401k Plan data: PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST plan

PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number	002

PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PHILIPPE INVESTMENT MANAGEMENT has sponsored the creation of one or more 401k plans.

Company Name: PHILIPPE INVESTMENT MANAGEMENT

Employer identification number (EIN): 133094763

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2019-01-01
002 2018-01-01 LOUIZA FERRARA
002 2017-01-01 PATRICIA REISCHOUR
002 2016-01-01 PATRICIA REISCHOUR
002 2015-01-01 PATRICIA REISCHOUR
002 2014-01-01 PATRICIA REISCHOUR
002 2013-01-01 PATRICIA REISCHOUR
002 2012-01-01 PHILIPPE INVESTMENT MANAGEMENT
002 2011-01-01 PHILIPPE INVESTMENT MANAGEMENT

Financial Data on PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST

Measure	Date	Value
2019 : PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST 2019 401k financial data
Transfers to/from the plan	2019-07-15	$-205,468
Total income from all sources	2019-07-15	$51,232
Expenses. Total of all expenses incurred	2019-07-15	$79,716
Benefits paid (including direct rollovers)	2019-07-15	$79,716
Total plan assets at end of year	2019-07-15	$0
Total plan assets at beginning of year	2019-07-15	$233,952
Total contributions received or receivable from participants	2019-07-15	$6,375
Contributions received from other sources (not participants or employers)	2019-07-15	$0
Other income received	2019-07-15	$42,817
Net income (gross income less expenses)	2019-07-15	$-28,484
Net plan assets at end of year (total assets less liabilities)	2019-07-15	$0
Net plan assets at beginning of year (total assets less liabilities)	2019-07-15	$233,952
Total contributions received or receivable from employer(s)	2019-07-15	$2,040
2018 : PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST 2018 401k financial data
Transfers to/from the plan	2018-12-31	$0
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$32,590
Expenses. Total of all expenses incurred	2018-12-31	$41,000
Benefits paid (including direct rollovers)	2018-12-31	$41,000
Total plan assets at end of year	2018-12-31	$233,952
Total plan assets at beginning of year	2018-12-31	$242,362
Value of fidelity bond covering the plan	2018-12-31	$0
Total contributions received or receivable from participants	2018-12-31	$33,725
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-10,444
Net income (gross income less expenses)	2018-12-31	$-8,410
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$233,952
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$242,362
Total contributions received or receivable from employer(s)	2018-12-31	$9,309
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2018-12-31	$0
Minimum employer required contribution for this plan year	2018-12-31	$0
Amount contributed by the employer to the plan for this plan year	2018-12-31	$0
2017 : PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$83,025
Expenses. Total of all expenses incurred	2017-12-31	$57,000
Benefits paid (including direct rollovers)	2017-12-31	$57,000
Total plan assets at end of year	2017-12-31	$242,362
Total plan assets at beginning of year	2017-12-31	$216,337
Value of fidelity bond covering the plan	2017-12-31	$0
Total contributions received or receivable from participants	2017-12-31	$28,152
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$45,732
Net income (gross income less expenses)	2017-12-31	$26,025
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$242,362
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$216,337
Total contributions received or receivable from employer(s)	2017-12-31	$9,141
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2017-12-31	$0
Minimum employer required contribution for this plan year	2017-12-31	$0
Amount contributed by the employer to the plan for this plan year	2017-12-31	$0
2016 : PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$65,291
Expenses. Total of all expenses incurred	2016-12-31	$184,943
Benefits paid (including direct rollovers)	2016-12-31	$184,868
Total plan assets at end of year	2016-12-31	$216,337
Total plan assets at beginning of year	2016-12-31	$335,989
Value of fidelity bond covering the plan	2016-12-31	$0
Total contributions received or receivable from participants	2016-12-31	$23,642
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$32,378
Net income (gross income less expenses)	2016-12-31	$-119,652
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$216,337
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$335,989
Total contributions received or receivable from employer(s)	2016-12-31	$9,271
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$75
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2016-12-31	$0
Minimum employer required contribution for this plan year	2016-12-31	$0
Amount contributed by the employer to the plan for this plan year	2016-12-31	$0
2015 : PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$10,623
Expenses. Total of all expenses incurred	2015-12-31	$21,000
Benefits paid (including direct rollovers)	2015-12-31	$21,000
Total plan assets at end of year	2015-12-31	$335,989
Total plan assets at beginning of year	2015-12-31	$346,366
Value of fidelity bond covering the plan	2015-12-31	$0
Total contributions received or receivable from participants	2015-12-31	$17,035
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-14,930
Net income (gross income less expenses)	2015-12-31	$-10,377
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$335,989
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$346,366
Assets. Value of participant loans	2015-12-31	$882
Total contributions received or receivable from employer(s)	2015-12-31	$8,518
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2015-12-31	$0
Minimum employer required contribution for this plan year	2015-12-31	$0
Amount contributed by the employer to the plan for this plan year	2015-12-31	$0
2014 : PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$43,698
Expenses. Total of all expenses incurred	2014-12-31	$98,969
Benefits paid (including direct rollovers)	2014-12-31	$98,904
Total plan assets at end of year	2014-12-31	$346,366
Total plan assets at beginning of year	2014-12-31	$401,637
Value of fidelity bond covering the plan	2014-12-31	$0
Total contributions received or receivable from participants	2014-12-31	$16,033
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$19,648
Net income (gross income less expenses)	2014-12-31	$-55,271
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$346,366
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$401,637
Assets. Value of participant loans	2014-12-31	$3,655
Total contributions received or receivable from employer(s)	2014-12-31	$8,017
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$65
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$0
Amount contributed by the employer to the plan for this plan year	2014-12-31	$0
2013 : PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$61,233
Expenses. Total of all expenses incurred	2013-12-31	$6,000
Benefits paid (including direct rollovers)	2013-12-31	$6,000
Total plan assets at end of year	2013-12-31	$401,637
Total plan assets at beginning of year	2013-12-31	$346,404
Value of fidelity bond covering the plan	2013-12-31	$0
Total contributions received or receivable from participants	2013-12-31	$15,271
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$38,327
Net income (gross income less expenses)	2013-12-31	$55,233
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$401,637
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$346,404
Assets. Value of participant loans	2013-12-31	$6,203
Total contributions received or receivable from employer(s)	2013-12-31	$7,635
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$0
Amount contributed by the employer to the plan for this plan year	2013-12-31	$0
2012 : PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$52,448
Expenses. Total of all expenses incurred	2012-12-31	$90,655
Benefits paid (including direct rollovers)	2012-12-31	$89,771
Total plan assets at end of year	2012-12-31	$346,404
Total plan assets at beginning of year	2012-12-31	$384,611
Value of fidelity bond covering the plan	2012-12-31	$0
Total contributions received or receivable from participants	2012-12-31	$6,958
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$42,011
Net income (gross income less expenses)	2012-12-31	$-38,207
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$346,404
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$384,611
Assets. Value of participant loans	2012-12-31	$8,543
Total contributions received or receivable from employer(s)	2012-12-31	$3,479
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$754
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$130
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0
2011 : PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$2,933
Expenses. Total of all expenses incurred	2011-12-31	$0
Benefits paid (including direct rollovers)	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$384,611
Total plan assets at beginning of year	2011-12-31	$381,678
Value of fidelity bond covering the plan	2011-12-31	$0
Total contributions received or receivable from participants	2011-12-31	$29,767
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-40,081
Net income (gross income less expenses)	2011-12-31	$2,933
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$384,611
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$381,678
Assets. Value of participant loans	2011-12-31	$10,693
Total contributions received or receivable from employer(s)	2011-12-31	$13,247
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$0

Form 5500 Responses for PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST

2019: PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	Yes
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PHILIPPE INVESTMENT 401(K) PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	PHILIPPE INVESTMENT MANAGEMENT
Employer identification number (EIN):	133094763
NAIC Classification:	523900

Plan id#	Filing Submission Date	Name of Administrator
002	2019-01-01
002	2018-01-01	LOUIZA FERRARA
002	2017-01-01	PATRICIA REISCHOUR
002	2016-01-01	PATRICIA REISCHOUR
002	2015-01-01	PATRICIA REISCHOUR
002	2014-01-01	PATRICIA REISCHOUR
002	2013-01-01	PATRICIA REISCHOUR
002	2012-01-01	PHILIPPE INVESTMENT MANAGEMENT
002	2011-01-01	PHILIPPE INVESTMENT MANAGEMENT