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MCLAUGHLIN & STERN, LLP 401(K) PLAN 401k Plan overview

Plan NameMCLAUGHLIN & STERN, LLP 401(K) PLAN
Plan identification number 002

MCLAUGHLIN & STERN, LLP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Money purchase (other than target benefit)
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MCLAUGHLIN & STERN, LLP has sponsored the creation of one or more 401k plans.

Company Name:MCLAUGHLIN & STERN, LLP
Employer identification number (EIN):132993028
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about MCLAUGHLIN & STERN, LLP

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1994-11-15
Company Identification Number: 1868212
Legal Registered Office Address: 260 MADISON AVENUE

NEW YORK
United States of America (USA)
10016

More information about MCLAUGHLIN & STERN, LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MCLAUGHLIN & STERN, LLP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01STEPHEN GRISANTI2023-10-12 STEPHEN GRISANTI2023-10-12
0022021-01-01STEPHEN GRISANTI2022-10-12 STEPHEN GRISANTI2022-10-12
0022020-01-01STEPHEN GRISANTI2021-09-28 STEPHEN GRISANTI2021-09-28
0022019-01-01STEPHEN GRISANTI2020-10-13 STEPHEN GRISANTI2020-10-13
0022018-01-01STEPHEN GRISANTI2019-09-30 STEPHEN GRISANTI2019-09-30
0022017-01-01STEPHEN GRISANTI STEPHEN GRISANTI2018-10-15
0022016-01-01STEPHEN GRISANTI STEPHEN GRISANTI2017-10-05
0022015-01-01VINCENT LIPARI VINCENT LIPARI2016-10-13
0022014-01-01VINCENT LIPARI VINCENT LIPARI2015-10-14
0022013-01-01VINCENT LIPARI VINCENT LIPARI2014-10-14
0022012-01-01GEOFFRY HANDLER GEOFFRY HANDLER2013-10-11
0022011-01-01VINCENT LIPARI VINCENT LIPARI2012-10-11
0022010-01-01GEOFFRY HANDLER GEOFFRY HANDLER2011-10-14
0022009-01-01GEOFFRY HANDLER GEOFFRY HANDLER2010-10-15
0022009-01-01GEOFFRY HANDLER GEOFFRY HANDLER2010-10-15
0022009-01-01GEOFFREY HANDLER GEOFFREY HANDLER2010-10-15
0022009-01-01GEOFFRY HANDLER GEOFFRY HANDLER2010-10-15
0022009-01-01GEOFFRY HANDLER GEOFFRY HANDLER2010-10-15

Plan Statistics for MCLAUGHLIN & STERN, LLP 401(K) PLAN

401k plan membership statisitcs for MCLAUGHLIN & STERN, LLP 401(K) PLAN

Measure Date Value
2022: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01234
Total number of active participants reported on line 7a of the Form 55002022-01-01175
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0157
Total of all active and inactive participants2022-01-01232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01232
Number of participants with account balances2022-01-01219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01223
Total number of active participants reported on line 7a of the Form 55002021-01-01173
Number of retired or separated participants receiving benefits2021-01-0161
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-01234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01234
Number of participants with account balances2021-01-01208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01217
Total number of active participants reported on line 7a of the Form 55002020-01-01180
Number of other retired or separated participants entitled to future benefits2020-01-0136
Total of all active and inactive participants2020-01-01216
Total participants2020-01-01216
Number of participants with account balances2020-01-01187
2019: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01195
Total number of active participants reported on line 7a of the Form 55002019-01-01152
Number of other retired or separated participants entitled to future benefits2019-01-0135
Total of all active and inactive participants2019-01-01187
Total participants2019-01-01187
Number of participants with account balances2019-01-01164
2018: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01191
Total number of active participants reported on line 7a of the Form 55002018-01-01148
Number of other retired or separated participants entitled to future benefits2018-01-0139
Total of all active and inactive participants2018-01-01187
Total participants2018-01-01187
Number of participants with account balances2018-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011
2017: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01177
Total number of active participants reported on line 7a of the Form 55002017-01-01119
Number of other retired or separated participants entitled to future benefits2017-01-0135
Total of all active and inactive participants2017-01-01154
Total participants2017-01-01154
Number of participants with account balances2017-01-01166
2016: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01164
Total number of active participants reported on line 7a of the Form 55002016-01-01116
Number of retired or separated participants receiving benefits2016-01-0136
Total of all active and inactive participants2016-01-01152
Total participants2016-01-01152
Number of participants with account balances2016-01-01153
2015: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01143
Total number of active participants reported on line 7a of the Form 55002015-01-01116
Number of retired or separated participants receiving benefits2015-01-0135
Total of all active and inactive participants2015-01-01151
Total participants2015-01-01151
Number of participants with account balances2015-01-01137
2014: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01131
Total number of active participants reported on line 7a of the Form 55002014-01-01103
Number of retired or separated participants receiving benefits2014-01-0140
Total of all active and inactive participants2014-01-01143
Total participants2014-01-01143
Number of participants with account balances2014-01-01124
2013: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01136
Total number of active participants reported on line 7a of the Form 55002013-01-01107
Number of other retired or separated participants entitled to future benefits2013-01-0128
Total of all active and inactive participants2013-01-01135
Total participants2013-01-01135
Number of participants with account balances2013-01-01128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0111
2012: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01108
Total number of active participants reported on line 7a of the Form 55002012-01-01110
Number of retired or separated participants receiving benefits2012-01-014
Total of all active and inactive participants2012-01-01114
Total participants2012-01-01114
Number of participants with account balances2012-01-01135
2011: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01106
Total number of active participants reported on line 7a of the Form 55002011-01-01108
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-01110
Total participants2011-01-01110
Number of participants with account balances2011-01-01131
2010: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01120
Total number of active participants reported on line 7a of the Form 55002010-01-0198
Number of retired or separated participants receiving benefits2010-01-014
Total of all active and inactive participants2010-01-01102
Total participants2010-01-01102
Number of participants with account balances2010-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01132
Total number of active participants reported on line 7a of the Form 55002009-01-01120
Total of all active and inactive participants2009-01-01120
Total participants2009-01-01120
Number of participants with account balances2009-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on MCLAUGHLIN & STERN, LLP 401(K) PLAN

Measure Date Value
2022 : MCLAUGHLIN & STERN, LLP 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-3,342,224
Total of all expenses incurred2022-12-31$3,263,554
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,195,219
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,058,987
Value of total assets at end of year2022-12-31$47,816,750
Value of total assets at beginning of year2022-12-31$54,422,528
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$68,335
Total interest from all sources2022-12-31$8,981
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$384,620
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$384,620
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,468,137
Participant contributions at end of year2022-12-31$250,750
Participant contributions at beginning of year2022-12-31$159,681
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,876,878
Other income not declared elsewhere2022-12-31$188
Administrative expenses (other) incurred2022-12-31$61,630
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-6,605,778
Value of net assets at end of year (total assets less liabilities)2022-12-31$47,816,750
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$54,422,528
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$40,419,321
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$46,243,269
Interest on participant loans2022-12-31$8,981
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$7,146,679
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$8,019,578
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-7,795,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$713,972
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,195,219
Contract administrator fees2022-12-31$6,705
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WAGNER,FERBER,FINE & ACKERMAN,PLLC
Accountancy firm EIN2022-12-31113061778
2021 : MCLAUGHLIN & STERN, LLP 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$11,052,882
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,138,719
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,095,700
Expenses. Certain deemed distributions of participant loans2021-12-31$38,728
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,465,880
Value of total assets at end of year2021-12-31$54,422,528
Value of total assets at beginning of year2021-12-31$46,508,365
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$4,291
Total interest from all sources2021-12-31$8,787
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$387,468
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$387,468
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,518,011
Participant contributions at end of year2021-12-31$159,681
Participant contributions at beginning of year2021-12-31$191,539
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$2,332,106
Other income not declared elsewhere2021-12-31$2,392
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$7,914,163
Value of net assets at end of year (total assets less liabilities)2021-12-31$54,422,528
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$46,508,365
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$46,243,269
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$39,033,766
Interest on participant loans2021-12-31$8,787
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$8,019,578
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$7,283,060
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$6,188,355
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$615,763
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,095,700
Contract administrator fees2021-12-31$4,291
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31WAGNER FERBER FINE & ACKERMAN, PLLC
Accountancy firm EIN2021-12-31113061778
2020 : MCLAUGHLIN & STERN, LLP 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$7,558,026
Total of all expenses incurred2020-12-31$612,744
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$610,189
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,468,164
Value of total assets at end of year2020-12-31$46,508,365
Value of total assets at beginning of year2020-12-31$39,563,083
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$2,555
Total interest from all sources2020-12-31$12,409
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$126,273
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$126,273
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,300,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,403,912
Participant contributions at end of year2020-12-31$191,539
Participant contributions at beginning of year2020-12-31$252,206
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$489,389
Other income not declared elsewhere2020-12-31$48,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$6,945,282
Value of net assets at end of year (total assets less liabilities)2020-12-31$46,508,365
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$39,563,083
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$39,033,766
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$32,760,870
Interest on participant loans2020-12-31$12,409
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$7,283,060
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$6,550,007
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,902,280
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$574,863
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$610,189
Contract administrator fees2020-12-31$2,555
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31WAGNER FERBER FINE & ACKERMAN, PLLC
Accountancy firm EIN2020-12-31113061778
2019 : MCLAUGHLIN & STERN, LLP 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$8,195,840
Total of all expenses incurred2019-12-31$1,436,997
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,431,581
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,252,798
Value of total assets at end of year2019-12-31$39,563,083
Value of total assets at beginning of year2019-12-31$32,804,240
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,416
Total interest from all sources2019-12-31$16,635
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$155,320
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$155,320
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,300,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,440,781
Participant contributions at end of year2019-12-31$252,206
Participant contributions at beginning of year2019-12-31$333,932
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$35,919
Other income not declared elsewhere2019-12-31$24,426
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$6,758,843
Value of net assets at end of year (total assets less liabilities)2019-12-31$39,563,083
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$32,804,240
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$32,760,870
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$26,135,912
Interest on participant loans2019-12-31$16,635
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$6,550,007
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$6,334,396
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,746,661
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$776,098
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,431,581
Contract administrator fees2019-12-31$5,416
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WAGNER FERBER FINE & ACKERMAN, PLLC
Accountancy firm EIN2019-12-31113061778
2018 : MCLAUGHLIN & STERN, LLP 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$1,093,616
Total of all expenses incurred2018-12-31$1,756,935
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,750,777
Expenses. Certain deemed distributions of participant loans2018-12-31$368
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,408,234
Value of total assets at end of year2018-12-31$32,804,240
Value of total assets at beginning of year2018-12-31$33,467,559
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$5,790
Total interest from all sources2018-12-31$16,173
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$178,298
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$178,298
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,300,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,440,864
Participant contributions at end of year2018-12-31$333,932
Participant contributions at beginning of year2018-12-31$353,612
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$244,484
Other income not declared elsewhere2018-12-31$14,262
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-663,319
Value of net assets at end of year (total assets less liabilities)2018-12-31$32,804,240
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$33,467,559
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$26,135,912
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$27,739,135
Interest on participant loans2018-12-31$16,173
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$6,334,396
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$5,374,812
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,523,351
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$722,886
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,750,777
Contract administrator fees2018-12-31$5,790
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WAGNER FERBER FINE & ACKERMAN, PLLC
Accountancy firm EIN2018-12-31113061778
2017 : MCLAUGHLIN & STERN, LLP 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$6,103,806
Total of all expenses incurred2017-12-31$1,063,310
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,057,510
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,816,392
Value of total assets at end of year2017-12-31$33,467,559
Value of total assets at beginning of year2017-12-31$28,427,063
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,800
Total interest from all sources2017-12-31$13,656
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$129,797
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$129,797
Administrative expenses professional fees incurred2017-12-31$5,800
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,300,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,099,791
Participant contributions at end of year2017-12-31$353,612
Participant contributions at beginning of year2017-12-31$341,115
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$59,362
Other income not declared elsewhere2017-12-31$23,206
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,040,496
Value of net assets at end of year (total assets less liabilities)2017-12-31$33,467,559
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$28,427,063
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$27,739,135
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$22,416,492
Interest on participant loans2017-12-31$13,656
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$5,374,812
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$5,669,456
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,120,755
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$657,239
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,057,510
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31COHN REZNICK
Accountancy firm EIN2017-12-31221478099
2016 : MCLAUGHLIN & STERN, LLP 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$4,836,945
Total of all expenses incurred2016-12-31$1,384,614
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,379,825
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,606,467
Value of total assets at end of year2016-12-31$28,427,063
Value of total assets at beginning of year2016-12-31$24,974,732
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,789
Total interest from all sources2016-12-31$15,952
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$598,969
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$598,969
Administrative expenses professional fees incurred2016-12-31$4,789
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,300,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$990,817
Participant contributions at end of year2016-12-31$341,115
Participant contributions at beginning of year2016-12-31$354,679
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$847,309
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,452,331
Value of net assets at end of year (total assets less liabilities)2016-12-31$28,427,063
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$24,974,732
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$22,416,492
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$20,151,144
Income. Interest from loans (other than to participants)2016-12-31$15,952
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$5,669,456
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,468,909
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,615,557
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$768,341
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,379,825
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31COHN REZNICK
Accountancy firm EIN2016-12-31221478099
2015 : MCLAUGHLIN & STERN, LLP 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,554,636
Total of all expenses incurred2015-12-31$1,669,545
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,664,900
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,555,289
Value of total assets at end of year2015-12-31$24,974,732
Value of total assets at beginning of year2015-12-31$25,089,641
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$4,645
Total interest from all sources2015-12-31$12,148
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$-77,688
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$-77,688
Administrative expenses professional fees incurred2015-12-31$4,645
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,300,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$908,483
Participant contributions at end of year2015-12-31$354,679
Participant contributions at beginning of year2015-12-31$281,211
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$41,153
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-114,909
Value of net assets at end of year (total assets less liabilities)2015-12-31$24,974,732
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$25,089,641
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$20,151,144
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$20,294,154
Interest on participant loans2015-12-31$12,148
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,468,909
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$4,514,276
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$64,887
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$605,653
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,664,900
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LEVINE NEIDER WOHL, LLP
Accountancy firm EIN2015-12-31133497916
2014 : MCLAUGHLIN & STERN, LLP 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$2,991,696
Total of all expenses incurred2014-12-31$2,011,189
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,006,489
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,506,388
Value of total assets at end of year2014-12-31$25,089,641
Value of total assets at beginning of year2014-12-31$24,109,134
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$4,700
Total interest from all sources2014-12-31$12,259
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$328,803
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$328,803
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$840,366
Participant contributions at end of year2014-12-31$281,211
Participant contributions at beginning of year2014-12-31$303,274
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$980,507
Value of net assets at end of year (total assets less liabilities)2014-12-31$25,089,641
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$24,109,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$20,294,154
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$18,214,686
Interest on participant loans2014-12-31$12,259
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$4,514,276
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$5,591,174
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,144,246
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$666,022
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,006,489
Contract administrator fees2014-12-31$4,700
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LEVINE NEIDER WOHL, LLP
Accountancy firm EIN2014-12-31133497916
2013 : MCLAUGHLIN & STERN, LLP 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$5,452,434
Total of all expenses incurred2013-12-31$1,598,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,592,591
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,762,740
Value of total assets at end of year2013-12-31$24,109,134
Value of total assets at beginning of year2013-12-31$20,254,916
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$5,625
Total interest from all sources2013-12-31$13,738
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$524,203
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$524,203
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$896,197
Participant contributions at end of year2013-12-31$303,274
Participant contributions at beginning of year2013-12-31$350,219
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$219,991
Other income not declared elsewhere2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,854,218
Value of net assets at end of year (total assets less liabilities)2013-12-31$24,109,134
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$20,254,916
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$18,214,686
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$15,140,877
Interest on participant loans2013-12-31$13,738
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$5,591,174
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$4,763,820
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,151,753
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$646,552
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,592,591
Contract administrator fees2013-12-31$5,625
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LEVINE NEIDER WOHL, LLP
Accountancy firm EIN2013-12-31133497916
2012 : MCLAUGHLIN & STERN, LLP 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$3,370,923
Total of all expenses incurred2012-12-31$272,982
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$266,858
Expenses. Certain deemed distributions of participant loans2012-12-31$3,779
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,528,078
Value of total assets at end of year2012-12-31$20,254,916
Value of total assets at beginning of year2012-12-31$17,156,975
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,345
Total interest from all sources2012-12-31$14,161
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$373,458
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$373,458
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$889,702
Participant contributions at end of year2012-12-31$350,219
Participant contributions at beginning of year2012-12-31$356,581
Administrative expenses (other) incurred2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,097,941
Value of net assets at end of year (total assets less liabilities)2012-12-31$20,254,916
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$17,156,975
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$15,140,877
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$12,621,974
Interest on participant loans2012-12-31$14,161
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$4,763,820
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$4,178,420
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,455,226
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$638,376
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$266,858
Contract administrator fees2012-12-31$2,345
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LEVINE NEIDER WOHL, LLP
Accountancy firm EIN2012-12-31133497916
2011 : MCLAUGHLIN & STERN, LLP 401(K) PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,424,577
Total of all expenses incurred2011-12-31$277,349
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$273,169
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,638,162
Value of total assets at end of year2011-12-31$17,156,975
Value of total assets at beginning of year2011-12-31$16,009,747
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$4,180
Total interest from all sources2011-12-31$11,683
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$78,023
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$78,023
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$866,548
Participant contributions at end of year2011-12-31$356,581
Participant contributions at beginning of year2011-12-31$202,105
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$155,508
Administrative expenses (other) incurred2011-12-31$1,335
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,147,228
Value of net assets at end of year (total assets less liabilities)2011-12-31$17,156,975
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$16,009,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$12,621,974
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$11,802,341
Income. Interest from loans (other than to participants)2011-12-31$11,683
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$4,178,420
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$4,005,301
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-303,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$616,106
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$273,169
Contract administrator fees2011-12-31$2,845
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LEVINE NEIDER WOHL, LLP
Accountancy firm EIN2011-12-31133497916
2010 : MCLAUGHLIN & STERN, LLP 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,085,198
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$293,848
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$292,698
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,473,910
Value of total assets at end of year2010-12-31$16,009,747
Value of total assets at beginning of year2010-12-31$13,218,397
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,150
Total interest from all sources2010-12-31$7,874
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$321,762
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$321,762
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$846,654
Participant contributions at end of year2010-12-31$202,105
Participant contributions at beginning of year2010-12-31$224,535
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$12,104
Other income not declared elsewhere2010-12-31$596
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,791,350
Value of net assets at end of year (total assets less liabilities)2010-12-31$16,009,747
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$13,218,397
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$11,802,341
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$9,689,915
Income. Interest from loans (other than to participants)2010-12-31$7,874
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$4,005,301
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$3,303,947
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,281,056
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$615,152
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$292,698
Contract administrator fees2010-12-31$1,150
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LEVINE NEIDER WOHL, LLP
Accountancy firm EIN2010-12-31133497916

Form 5500 Responses for MCLAUGHLIN & STERN, LLP 401(K) PLAN

2022: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: MCLAUGHLIN & STERN, LLP 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878902
Policy instance 1
Insurance contract or identification number878902
Number of Individuals Covered219
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878902
Policy instance 1
Insurance contract or identification number878902
Number of Individuals Covered208
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $72,495
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $72,495
Amount paid for insurance broker fees0
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878902
Policy instance 1
Insurance contract or identification number878902
Number of Individuals Covered204
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $63,829
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $63,829
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878902
Policy instance 1
Insurance contract or identification number878902
Number of Individuals Covered193
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $57,074
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $57,074
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878902
Policy instance 1
Insurance contract or identification number878902
Number of Individuals Covered182
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $54,275
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $54,275
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878902
Policy instance 1
Insurance contract or identification number878902
Number of Individuals Covered165
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $48,324
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $10,246
Insurance broker organization code?3
Insurance broker nameCETERA ADVISOR NETWORKS, LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878902
Policy instance 1
Insurance contract or identification number878902
Number of Individuals Covered137
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $38,204
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $34,384
Insurance broker organization code?3
Insurance broker nameCETERA ADVISOR NETWORKS, LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878902
Policy instance 1
Insurance contract or identification number878902
Number of Individuals Covered125
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $39,175
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $35,257
Insurance broker organization code?3
Insurance broker nameCETERA ADVISOR NETWORKS, LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878902
Policy instance 1
Insurance contract or identification number878902
Number of Individuals Covered136
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $36,270
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $2,669
Insurance broker organization code?3
Insurance broker nameCETERA ADVISOR NETWORKS, LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878902
Policy instance 1
Insurance contract or identification number878902
Number of Individuals Covered140
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $31,430
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $3,143
Insurance broker organization code?3
Insurance broker nameTHESCO BENEFITS LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878902
Policy instance 1
Insurance contract or identification number878902
Number of Individuals Covered131
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $28,193
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878902
Policy instance 1
Insurance contract or identification number878902
Number of Individuals Covered124
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $9,705
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $873
Insurance broker organization code?3
Insurance broker nameTHESCO BENEFITS LLC

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