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NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 401k Plan overview

Plan NameNESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST
Plan identification number 001

NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NESTLE WATERS NORTH AMERICA INC. has sponsored the creation of one or more 401k plans.

Company Name:NESTLE WATERS NORTH AMERICA INC.
Employer identification number (EIN):132962996
NAIC Classification:312110
NAIC Description: Soft Drink and Ice Manufacturing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01
0012017-01-01DANA SHERMAN DANA SHERMAN2018-10-12
0012016-01-01DANA SHERMAN DANA SHERMAN2017-10-11
0012015-01-01DANA SHERMAN DANA SHERMAN2016-10-17
0012014-01-01DANA SHERMAN DANA SHERMAN2015-10-15
0012014-01-01DANA SHERMAN DANA SHERMAN2015-10-15
0012013-01-01DANA LOCH DANA LOCH2014-10-13
0012012-01-01DANA LOCH
0012011-01-01DANA LOCH DANA LOCH2012-10-15
0012009-01-01LYN SENTKOWSKI LYN SENTKOWSKI2010-10-18
0012009-01-01

Plan Statistics for NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST

401k plan membership statisitcs for NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST

Measure Date Value
2019: NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-0110,100
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-0110,945
Total number of active participants reported on line 7a of the Form 55002018-01-017,502
Number of retired or separated participants receiving benefits2018-01-0112
Number of other retired or separated participants entitled to future benefits2018-01-012,615
Total of all active and inactive participants2018-01-0110,129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0118
Total participants2018-01-0110,147
Number of participants with account balances2018-01-019,990
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011,370
2017: NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-0110,596
Total number of active participants reported on line 7a of the Form 55002017-01-018,611
Number of retired or separated participants receiving benefits2017-01-018
Number of other retired or separated participants entitled to future benefits2017-01-012,303
Total of all active and inactive participants2017-01-0110,922
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0123
Total participants2017-01-0110,945
Number of participants with account balances2017-01-0110,625
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011,188
2016: NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-0110,062
Total number of active participants reported on line 7a of the Form 55002016-01-018,664
Number of retired or separated participants receiving benefits2016-01-016
Number of other retired or separated participants entitled to future benefits2016-01-011,907
Total of all active and inactive participants2016-01-0110,577
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0119
Total participants2016-01-0110,596
Number of participants with account balances2016-01-0110,231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01988
2015: NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-019,342
Total number of active participants reported on line 7a of the Form 55002015-01-018,238
Number of retired or separated participants receiving benefits2015-01-016
Number of other retired or separated participants entitled to future benefits2015-01-011,856
Total of all active and inactive participants2015-01-0110,100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0118
Total participants2015-01-0110,118
Number of participants with account balances2015-01-019,660
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011,038
2014: NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-018,946
Total number of active participants reported on line 7a of the Form 55002014-01-017,416
Number of retired or separated participants receiving benefits2014-01-015
Number of other retired or separated participants entitled to future benefits2014-01-011,695
Total of all active and inactive participants2014-01-019,116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0117
Total participants2014-01-019,133
Number of participants with account balances2014-01-018,788
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01892
2013: NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-019,004
Total number of active participants reported on line 7a of the Form 55002013-01-017,508
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-011,649
Total of all active and inactive participants2013-01-019,160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0120
Total participants2013-01-019,180
Number of participants with account balances2013-01-018,729
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01806
2012: NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-018,795
Total number of active participants reported on line 7a of the Form 55002012-01-017,213
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-011,546
Total of all active and inactive participants2012-01-018,760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0116
Total participants2012-01-018,776
Number of participants with account balances2012-01-018,389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01738
2011: NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-018,458
Total number of active participants reported on line 7a of the Form 55002011-01-017,109
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011,526
Total of all active and inactive participants2011-01-018,635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-019
Total participants2011-01-018,644
Number of participants with account balances2011-01-018,395
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01628
2009: NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-019,387
Total number of active participants reported on line 7a of the Form 55002009-01-017,050
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-011,671
Total of all active and inactive participants2009-01-018,722
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0112
Total participants2009-01-018,734
Number of participants with account balances2009-01-018,544
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01951

Financial Data on NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST

Measure Date Value
2019 : NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets from this plan2019-12-31$1,224,010,834
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$56,500
Total income from all sources (including contributions)2019-12-31$316,282,439
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$260,514,832
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$258,689,757
Expenses. Certain deemed distributions of participant loans2019-12-31$92,730
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$72,363,244
Value of total assets at end of year2019-12-31$0
Value of total assets at beginning of year2019-12-31$1,168,299,727
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,732,345
Total interest from all sources2019-12-31$1,504,643
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$4,805,055
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$4,805,055
Administrative expenses professional fees incurred2019-12-31$232,155
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$20,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$41,694,948
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$28,124,252
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,884,146
Administrative expenses (other) incurred2019-12-31$653,268
Liabilities. Value of operating payables at end of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$56,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$55,767,607
Value of net assets at end of year (total assets less liabilities)2019-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,168,243,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$821,747
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$120,807,885
Interest on participant loans2019-12-31$1,504,643
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$1,003,420,070
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$18,495,789
Net investment gain or loss from common/collective trusts2019-12-31$219,113,708
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$28,784,150
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$15,947,520
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$258,689,757
Contract administrator fees2019-12-31$25,175
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KPMG LLP
Accountancy firm EIN2019-12-31135565207
2018 : NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$56,500
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$54,500
Total income from all sources (including contributions)2018-12-31$789,302
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$118,447,312
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$116,817,122
Expenses. Certain deemed distributions of participant loans2018-12-31$204,414
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$78,769,206
Value of total assets at end of year2018-12-31$1,168,299,727
Value of total assets at beginning of year2018-12-31$1,285,955,737
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,425,776
Total interest from all sources2018-12-31$1,398,304
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,600,891
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,600,891
Administrative expenses professional fees incurred2018-12-31$162,043
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$20,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31Yes
Amount of non-exempt transactions with any party-in-interest2018-12-31$2,034
Contributions received from participants2018-12-31$45,237,826
Participant contributions at end of year2018-12-31$28,124,252
Participant contributions at beginning of year2018-12-31$27,995,154
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$3,278,254
Administrative expenses (other) incurred2018-12-31$678,563
Liabilities. Value of operating payables at end of year2018-12-31$56,500
Liabilities. Value of operating payables at beginning of year2018-12-31$54,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-117,658,010
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,168,243,227
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,285,901,237
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$559,215
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$120,807,885
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$137,166,474
Interest on participant loans2018-12-31$1,398,304
Value of interest in common/collective trusts at end of year2018-12-31$1,003,420,070
Value of interest in common/collective trusts at beginning of year2018-12-31$1,090,364,434
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-29,630,238
Net investment gain or loss from common/collective trusts2018-12-31$-53,348,861
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$30,253,126
Employer contributions (assets) at end of year2018-12-31$15,947,520
Employer contributions (assets) at beginning of year2018-12-31$30,429,675
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$116,817,122
Contract administrator fees2018-12-31$25,955
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KPMG LLP
Accountancy firm EIN2018-12-31135565207
2017 : NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$54,500
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$50,000
Total income from all sources (including contributions)2017-12-31$274,375,892
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$74,861,911
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$72,691,240
Expenses. Certain deemed distributions of participant loans2017-12-31$629,347
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$95,574,041
Value of total assets at end of year2017-12-31$1,285,955,737
Value of total assets at beginning of year2017-12-31$1,086,437,256
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,541,324
Total interest from all sources2017-12-31$1,227,114
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$10,521,409
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$10,521,409
Administrative expenses professional fees incurred2017-12-31$265,536
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$20,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31Yes
Amount of non-exempt transactions with any party-in-interest2017-12-31$1,334
Contributions received from participants2017-12-31$46,806,188
Participant contributions at end of year2017-12-31$27,995,154
Participant contributions at beginning of year2017-12-31$27,592,001
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,156,251
Administrative expenses (other) incurred2017-12-31$650,134
Liabilities. Value of operating payables at end of year2017-12-31$54,500
Liabilities. Value of operating payables at beginning of year2017-12-31$50,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$199,513,981
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,285,901,237
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,086,387,256
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$625,654
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$137,166,474
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$175,030,095
Interest on participant loans2017-12-31$1,227,114
Value of interest in common/collective trusts at end of year2017-12-31$1,090,364,434
Value of interest in common/collective trusts at beginning of year2017-12-31$855,728,340
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$18,120,149
Net investment gain or loss from common/collective trusts2017-12-31$148,933,179
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$45,611,602
Employer contributions (assets) at end of year2017-12-31$30,429,675
Employer contributions (assets) at beginning of year2017-12-31$28,086,820
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$72,691,240
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KPMG LLP
Accountancy firm EIN2017-12-31135565207
2016 : NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$50,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$49,000
Total income from all sources (including contributions)2016-12-31$172,930,964
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$62,813,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$61,265,334
Expenses. Certain deemed distributions of participant loans2016-12-31$80,330
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$88,350,205
Value of total assets at end of year2016-12-31$1,086,437,256
Value of total assets at beginning of year2016-12-31$976,319,121
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,468,165
Total interest from all sources2016-12-31$1,104,031
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$5,715,340
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$5,715,340
Administrative expenses professional fees incurred2016-12-31$251,308
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$20,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$42,880,186
Participant contributions at end of year2016-12-31$27,592,001
Participant contributions at beginning of year2016-12-31$26,654,185
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$3,186,522
Administrative expenses (other) incurred2016-12-31$979,672
Liabilities. Value of operating payables at end of year2016-12-31$50,000
Liabilities. Value of operating payables at beginning of year2016-12-31$49,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$110,117,135
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,086,387,256
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$976,270,121
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$237,185
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$175,030,095
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$161,894,953
Interest on participant loans2016-12-31$1,104,031
Value of interest in common/collective trusts at end of year2016-12-31$855,728,340
Value of interest in common/collective trusts at beginning of year2016-12-31$763,892,886
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$10,103,111
Net investment gain or loss from common/collective trusts2016-12-31$67,658,277
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$42,283,497
Employer contributions (assets) at end of year2016-12-31$28,086,820
Employer contributions (assets) at beginning of year2016-12-31$23,877,097
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$61,265,334
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KPMG LLP
Accountancy firm EIN2016-12-31135565207
2015 : NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$49,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$47,500
Total income from all sources (including contributions)2015-12-31$67,140,279
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$71,513,850
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$69,994,701
Expenses. Certain deemed distributions of participant loans2015-12-31$54,212
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$79,838,891
Value of total assets at end of year2015-12-31$976,319,121
Value of total assets at beginning of year2015-12-31$980,691,192
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,464,937
Total interest from all sources2015-12-31$1,064,766
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$9,702,114
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$9,702,114
Administrative expenses professional fees incurred2015-12-31$126,306
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$20,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$40,183,233
Participant contributions at end of year2015-12-31$26,654,185
Participant contributions at beginning of year2015-12-31$26,820,852
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,496,959
Administrative expenses (other) incurred2015-12-31$1,061,992
Liabilities. Value of operating payables at end of year2015-12-31$49,000
Liabilities. Value of operating payables at beginning of year2015-12-31$47,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-4,373,571
Value of net assets at end of year (total assets less liabilities)2015-12-31$976,270,121
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$980,643,692
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$276,639
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$161,894,953
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$172,025,585
Interest on participant loans2015-12-31$1,064,766
Value of interest in common/collective trusts at end of year2015-12-31$763,892,886
Value of interest in common/collective trusts at beginning of year2015-12-31$762,049,539
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-17,389,511
Net investment gain or loss from common/collective trusts2015-12-31$-6,075,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$37,158,699
Employer contributions (assets) at end of year2015-12-31$23,877,097
Employer contributions (assets) at beginning of year2015-12-31$19,795,216
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$69,994,701
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$47,500
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$45,000
Total income from all sources (including contributions)2014-12-31$132,609,686
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$75,649,060
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$74,011,820
Expenses. Certain deemed distributions of participant loans2014-12-31$126,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$68,389,369
Value of total assets at end of year2014-12-31$980,691,192
Value of total assets at beginning of year2014-12-31$923,728,066
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,511,130
Total interest from all sources2014-12-31$1,063,015
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$11,631,611
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$11,631,611
Administrative expenses professional fees incurred2014-12-31$248,167
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$20,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$35,658,516
Participant contributions at end of year2014-12-31$26,820,852
Participant contributions at beginning of year2014-12-31$25,972,127
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,108,989
Administrative expenses (other) incurred2014-12-31$965,147
Liabilities. Value of operating payables at end of year2014-12-31$47,500
Liabilities. Value of operating payables at beginning of year2014-12-31$45,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$56,960,626
Value of net assets at end of year (total assets less liabilities)2014-12-31$980,643,692
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$923,683,066
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$297,816
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$172,025,585
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$171,245,887
Interest on participant loans2014-12-31$1,063,015
Value of interest in common/collective trusts at end of year2014-12-31$762,049,539
Value of interest in common/collective trusts at beginning of year2014-12-31$705,645,864
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-4,850,563
Net investment gain or loss from common/collective trusts2014-12-31$56,376,254
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$31,621,864
Employer contributions (assets) at end of year2014-12-31$19,795,216
Employer contributions (assets) at beginning of year2014-12-31$20,864,188
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$74,011,820
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135565207
2013 : NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$45,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$43,500
Total income from all sources (including contributions)2013-12-31$228,671,218
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$55,294,589
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$54,413,592
Expenses. Certain deemed distributions of participant loans2013-12-31$69,002
Value of total corrective distributions2013-12-31$40,451
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$69,186,352
Value of total assets at end of year2013-12-31$923,728,066
Value of total assets at beginning of year2013-12-31$750,349,937
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$771,544
Total interest from all sources2013-12-31$984,939
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$12,750,234
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$12,750,234
Administrative expenses professional fees incurred2013-12-31$276,472
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$20,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$35,057,756
Participant contributions at end of year2013-12-31$25,972,127
Participant contributions at beginning of year2013-12-31$23,774,157
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,256,205
Administrative expenses (other) incurred2013-12-31$495,072
Liabilities. Value of operating payables at end of year2013-12-31$45,000
Liabilities. Value of operating payables at beginning of year2013-12-31$43,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$173,376,629
Value of net assets at end of year (total assets less liabilities)2013-12-31$923,683,066
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$750,306,437
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$171,245,887
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$569,183,906
Interest on participant loans2013-12-31$984,939
Value of interest in common/collective trusts at end of year2013-12-31$705,645,864
Value of interest in common/collective trusts at beginning of year2013-12-31$137,778,518
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$-3,430,353
Net investment gain or loss from common/collective trusts2013-12-31$149,180,046
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$32,872,391
Employer contributions (assets) at end of year2013-12-31$20,864,188
Employer contributions (assets) at beginning of year2013-12-31$19,613,356
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$54,413,592
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG LLP
Accountancy firm EIN2013-12-31135565207
2012 : NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$1,115,234
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$43,500
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$42,000
Total income from all sources (including contributions)2012-12-31$153,917,416
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$52,594,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$51,526,549
Expenses. Certain deemed distributions of participant loans2012-12-31$252,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$65,107,631
Value of total assets at end of year2012-12-31$750,349,937
Value of total assets at beginning of year2012-12-31$647,910,333
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$815,506
Total interest from all sources2012-12-31$955,313
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$10,282,903
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$10,282,903
Administrative expenses professional fees incurred2012-12-31$412,993
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$20,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$32,727,632
Participant contributions at end of year2012-12-31$23,774,157
Participant contributions at beginning of year2012-12-31$22,939,043
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,667,558
Administrative expenses (other) incurred2012-12-31$402,513
Liabilities. Value of operating payables at end of year2012-12-31$43,500
Liabilities. Value of operating payables at beginning of year2012-12-31$42,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$101,322,870
Value of net assets at end of year (total assets less liabilities)2012-12-31$750,306,437
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$647,868,333
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$569,183,906
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$480,355,797
Interest on participant loans2012-12-31$955,313
Value of interest in common/collective trusts at end of year2012-12-31$137,778,518
Value of interest in common/collective trusts at beginning of year2012-12-31$125,600,726
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$69,176,173
Net investment gain or loss from common/collective trusts2012-12-31$8,395,396
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$30,712,441
Employer contributions (assets) at end of year2012-12-31$19,613,356
Employer contributions (assets) at beginning of year2012-12-31$19,014,767
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$51,526,549
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KPMG LLP
Accountancy firm EIN2012-12-31135565207
2011 : NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$42,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$42,000
Total income from all sources (including contributions)2011-12-31$60,366,974
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$42,284,964
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$41,589,082
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$63,107,760
Value of total assets at end of year2011-12-31$647,910,333
Value of total assets at beginning of year2011-12-31$629,828,323
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$695,882
Total interest from all sources2011-12-31$1,056,135
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$8,434,712
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$8,434,712
Administrative expenses professional fees incurred2011-12-31$189,378
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$20,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$31,629,462
Participant contributions at end of year2011-12-31$22,939,043
Participant contributions at beginning of year2011-12-31$21,797,277
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$1,048,459
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,630,214
Administrative expenses (other) incurred2011-12-31$506,504
Liabilities. Value of operating payables at end of year2011-12-31$42,000
Liabilities. Value of operating payables at beginning of year2011-12-31$42,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$18,082,010
Value of net assets at end of year (total assets less liabilities)2011-12-31$647,868,333
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$629,786,323
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$480,355,797
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$473,731,530
Interest on participant loans2011-12-31$1,056,135
Value of interest in common/collective trusts at end of year2011-12-31$125,600,726
Value of interest in common/collective trusts at beginning of year2011-12-31$116,297,162
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-15,774,593
Net investment gain or loss from common/collective trusts2011-12-31$3,542,960
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$29,848,084
Employer contributions (assets) at end of year2011-12-31$19,014,767
Employer contributions (assets) at beginning of year2011-12-31$16,953,895
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$41,589,082
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KPMG LLP
Accountancy firm EIN2011-12-31135565207
2010 : NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$42,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$42,000
Total income from all sources (including contributions)2010-12-31$125,326,032
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$46,374,057
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$45,667,788
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$57,431,647
Value of total assets at end of year2010-12-31$629,828,323
Value of total assets at beginning of year2010-12-31$550,876,348
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$706,269
Total interest from all sources2010-12-31$1,097,469
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$8,791,446
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$8,791,446
Administrative expenses professional fees incurred2010-12-31$84,055
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$20,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$29,666,350
Participant contributions at end of year2010-12-31$21,797,277
Participant contributions at beginning of year2010-12-31$20,197,524
Participant contributions at end of year2010-12-31$1,048,459
Participant contributions at beginning of year2010-12-31$1,027,643
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$659,014
Administrative expenses (other) incurred2010-12-31$475,257
Liabilities. Value of operating payables at end of year2010-12-31$42,000
Liabilities. Value of operating payables at beginning of year2010-12-31$42,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$78,951,975
Value of net assets at end of year (total assets less liabilities)2010-12-31$629,786,323
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$550,834,348
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$146,957
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$473,731,530
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$397,351,607
Interest on participant loans2010-12-31$1,097,469
Value of interest in common/collective trusts at end of year2010-12-31$116,297,162
Value of interest in common/collective trusts at beginning of year2010-12-31$114,152,082
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$50,001,490
Net investment gain or loss from common/collective trusts2010-12-31$8,003,980
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$27,106,283
Employer contributions (assets) at end of year2010-12-31$16,953,895
Employer contributions (assets) at beginning of year2010-12-31$18,147,492
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$45,667,788
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KPMG LLP
Accountancy firm EIN2010-12-31135565207
2009 : NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST

2019: NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingYes
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NESTLE WATERS NORTH AMERICA, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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