURG HOURLY 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01119
Total number of active participants reported on line 7a of the Form 55002009-01-01105
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0115
Total of all active and inactive participants2009-01-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01120
Number of participants with account balances2009-01-0192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on FITCHBURG HOURLY 401(K) SAVINGS PLAN

Measure Date Value
2015 : FITCHBURG HOURLY 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$310,548
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$763,842
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$731,004
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$263,782
Value of total assets at end of year2015-12-31$4,158,796
Value of total assets at beginning of year2015-12-31$4,612,090
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$32,838
Total interest from all sources2015-12-31$28,525
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$38,931
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$38,931
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$263,782
Participant contributions at end of year2015-12-31$137,207
Participant contributions at beginning of year2015-12-31$184,352
Other income not declared elsewhere2015-12-31$20,200
Administrative expenses (other) incurred2015-12-31$32,838
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-453,294
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,158,796
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,612,090
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,782,590
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,187,916
Value of interest in pooled separate accounts at end of year2015-12-31$110,085
Value of interest in pooled separate accounts at beginning of year2015-12-31$108,620
Interest on participant loans2015-12-31$7,935
Interest earned on other investments2015-12-31$20,590
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,128,914
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,131,202
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-40,890
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$731,004
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31NEWBURG & COMPANY, LLP
Accountancy firm EIN2015-12-31042805993
2014 : FITCHBURG HOURLY 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$535,326
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$195,560
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$183,638
Expenses. Certain deemed distributions of participant loans2014-12-31$2,387
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$320,602
Value of total assets at end of year2014-12-31$4,612,090
Value of total assets at beginning of year2014-12-31$4,272,324
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$9,535
Total interest from all sources2014-12-31$31,754
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$33,687
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$33,687
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$311,664
Participant contributions at end of year2014-12-31$184,352
Participant contributions at beginning of year2014-12-31$143,717
Other income not declared elsewhere2014-12-31$7,834
Administrative expenses (other) incurred2014-12-31$9,535
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$339,766
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,612,090
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,272,324
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,187,916
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,878,083
Value of interest in pooled separate accounts at end of year2014-12-31$108,620
Value of interest in pooled separate accounts at beginning of year2014-12-31$139,028
Interest on participant loans2014-12-31$8,348
Interest earned on other investments2014-12-31$23,406
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,131,202
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,111,496
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$136,156
Net investment gain/loss from pooled separate accounts2014-12-31$5,293
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$8,938
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$183,638
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31NEWBURG & COMPANY, LLP
Accountancy firm EIN2014-12-31042805993
2013 : FITCHBURG HOURLY 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$936,268
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$177,717
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$168,997
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$284,545
Value of total assets at end of year2013-12-31$4,272,324
Value of total assets at beginning of year2013-12-31$3,513,773
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$8,720
Total interest from all sources2013-12-31$30,112
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$27,870
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$27,870
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$284,545
Participant contributions at end of year2013-12-31$143,717
Participant contributions at beginning of year2013-12-31$117,274
Other income not declared elsewhere2013-12-31$7,554
Administrative expenses (other) incurred2013-12-31$8,720
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$758,551
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,272,324
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,513,773
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,878,083
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,226,371
Value of interest in pooled separate accounts at end of year2013-12-31$139,028
Value of interest in pooled separate accounts at beginning of year2013-12-31$103,506
Interest on participant loans2013-12-31$6,249
Interest earned on other investments2013-12-31$23,863
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,111,496
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,066,622
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$570,748
Net investment gain/loss from pooled separate accounts2013-12-31$15,439
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$168,997
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31NEWBURG & COMPANY, LLP
Accountancy firm EIN2013-12-31042805993
2012 : FITCHBURG HOURLY 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$642,885
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$91,982
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$83,325
Value of total corrective distributions2012-12-31$33
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$281,864
Value of total assets at end of year2012-12-31$3,513,773
Value of total assets at beginning of year2012-12-31$2,962,870
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$8,624
Total interest from all sources2012-12-31$32,143
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$30,005
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$30,005
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$250,333
Participant contributions at end of year2012-12-31$117,274
Participant contributions at beginning of year2012-12-31$96,301
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$31,531
Other income not declared elsewhere2012-12-31$7,833
Administrative expenses (other) incurred2012-12-31$8,624
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$550,903
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,513,773
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,962,870
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,226,371
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,853,024
Value of interest in pooled separate accounts at end of year2012-12-31$103,506
Value of interest in pooled separate accounts at beginning of year2012-12-31$66,256
Interest on participant loans2012-12-31$5,535
Interest earned on other investments2012-12-31$26,608
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,066,622
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$947,289
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$285,256
Net investment gain/loss from pooled separate accounts2012-12-31$5,784
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$83,325
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31NEWBURG & COMPANY, LLP
Accountancy firm EIN2012-12-31042805993
2011 : FITCHBURG HOURLY 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$177,614
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$155,316
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$146,412
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$237,324
Value of total assets at end of year2011-12-31$2,962,870
Value of total assets at beginning of year2011-12-31$2,940,572
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$8,904
Total interest from all sources2011-12-31$30,038
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$19,959
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$19,959
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$237,324
Participant contributions at end of year2011-12-31$96,301
Participant contributions at beginning of year2011-12-31$102,499
Other income not declared elsewhere2011-12-31$7,833
Administrative expenses (other) incurred2011-12-31$8,904
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$22,298
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,962,870
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,940,572
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,853,024
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,836,869
Value of interest in pooled separate accounts at end of year2011-12-31$66,256
Value of interest in pooled separate accounts at beginning of year2011-12-31$64,445
Interest on participant loans2011-12-31$6,045
Interest earned on other investments2011-12-31$23,993
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$947,289
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$936,759
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-119,351
Net investment gain/loss from pooled separate accounts2011-12-31$1,811
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$146,412
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31NEWBURG & COMPANY, LLP
Accountancy firm EIN2011-12-31042805993
2010 : FITCHBURG HOURLY 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$438,292
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$169,842
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$156,650
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$182,270
Value of total assets at end of year2010-12-31$2,940,572
Value of total assets at beginning of year2010-12-31$2,672,122
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$13,192
Total interest from all sources2010-12-31$30,608
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$18,109
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$18,109
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$182,270
Participant contributions at end of year2010-12-31$102,499
Participant contributions at beginning of year2010-12-31$86,555
Other income not declared elsewhere2010-12-31$7,981
Administrative expenses (other) incurred2010-12-31$13,192
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$268,450
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,940,572
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,672,122
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,836,869
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,631,969
Value of interest in pooled separate accounts at end of year2010-12-31$64,445
Value of interest in pooled separate accounts at beginning of year2010-12-31$58,962
Interest on participant loans2010-12-31$5,857
Interest earned on other investments2010-12-31$24,751
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$936,759
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$894,636
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$193,840
Net investment gain/loss from pooled separate accounts2010-12-31$5,484
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$156,650
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31NEWBURG & COMPANY, LLP
Accountancy firm EIN2010-12-31042805993
2009 : FITCHBURG HOURLY 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for FITCHBURG HOURLY 401(K) SAVINGS PLAN

2015: FITCHBURG HOURLY 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FITCHBURG HOURLY 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FITCHBURG HOURLY 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FITCHBURG HOURLY 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: FITCHBURG HOURLY 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: FITCHBURG HOURLY 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039953
Policy instance 1
Insurance contract or identification number039953
Number of Individuals Covered99
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039953
Policy instance 1
Insurance contract or identification number039953
Number of Individuals Covered130
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039953
Policy instance 1
Insurance contract or identification number039953
Number of Individuals Covered132
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039953
Policy instance 1
Insurance contract or identification number039953
Number of Individuals Covered130
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039953
Policy instance 1
Insurance contract or identification number039953
Number of Individuals Covered135
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039953
Policy instance 1
Insurance contract or identification number039953
Number of Individuals Covered118
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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