401k Plan data: COURT ATTORNEYS ASSOCIATION WELFARE FUND plan

COURT ATTORNEYS ASSOCIATION WELFARE FUND 401k Plan overview

Plan Name	COURT ATTORNEYS ASSOCIATION WELFARE FUND
Plan identification number	501

COURT ATTORNEYS ASSOCIATION WELFARE FUND Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Life insurance Dental Vision Temporary disability (accident and sickness) Long-term disability cover Death benefits (include travel accident but not life insurance) Other welfare benefit cover Collectively bargained welfare benefit arrangement under Code section 419A(f)(5).

401k Sponsoring company profile

COURT ATTORNEYS ASSOCIATION OF THE CITY OF NEW YORK has sponsored the creation of one or more 401k plans.

Company Name: COURT ATTORNEYS ASSOCIATION OF THE CITY OF NEW YORK

Employer identification number (EIN): 132937158

NAIC Classification: 525100
NAIC Description: Insurance and Employee Benefit Funds

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COURT ATTORNEYS ASSOCIATION WELFARE FUND

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
501 2017-01-01 MICHAEL VAN SERTIMA
501 2016-01-01 GERALD FINE
501 2015-01-01 GERALD FINE
501 2014-01-01 GERALD FINE
501 2013-01-01 GERALD FINE
501 2012-01-01 GERALD FINE
501 2011-01-01 GERALD FINE
501 2010-01-01 GERALD FINE
501 2009-01-01 GERALD FINE
501 2009-01-01 GERALD FINE
501 2009-01-01 GERALD FINE
501 2009-01-01 GERALD FINE

Plan id#	Filing Submission Date	Name of Administrator
501	2017-01-01	MICHAEL VAN SERTIMA
501	2016-01-01	GERALD FINE
501	2015-01-01	GERALD FINE
501	2014-01-01	GERALD FINE
501	2013-01-01	GERALD FINE
501	2012-01-01	GERALD FINE
501	2011-01-01	GERALD FINE
501	2010-01-01	GERALD FINE
501	2009-01-01	GERALD FINE
501	2009-01-01	GERALD FINE
501	2009-01-01	GERALD FINE
501	2009-01-01	GERALD FINE

Plan Statistics for COURT ATTORNEYS ASSOCIATION WELFARE FUND

401k plan membership statisitcs for COURT ATTORNEYS ASSOCIATION WELFARE FUND

Measure Date Value
2017: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2017 401k membership
Total participants, beginning-of-year 2017-01-01 338
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 261
Number of retired or separated participants receiving benefits 2017-01-01 98
Total of all active and inactive participants 2017-01-01 359
Total participants 2017-01-01 359
2016: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2016 401k membership
Total participants, beginning-of-year 2016-01-01 238
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 253
Number of retired or separated participants receiving benefits 2016-01-01 85
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 338
2015: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2015 401k membership
Total participants, beginning-of-year 2015-01-01 234
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 238
Number of retired or separated participants receiving benefits 2015-01-01 83
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 321
2014: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2014 401k membership
Total participants, beginning-of-year 2014-01-01 234
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
2013: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2013 401k membership
Total participants, beginning-of-year 2013-01-01 329
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 234
Number of retired or separated participants receiving benefits 2013-01-01 78
Total of all active and inactive participants 2013-01-01 312
2012: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2012 401k membership
Total participants, beginning-of-year 2012-01-01 328
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 240
Number of retired or separated participants receiving benefits 2012-01-01 78
Total of all active and inactive participants 2012-01-01 318
2011: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2011 401k membership
Total participants, beginning-of-year 2011-01-01 330
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 248
Number of retired or separated participants receiving benefits 2011-01-01 80
Total of all active and inactive participants 2011-01-01 328
2010: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2010 401k membership
Total participants, beginning-of-year 2010-01-01 317
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 251
Number of retired or separated participants receiving benefits 2010-01-01 79
Total of all active and inactive participants 2010-01-01 330
2009: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2009 401k membership
Total participants, beginning-of-year 2009-01-01 310
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 262
Number of retired or separated participants receiving benefits 2009-01-01 55
Total of all active and inactive participants 2009-01-01 317
Total participants 2009-01-01 317

Measure	Date	Value
2017: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2017 401k membership
Total participants, beginning-of-year	2017-01-01	338
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	261
Number of retired or separated participants receiving benefits	2017-01-01	98
Total of all active and inactive participants	2017-01-01	359
Total participants	2017-01-01	359
2016: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2016 401k membership
Total participants, beginning-of-year	2016-01-01	238
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	253
Number of retired or separated participants receiving benefits	2016-01-01	85
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	338
2015: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2015 401k membership
Total participants, beginning-of-year	2015-01-01	234
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	238
Number of retired or separated participants receiving benefits	2015-01-01	83
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	321
2014: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2014 401k membership
Total participants, beginning-of-year	2014-01-01	234
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
2013: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2013 401k membership
Total participants, beginning-of-year	2013-01-01	329
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	234
Number of retired or separated participants receiving benefits	2013-01-01	78
Total of all active and inactive participants	2013-01-01	312
2012: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2012 401k membership
Total participants, beginning-of-year	2012-01-01	328
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	240
Number of retired or separated participants receiving benefits	2012-01-01	78
Total of all active and inactive participants	2012-01-01	318
2011: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2011 401k membership
Total participants, beginning-of-year	2011-01-01	330
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	248
Number of retired or separated participants receiving benefits	2011-01-01	80
Total of all active and inactive participants	2011-01-01	328
2010: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2010 401k membership
Total participants, beginning-of-year	2010-01-01	317
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	251
Number of retired or separated participants receiving benefits	2010-01-01	79
Total of all active and inactive participants	2010-01-01	330
2009: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2009 401k membership
Total participants, beginning-of-year	2009-01-01	310
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	262
Number of retired or separated participants receiving benefits	2009-01-01	55
Total of all active and inactive participants	2009-01-01	317
Total participants	2009-01-01	317

Financial Data on COURT ATTORNEYS ASSOCIATION WELFARE FUND

Measure	Date	Value
2017 : COURT ATTORNEYS ASSOCIATION WELFARE FUND 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$490,918
Total of all expenses incurred	2017-12-31	$374,727
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$317,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$478,718
Value of total assets at end of year	2017-12-31	$926,475
Value of total assets at beginning of year	2017-12-31	$810,284
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$56,807
Total interest from all sources	2017-12-31	$2,111
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$9,500
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$25,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,013
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$221,153
Other income not declared elsewhere	2017-12-31	$10,089
Administrative expenses (other) incurred	2017-12-31	$15,358
Total non interest bearing cash at end of year	2017-12-31	$427,739
Total non interest bearing cash at beginning of year	2017-12-31	$329,403
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$116,191
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$926,475
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$810,284
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in common/collective trusts at end of year	2017-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$498,736
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$480,881
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$480,881
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$2,111
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$38,709
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$477,705
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$58,058
Contract administrator fees	2017-12-31	$31,949
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	GOULD, KOBRICK, & SCHLAPP P.C.
Accountancy firm EIN	2017-12-31	133082707
2016 : COURT ATTORNEYS ASSOCIATION WELFARE FUND 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$398,890
Total of all expenses incurred	2016-12-31	$346,173
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$324,911
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$396,657
Value of total assets at end of year	2016-12-31	$810,284
Value of total assets at beginning of year	2016-12-31	$757,567
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$21,262
Total interest from all sources	2016-12-31	$2,233
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Administrative expenses professional fees incurred	2016-12-31	$19,455
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Total non interest bearing cash at end of year	2016-12-31	$329,403
Total non interest bearing cash at beginning of year	2016-12-31	$278,915
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$52,717
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$810,284
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$757,567
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$480,881
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$478,652
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$478,652
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$2,233
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$396,657
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$324,911
Contract administrator fees	2016-12-31	$1,807
Did the plan have assets held for investment	2016-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	FLIEGEL CPA PC
Accountancy firm EIN	2016-12-31	800058922
2015 : COURT ATTORNEYS ASSOCIATION WELFARE FUND 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$470,760
Total of all expenses incurred	2015-12-31	$346,735
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$325,784
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$469,159
Value of total assets at end of year	2015-12-31	$757,567
Value of total assets at beginning of year	2015-12-31	$633,542
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$20,951
Total interest from all sources	2015-12-31	$1,601
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$19,220
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Total non interest bearing cash at end of year	2015-12-31	$278,915
Total non interest bearing cash at beginning of year	2015-12-31	$203,877
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$124,025
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$757,567
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$633,542
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$478,652
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$429,665
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$429,665
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$1,601
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$469,159
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$325,784
Contract administrator fees	2015-12-31	$1,731
Did the plan have assets held for investment	2015-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	LEONARD FLIEGEL CPA PC
Accountancy firm EIN	2015-12-31	800058922
2014 : COURT ATTORNEYS ASSOCIATION WELFARE FUND 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$369,205
Total of all expenses incurred	2014-12-31	$341,554
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$320,187
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$367,959
Value of total assets at end of year	2014-12-31	$633,542
Value of total assets at beginning of year	2014-12-31	$605,891
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$21,367
Total interest from all sources	2014-12-31	$1,246
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$19,475
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Total non interest bearing cash at end of year	2014-12-31	$203,877
Total non interest bearing cash at beginning of year	2014-12-31	$121,738
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$27,651
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$633,542
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$605,891
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$429,665
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$484,153
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$484,153
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$1,246
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$367,959
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$320,187
Contract administrator fees	2014-12-31	$1,892
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	LEONARD FLIEGEL CPA PC
Accountancy firm EIN	2014-12-31	800058922
2013 : COURT ATTORNEYS ASSOCIATION WELFARE FUND 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$372,787
Total of all expenses incurred	2013-12-31	$323,196
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$302,154
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$371,255
Value of total assets at end of year	2013-12-31	$605,891
Value of total assets at beginning of year	2013-12-31	$556,300
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$21,042
Total interest from all sources	2013-12-31	$1,532
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$19,330
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Total non interest bearing cash at end of year	2013-12-31	$121,738
Total non interest bearing cash at beginning of year	2013-12-31	$64,982
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$49,591
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$605,891
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$556,300
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$484,153
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$491,318
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$491,318
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$1,532
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$371,255
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$302,154
Contract administrator fees	2013-12-31	$1,712
Did the plan have assets held for investment	2013-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	LEONARD FLIEGEL CPA PC
Accountancy firm EIN	2013-12-31	800058922
2012 : COURT ATTORNEYS ASSOCIATION WELFARE FUND 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$365,924
Total of all expenses incurred	2012-12-31	$335,731
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$314,818
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$364,001
Value of total assets at end of year	2012-12-31	$556,300
Value of total assets at beginning of year	2012-12-31	$526,107
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$20,913
Total interest from all sources	2012-12-31	$1,923
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$19,200
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Total non interest bearing cash at end of year	2012-12-31	$64,982
Total non interest bearing cash at beginning of year	2012-12-31	$34,119
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$30,193
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$556,300
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$526,107
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$491,318
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$491,988
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$491,988
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$1,923
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$364,001
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$314,818
Contract administrator fees	2012-12-31	$1,713
Did the plan have assets held for investment	2012-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	LEONARD FLIEGEL CPA PC
Accountancy firm EIN	2012-12-31	800058922
2011 : COURT ATTORNEYS ASSOCIATION WELFARE FUND 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$370,743
Total of all expenses incurred	2011-12-31	$361,167
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$340,103
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$367,921
Value of total assets at end of year	2011-12-31	$526,107
Value of total assets at beginning of year	2011-12-31	$516,531
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$21,064
Total interest from all sources	2011-12-31	$2,822
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$19,200
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Total non interest bearing cash at end of year	2011-12-31	$34,119
Total non interest bearing cash at beginning of year	2011-12-31	$39,074
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$9,576
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$526,107
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$516,531
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$491,988
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$477,457
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$477,457
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$2,822
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$367,921
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$340,103
Contract administrator fees	2011-12-31	$1,864
Did the plan have assets held for investment	2011-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	LEONARD FLIEGEL CPA PC
Accountancy firm EIN	2011-12-31	800058922
2010 : COURT ATTORNEYS ASSOCIATION WELFARE FUND 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$366,173
Total of all expenses incurred	2010-12-31	$362,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$339,506
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$362,244
Value of total assets at end of year	2010-12-31	$516,531
Value of total assets at beginning of year	2010-12-31	$512,963
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$23,099
Total interest from all sources	2010-12-31	$3,929
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$21,780
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Total non interest bearing cash at end of year	2010-12-31	$39,074
Total non interest bearing cash at beginning of year	2010-12-31	$56,143
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$3,568
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$516,531
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$512,963
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$477,457
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$456,820
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$456,820
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$3,929
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$362,244
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$339,506
Contract administrator fees	2010-12-31	$1,319
Did the plan have assets held for investment	2010-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	LEONARD FLIEGEL CPA PC
Accountancy firm EIN	2010-12-31	800058922

Form 5500 Responses for COURT ATTORNEYS ASSOCIATION WELFARE FUND

2017: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	This submission is the final filing	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Section 412(e)(3) insurance Contracts	Yes
2016-01-01	Plan benefit arrangement – Section 412(e)(3) insurance Contracts	Yes
2015: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Section 412(e)(3) insurance Contracts	Yes
2015-01-01	Plan benefit arrangement – Section 412(e)(3) insurance Contracts	Yes
2014: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Section 412(e)(3) insurance Contracts	Yes
2014-01-01	Plan benefit arrangement – Section 412(e)(3) insurance Contracts	Yes
2013: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Section 412(e)(3) insurance Contracts	Yes
2013-01-01	Plan benefit arrangement – Section 412(e)(3) insurance Contracts	Yes
2012: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Section 412(e)(3) insurance Contracts	Yes
2012-01-01	Plan benefit arrangement – Section 412(e)(3) insurance Contracts	Yes
2011: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Section 412(e)(3) insurance Contracts	Yes
2011-01-01	Plan benefit arrangement – Section 412(e)(3) insurance Contracts	Yes
2010: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Section 412(e)(3) insurance Contracts	Yes
2010-01-01	Plan benefit arrangement – Section 412(e)(3) insurance Contracts	Yes
2009: COURT ATTORNEYS ASSOCIATION WELFARE FUND 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Section 412(e)(3) insurance Contracts	Yes
2009-01-01	Plan benefit arrangement – Section 412(e)(3) insurance Contracts	Yes

Insurance Providers Used on plan

SECURITY MUTUAL LIFE INSURANCE COMPANY OF NY (National Association of Insurance Commissioners NAIC id number: 68772 )

Policy contract number

SP 70466

Policy instance

Insurance contract or identification number	SP 70466
Number of Individuals Covered	261
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $6,231
Life Insurance Welfare Benefit	Yes
Welfare Benefit Premiums Paid to Carrier	USD $51,357
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $6,231
Insurance broker organization code?	3
Insurance broker name	SICKNESS & ACCIDENT AGENCY INC

SECURITY MUTUAL LIFE INSURANCE COMPANY OF NY (National Association of Insurance Commissioners NAIC id number: 68772 )

Policy contract number

70466

Policy instance

Insurance contract or identification number	70466
Number of Individuals Covered	250
Insurance policy start date	2016-01-01
Insurance policy end date	2016-12-31
Total amount of commissions paid to insurance broker	USD $6,219
Are there contracts with allocated funds for individual policies?	Yes
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	Yes
Long Term Disability Insurance Welfare Benefit	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $6,219
Insurance broker organization code?	3
Insurance broker name	SICKNESS & SACCIDENT AGENCY INC

SECURITY MUTUAL LIFE INSURANCE COMPANY OF NY (National Association of Insurance Commissioners NAIC id number: 68772 )

Policy contract number

70466

Policy instance

Insurance contract or identification number	70466
Number of Individuals Covered	250
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $6,199
Are there contracts with allocated funds for individual policies?	Yes
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	Yes
Long Term Disability Insurance Welfare Benefit	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $6,199
Insurance broker organization code?	3
Insurance broker name	SICKNESS & SACCIDENT AGENCY INC

SECURITY MUTUAL LIFE INSURANCE COMPANY OF NY (National Association of Insurance Commissioners NAIC id number: 68772 )

Policy contract number

70466

Policy instance

Insurance contract or identification number	70466
Number of Individuals Covered	254
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $6,410
Are there contracts with allocated funds for individual policies?	Yes
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	Yes
Long Term Disability Insurance Welfare Benefit	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $6,410
Insurance broker organization code?	3
Insurance broker name	SICKNESS & SACCIDENT AGENCY INC

FIRST UNUM LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 64297 )

Policy contract number

222390

Policy instance

Insurance contract or identification number	222390
Number of Individuals Covered	249
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $10,320
Are there contracts with allocated funds for individual policies?	Yes
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	Yes
Long Term Disability Insurance Welfare Benefit	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $10,320
Insurance broker organization code?	3
Insurance broker name	TERRENCE SLOANE

FIRST UNUM LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 64297 )

Policy contract number

222390

Policy instance

Insurance contract or identification number	222390
Number of Individuals Covered	249
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $8,931
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	Yes
Long Term Disability Insurance Welfare Benefit	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $8,931
Insurance broker organization code?	3
Insurance broker name	TERRENCE SLOANE

FIRST UNUM LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 64297 )

Policy contract number

222390

Policy instance

Insurance contract or identification number	222390
Number of Individuals Covered	252
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $9,078
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	Yes
Long Term Disability Insurance Welfare Benefit	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

FIRST UNUM LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 64297 )

Policy contract number

222390

Policy instance

Insurance contract or identification number	222390
Number of Individuals Covered	240
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $6,203
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	Yes
Long Term Disability Insurance Welfare Benefit	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $6,203
Insurance broker organization code?	3
Insurance broker name	TERRENCE F. SLOAN

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Company Name:	COURT ATTORNEYS ASSOCIATION OF THE CITY OF NEW YORK
Employer identification number (EIN):	132937158
NAIC Classification:	525100
NAIC Description:	Insurance and Employee Benefit Funds