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HAZEN AND SAWYER, P.C. 401(K) PLAN 401k Plan overview

Plan NameHAZEN AND SAWYER, P.C. 401(K) PLAN
Plan identification number 002

HAZEN AND SAWYER, P.C. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

HAZEN AND SAWYER, D.P.C. has sponsored the creation of one or more 401k plans.

Company Name:HAZEN AND SAWYER, D.P.C.
Employer identification number (EIN):132904652
NAIC Classification:541330
NAIC Description:Engineering Services

Additional information about HAZEN AND SAWYER, D.P.C.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1977-06-16
Company Identification Number: 438326
Legal Registered Office Address: 80 STATE STREET
New York
ALBANY
United States of America (USA)
12207

More information about HAZEN AND SAWYER, D.P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HAZEN AND SAWYER, P.C. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01WILLIAM CRAYON2023-10-03
0022021-01-01WILLIAM CRAYON2022-10-14
0022020-01-01WILLIAM CRAYON2021-10-06
0022019-01-01WILLIAM CRAYON2020-09-29
0022018-01-01WILLIAM CRAYON2019-10-15
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01
0022013-01-01
0022012-01-01WILLIAM CRAYON
0022011-01-01WILLIAM CRAYON
0022009-01-01WILLIAM CRAYON
0022009-01-01WILLIAM CRAYON

Plan Statistics for HAZEN AND SAWYER, P.C. 401(K) PLAN

401k plan membership statisitcs for HAZEN AND SAWYER, P.C. 401(K) PLAN

Measure Date Value
2022: HAZEN AND SAWYER, P.C. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,666
Total number of active participants reported on line 7a of the Form 55002022-01-011,483
Number of retired or separated participants receiving benefits2022-01-0119
Number of other retired or separated participants entitled to future benefits2022-01-01345
Total of all active and inactive participants2022-01-011,847
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-015
Total participants2022-01-011,852
Number of participants with account balances2022-01-011,620
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: HAZEN AND SAWYER, P.C. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,530
Total number of active participants reported on line 7a of the Form 55002021-01-011,324
Number of retired or separated participants receiving benefits2021-01-0118
Number of other retired or separated participants entitled to future benefits2021-01-01319
Total of all active and inactive participants2021-01-011,661
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-015
Total participants2021-01-011,666
Number of participants with account balances2021-01-011,509
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: HAZEN AND SAWYER, P.C. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,488
Total number of active participants reported on line 7a of the Form 55002020-01-011,201
Number of retired or separated participants receiving benefits2020-01-014
Number of other retired or separated participants entitled to future benefits2020-01-01321
Total of all active and inactive participants2020-01-011,526
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-014
Total participants2020-01-011,530
Number of participants with account balances2020-01-011,411
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: HAZEN AND SAWYER, P.C. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,364
Total number of active participants reported on line 7a of the Form 55002019-01-011,187
Number of retired or separated participants receiving benefits2019-01-0121
Number of other retired or separated participants entitled to future benefits2019-01-01276
Total of all active and inactive participants2019-01-011,484
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-014
Total participants2019-01-011,488
Number of participants with account balances2019-01-011,353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: HAZEN AND SAWYER, P.C. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,268
Total number of active participants reported on line 7a of the Form 55002018-01-011,069
Number of retired or separated participants receiving benefits2018-01-0125
Number of other retired or separated participants entitled to future benefits2018-01-01267
Total of all active and inactive participants2018-01-011,361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-011,364
Number of participants with account balances2018-01-011,247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: HAZEN AND SAWYER, P.C. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,360
Total number of active participants reported on line 7a of the Form 55002017-01-01986
Number of other retired or separated participants entitled to future benefits2017-01-01281
Total of all active and inactive participants2017-01-011,267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-011,268
Number of participants with account balances2017-01-011,186
2016: HAZEN AND SAWYER, P.C. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,213
Total number of active participants reported on line 7a of the Form 55002016-01-01936
Number of other retired or separated participants entitled to future benefits2016-01-01419
Total of all active and inactive participants2016-01-011,355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-015
Total participants2016-01-011,360
Number of participants with account balances2016-01-011,272
2015: HAZEN AND SAWYER, P.C. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,163
Total number of active participants reported on line 7a of the Form 55002015-01-01818
Number of other retired or separated participants entitled to future benefits2015-01-01390
Total of all active and inactive participants2015-01-011,208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-015
Total participants2015-01-011,213
Number of participants with account balances2015-01-011,178
2014: HAZEN AND SAWYER, P.C. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01991
Total number of active participants reported on line 7a of the Form 55002014-01-01789
Number of other retired or separated participants entitled to future benefits2014-01-01371
Total of all active and inactive participants2014-01-011,160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-011,163
Number of participants with account balances2014-01-011,125
2013: HAZEN AND SAWYER, P.C. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01945
Total number of active participants reported on line 7a of the Form 55002013-01-01738
Number of other retired or separated participants entitled to future benefits2013-01-01250
Total of all active and inactive participants2013-01-01988
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-01991
Number of participants with account balances2013-01-01954
2012: HAZEN AND SAWYER, P.C. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01919
Total number of active participants reported on line 7a of the Form 55002012-01-01683
Number of other retired or separated participants entitled to future benefits2012-01-01258
Total of all active and inactive participants2012-01-01941
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-014
Total participants2012-01-01945
Number of participants with account balances2012-01-01923
2011: HAZEN AND SAWYER, P.C. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01905
Total number of active participants reported on line 7a of the Form 55002011-01-01704
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01214
Total of all active and inactive participants2011-01-01918
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-015
Total participants2011-01-01923
Number of participants with account balances2011-01-01911
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: HAZEN AND SAWYER, P.C. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01864
Total number of active participants reported on line 7a of the Form 55002009-01-01676
Number of other retired or separated participants entitled to future benefits2009-01-01252
Total of all active and inactive participants2009-01-01928
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-014
Total participants2009-01-01932
Number of participants with account balances2009-01-01924

Financial Data on HAZEN AND SAWYER, P.C. 401(K) PLAN

Measure Date Value
2022 : HAZEN AND SAWYER, P.C. 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$604
Total unrealized appreciation/depreciation of assets2022-12-31$604
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-68,073,600
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$13,844,510
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$13,839,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$27,860,164
Value of total assets at end of year2022-12-31$385,885,938
Value of total assets at beginning of year2022-12-31$467,804,048
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$5,309
Total interest from all sources2022-12-31$101,720
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$8,983,332
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$8,983,332
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$14,244,533
Participant contributions at end of year2022-12-31$2,077,914
Participant contributions at beginning of year2022-12-31$2,051,515
Assets. Other investments not covered elsewhere at end of year2022-12-31$10,372,923
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$13,644,828
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,615,631
Administrative expenses (other) incurred2022-12-31$5,309
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-81,918,110
Value of net assets at end of year (total assets less liabilities)2022-12-31$385,885,938
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$467,804,048
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$322,630,297
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$403,696,695
Interest on participant loans2022-12-31$101,720
Value of interest in common/collective trusts at end of year2022-12-31$38,804,804
Value of interest in common/collective trusts at beginning of year2022-12-31$37,811,010
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-105,678,876
Net investment gain or loss from common/collective trusts2022-12-31$659,456
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$12,000,000
Employer contributions (assets) at end of year2022-12-31$12,000,000
Employer contributions (assets) at beginning of year2022-12-31$10,600,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$13,839,201
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2022-12-31271728945
2021 : HAZEN AND SAWYER, P.C. 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$906,163
Total unrealized appreciation/depreciation of assets2021-12-31$906,163
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$82,647,823
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$23,687,527
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$23,481,282
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$24,883,426
Value of total assets at end of year2021-12-31$467,804,048
Value of total assets at beginning of year2021-12-31$408,843,752
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$206,245
Total interest from all sources2021-12-31$98,735
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$26,574,199
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$26,574,199
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$12,827,804
Participant contributions at end of year2021-12-31$2,051,515
Participant contributions at beginning of year2021-12-31$1,948,120
Assets. Other investments not covered elsewhere at end of year2021-12-31$13,644,828
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$11,362,377
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,455,622
Other income not declared elsewhere2021-12-31$368,746
Administrative expenses (other) incurred2021-12-31$206,245
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$58,960,296
Value of net assets at end of year (total assets less liabilities)2021-12-31$467,804,048
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$408,843,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$403,696,695
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$347,952,102
Interest on participant loans2021-12-31$98,735
Value of interest in common/collective trusts at end of year2021-12-31$37,811,010
Value of interest in common/collective trusts at beginning of year2021-12-31$37,881,153
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$29,269,418
Net investment gain or loss from common/collective trusts2021-12-31$547,136
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$10,600,000
Employer contributions (assets) at end of year2021-12-31$10,600,000
Employer contributions (assets) at beginning of year2021-12-31$9,700,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$23,481,282
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2021-12-31271728945
2020 : HAZEN AND SAWYER, P.C. 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$1,930,373
Total unrealized appreciation/depreciation of assets2020-12-31$1,930,373
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$89,315,737
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$22,099,412
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$21,899,992
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$23,244,481
Value of total assets at end of year2020-12-31$408,843,752
Value of total assets at beginning of year2020-12-31$341,627,427
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$199,420
Total interest from all sources2020-12-31$106,929
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$15,093,972
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$15,093,972
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$11,592,741
Participant contributions at end of year2020-12-31$1,948,120
Participant contributions at beginning of year2020-12-31$1,955,494
Assets. Other investments not covered elsewhere at end of year2020-12-31$11,362,377
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$6,351,624
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,931,039
Other income not declared elsewhere2020-12-31$238,068
Administrative expenses (other) incurred2020-12-31$199,420
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$67,216,325
Value of net assets at end of year (total assets less liabilities)2020-12-31$408,843,752
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$341,627,427
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$314,135,887
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$261,176,522
Interest on participant loans2020-12-31$106,929
Value of interest in common/collective trusts at end of year2020-12-31$71,697,368
Value of interest in common/collective trusts at beginning of year2020-12-31$62,943,787
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$48,164,152
Net investment gain or loss from common/collective trusts2020-12-31$537,762
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$9,720,701
Employer contributions (assets) at end of year2020-12-31$9,700,000
Employer contributions (assets) at beginning of year2020-12-31$9,200,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$21,899,992
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2020-12-31271728945
2019 : HAZEN AND SAWYER, P.C. 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$891,484
Total unrealized appreciation/depreciation of assets2019-12-31$891,484
Total income from all sources (including contributions)2019-12-31$85,784,299
Total of all expenses incurred2019-12-31$15,911,885
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$15,786,746
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$22,627,167
Value of total assets at end of year2019-12-31$341,627,427
Value of total assets at beginning of year2019-12-31$271,755,013
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$125,139
Total interest from all sources2019-12-31$97,930
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$11,875,074
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$11,875,074
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$11,044,881
Participant contributions at end of year2019-12-31$1,955,494
Participant contributions at beginning of year2019-12-31$1,672,836
Assets. Other investments not covered elsewhere at end of year2019-12-31$6,351,624
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$4,244,909
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,381,797
Other income not declared elsewhere2019-12-31$144,731
Administrative expenses (other) incurred2019-12-31$125,139
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$69,872,414
Value of net assets at end of year (total assets less liabilities)2019-12-31$341,627,427
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$271,755,013
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$261,176,522
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$203,089,700
Interest on participant loans2019-12-31$97,930
Value of interest in common/collective trusts at end of year2019-12-31$62,943,787
Value of interest in common/collective trusts at beginning of year2019-12-31$54,547,568
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$49,557,988
Net investment gain or loss from common/collective trusts2019-12-31$589,925
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$9,200,489
Employer contributions (assets) at end of year2019-12-31$9,200,000
Employer contributions (assets) at beginning of year2019-12-31$8,200,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$15,786,746
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ALBRECHT, VIGGIANO, ZURECK & CO PC
Accountancy firm EIN2019-12-31112556624
2018 : HAZEN AND SAWYER, P.C. 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-325,395
Total unrealized appreciation/depreciation of assets2018-12-31$-325,395
Total income from all sources (including contributions)2018-12-31$12,025,399
Total of all expenses incurred2018-12-31$11,635,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$11,410,571
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$20,367,008
Value of total assets at end of year2018-12-31$271,755,013
Value of total assets at beginning of year2018-12-31$271,365,443
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$225,258
Total interest from all sources2018-12-31$76,217
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$14,240,175
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$14,240,175
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$9,889,203
Participant contributions at end of year2018-12-31$1,672,836
Participant contributions at beginning of year2018-12-31$1,681,159
Assets. Other investments not covered elsewhere at end of year2018-12-31$4,244,909
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$3,140,463
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,261,371
Other income not declared elsewhere2018-12-31$290,658
Administrative expenses (other) incurred2018-12-31$225,258
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$389,570
Value of net assets at end of year (total assets less liabilities)2018-12-31$271,755,013
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$271,365,443
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$203,089,700
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$204,004,027
Interest on participant loans2018-12-31$76,217
Value of interest in common/collective trusts at end of year2018-12-31$54,547,568
Value of interest in common/collective trusts at beginning of year2018-12-31$55,639,794
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-23,216,177
Net investment gain or loss from common/collective trusts2018-12-31$592,913
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$8,216,434
Employer contributions (assets) at end of year2018-12-31$8,200,000
Employer contributions (assets) at beginning of year2018-12-31$6,900,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$11,410,571
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ALBRECHT, VIGGIANO, ZURECK & CO PC
Accountancy firm EIN2018-12-31112556624
2017 : HAZEN AND SAWYER, P.C. 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$312,106
Total unrealized appreciation/depreciation of assets2017-12-31$312,106
Total income from all sources (including contributions)2017-12-31$61,339,219
Total of all expenses incurred2017-12-31$18,099,076
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$17,853,323
Expenses. Certain deemed distributions of participant loans2017-12-31$115,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$17,777,408
Value of total assets at end of year2017-12-31$271,365,443
Value of total assets at beginning of year2017-12-31$228,125,300
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$130,453
Total interest from all sources2017-12-31$77,415
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$9,417,038
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$9,417,038
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$8,899,601
Participant contributions at end of year2017-12-31$1,681,159
Participant contributions at beginning of year2017-12-31$1,822,645
Assets. Other investments not covered elsewhere at end of year2017-12-31$3,140,463
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$1,846,279
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,974,706
Administrative expenses (other) incurred2017-12-31$130,453
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$43,240,143
Value of net assets at end of year (total assets less liabilities)2017-12-31$271,365,443
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$228,125,300
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$204,004,027
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$168,626,649
Interest on participant loans2017-12-31$77,415
Value of interest in common/collective trusts at end of year2017-12-31$55,639,794
Value of interest in common/collective trusts at beginning of year2017-12-31$49,229,627
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$30,664,329
Net investment gain or loss from common/collective trusts2017-12-31$3,090,923
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$6,903,101
Employer contributions (assets) at end of year2017-12-31$6,900,000
Employer contributions (assets) at beginning of year2017-12-31$6,600,100
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$17,853,323
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ALBRECHT, VIGGIANO, ZURECK & CO PC
Accountancy firm EIN2017-12-31112556624
2016 : HAZEN AND SAWYER, P.C. 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$45,275
Total unrealized appreciation/depreciation of assets2016-12-31$45,275
Total income from all sources (including contributions)2016-12-31$31,742,663
Total of all expenses incurred2016-12-31$12,963,485
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$12,839,857
Expenses. Certain deemed distributions of participant loans2016-12-31$38,831
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$15,334,704
Value of total assets at end of year2016-12-31$228,125,300
Value of total assets at beginning of year2016-12-31$209,346,122
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$84,797
Total interest from all sources2016-12-31$82,360
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$5,745,927
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$5,745,927
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$7,649,459
Participant contributions at end of year2016-12-31$1,822,645
Participant contributions at beginning of year2016-12-31$1,789,723
Assets. Other investments not covered elsewhere at end of year2016-12-31$1,846,279
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$1,533,554
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,078,262
Administrative expenses (other) incurred2016-12-31$84,797
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$18,779,178
Value of net assets at end of year (total assets less liabilities)2016-12-31$228,125,300
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$209,346,122
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$168,626,649
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$154,168,010
Interest on participant loans2016-12-31$82,360
Value of interest in common/collective trusts at end of year2016-12-31$49,229,627
Value of interest in common/collective trusts at beginning of year2016-12-31$45,854,835
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$8,440,336
Net investment gain or loss from common/collective trusts2016-12-31$2,094,061
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$6,606,983
Employer contributions (assets) at end of year2016-12-31$6,600,100
Employer contributions (assets) at beginning of year2016-12-31$6,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$12,839,857
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ALBRECHT, VIGGIANO, ZURECK & CO PC
Accountancy firm EIN2016-12-31112556624
2015 : HAZEN AND SAWYER, P.C. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-624,811
Total unrealized appreciation/depreciation of assets2015-12-31$-624,811
Total income from all sources (including contributions)2015-12-31$18,242,168
Total of all expenses incurred2015-12-31$12,139,771
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$11,946,295
Expenses. Certain deemed distributions of participant loans2015-12-31$183,263
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$15,872,385
Value of total assets at end of year2015-12-31$209,346,122
Value of total assets at beginning of year2015-12-31$203,243,725
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$10,213
Total interest from all sources2015-12-31$75,368
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$12,033,554
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$12,033,554
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$6,951,705
Participant contributions at end of year2015-12-31$1,789,723
Participant contributions at beginning of year2015-12-31$1,745,349
Assets. Other investments not covered elsewhere at end of year2015-12-31$1,533,554
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,438,595
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,920,680
Administrative expenses (other) incurred2015-12-31$10,213
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$6,102,397
Value of net assets at end of year (total assets less liabilities)2015-12-31$209,346,122
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$203,243,725
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$154,168,010
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$147,421,944
Interest on participant loans2015-12-31$75,368
Value of interest in common/collective trusts at end of year2015-12-31$45,854,835
Value of interest in common/collective trusts at beginning of year2015-12-31$47,637,837
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-9,335,362
Net investment gain or loss from common/collective trusts2015-12-31$221,034
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$6,000,000
Employer contributions (assets) at end of year2015-12-31$6,000,000
Employer contributions (assets) at beginning of year2015-12-31$5,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$11,946,295
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ALBRECHT, VIGGIANO, ZURECK & CO PC
Accountancy firm EIN2015-12-31112556624
2014 : HAZEN AND SAWYER, P.C. 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-871,497
Total unrealized appreciation/depreciation of assets2014-12-31$-871,497
Total income from all sources (including contributions)2014-12-31$22,587,099
Total of all expenses incurred2014-12-31$5,819,916
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,729,577
Expenses. Certain deemed distributions of participant loans2014-12-31$86,717
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$12,618,614
Value of total assets at end of year2014-12-31$203,243,725
Value of total assets at beginning of year2014-12-31$186,476,542
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,622
Total interest from all sources2014-12-31$72,881
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$9,873,089
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$9,873,089
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$6,391,890
Participant contributions at end of year2014-12-31$1,745,349
Participant contributions at beginning of year2014-12-31$1,669,570
Assets. Other investments not covered elsewhere at end of year2014-12-31$1,438,595
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$1,404,781
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$428,797
Administrative expenses (other) incurred2014-12-31$3,622
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$16,767,183
Value of net assets at end of year (total assets less liabilities)2014-12-31$203,243,725
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$186,476,542
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$147,421,944
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$133,822,717
Interest on participant loans2014-12-31$72,881
Value of interest in common/collective trusts at end of year2014-12-31$47,637,837
Value of interest in common/collective trusts at beginning of year2014-12-31$44,579,370
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-1,153,920
Net investment gain or loss from common/collective trusts2014-12-31$2,047,932
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$5,797,927
Employer contributions (assets) at end of year2014-12-31$5,000,000
Employer contributions (assets) at beginning of year2014-12-31$5,000,104
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,729,577
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ALBRECHT, VIGGIANO, ZURECK & CO PC
Accountancy firm EIN2014-12-31112556624
2013 : HAZEN AND SAWYER, P.C. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$131,044
Total unrealized appreciation/depreciation of assets2013-12-31$131,044
Total income from all sources (including contributions)2013-12-31$43,787,440
Total of all expenses incurred2013-12-31$11,959,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$11,793,711
Expenses. Certain deemed distributions of participant loans2013-12-31$161,664
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$11,845,578
Value of total assets at end of year2013-12-31$186,476,542
Value of total assets at beginning of year2013-12-31$154,648,249
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,772
Total interest from all sources2013-12-31$63,097
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$5,077,652
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$5,077,652
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$6,133,523
Participant contributions at end of year2013-12-31$1,669,570
Participant contributions at beginning of year2013-12-31$1,600,031
Assets. Other investments not covered elsewhere at end of year2013-12-31$1,404,781
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$1,127,825
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$711,951
Administrative expenses (other) incurred2013-12-31$3,772
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$31,828,293
Value of net assets at end of year (total assets less liabilities)2013-12-31$186,476,542
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$154,648,249
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$133,822,717
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$105,066,604
Interest on participant loans2013-12-31$63,097
Value of interest in common/collective trusts at end of year2013-12-31$44,579,370
Value of interest in common/collective trusts at beginning of year2013-12-31$41,669,021
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$22,994,317
Net investment gain or loss from common/collective trusts2013-12-31$3,675,752
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$5,000,104
Employer contributions (assets) at end of year2013-12-31$5,000,104
Employer contributions (assets) at beginning of year2013-12-31$5,184,768
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$11,793,711
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ALBRECHT, VIGGIANO, ZURECK & CO PC
Accountancy firm EIN2013-12-31112556624
2012 : HAZEN AND SAWYER, P.C. 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$28,472,760
Total of all expenses incurred2012-12-31$11,853,280
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$11,707,054
Expenses. Certain deemed distributions of participant loans2012-12-31$98,600
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$12,341,384
Value of total assets at end of year2012-12-31$154,648,249
Value of total assets at beginning of year2012-12-31$138,028,769
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$47,626
Total interest from all sources2012-12-31$68,186
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$4,018,657
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$4,018,657
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$6,159,330
Participant contributions at end of year2012-12-31$1,600,031
Participant contributions at beginning of year2012-12-31$1,678,177
Assets. Other investments not covered elsewhere at end of year2012-12-31$1,127,825
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$1,131,736
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$997,286
Administrative expenses (other) incurred2012-12-31$47,626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$16,619,480
Value of net assets at end of year (total assets less liabilities)2012-12-31$154,648,249
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$138,028,769
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$105,066,604
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$89,710,641
Interest on participant loans2012-12-31$68,186
Value of interest in common/collective trusts at end of year2012-12-31$41,669,021
Value of interest in common/collective trusts at beginning of year2012-12-31$40,145,591
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$10,094,211
Net investment gain or loss from common/collective trusts2012-12-31$1,950,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$5,184,768
Employer contributions (assets) at end of year2012-12-31$5,184,768
Employer contributions (assets) at beginning of year2012-12-31$5,362,624
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$11,707,054
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31COHNREZNICK LLP
Accountancy firm EIN2012-12-31221478099
2011 : HAZEN AND SAWYER, P.C. 401(K) PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$12,091,018
Total of all expenses incurred2011-12-31$6,535,560
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$6,530,552
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$12,335,257
Value of total assets at end of year2011-12-31$138,028,769
Value of total assets at beginning of year2011-12-31$132,473,311
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$5,008
Total interest from all sources2011-12-31$72,340
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$4,173,538
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$4,173,538
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$6,158,706
Participant contributions at end of year2011-12-31$1,678,177
Participant contributions at beginning of year2011-12-31$1,504,816
Assets. Other investments not covered elsewhere at end of year2011-12-31$1,131,736
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$932,627
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$813,927
Administrative expenses (other) incurred2011-12-31$5,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$5,555,458
Value of net assets at end of year (total assets less liabilities)2011-12-31$138,028,769
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$132,473,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$89,710,641
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$84,829,279
Interest on participant loans2011-12-31$72,340
Value of interest in common/collective trusts at end of year2011-12-31$40,145,591
Value of interest in common/collective trusts at beginning of year2011-12-31$40,001,080
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-4,683,086
Net investment gain or loss from common/collective trusts2011-12-31$192,969
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$5,362,624
Employer contributions (assets) at end of year2011-12-31$5,362,624
Employer contributions (assets) at beginning of year2011-12-31$5,205,509
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$6,530,552
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31COHNREZNICK LLP
Accountancy firm EIN2011-12-31221478099
2010 : HAZEN AND SAWYER, P.C. 401(K) PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$27,280,075
Total of all expenses incurred2010-12-31$2,830,899
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,825,626
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$11,623,712
Value of total assets at end of year2010-12-31$132,473,311
Value of total assets at beginning of year2010-12-31$108,024,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$5,273
Total interest from all sources2010-12-31$75,515
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$2,777,043
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$2,777,043
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$5,978,892
Participant contributions at end of year2010-12-31$1,504,816
Participant contributions at beginning of year2010-12-31$1,455,642
Assets. Other investments not covered elsewhere at end of year2010-12-31$932,627
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$579,605
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$439,238
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$523
Other income not declared elsewhere2010-12-31$230,578
Administrative expenses (other) incurred2010-12-31$5,273
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$24,449,176
Value of net assets at end of year (total assets less liabilities)2010-12-31$132,473,311
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$108,024,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$84,829,279
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$66,006,548
Interest on participant loans2010-12-31$75,515
Value of interest in common/collective trusts at end of year2010-12-31$40,001,080
Value of interest in common/collective trusts at beginning of year2010-12-31$35,379,949
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$12,322,318
Net investment gain or loss from common/collective trusts2010-12-31$250,909
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$5,205,582
Employer contributions (assets) at end of year2010-12-31$5,205,509
Employer contributions (assets) at beginning of year2010-12-31$4,602,391
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,825,103
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31TEPEDINO & COMPANY LLP
Accountancy firm EIN2010-12-31112468656
2009 : HAZEN AND SAWYER, P.C. 401(K) PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for HAZEN AND SAWYER, P.C. 401(K) PLAN

2022: HAZEN AND SAWYER, P.C. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HAZEN AND SAWYER, P.C. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HAZEN AND SAWYER, P.C. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HAZEN AND SAWYER, P.C. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HAZEN AND SAWYER, P.C. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HAZEN AND SAWYER, P.C. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HAZEN AND SAWYER, P.C. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HAZEN AND SAWYER, P.C. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HAZEN AND SAWYER, P.C. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HAZEN AND SAWYER, P.C. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HAZEN AND SAWYER, P.C. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HAZEN AND SAWYER, P.C. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: HAZEN AND SAWYER, P.C. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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