401k Plan data: THROCKMORTON FINE ART, INC. PENSION PLAN plan

THROCKMORTON FINE ART, INC. PENSION PLAN 401k Plan overview

Plan Name	THROCKMORTON FINE ART, INC. PENSION PLAN
Plan identification number	001

THROCKMORTON FINE ART, INC. PENSION PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Life insurance

401k Sponsoring company profile

THROCKMORTON FINE ART, INC. has sponsored the creation of one or more 401k plans.

Company Name: THROCKMORTON FINE ART, INC.

Employer identification number (EIN): 133023323

NAIC Classification: 453920
NAIC Description: Art Dealers

Additional information about THROCKMORTON FINE ART, INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1980-04-08

Company Identification Number: 620089

Legal Registered Office Address: 145 EAST 57TH ST / 3RD FL
New York
NEW YORK
United States of America (USA)
10022

More information about THROCKMORTON FINE ART, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THROCKMORTON FINE ART, INC. PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 SPENCER THROCKMORTON 2024-10-03
001 2022-01-01 SPENCER THROCKMORTON 2023-09-30
001 2021-01-01 SPENCER THROCKMORTON 2022-09-30
001 2020-01-01 SPENCER THROCKMORTON 2021-10-06
001 2019-01-01 SPENCER THROCKMORTON 2020-09-15
001 2018-01-01 SPENCER THROCKMORTON 2019-09-12
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 SUZANNE MALEN
001 2011-01-01 SUZANNE MALEN
001 2009-01-01 SUZANNE MALEN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2023-01-01	SPENCER THROCKMORTON	2024-10-03
001	2022-01-01	SPENCER THROCKMORTON	2023-09-30
001	2021-01-01	SPENCER THROCKMORTON	2022-09-30
001	2020-01-01	SPENCER THROCKMORTON	2021-10-06
001	2019-01-01	SPENCER THROCKMORTON	2020-09-15
001	2018-01-01	SPENCER THROCKMORTON	2019-09-12
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	SUZANNE MALEN
001	2011-01-01	SUZANNE MALEN
001	2009-01-01	SUZANNE MALEN

Financial Data on THROCKMORTON FINE ART, INC. PENSION PLAN

Measure	Date	Value
2023 : THROCKMORTON FINE ART, INC. PENSION PLAN 2023 401k financial data
Transfers to/from the plan	2023-12-31	$0
Total plan liabilities at end of year	2023-12-31	$0
Total plan liabilities at beginning of year	2023-12-31	$0
Total income from all sources	2023-12-31	$138,151
Expenses. Total of all expenses incurred	2023-12-31	$655,451
Benefits paid (including direct rollovers)	2023-12-31	$537,832
Total plan assets at end of year	2023-12-31	$13,736,676
Total plan assets at beginning of year	2023-12-31	$14,253,976
Value of fidelity bond covering the plan	2023-12-31	$6,300,000
Assets. Value of tangible personal property	2023-12-31	$4,668,050
Total contributions received or receivable from participants	2023-12-31	$0
Expenses. Other expenses not covered elsewhere	2023-12-31	$117,619
Contributions received from other sources (not participants or employers)	2023-12-31	$0
Other income received	2023-12-31	$52,719
Noncash contributions received	2023-12-31	$0
Net income (gross income less expenses)	2023-12-31	$-517,300
Net plan assets at end of year (total assets less liabilities)	2023-12-31	$13,736,676
Net plan assets at beginning of year (total assets less liabilities)	2023-12-31	$14,253,976
Assets. Value of participant loans	2023-12-31	$20,000
Total contributions received or receivable from employer(s)	2023-12-31	$85,432
Value of certain deemed distributions of participant loans	2023-12-31	$0
Value of corrective distributions	2023-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2023-12-31	$0
2022 : THROCKMORTON FINE ART, INC. PENSION PLAN 2022 401k financial data
Total income from all sources	2022-12-31	$-930,961
Expenses. Total of all expenses incurred	2022-12-31	$677,450
Benefits paid (including direct rollovers)	2022-12-31	$579,968
Total plan assets at end of year	2022-12-31	$14,253,976
Total plan assets at beginning of year	2022-12-31	$15,862,387
Value of fidelity bond covering the plan	2022-12-31	$6,300,000
Assets. Value of tangible personal property	2022-12-31	$5,539,050
Expenses. Other expenses not covered elsewhere	2022-12-31	$97,482
Other income received	2022-12-31	$-969,498
Net income (gross income less expenses)	2022-12-31	$-1,608,411
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$14,253,976
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$15,862,387
Assets. Value of participant loans	2022-12-31	$20,000
Total contributions received or receivable from employer(s)	2022-12-31	$38,537
2021 : THROCKMORTON FINE ART, INC. PENSION PLAN 2021 401k financial data
Total income from all sources	2021-12-31	$727,348
Expenses. Total of all expenses incurred	2021-12-31	$718,584
Benefits paid (including direct rollovers)	2021-12-31	$600,360
Total plan assets at end of year	2021-12-31	$15,862,387
Total plan assets at beginning of year	2021-12-31	$15,853,623
Value of fidelity bond covering the plan	2021-12-31	$6,300,000
Assets. Value of tangible personal property	2021-12-31	$5,533,050
Expenses. Other expenses not covered elsewhere	2021-12-31	$118,224
Other income received	2021-12-31	$699,022
Net income (gross income less expenses)	2021-12-31	$8,764
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$15,862,387
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$15,853,623
Total contributions received or receivable from employer(s)	2021-12-31	$28,326
2020 : THROCKMORTON FINE ART, INC. PENSION PLAN 2020 401k financial data
Total income from all sources	2020-12-31	$373,113
Expenses. Total of all expenses incurred	2020-12-31	$107,918
Total plan assets at end of year	2020-12-31	$15,853,623
Total plan assets at beginning of year	2020-12-31	$15,588,428
Value of fidelity bond covering the plan	2020-12-31	$6,300,000
Assets. Value of tangible personal property	2020-12-31	$5,656,800
Expenses. Other expenses not covered elsewhere	2020-12-31	$107,918
Other income received	2020-12-31	$333,847
Net income (gross income less expenses)	2020-12-31	$265,195
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$15,853,623
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$15,588,428
Total contributions received or receivable from employer(s)	2020-12-31	$39,266
2019 : THROCKMORTON FINE ART, INC. PENSION PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$879,253
Expenses. Total of all expenses incurred	2019-12-31	$626,025
Benefits paid (including direct rollovers)	2019-12-31	$543,270
Total plan assets at end of year	2019-12-31	$15,588,428
Total plan assets at beginning of year	2019-12-31	$15,335,200
Value of fidelity bond covering the plan	2019-12-31	$6,300,000
Assets. Value of tangible personal property	2019-12-31	$5,726,800
Expenses. Other expenses not covered elsewhere	2019-12-31	$82,755
Other income received	2019-12-31	$857,676
Net income (gross income less expenses)	2019-12-31	$253,228
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$15,588,428
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$15,335,200
Total contributions received or receivable from employer(s)	2019-12-31	$21,577
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : THROCKMORTON FINE ART, INC. PENSION PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$-136,511
Expenses. Total of all expenses incurred	2018-12-31	$102,920
Total plan assets at end of year	2018-12-31	$15,335,200
Total plan assets at beginning of year	2018-12-31	$15,574,631
Value of fidelity bond covering the plan	2018-12-31	$6,300,000
Assets. Value of tangible personal property	2018-12-31	$5,847,800
Expenses. Other expenses not covered elsewhere	2018-12-31	$102,920
Other income received	2018-12-31	$-247,600
Net income (gross income less expenses)	2018-12-31	$-239,431
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$15,335,200
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$15,574,631
Total contributions received or receivable from employer(s)	2018-12-31	$111,089
2017 : THROCKMORTON FINE ART, INC. PENSION PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$796,234
Expenses. Total of all expenses incurred	2017-12-31	$88,930
Total plan assets at end of year	2017-12-31	$15,574,631
Total plan assets at beginning of year	2017-12-31	$14,867,327
Value of fidelity bond covering the plan	2017-12-31	$6,300,000
Assets. Value of tangible personal property	2017-12-31	$5,923,800
Expenses. Other expenses not covered elsewhere	2017-12-31	$88,930
Other income received	2017-12-31	$682,317
Net income (gross income less expenses)	2017-12-31	$707,304
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$15,574,631
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$14,867,327
Total contributions received or receivable from employer(s)	2017-12-31	$113,917
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$0
2016 : THROCKMORTON FINE ART, INC. PENSION PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$629,402
Expenses. Total of all expenses incurred	2016-12-31	$120,472
Total plan assets at end of year	2016-12-31	$14,867,327
Total plan assets at beginning of year	2016-12-31	$14,358,397
Value of fidelity bond covering the plan	2016-12-31	$6,300,000
Assets. Value of tangible personal property	2016-12-31	$5,960,300
Expenses. Other expenses not covered elsewhere	2016-12-31	$120,472
Other income received	2016-12-31	$499,364
Net income (gross income less expenses)	2016-12-31	$508,930
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$14,867,327
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$14,358,397
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$0
Total contributions received or receivable from employer(s)	2016-12-31	$130,038
2015 : THROCKMORTON FINE ART, INC. PENSION PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$-28,705
Expenses. Total of all expenses incurred	2015-12-31	$91,776
Total plan assets at end of year	2015-12-31	$14,358,397
Total plan assets at beginning of year	2015-12-31	$14,478,878
Value of fidelity bond covering the plan	2015-12-31	$6,300,000
Assets. Value of tangible personal property	2015-12-31	$6,039,300
Expenses. Other expenses not covered elsewhere	2015-12-31	$91,776
Other income received	2015-12-31	$-145,967
Net income (gross income less expenses)	2015-12-31	$-120,481
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$14,358,397
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$14,478,878
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$166,041
Total contributions received or receivable from employer(s)	2015-12-31	$117,262
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$0
2014 : THROCKMORTON FINE ART, INC. PENSION PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$344,507
Expenses. Total of all expenses incurred	2014-12-31	$89,958
Total plan assets at end of year	2014-12-31	$14,478,878
Total plan assets at beginning of year	2014-12-31	$14,224,329
Value of fidelity bond covering the plan	2014-12-31	$6,300,000
Assets. Value of tangible personal property	2014-12-31	$5,726,800
Expenses. Other expenses not covered elsewhere	2014-12-31	$89,958
Other income received	2014-12-31	$227,030
Net income (gross income less expenses)	2014-12-31	$254,549
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$14,478,878
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$14,224,329
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$182,017
Total contributions received or receivable from employer(s)	2014-12-31	$117,477
2013 : THROCKMORTON FINE ART, INC. PENSION PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$819,633
Expenses. Total of all expenses incurred	2013-12-31	$84,217
Total plan assets at end of year	2013-12-31	$14,224,329
Total plan assets at beginning of year	2013-12-31	$13,488,913
Value of fidelity bond covering the plan	2013-12-31	$6,300,000
Assets. Value of tangible personal property	2013-12-31	$5,701,500
Expenses. Other expenses not covered elsewhere	2013-12-31	$84,217
Other income received	2013-12-31	$695,884
Net income (gross income less expenses)	2013-12-31	$735,416
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$14,224,329
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$13,488,913
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$158,268
Total contributions received or receivable from employer(s)	2013-12-31	$123,749
2012 : THROCKMORTON FINE ART, INC. PENSION PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$636,192
Expenses. Total of all expenses incurred	2012-12-31	$93,226
Total plan assets at end of year	2012-12-31	$13,488,913
Total plan assets at beginning of year	2012-12-31	$12,945,947
Value of fidelity bond covering the plan	2012-12-31	$6,529,500
Assets. Value of tangible personal property	2012-12-31	$5,763,500
Expenses. Other expenses not covered elsewhere	2012-12-31	$93,226
Other income received	2012-12-31	$515,758
Net income (gross income less expenses)	2012-12-31	$542,966
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$13,488,913
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$12,945,947
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$164,801
Total contributions received or receivable from employer(s)	2012-12-31	$120,434
2011 : THROCKMORTON FINE ART, INC. PENSION PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$50,993
Expenses. Total of all expenses incurred	2011-12-31	$172,234
Benefits paid (including direct rollovers)	2011-12-31	$59,839
Total plan assets at end of year	2011-12-31	$12,945,947
Total plan assets at beginning of year	2011-12-31	$13,067,188
Value of fidelity bond covering the plan	2011-12-31	$6,529,500
Assets. Value of tangible personal property	2011-12-31	$6,029,500
Expenses. Other expenses not covered elsewhere	2011-12-31	$112,395
Other income received	2011-12-31	$-66,317
Net income (gross income less expenses)	2011-12-31	$-121,241
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$12,945,947
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$13,067,188
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$178,344
Total contributions received or receivable from employer(s)	2011-12-31	$117,310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : THROCKMORTON FINE ART, INC. PENSION PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$738,706
Expenses. Total of all expenses incurred	2010-12-31	$72,125
Total plan assets at end of year	2010-12-31	$13,067,188
Total plan assets at beginning of year	2010-12-31	$12,400,607
Value of fidelity bond covering the plan	2010-12-31	$6,823,900
Assets. Value of tangible personal property	2010-12-31	$6,323,900
Expenses. Other expenses not covered elsewhere	2010-12-31	$72,125
Other income received	2010-12-31	$628,437
Net income (gross income less expenses)	2010-12-31	$666,581
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$13,067,188
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$12,400,607
Assets. Value of assets in partnership/joint-venture interests	2010-12-31	$196,980
Total contributions received or receivable from employer(s)	2010-12-31	$110,269
2009 : THROCKMORTON FINE ART, INC. PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THROCKMORTON FINE ART, INC. PENSION PLAN

2023: THROCKMORTON FINE ART, INC. PENSION PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: THROCKMORTON FINE ART, INC. PENSION PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: THROCKMORTON FINE ART, INC. PENSION PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: THROCKMORTON FINE ART, INC. PENSION PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THROCKMORTON FINE ART, INC. PENSION PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THROCKMORTON FINE ART, INC. PENSION PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THROCKMORTON FINE ART, INC. PENSION PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THROCKMORTON FINE ART, INC. PENSION PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THROCKMORTON FINE ART, INC. PENSION PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THROCKMORTON FINE ART, INC. PENSION PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THROCKMORTON FINE ART, INC. PENSION PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THROCKMORTON FINE ART, INC. PENSION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THROCKMORTON FINE ART, INC. PENSION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THROCKMORTON FINE ART, INC. PENSION PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number	098162
Policy instance	1
MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number	098162
Policy instance	1
MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number	098162
Policy instance	1
MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number	098162
Policy instance	1
MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number	098162
Policy instance	1
MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number	098162
Policy instance	1
MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number	098162
Policy instance	1
MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number	098162
Policy instance	1
MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number	098162
Policy instance	1
MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number	098162
Policy instance	1
MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number	098162
Policy instance	1

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Company Name:	THROCKMORTON FINE ART, INC.
Employer identification number (EIN):	133023323
NAIC Classification:	453920
NAIC Description:	Art Dealers

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1980-04-08
Company Identification Number:	620089
Legal Registered Office Address:	145 EAST 57TH ST / 3RD FL New York NEW YORK United States of America (USA) 10022