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AMERIPRISE FINANCIAL 401(K) PLAN 401k Plan overview

Plan NameAMERIPRISE FINANCIAL 401(K) PLAN
Plan identification number 001

AMERIPRISE FINANCIAL 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Stock bonus
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AMERIPRISE FINANCIAL, INC has sponsored the creation of one or more 401k plans.

Company Name:AMERIPRISE FINANCIAL, INC
Employer identification number (EIN):133180631
NAIC Classification:523900

Additional information about AMERIPRISE FINANCIAL, INC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2018118

More information about AMERIPRISE FINANCIAL, INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERIPRISE FINANCIAL 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01MICHELLE RUDLONG LUKE MALLOY2018-07-30
0012016-01-01MICHELLE RUDLONG BRENT SABIN2017-07-28
0012015-01-01MICHELLE RUDLONG BRENT SABIN2016-07-22
0012014-01-01MICHELLE RUDLONG BRENT C SABIN2015-07-23
0012013-01-01MICHELLE RUDLONG BRENT C SABIN2014-07-16
0012012-01-01MICHELLE RUDLONG BRENT SABIN2013-07-31
0012011-01-01MICHELLE RUDLONG BRENT SABIN2012-07-30
0012010-01-01MICHELLE RUDLONG BRENT C. SABIN2011-07-28
0012009-01-01MICHELLE RUDLONG MARTIN S. SOLHAUG2010-07-22
0012009-01-01 MARTIN S. SOLHAUG2010-07-22

Plan Statistics for AMERIPRISE FINANCIAL 401(K) PLAN

401k plan membership statisitcs for AMERIPRISE FINANCIAL 401(K) PLAN

Measure Date Value
2022: AMERIPRISE FINANCIAL 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0112,597
Total number of active participants reported on line 7a of the Form 55002022-01-019,313
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-013,352
Total of all active and inactive participants2022-01-0112,665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0142
Total participants2022-01-0112,707
Number of participants with account balances2022-01-0112,021
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01569
2021: AMERIPRISE FINANCIAL 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0112,987
Total number of active participants reported on line 7a of the Form 55002021-01-019,113
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-013,435
Total of all active and inactive participants2021-01-0112,548
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0140
Total participants2021-01-0112,588
Number of participants with account balances2021-01-0112,004
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01537
2020: AMERIPRISE FINANCIAL 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0113,765
Total number of active participants reported on line 7a of the Form 55002020-01-0110,224
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-013,475
Total of all active and inactive participants2020-01-0113,699
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0153
Total participants2020-01-0113,752
Number of participants with account balances2020-01-0112,425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01319
2019: AMERIPRISE FINANCIAL 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0114,609
Total number of active participants reported on line 7a of the Form 55002019-01-0110,171
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-013,577
Total of all active and inactive participants2019-01-0113,748
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0133
Total participants2019-01-0113,781
Number of participants with account balances2019-01-0112,511
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01486
2018: AMERIPRISE FINANCIAL 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0113,865
Total number of active participants reported on line 7a of the Form 55002018-01-0111,718
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-012,853
Total of all active and inactive participants2018-01-0114,571
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0145
Total participants2018-01-0114,616
Number of participants with account balances2018-01-0113,097
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01410
2017: AMERIPRISE FINANCIAL 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0113,614
Total number of active participants reported on line 7a of the Form 55002017-01-0111,099
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-012,718
Total of all active and inactive participants2017-01-0113,817
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0135
Total participants2017-01-0113,852
Number of participants with account balances2017-01-0112,532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01310
2016: AMERIPRISE FINANCIAL 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0113,088
Total number of active participants reported on line 7a of the Form 55002016-01-0110,938
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-012,646
Total of all active and inactive participants2016-01-0113,584
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0130
Total participants2016-01-0113,614
Number of participants with account balances2016-01-0112,522
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01235
2015: AMERIPRISE FINANCIAL 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0112,118
Total number of active participants reported on line 7a of the Form 55002015-01-0110,841
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-012,209
Total of all active and inactive participants2015-01-0113,051
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0137
Total participants2015-01-0113,088
Number of participants with account balances2015-01-0112,019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01222
2014: AMERIPRISE FINANCIAL 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0113,058
Total number of active participants reported on line 7a of the Form 55002014-01-0110,451
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-012,620
Total of all active and inactive participants2014-01-0113,072
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0121
Total participants2014-01-0113,093
Number of participants with account balances2014-01-0112,118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01241
2013: AMERIPRISE FINANCIAL 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0113,557
Total number of active participants reported on line 7a of the Form 55002013-01-0110,388
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-012,639
Total of all active and inactive participants2013-01-0113,028
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0127
Total participants2013-01-0113,055
Number of participants with account balances2013-01-0112,117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01229
2012: AMERIPRISE FINANCIAL 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0115,041
Total number of active participants reported on line 7a of the Form 55002012-01-0110,814
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-012,718
Total of all active and inactive participants2012-01-0113,533
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0124
Total participants2012-01-0113,557
Number of participants with account balances2012-01-0112,474
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01282
2011: AMERIPRISE FINANCIAL 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0114,730
Total number of active participants reported on line 7a of the Form 55002011-01-0110,900
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-014,109
Total of all active and inactive participants2011-01-0115,011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0130
Total participants2011-01-0115,041
Number of participants with account balances2011-01-0114,056
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01211
2010: AMERIPRISE FINANCIAL 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0114,635
Total number of active participants reported on line 7a of the Form 55002010-01-0110,366
Number of retired or separated participants receiving benefits2010-01-013
Number of other retired or separated participants entitled to future benefits2010-01-014,332
Total of all active and inactive participants2010-01-0114,701
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0129
Total participants2010-01-0114,730
Number of participants with account balances2010-01-0113,773
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-01328
2009: AMERIPRISE FINANCIAL 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0113,417
Total number of active participants reported on line 7a of the Form 55002009-01-019,858
Number of retired or separated participants receiving benefits2009-01-016
Number of other retired or separated participants entitled to future benefits2009-01-014,760
Total of all active and inactive participants2009-01-0114,624
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0111
Total participants2009-01-0114,635
Number of participants with account balances2009-01-0114,109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01417

Financial Data on AMERIPRISE FINANCIAL 401(K) PLAN

Measure Date Value
2022 : AMERIPRISE FINANCIAL 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-15,318,313
Total unrealized appreciation/depreciation of assets2022-12-31$-15,318,313
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$1,678,912
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$35,472,805
Total income from all sources (including contributions)2022-12-31$-270,175,462
Total loss/gain on sale of assets2022-12-31$-11,416,620
Total of all expenses incurred2022-12-31$212,766,057
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$211,252,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$196,499,999
Value of total assets at end of year2022-12-31$2,669,916,910
Value of total assets at beginning of year2022-12-31$3,186,652,322
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$1,514,054
Total interest from all sources2022-12-31$3,352,690
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$20,091,957
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$13,111,567
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$410,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$124,145,197
Participant contributions at end of year2022-12-31$27,402,335
Participant contributions at beginning of year2022-12-31$26,864,409
Assets. Other investments not covered elsewhere at end of year2022-12-31$114,837,592
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$165,202,063
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$9,047,985
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$1,586,905
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$2,068,019
Other income not declared elsewhere2022-12-31$-12,992,863
Liabilities. Value of operating payables at end of year2022-12-31$1,678,912
Liabilities. Value of operating payables at beginning of year2022-12-31$35,472,805
Total non interest bearing cash at end of year2022-12-31$948,646
Total non interest bearing cash at beginning of year2022-12-31$3,790,763
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-482,941,519
Value of net assets at end of year (total assets less liabilities)2022-12-31$2,668,237,998
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$3,151,179,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$516,260
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$462,752,086
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$573,641,982
Interest on participant loans2022-12-31$1,020,379
Interest earned on other investments2022-12-31$1,745,502
Value of interest in common/collective trusts at end of year2022-12-31$1,503,977,297
Value of interest in common/collective trusts at beginning of year2022-12-31$1,820,096,776
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$81,977,135
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$74,949,797
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$74,949,797
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$586,809
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-125,732,243
Net investment gain or loss from common/collective trusts2022-12-31$-324,660,069
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$351,762,162
Assets. Invements in employer securities at beginning of year2022-12-31$350,573,724
Contributions received in cash from employer2022-12-31$63,306,817
Employer contributions (assets) at end of year2022-12-31$5,264,099
Employer contributions (assets) at beginning of year2022-12-31$5,243,027
Income. Dividends from common stock2022-12-31$6,980,390
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$211,252,003
Contract administrator fees2022-12-31$997,794
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$119,408,653
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$164,221,762
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$32,637,652
Aggregate carrying amount (costs) on sale of assets2022-12-31$44,054,272
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2022-12-31134008324
2021 : AMERIPRISE FINANCIAL 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$134,261,450
Total unrealized appreciation/depreciation of assets2021-12-31$134,261,450
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$35,472,805
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$9,648,904
Total income from all sources (including contributions)2021-12-31$718,947,874
Total loss/gain on sale of assets2021-12-31$3,926,335
Total of all expenses incurred2021-12-31$243,078,269
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$242,041,581
Expenses. Certain deemed distributions of participant loans2021-12-31$22,077
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$184,548,113
Value of total assets at end of year2021-12-31$3,186,652,322
Value of total assets at beginning of year2021-12-31$2,684,958,816
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,014,611
Total interest from all sources2021-12-31$2,892,901
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$11,920,056
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$6,400,238
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$410,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$118,560,585
Participant contributions at end of year2021-12-31$26,864,409
Participant contributions at beginning of year2021-12-31$30,173,829
Assets. Other investments not covered elsewhere at end of year2021-12-31$165,202,063
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$289,608,314
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$10,720,524
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$-76,355
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$2,068,019
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$4,390,494
Other income not declared elsewhere2021-12-31$34,932,382
Liabilities. Value of operating payables at end of year2021-12-31$35,472,805
Liabilities. Value of operating payables at beginning of year2021-12-31$9,648,904
Total non interest bearing cash at end of year2021-12-31$3,790,763
Total non interest bearing cash at beginning of year2021-12-31$1,678,612
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$475,869,605
Value of net assets at end of year (total assets less liabilities)2021-12-31$3,151,179,517
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$2,675,309,912
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$111,250
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$573,641,982
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$496,000,752
Interest on participant loans2021-12-31$1,172,626
Interest earned on other investments2021-12-31$1,709,712
Value of interest in common/collective trusts at end of year2021-12-31$1,820,096,776
Value of interest in common/collective trusts at beginning of year2021-12-31$1,545,266,143
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$74,949,797
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$54,354,816
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$54,354,816
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$10,563
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$71,561,630
Net investment gain or loss from common/collective trusts2021-12-31$274,905,007
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$350,573,724
Assets. Invements in employer securities at beginning of year2021-12-31$242,793,554
Contributions received in cash from employer2021-12-31$55,267,004
Employer contributions (assets) at end of year2021-12-31$5,243,027
Employer contributions (assets) at beginning of year2021-12-31$4,855,710
Income. Dividends from common stock2021-12-31$5,519,818
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$242,117,936
Contract administrator fees2021-12-31$903,361
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$164,221,762
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$15,836,592
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$17,210,561
Aggregate carrying amount (costs) on sale of assets2021-12-31$13,284,226
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2021-12-31134008324
2020 : AMERIPRISE FINANCIAL 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$48,660,756
Total unrealized appreciation/depreciation of assets2020-12-31$48,660,756
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$9,648,904
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$7,137,689
Total income from all sources (including contributions)2020-12-31$564,277,469
Total loss/gain on sale of assets2020-12-31$-5,194,499
Total of all expenses incurred2020-12-31$215,607,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$214,688,829
Expenses. Certain deemed distributions of participant loans2020-12-31$-23,853
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$176,071,982
Value of total assets at end of year2020-12-31$2,684,958,816
Value of total assets at beginning of year2020-12-31$2,333,777,623
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$942,515
Total interest from all sources2020-12-31$4,254,027
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$11,458,351
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$5,745,030
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$450,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$112,980,968
Participant contributions at end of year2020-12-31$30,173,829
Participant contributions at beginning of year2020-12-31$32,750,250
Assets. Other investments not covered elsewhere at end of year2020-12-31$289,608,314
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$244,161,971
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$8,083,485
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$-50,239
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$4,390,494
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$2,581,408
Other income not declared elsewhere2020-12-31$27,887,382
Liabilities. Value of operating payables at end of year2020-12-31$9,648,904
Liabilities. Value of operating payables at beginning of year2020-12-31$7,137,689
Total non interest bearing cash at end of year2020-12-31$1,678,612
Total non interest bearing cash at beginning of year2020-12-31$1,396,485
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$348,669,978
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,675,309,912
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,326,639,934
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$111,250
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$496,000,752
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$397,144,972
Interest on participant loans2020-12-31$1,479,763
Interest earned on other investments2020-12-31$2,688,875
Value of interest in common/collective trusts at end of year2020-12-31$1,545,266,143
Value of interest in common/collective trusts at beginning of year2020-12-31$1,362,427,021
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$54,354,816
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$50,791,265
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$50,791,265
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$85,389
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$88,692,431
Net investment gain or loss from common/collective trusts2020-12-31$212,447,039
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$242,793,554
Assets. Invements in employer securities at beginning of year2020-12-31$220,404,634
Contributions received in cash from employer2020-12-31$55,007,529
Employer contributions (assets) at end of year2020-12-31$4,855,710
Employer contributions (assets) at beginning of year2020-12-31$4,430,947
Income. Dividends from common stock2020-12-31$5,713,321
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$214,739,068
Contract administrator fees2020-12-31$831,265
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$15,836,592
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$17,688,670
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$42,420,621
Aggregate carrying amount (costs) on sale of assets2020-12-31$47,615,120
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2020-12-31134008324
2019 : AMERIPRISE FINANCIAL 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$85,064,378
Total unrealized appreciation/depreciation of assets2019-12-31$85,064,378
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$7,137,689
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$3,502,282
Total income from all sources (including contributions)2019-12-31$674,321,291
Total loss/gain on sale of assets2019-12-31$10,946,298
Total of all expenses incurred2019-12-31$213,121,371
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$212,087,577
Expenses. Certain deemed distributions of participant loans2019-12-31$-20,571
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$176,191,149
Value of total assets at end of year2019-12-31$2,333,777,623
Value of total assets at beginning of year2019-12-31$1,868,942,296
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,054,365
Total interest from all sources2019-12-31$5,008,781
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$11,953,521
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$6,200,538
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$450,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$109,878,557
Participant contributions at end of year2019-12-31$32,750,250
Participant contributions at beginning of year2019-12-31$34,582,932
Assets. Other investments not covered elsewhere at end of year2019-12-31$244,161,971
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$195,183,643
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$10,787,056
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$2,581,408
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$2,283,980
Other income not declared elsewhere2019-12-31$27,258,403
Liabilities. Value of operating payables at end of year2019-12-31$7,137,689
Liabilities. Value of operating payables at beginning of year2019-12-31$3,502,282
Total non interest bearing cash at end of year2019-12-31$1,396,485
Total non interest bearing cash at beginning of year2019-12-31$1,223,974
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$461,199,920
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,326,639,934
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,865,440,014
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$111,250
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$397,144,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$326,358,542
Interest on participant loans2019-12-31$1,519,046
Interest earned on other investments2019-12-31$2,936,112
Value of interest in common/collective trusts at end of year2019-12-31$1,362,427,021
Value of interest in common/collective trusts at beginning of year2019-12-31$1,098,150,707
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$50,791,265
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$35,647,365
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$35,647,365
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$553,623
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$73,797,889
Net investment gain or loss from common/collective trusts2019-12-31$284,100,872
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$220,404,634
Assets. Invements in employer securities at beginning of year2019-12-31$157,009,450
Contributions received in cash from employer2019-12-31$55,525,536
Employer contributions (assets) at end of year2019-12-31$4,430,947
Employer contributions (assets) at beginning of year2019-12-31$4,331,507
Income. Dividends from common stock2019-12-31$5,752,983
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$212,087,577
Contract administrator fees2019-12-31$943,115
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$17,688,670
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$14,170,196
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$36,861,891
Aggregate carrying amount (costs) on sale of assets2019-12-31$25,915,593
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2019-12-31134008324
2018 : AMERIPRISE FINANCIAL 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-92,964,053
Total unrealized appreciation/depreciation of assets2018-12-31$-92,964,053
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$3,502,282
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$2,703,852
Total income from all sources (including contributions)2018-12-31$-30,661,174
Total loss/gain on sale of assets2018-12-31$-408,848
Total of all expenses incurred2018-12-31$147,158,412
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$146,127,746
Expenses. Certain deemed distributions of participant loans2018-12-31$25,841
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$171,390,246
Value of total assets at end of year2018-12-31$1,868,942,296
Value of total assets at beginning of year2018-12-31$2,045,963,452
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,004,825
Total interest from all sources2018-12-31$4,131,782
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$10,691,226
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$5,350,384
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$450,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$103,087,818
Participant contributions at end of year2018-12-31$34,582,932
Participant contributions at beginning of year2018-12-31$33,718,874
Assets. Other investments not covered elsewhere at end of year2018-12-31$195,183,643
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$215,282,045
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$14,347,962
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$-62,666
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$2,283,980
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$3,743,766
Other income not declared elsewhere2018-12-31$-2,990,213
Liabilities. Value of operating payables at end of year2018-12-31$3,502,282
Liabilities. Value of operating payables at beginning of year2018-12-31$2,703,852
Total non interest bearing cash at end of year2018-12-31$1,223,974
Total non interest bearing cash at beginning of year2018-12-31$878,240
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-177,819,586
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,865,440,014
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,043,259,600
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$111,343
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$326,358,542
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$352,691,295
Interest on participant loans2018-12-31$1,302,324
Interest earned on other investments2018-12-31$2,469,944
Value of interest in common/collective trusts at end of year2018-12-31$1,098,150,707
Value of interest in common/collective trusts at beginning of year2018-12-31$1,154,886,482
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$35,647,365
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$29,363,808
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$29,363,808
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$359,514
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-32,226,444
Net investment gain or loss from common/collective trusts2018-12-31$-88,284,870
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$157,009,450
Assets. Invements in employer securities at beginning of year2018-12-31$237,482,415
Contributions received in cash from employer2018-12-31$53,954,466
Employer contributions (assets) at end of year2018-12-31$4,331,507
Employer contributions (assets) at beginning of year2018-12-31$2,219,003
Income. Dividends from common stock2018-12-31$5,340,842
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$146,190,412
Contract administrator fees2018-12-31$893,482
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$14,170,196
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$15,697,524
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$9,427,229
Aggregate carrying amount (costs) on sale of assets2018-12-31$9,836,077
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2018-12-31134008324
2017 : AMERIPRISE FINANCIAL 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$80,357,421
Total unrealized appreciation/depreciation of assets2017-12-31$80,357,421
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$2,703,852
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$3,956,250
Total income from all sources (including contributions)2017-12-31$499,744,694
Total loss/gain on sale of assets2017-12-31$7,184,050
Total of all expenses incurred2017-12-31$157,237,208
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$155,891,026
Expenses. Certain deemed distributions of participant loans2017-12-31$45,843
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$152,016,601
Value of total assets at end of year2017-12-31$2,045,963,452
Value of total assets at beginning of year2017-12-31$1,704,708,364
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,300,339
Total interest from all sources2017-12-31$4,789,223
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$9,907,305
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$83,667
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$14,718
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$450,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$94,527,075
Participant contributions at end of year2017-12-31$33,718,874
Participant contributions at beginning of year2017-12-31$32,560,195
Assets. Other investments not covered elsewhere at end of year2017-12-31$215,282,045
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$195,939,540
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$8,062,254
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$-6,261
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$3,743,766
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$1,701,299
Other income not declared elsewhere2017-12-31$12,606,988
Administrative expenses (other) incurred2017-12-31$95,821
Liabilities. Value of operating payables at end of year2017-12-31$2,703,852
Liabilities. Value of operating payables at beginning of year2017-12-31$3,956,250
Total non interest bearing cash at end of year2017-12-31$878,240
Total non interest bearing cash at beginning of year2017-12-31$608,242
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$342,507,486
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,043,259,600
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,700,752,114
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$107,267
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$352,691,295
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$303,285,155
Interest on participant loans2017-12-31$1,161,289
Interest earned on other investments2017-12-31$3,627,934
Value of interest in common/collective trusts at end of year2017-12-31$1,154,886,482
Value of interest in common/collective trusts at beginning of year2017-12-31$952,888,719
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$29,363,808
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$30,505,250
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$30,505,250
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$53,419,426
Net investment gain or loss from common/collective trusts2017-12-31$179,463,680
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$237,482,415
Assets. Invements in employer securities at beginning of year2017-12-31$171,972,310
Contributions received in cash from employer2017-12-31$49,427,272
Employer contributions (assets) at end of year2017-12-31$2,219,003
Employer contributions (assets) at beginning of year2017-12-31$850,896
Income. Dividends from preferred stock2017-12-31$4,975,893
Income. Dividends from common stock2017-12-31$4,931,412
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$155,897,287
Contract administrator fees2017-12-31$1,013,584
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$15,697,524
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$14,382,040
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$47,062,684
Aggregate carrying amount (costs) on sale of assets2017-12-31$39,878,634
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2017-12-31134008324
2016 : AMERIPRISE FINANCIAL 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$13,171,239
Total unrealized appreciation/depreciation of assets2016-12-31$13,171,239
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$3,956,250
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$767,322
Total income from all sources (including contributions)2016-12-31$269,707,609
Total loss/gain on sale of assets2016-12-31$6,616,962
Total of all expenses incurred2016-12-31$115,449,524
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$114,202,546
Expenses. Certain deemed distributions of participant loans2016-12-31$71,791
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$145,727,884
Value of total assets at end of year2016-12-31$1,704,708,364
Value of total assets at beginning of year2016-12-31$1,547,261,351
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,175,187
Total interest from all sources2016-12-31$2,961,430
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$9,482,497
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$4,526,840
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$14,718
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$200,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$90,198,294
Participant contributions at end of year2016-12-31$32,560,195
Participant contributions at beginning of year2016-12-31$31,747,183
Assets. Other investments not covered elsewhere at end of year2016-12-31$195,939,540
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$159,775,276
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$7,897,070
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$-23,698
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$1,701,299
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$818,843
Other income not declared elsewhere2016-12-31$170,504
Administrative expenses (other) incurred2016-12-31$107,246
Liabilities. Value of operating payables at end of year2016-12-31$3,956,250
Liabilities. Value of operating payables at beginning of year2016-12-31$767,322
Total non interest bearing cash at end of year2016-12-31$608,242
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$154,258,085
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,700,752,114
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,546,494,029
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$1,067,941
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$303,285,155
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$308,617,974
Interest on participant loans2016-12-31$1,089,776
Interest earned on other investments2016-12-31$1,871,654
Value of interest in common/collective trusts at end of year2016-12-31$952,888,719
Value of interest in common/collective trusts at beginning of year2016-12-31$863,435,293
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$30,505,250
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$14,322,999
Net investment gain/loss from pooled separate accounts2016-12-31$8,214,618
Net investment gain or loss from common/collective trusts2016-12-31$69,039,476
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$171,972,310
Assets. Invements in employer securities at beginning of year2016-12-31$166,375,857
Contributions received in cash from employer2016-12-31$47,632,520
Employer contributions (assets) at end of year2016-12-31$850,896
Employer contributions (assets) at beginning of year2016-12-31$870,586
Income. Dividends from common stock2016-12-31$4,955,657
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$114,226,244
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$14,382,040
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$15,620,339
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$531,162,221
Aggregate carrying amount (costs) on sale of assets2016-12-31$524,545,259
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2016-12-31134008324
2015 : AMERIPRISE FINANCIAL 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-41,678,490
Total unrealized appreciation/depreciation of assets2015-12-31$-41,678,490
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$767,322
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$5,660,488
Total income from all sources (including contributions)2015-12-31$111,377,345
Total loss/gain on sale of assets2015-12-31$11,725,087
Total of all expenses incurred2015-12-31$132,594,247
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$131,424,312
Expenses. Certain deemed distributions of participant loans2015-12-31$55,107
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$142,610,002
Value of total assets at end of year2015-12-31$1,547,261,351
Value of total assets at beginning of year2015-12-31$1,573,371,419
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,114,828
Total interest from all sources2015-12-31$2,799,193
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$8,613,295
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$4,356,737
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$200,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$87,267,680
Participant contributions at end of year2015-12-31$31,747,183
Participant contributions at beginning of year2015-12-31$31,624,290
Assets. Other investments not covered elsewhere at end of year2015-12-31$159,775,276
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$89,769,528
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$9,135,565
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$-170,627
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$818,843
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1,028,863
Other income not declared elsewhere2015-12-31$12,956,834
Liabilities. Value of operating payables at end of year2015-12-31$767,322
Liabilities. Value of operating payables at beginning of year2015-12-31$5,660,488
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$502,017
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-21,216,902
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,546,494,029
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,567,710,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$71,419
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$308,617,974
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$294,981,118
Interest on participant loans2015-12-31$1,062,790
Interest earned on other investments2015-12-31$1,736,403
Value of interest in common/collective trusts at end of year2015-12-31$863,435,293
Value of interest in common/collective trusts at beginning of year2015-12-31$923,675,328
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-27,068,847
Net investment gain or loss from common/collective trusts2015-12-31$1,420,271
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$166,375,857
Assets. Invements in employer securities at beginning of year2015-12-31$207,872,005
Contributions received in cash from employer2015-12-31$46,206,757
Employer contributions (assets) at end of year2015-12-31$870,586
Employer contributions (assets) at beginning of year2015-12-31$845,960
Income. Dividends from common stock2015-12-31$4,256,558
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$131,594,939
Contract administrator fees2015-12-31$1,043,409
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$15,620,339
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$23,072,310
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$685,166,406
Aggregate carrying amount (costs) on sale of assets2015-12-31$673,441,319
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2015-12-31134008324
2014 : AMERIPRISE FINANCIAL 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$27,391,400
Total unrealized appreciation/depreciation of assets2014-12-31$27,391,400
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$5,660,488
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$14,361,687
Total income from all sources (including contributions)2014-12-31$246,343,470
Total loss/gain on sale of assets2014-12-31$26,850,043
Total of all expenses incurred2014-12-31$114,871,201
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$113,730,814
Expenses. Certain deemed distributions of participant loans2014-12-31$52,643
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$132,173,626
Value of total assets at end of year2014-12-31$1,573,371,419
Value of total assets at beginning of year2014-12-31$1,450,600,349
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,087,744
Total interest from all sources2014-12-31$2,693,297
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$7,742,683
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,861,723
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$200,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$81,565,786
Participant contributions at end of year2014-12-31$31,624,290
Participant contributions at beginning of year2014-12-31$30,549,868
Assets. Other investments not covered elsewhere at end of year2014-12-31$89,769,528
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$99,282,798
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$7,231,303
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$-50,190
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,028,863
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,873,321
Other income not declared elsewhere2014-12-31$378,980
Liabilities. Value of operating payables at end of year2014-12-31$5,660,488
Liabilities. Value of operating payables at beginning of year2014-12-31$14,361,687
Total non interest bearing cash at end of year2014-12-31$502,017
Total non interest bearing cash at beginning of year2014-12-31$189,331
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$131,472,269
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,567,710,931
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,436,238,662
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$74,875
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$294,981,118
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$307,360,074
Interest on participant loans2014-12-31$1,033,505
Interest earned on other investments2014-12-31$1,659,792
Value of interest in common/collective trusts at end of year2014-12-31$923,675,328
Value of interest in common/collective trusts at beginning of year2014-12-31$800,209,378
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-14,013,490
Net investment gain or loss from common/collective trusts2014-12-31$63,126,931
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$207,872,005
Assets. Invements in employer securities at beginning of year2014-12-31$186,886,875
Contributions received in cash from employer2014-12-31$43,376,537
Employer contributions (assets) at end of year2014-12-31$845,960
Employer contributions (assets) at beginning of year2014-12-31$921,701
Income. Dividends from common stock2014-12-31$3,880,960
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$113,781,004
Contract administrator fees2014-12-31$1,012,869
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$23,072,310
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$23,327,003
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$548,502,141
Aggregate carrying amount (costs) on sale of assets2014-12-31$521,652,098
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2014-12-31134008324
2013 : AMERIPRISE FINANCIAL 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$87,515,297
Total unrealized appreciation/depreciation of assets2013-12-31$87,515,297
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$14,361,687
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$5,067,459
Total income from all sources (including contributions)2013-12-31$441,168,653
Total loss/gain on sale of assets2013-12-31$95,042,548
Total of all expenses incurred2013-12-31$144,190,962
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$142,571,237
Expenses. Certain deemed distributions of participant loans2013-12-31$56,981
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$123,843,233
Value of total assets at end of year2013-12-31$1,450,600,349
Value of total assets at beginning of year2013-12-31$1,144,328,430
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,562,744
Total interest from all sources2013-12-31$2,843,110
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$8,100,305
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$4,380,431
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$125,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$76,635,537
Participant contributions at end of year2013-12-31$30,549,868
Participant contributions at beginning of year2013-12-31$28,136,765
Assets. Other investments not covered elsewhere at end of year2013-12-31$99,282,798
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$86,272,711
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$5,802,792
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$-66,630
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1,873,321
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$2,912,915
Other income not declared elsewhere2013-12-31$3,472,077
Liabilities. Value of operating payables at end of year2013-12-31$14,361,687
Liabilities. Value of operating payables at beginning of year2013-12-31$5,067,459
Total non interest bearing cash at end of year2013-12-31$189,331
Total non interest bearing cash at beginning of year2013-12-31$160,073
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$296,977,691
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,436,238,662
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,139,260,971
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$74,875
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$307,360,074
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$490,677,279
Interest on participant loans2013-12-31$998,011
Interest earned on other investments2013-12-31$1,845,099
Value of interest in common/collective trusts at end of year2013-12-31$800,209,378
Value of interest in common/collective trusts at beginning of year2013-12-31$401,484,431
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$14,142,758
Net investment gain or loss from common/collective trusts2013-12-31$106,209,325
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$186,886,875
Assets. Invements in employer securities at beginning of year2013-12-31$114,749,950
Contributions received in cash from employer2013-12-31$41,404,904
Employer contributions (assets) at end of year2013-12-31$921,701
Employer contributions (assets) at beginning of year2013-12-31$830,324
Income. Dividends from common stock2013-12-31$3,719,874
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$142,637,867
Contract administrator fees2013-12-31$1,487,869
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$23,327,003
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$19,103,982
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$943,638,829
Aggregate carrying amount (costs) on sale of assets2013-12-31$848,596,281
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2013-12-31134008324
2012 : AMERIPRISE FINANCIAL 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$25,405,539
Total unrealized appreciation/depreciation of assets2012-12-31$25,405,539
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$5,067,459
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$12,358,833
Total income from all sources (including contributions)2012-12-31$254,813,252
Total loss/gain on sale of assets2012-12-31$25,954,961
Total of all expenses incurred2012-12-31$82,839,573
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$80,621,428
Expenses. Certain deemed distributions of participant loans2012-12-31$5,968
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$120,544,152
Value of total assets at end of year2012-12-31$1,144,328,430
Value of total assets at beginning of year2012-12-31$979,646,125
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,212,177
Total interest from all sources2012-12-31$2,374,608
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$10,539,583
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$7,485,720
Administrative expenses professional fees incurred2012-12-31$1,475,821
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$100,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$74,218,000
Participant contributions at end of year2012-12-31$28,136,765
Participant contributions at beginning of year2012-12-31$25,686,536
Assets. Other investments not covered elsewhere at end of year2012-12-31$86,272,711
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$103,872,875
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$4,507,261
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$4,575
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$2,912,915
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$881,819
Other income not declared elsewhere2012-12-31$0
Liabilities. Value of operating payables at end of year2012-12-31$5,067,459
Liabilities. Value of operating payables at beginning of year2012-12-31$12,358,833
Total non interest bearing cash at end of year2012-12-31$160,073
Total non interest bearing cash at beginning of year2012-12-31$3,083,824
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$171,973,679
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,139,260,971
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$967,287,292
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$52,322
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$490,677,279
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$567,882,939
Interest on participant loans2012-12-31$955,428
Interest earned on other investments2012-12-31$1,419,180
Value of interest in common/collective trusts at end of year2012-12-31$401,484,431
Value of interest in common/collective trusts at beginning of year2012-12-31$176,795,314
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$37,605,381
Net investment gain or loss from common/collective trusts2012-12-31$32,389,028
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$114,749,950
Assets. Invements in employer securities at beginning of year2012-12-31$100,367,231
Contributions received in cash from employer2012-12-31$41,818,891
Employer contributions (assets) at end of year2012-12-31$830,324
Employer contributions (assets) at beginning of year2012-12-31$1,075,587
Income. Dividends from common stock2012-12-31$3,053,863
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$80,616,853
Contract administrator fees2012-12-31$684,034
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$19,103,982
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$526,008,220
Aggregate carrying amount (costs) on sale of assets2012-12-31$500,053,259
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2012-12-31134008324
2011 : AMERIPRISE FINANCIAL 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-12,901,866
Total unrealized appreciation/depreciation of assets2011-12-31$-12,901,866
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$12,358,833
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$11,789,376
Total income from all sources (including contributions)2011-12-31$86,042,121
Total loss/gain on sale of assets2011-12-31$6,257,972
Total of all expenses incurred2011-12-31$77,644,995
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$76,239,709
Expenses. Certain deemed distributions of participant loans2011-12-31$68,481
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$114,749,173
Value of total assets at end of year2011-12-31$979,646,125
Value of total assets at beginning of year2011-12-31$970,679,542
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,336,805
Total interest from all sources2011-12-31$4,532,257
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$11,301,623
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$9,602,491
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$100,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$69,391,465
Participant contributions at end of year2011-12-31$25,686,536
Participant contributions at beginning of year2011-12-31$23,818,696
Assets. Other investments not covered elsewhere at end of year2011-12-31$103,872,875
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$92,463,969
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$5,683,391
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$881,819
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$1,384,309
Administrative expenses (other) incurred2011-12-31$1,336,805
Liabilities. Value of operating payables at end of year2011-12-31$12,358,833
Liabilities. Value of operating payables at beginning of year2011-12-31$11,789,376
Total non interest bearing cash at end of year2011-12-31$3,083,824
Total non interest bearing cash at beginning of year2011-12-31$3,202,803
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$8,397,126
Value of net assets at end of year (total assets less liabilities)2011-12-31$967,287,292
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$958,890,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$567,882,939
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$533,932,813
Interest on participant loans2011-12-31$968,695
Interest earned on other investments2011-12-31$3,563,562
Value of interest in common/collective trusts at end of year2011-12-31$176,795,314
Value of interest in common/collective trusts at beginning of year2011-12-31$200,548,356
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-29,964,518
Net investment gain or loss from common/collective trusts2011-12-31$-7,932,520
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$100,367,231
Assets. Invements in employer securities at beginning of year2011-12-31$113,512,676
Contributions received in cash from employer2011-12-31$39,674,317
Employer contributions (assets) at end of year2011-12-31$1,075,587
Employer contributions (assets) at beginning of year2011-12-31$1,815,920
Income. Dividends from common stock2011-12-31$1,699,132
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$76,239,709
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$466,969,930
Aggregate carrying amount (costs) on sale of assets2011-12-31$460,711,958
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2011-12-31134008324
2010 : AMERIPRISE FINANCIAL 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$34,581,038
Total unrealized appreciation/depreciation of assets2010-12-31$34,581,038
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$11,789,376
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,492,195
Total income from all sources (including contributions)2010-12-31$238,705,430
Total loss/gain on sale of assets2010-12-31$5,359,269
Total of all expenses incurred2010-12-31$91,723,099
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$90,320,892
Expenses. Certain deemed distributions of participant loans2010-12-31$128,827
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$101,667,461
Value of total assets at end of year2010-12-31$970,679,542
Value of total assets at beginning of year2010-12-31$814,400,030
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,273,380
Total interest from all sources2010-12-31$4,803,878
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,430,858
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$100,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$58,273,147
Participant contributions at end of year2010-12-31$23,818,696
Participant contributions at beginning of year2010-12-31$21,589,524
Assets. Other investments not covered elsewhere at end of year2010-12-31$92,463,969
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$80,864,430
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$11,845,375
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$1,384,309
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$974,928
Administrative expenses (other) incurred2010-12-31$1,273,380
Liabilities. Value of operating payables at end of year2010-12-31$11,789,376
Liabilities. Value of operating payables at beginning of year2010-12-31$2,492,195
Total non interest bearing cash at end of year2010-12-31$3,202,803
Total non interest bearing cash at beginning of year2010-12-31$2,208,108
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$146,982,331
Value of net assets at end of year (total assets less liabilities)2010-12-31$958,890,166
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$811,907,835
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$533,932,813
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$458,263,965
Interest on participant loans2010-12-31$1,026,414
Interest earned on other investments2010-12-31$3,777,464
Value of interest in common/collective trusts at end of year2010-12-31$200,548,356
Value of interest in common/collective trusts at beginning of year2010-12-31$170,198,098
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$69,124,714
Net investment gain or loss from common/collective trusts2010-12-31$21,738,212
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$113,512,676
Assets. Invements in employer securities at beginning of year2010-12-31$80,090,069
Contributions received in cash from employer2010-12-31$31,548,939
Employer contributions (assets) at end of year2010-12-31$1,815,920
Employer contributions (assets) at beginning of year2010-12-31$210,908
Income. Dividends from common stock2010-12-31$1,430,858
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$90,320,892
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$225,510,727
Aggregate carrying amount (costs) on sale of assets2010-12-31$220,151,458
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31ERNST & YOUNG
Accountancy firm EIN2010-12-31346565596
2009 : AMERIPRISE FINANCIAL 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for AMERIPRISE FINANCIAL 401(K) PLAN

2022: AMERIPRISE FINANCIAL 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: AMERIPRISE FINANCIAL 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: AMERIPRISE FINANCIAL 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AMERIPRISE FINANCIAL 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AMERIPRISE FINANCIAL 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AMERIPRISE FINANCIAL 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AMERIPRISE FINANCIAL 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AMERIPRISE FINANCIAL 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AMERIPRISE FINANCIAL 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AMERIPRISE FINANCIAL 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AMERIPRISE FINANCIAL 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AMERIPRISE FINANCIAL 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: AMERIPRISE FINANCIAL 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: AMERIPRISE FINANCIAL 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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