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Plan Name | CHRISTIE'S INC. 401(K) SAVINGS PLAN |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | CHRISTIES INC. |
Employer identification number (EIN): | 132869902 |
NAIC Classification: | 812990 |
NAIC Description: | All Other Personal Services |
Additional information about CHRISTIES INC.
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 1976-08-18 |
Company Identification Number: | 407825 |
Legal Registered Office Address: |
919 N Market St, Ste 725 SUITE 1008 Wilmington United States of America (USA) 19801 |
More information about CHRISTIES INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2022-01-01 | ||||
002 | 2021-01-01 | ||||
002 | 2020-01-01 | ||||
002 | 2019-01-01 | ||||
002 | 2019-01-01 | ||||
002 | 2018-01-01 | ||||
002 | 2017-01-01 | NATALIE BROWN | |||
002 | 2016-01-01 | NATALIE BROWN | NATALIE BROWN | 2017-10-16 | |
002 | 2015-01-01 | SIBYL LAFONTANT | |||
002 | 2014-01-01 | NICOLE SHAPIRO | |||
002 | 2013-01-01 | NICOLE SHAPIRO | |||
002 | 2012-01-01 | NICOLE SHAPIRO | |||
002 | 2011-01-01 | LAUREN TUZZO | LAUREN TUZZO | 2012-10-15 | |
002 | 2009-01-01 | LAUREN TUZZO |
Measure | Date | Value |
---|---|---|
2022: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 1,049 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 556 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 14 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 513 |
Total of all active and inactive participants | 2022-01-01 | 1,083 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 1 |
Total participants | 2022-01-01 | 1,084 |
Number of participants with account balances | 2022-01-01 | 1,051 |
2021: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 1,039 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 516 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 12 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 520 |
Total of all active and inactive participants | 2021-01-01 | 1,048 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 1 |
Total participants | 2021-01-01 | 1,049 |
Number of participants with account balances | 2021-01-01 | 1,018 |
2020: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 1,082 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 560 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 475 |
Total of all active and inactive participants | 2020-01-01 | 1,038 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 1 |
Total participants | 2020-01-01 | 1,039 |
Number of participants with account balances | 2020-01-01 | 1,006 |
2019: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 1,080 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 649 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 14 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 439 |
Total of all active and inactive participants | 2019-01-01 | 1,102 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 1 |
Total participants | 2019-01-01 | 1,103 |
Number of participants with account balances | 2019-01-01 | 1,040 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
2018: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 1,138 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 633 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 12 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 434 |
Total of all active and inactive participants | 2018-01-01 | 1,079 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 1 |
Total participants | 2018-01-01 | 1,080 |
Number of participants with account balances | 2018-01-01 | 1,027 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
2017: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 1,073 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 657 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 2 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 479 |
Total of all active and inactive participants | 2017-01-01 | 1,138 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
Total participants | 2017-01-01 | 1,138 |
Number of participants with account balances | 2017-01-01 | 1,073 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
2016: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 1,036 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 627 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 446 |
Total of all active and inactive participants | 2016-01-01 | 1,073 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 1,073 |
Number of participants with account balances | 2016-01-01 | 1,073 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
2015: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 931 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 619 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 417 |
Total of all active and inactive participants | 2015-01-01 | 1,036 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 1,036 |
Number of participants with account balances | 2015-01-01 | 1,036 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
2014: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 822 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 559 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 372 |
Total of all active and inactive participants | 2014-01-01 | 931 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 931 |
Number of participants with account balances | 2014-01-01 | 931 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
2013: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 794 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 541 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 281 |
Total of all active and inactive participants | 2013-01-01 | 822 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 822 |
Number of participants with account balances | 2013-01-01 | 822 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
2012: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 1,045 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 541 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 253 |
Total of all active and inactive participants | 2012-01-01 | 794 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 794 |
Number of participants with account balances | 2012-01-01 | 794 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2011: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 985 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 819 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 226 |
Total of all active and inactive participants | 2011-01-01 | 1,045 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 1,045 |
Number of participants with account balances | 2011-01-01 | 695 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 27 |
2009: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 925 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 726 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 215 |
Total of all active and inactive participants | 2009-01-01 | 941 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 941 |
Number of participants with account balances | 2009-01-01 | 626 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2022 : CHRISTIE'S INC. 401(K) SAVINGS PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-15,229,407 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $9,319,178 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $9,272,908 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $8,728,868 |
Value of total assets at end of year | 2022-12-31 | $106,281,561 |
Value of total assets at beginning of year | 2022-12-31 | $130,830,146 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $46,270 |
Total interest from all sources | 2022-12-31 | $30,590 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $3,345,456 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $3,345,456 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $4,923,059 |
Participant contributions at end of year | 2022-12-31 | $707,027 |
Participant contributions at beginning of year | 2022-12-31 | $670,216 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $838,438 |
Administrative expenses (other) incurred | 2022-12-31 | $29,546 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-24,548,585 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $106,281,561 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $130,830,146 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $16,724 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $105,490,206 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $123,549,934 |
Interest on participant loans | 2022-12-31 | $29,946 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $6,595,749 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $84,328 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $14,247 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $14,247 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $644 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-27,451,293 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $116,972 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $2,967,371 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $9,272,908 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2022-12-31 | 221478099 |
2021 : CHRISTIE'S INC. 401(K) SAVINGS PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $23,084,440 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $11,188,977 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $11,155,823 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $7,163,105 |
Value of total assets at end of year | 2021-12-31 | $130,830,146 |
Value of total assets at beginning of year | 2021-12-31 | $118,934,683 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $33,154 |
Total interest from all sources | 2021-12-31 | $40,667 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $5,731,053 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $5,731,053 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $4,465,753 |
Participant contributions at end of year | 2021-12-31 | $670,216 |
Participant contributions at beginning of year | 2021-12-31 | $808,920 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $97,188 |
Administrative expenses (other) incurred | 2021-12-31 | $21,812 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $11,895,463 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $130,830,146 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $118,934,683 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $11,342 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $123,549,934 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $111,211,295 |
Interest on participant loans | 2021-12-31 | $40,666 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $6,595,749 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $6,900,839 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $14,247 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $13,629 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $13,629 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $1 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $9,913,841 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $235,774 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $2,600,164 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $11,155,823 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2021-12-31 | 221478099 |
2020 : CHRISTIE'S INC. 401(K) SAVINGS PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $26,616,522 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $12,414,658 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $12,371,551 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $647 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $8,038,903 |
Value of total assets at end of year | 2020-12-31 | $118,934,683 |
Value of total assets at beginning of year | 2020-12-31 | $104,732,819 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $42,460 |
Total interest from all sources | 2020-12-31 | $42,835 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $3,627,760 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $3,627,760 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $4,935,355 |
Participant contributions at end of year | 2020-12-31 | $808,920 |
Participant contributions at beginning of year | 2020-12-31 | $874,254 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $74,613 |
Administrative expenses (other) incurred | 2020-12-31 | $33,852 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $14,201,864 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $118,934,683 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $104,732,819 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $8,608 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $111,211,295 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $97,936,393 |
Interest on participant loans | 2020-12-31 | $42,803 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $6,900,839 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $5,910,751 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $13,629 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $11,421 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $11,421 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $32 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $14,759,407 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $147,617 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $3,028,935 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $12,371,551 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2020-12-31 | 221478099 |
2019 : CHRISTIE'S INC. 401(K) SAVINGS PLAN 2019 401k financial data | ||
Unrealized appreciation/depreciation of real estate assets | 2019-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets to this plan | 2019-12-31 | $4,121 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Expenses. Interest paid | 2019-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $27,625,410 |
Total income from all sources (including contributions) | 2019-12-31 | $27,625,410 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $8,485,081 |
Total of all expenses incurred | 2019-12-31 | $8,485,081 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $8,453,655 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $8,453,655 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $0 |
Value of total corrective distributions | 2019-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $8,167,913 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $8,167,913 |
Value of total assets at end of year | 2019-12-31 | $104,732,819 |
Value of total assets at beginning of year | 2019-12-31 | $85,592,490 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $31,426 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $31,426 |
Total income from rents | 2019-12-31 | $0 |
Total interest from all sources | 2019-12-31 | $47,539 |
Total interest from all sources | 2019-12-31 | $47,539 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $3,013,796 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $3,013,796 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $3,013,796 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $3,013,796 |
Assets. Real estate other than employer real property at end of year | 2019-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2019-12-31 | $0 |
Administrative expenses professional fees incurred | 2019-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2019-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2019-12-31 | $0 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $4,746,448 |
Contributions received from participants | 2019-12-31 | $4,746,448 |
Participant contributions at end of year | 2019-12-31 | $874,254 |
Participant contributions at beginning of year | 2019-12-31 | $909,624 |
Participant contributions at beginning of year | 2019-12-31 | $909,624 |
Participant contributions at end of year | 2019-12-31 | $0 |
Participant contributions at beginning of year | 2019-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $6,149,445 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $354,827 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $354,827 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2019-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2019-12-31 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2019-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $0 |
Other income not declared elsewhere | 2019-12-31 | $0 |
Administrative expenses (other) incurred | 2019-12-31 | $25,787 |
Administrative expenses (other) incurred | 2019-12-31 | $25,787 |
Liabilities. Value of operating payables at end of year | 2019-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $0 |
Total non interest bearing cash at end of year | 2019-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Income. Non cash contributions | 2019-12-31 | $0 |
Value of net income/loss | 2019-12-31 | $19,140,329 |
Value of net income/loss | 2019-12-31 | $19,140,329 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $104,732,819 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $85,592,490 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2019-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2019-12-31 | $0 |
Investment advisory and management fees | 2019-12-31 | $5,639 |
Investment advisory and management fees | 2019-12-31 | $5,639 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $97,936,393 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $78,528,772 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $0 |
Interest on participant loans | 2019-12-31 | $47,399 |
Interest on participant loans | 2019-12-31 | $47,399 |
Income. Interest from loans (other than to participants) | 2019-12-31 | $0 |
Interest earned on other investments | 2019-12-31 | $0 |
Income. Interest from US Government securities | 2019-12-31 | $0 |
Income. Interest from corporate debt instruments | 2019-12-31 | $0 |
Value of interest in master investment trust accounts at end of year | 2019-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2019-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $5,910,751 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $11,421 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $4,649 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $4,649 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $4,649 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $4,649 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $140 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $140 |
Assets. Value of investments in 103.12 investment entities at end of year | 2019-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2019-12-31 | $0 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $0 |
Asset value of US Government securities at end of year | 2019-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2019-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $16,254,362 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $16,254,362 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $141,800 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $141,800 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $141,800 |
Net gain/loss from 103.12 investment entities | 2019-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Assets. Invements in employer securities at end of year | 2019-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2019-12-31 | $0 |
Assets. Value of employer real property at end of year | 2019-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2019-12-31 | $0 |
Contributions received in cash from employer | 2019-12-31 | $3,066,638 |
Contributions received in cash from employer | 2019-12-31 | $3,066,638 |
Employer contributions (assets) at end of year | 2019-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $0 |
Income. Dividends from preferred stock | 2019-12-31 | $0 |
Income. Dividends from common stock | 2019-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $8,453,655 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $8,453,655 |
Asset. Corporate debt instrument preferred debt at end of year | 2019-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2019-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2019-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2019-12-31 | $0 |
Contract administrator fees | 2019-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2019-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-12-31 | $0 |
Liabilities. Value of benefit claims payable at end of year | 2019-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2019-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2019-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2019-12-31 | $0 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Aggregate proceeds on sale of assets | 2019-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2019-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at end of year | 2019-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2019-12-31 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | COHNREZNICK LLP |
Accountancy firm name | 2019-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2019-12-31 | 221478099 |
Accountancy firm EIN | 2019-12-31 | 221478099 |
2018 : CHRISTIE'S INC. 401(K) SAVINGS PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $3,055,713 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $7,896,942 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $7,853,803 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $15,269 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $7,613,681 |
Value of total assets at end of year | 2018-12-31 | $85,592,490 |
Value of total assets at beginning of year | 2018-12-31 | $90,433,719 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $27,870 |
Total interest from all sources | 2018-12-31 | $171,181 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $3,563,516 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $3,563,516 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $4,390,104 |
Participant contributions at end of year | 2018-12-31 | $909,624 |
Participant contributions at beginning of year | 2018-12-31 | $787,498 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $6,149,445 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $6,332,501 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $264,249 |
Administrative expenses (other) incurred | 2018-12-31 | $25,720 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-4,841,229 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $85,592,490 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $90,433,719 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $2,150 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $78,528,772 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $83,313,720 |
Interest on participant loans | 2018-12-31 | $40,552 |
Interest earned on other investments | 2018-12-31 | $130,594 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $4,649 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $35 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-8,292,665 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $2,959,328 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $7,853,803 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2018-12-31 | 221478099 |
2017 : CHRISTIE'S INC. 401(K) SAVINGS PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $20,361,764 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $6,377,424 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $6,351,866 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $7,188,163 |
Value of total assets at end of year | 2017-12-31 | $90,433,719 |
Value of total assets at beginning of year | 2017-12-31 | $76,449,379 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $25,558 |
Total interest from all sources | 2017-12-31 | $40,119 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $3,031,473 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $3,031,473 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $4,002,079 |
Participant contributions at end of year | 2017-12-31 | $787,498 |
Participant contributions at beginning of year | 2017-12-31 | $809,609 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $6,332,501 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $426,626 |
Other income not declared elsewhere | 2017-12-31 | $133,709 |
Administrative expenses (other) incurred | 2017-12-31 | $25,558 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $13,984,340 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $90,433,719 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $76,449,379 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $83,313,720 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $52,485,209 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $23,154,561 |
Interest on participant loans | 2017-12-31 | $35,717 |
Interest earned on other investments | 2017-12-31 | $4,402 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $9,916,704 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $51,596 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $2,759,458 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $6,351,866 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2017-12-31 | 221478099 |
2016 : CHRISTIE'S INC. 401(K) SAVINGS PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $12,567,322 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $8,349,690 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $8,315,963 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $-1,563 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $8,108,151 |
Value of total assets at end of year | 2016-12-31 | $76,449,379 |
Value of total assets at beginning of year | 2016-12-31 | $72,231,747 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $35,290 |
Total interest from all sources | 2016-12-31 | $37,981 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $942,025 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $942,025 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $4,318,707 |
Participant contributions at end of year | 2016-12-31 | $809,609 |
Participant contributions at beginning of year | 2016-12-31 | $976,025 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $745,245 |
Administrative expenses (other) incurred | 2016-12-31 | $35,290 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $4,217,632 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $76,449,379 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $72,231,747 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $52,485,209 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $48,938,907 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $23,154,561 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $22,316,815 |
Interest on participant loans | 2016-12-31 | $37,981 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $2,855,233 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $623,932 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $3,044,199 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $8,315,963 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2016-12-31 | 221478099 |
2015 : CHRISTIE'S INC. 401(K) SAVINGS PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $8,751,729 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $4,355,354 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $4,354,968 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $-8,915 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $8,107,312 |
Value of total assets at end of year | 2015-12-31 | $72,231,747 |
Value of total assets at beginning of year | 2015-12-31 | $67,835,372 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $9,301 |
Total interest from all sources | 2015-12-31 | $42,499 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $876,236 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $876,236 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $4,483,455 |
Participant contributions at end of year | 2015-12-31 | $976,025 |
Participant contributions at beginning of year | 2015-12-31 | $914,988 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $562,937 |
Other income not declared elsewhere | 2015-12-31 | $967 |
Administrative expenses (other) incurred | 2015-12-31 | $9,301 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $4,396,375 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $72,231,747 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $67,835,372 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $48,938,907 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $45,820,235 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $22,316,815 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $21,100,149 |
Interest on participant loans | 2015-12-31 | $42,499 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-643,178 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $367,893 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $3,060,920 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $4,354,968 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2015-12-31 | 221478099 |
2014 : CHRISTIE'S INC. 401(K) SAVINGS PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $11,002,391 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $4,052,920 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $3,757,306 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $7,981 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $7,447,773 |
Value of total assets at end of year | 2014-12-31 | $67,835,372 |
Value of total assets at beginning of year | 2014-12-31 | $60,885,901 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $287,633 |
Total interest from all sources | 2014-12-31 | $38,483 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $835,639 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $835,639 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $4,147,711 |
Participant contributions at end of year | 2014-12-31 | $914,988 |
Participant contributions at beginning of year | 2014-12-31 | $922,083 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $496,408 |
Administrative expenses (other) incurred | 2014-12-31 | $287,633 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $6,949,471 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $67,835,372 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $60,885,901 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $45,820,235 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $39,472,814 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $21,100,149 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $20,491,004 |
Interest on participant loans | 2014-12-31 | $38,483 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $2,010,604 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $669,892 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $2,803,654 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $3,757,306 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2014-12-31 | 221478099 |
2013 : CHRISTIE'S INC. 401(K) SAVINGS PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $17,041,328 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $4,978,299 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $4,956,644 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $-472 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $6,625,037 |
Value of total assets at end of year | 2013-12-31 | $60,885,901 |
Value of total assets at beginning of year | 2013-12-31 | $48,822,872 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $22,127 |
Total interest from all sources | 2013-12-31 | $40,509 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $647,697 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $647,697 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $3,895,868 |
Participant contributions at end of year | 2013-12-31 | $922,083 |
Participant contributions at beginning of year | 2013-12-31 | $865,575 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $127,722 |
Other income not declared elsewhere | 2013-12-31 | $0 |
Administrative expenses (other) incurred | 2013-12-31 | $22,127 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $12,063,029 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $60,885,901 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $48,822,872 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $39,472,814 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $30,707,583 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $20,491,004 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $17,249,714 |
Interest on participant loans | 2013-12-31 | $40,509 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $6,454,880 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $3,273,205 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $2,601,447 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $4,956,644 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2013-12-31 | 221478099 |
2012 : CHRISTIE'S INC. 401(K) SAVINGS PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $12,026,501 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $3,342,202 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $3,305,450 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $472 |
Value of total corrective distributions | 2012-12-31 | $1,813 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $6,385,095 |
Value of total assets at end of year | 2012-12-31 | $48,822,872 |
Value of total assets at beginning of year | 2012-12-31 | $40,138,573 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $34,467 |
Total interest from all sources | 2012-12-31 | $87,317 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $543,564 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $543,564 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $3,575,394 |
Participant contributions at end of year | 2012-12-31 | $865,575 |
Participant contributions at beginning of year | 2012-12-31 | $913,878 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $254,844 |
Other income not declared elsewhere | 2012-12-31 | $94,896 |
Administrative expenses (other) incurred | 2012-12-31 | $34,467 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $8,684,299 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $48,822,872 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $40,138,573 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $30,707,583 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $17,249,714 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $32,011,725 |
Interest on participant loans | 2012-12-31 | $40,951 |
Interest earned on other investments | 2012-12-31 | $46,366 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $7,212,970 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $621,676 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $4,293,953 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $2,554,857 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $3,305,450 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2012-12-31 | 221478099 |
2011 : CHRISTIE'S INC. 401(K) SAVINGS PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $5,646,991 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $2,307,402 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $2,300,800 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $6,107,453 |
Value of total assets at end of year | 2011-12-31 | $40,138,573 |
Value of total assets at beginning of year | 2011-12-31 | $36,798,984 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $6,602 |
Total interest from all sources | 2011-12-31 | $230,839 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $3,029,539 |
Participant contributions at end of year | 2011-12-31 | $913,878 |
Participant contributions at beginning of year | 2011-12-31 | $874,922 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $197,786 |
Administrative expenses (other) incurred | 2011-12-31 | $6,602 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $3,339,589 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $40,138,573 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $36,798,984 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $32,011,725 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $29,657,148 |
Interest on participant loans | 2011-12-31 | $43,234 |
Interest earned on other investments | 2011-12-31 | $187,605 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $7,212,970 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $6,266,914 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-691,301 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $2,880,128 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $2,300,800 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2011-12-31 | 221478099 |
2010 : CHRISTIE'S INC. 401(K) SAVINGS PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $8,819,483 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $3,011,762 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $2,986,880 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $18,790 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $4,150,178 |
Value of total assets at end of year | 2010-12-31 | $36,798,984 |
Value of total assets at beginning of year | 2010-12-31 | $30,991,263 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $6,092 |
Total interest from all sources | 2010-12-31 | $232,506 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $2,732,291 |
Participant contributions at end of year | 2010-12-31 | $874,922 |
Participant contributions at beginning of year | 2010-12-31 | $926,021 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $102,600 |
Other income not declared elsewhere | 2010-12-31 | $207,680 |
Administrative expenses (other) incurred | 2010-12-31 | $6,092 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $5,807,721 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $36,798,984 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $30,991,263 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $29,657,148 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $24,159,026 |
Interest on participant loans | 2010-12-31 | $47,931 |
Interest earned on other investments | 2010-12-31 | $184,575 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $6,266,914 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $5,906,216 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $4,229,119 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $1,315,287 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $2,986,880 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | KOSTIN, RUFFKESS & COMPANY, LLC |
Accountancy firm EIN | 2010-12-31 | 060754920 |
2009 : CHRISTIE'S INC. 401(K) SAVINGS PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2022: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Insurance | Yes |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement – Insurance | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | Yes |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Insurance | Yes |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement – Insurance | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Insurance | Yes |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement – Insurance | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Insurance | Yes |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement – Insurance | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Insurance | Yes |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement – Insurance | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Insurance | Yes |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement – Insurance | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Insurance | Yes |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement – Insurance | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Insurance | Yes |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement – Insurance | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Insurance | Yes |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement – Insurance | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: CHRISTIE'S INC. 401(K) SAVINGS PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Insurance | Yes |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement – Insurance | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 ) | |||||||||||||||||||||||||||||||||||||||||||||
Policy contract number | 38488-001 | ||||||||||||||||||||||||||||||||||||||||||||
Policy instance | 1 | ||||||||||||||||||||||||||||||||||||||||||||
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