AMERIPRISE FINANCIAL, INC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan AMERIPRISE FINANCIAL RETIREMENT PLAN
Measure | Date | Value |
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2022: AMERIPRISE FINANCIAL RETIREMENT PLAN 2022 401k membership |
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Market value of plan assets | 2022-09-30 | 803,219,813 |
Acturial value of plan assets | 2022-09-30 | 725,178,850 |
Funding target for retired participants and beneficiaries receiving payment | 2022-09-30 | 29,238,570 |
Number of terminated vested participants | 2022-09-30 | 4,101 |
Fundng target for terminated vested participants | 2022-09-30 | 250,262,865 |
Active participant vested funding target | 2022-09-30 | 392,078,011 |
Number of active participants | 2022-09-30 | 6,448 |
Total funding liabilities for active participants | 2022-09-30 | 393,070,789 |
Total participant count | 2022-09-30 | 11,048 |
Total funding target for all participants | 2022-09-30 | 672,572,224 |
Balance at beginning of prior year after applicable adjustments | 2022-09-30 | 0 |
Prefunding balance at beginning of prior year after applicable adjustments | 2022-09-30 | 26,580 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2022-09-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2022-09-30 | 0 |
Amount remaining of carryover balance | 2022-09-30 | 0 |
Amount remaining of prefunding balance | 2022-09-30 | 26,580 |
Present value of excess contributions | 2022-09-30 | 9,531,484 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2022-09-30 | 10,065,247 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2022-09-30 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2022-09-30 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2022-09-30 | 0 |
Balance of carryovers at beginning of current year | 2022-09-30 | 0 |
Balance of prefunding at beginning of current year | 2022-09-30 | 32,994 |
Total employer contributions | 2022-09-30 | 44,000,000 |
Total employee contributions | 2022-09-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2022-09-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2022-09-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2022-09-30 | 40,330,954 |
Unpaid minimum required contributions for all prior years | 2022-09-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2022-09-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2022-09-30 | 0 |
Minimum required contributions for current year target normal cost | 2022-09-30 | 35,696,898 |
Net shortfall amortization installment of oustanding balance | 2022-09-30 | 0 |
Waiver amortization installment | 2022-09-30 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2022-09-30 | 0 |
Carryover balance elected to use to offset funding requirement | 2022-09-30 | 0 |
Prefunding balance elected to use to offset funding requirement | 2022-09-30 | 0 |
Additional cash requirement | 2022-09-30 | 0 |
Contributions allocatedtoward minimum required contributions for current year | 2022-09-30 | 40,330,954 |
Unpaid minimum required contributions for current year | 2022-09-30 | 0 |
Unpaid minimum required contributions for all years | 2022-09-30 | 0 |
2021: AMERIPRISE FINANCIAL RETIREMENT PLAN 2021 401k membership |
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Total participants, beginning-of-year | 2021-10-01 | 11,026 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-10-01 | 5,652 |
Number of retired or separated participants receiving benefits | 2021-10-01 | 450 |
Number of other retired or separated participants entitled to future benefits | 2021-10-01 | 4,286 |
Total of all active and inactive participants | 2021-10-01 | 10,388 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-10-01 | 120 |
Total participants | 2021-10-01 | 10,508 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-10-01 | 20 |
Market value of plan assets | 2021-09-30 | 639,526,905 |
Acturial value of plan assets | 2021-09-30 | 643,629,825 |
Funding target for retired participants and beneficiaries receiving payment | 2021-09-30 | 27,469,913 |
Number of terminated vested participants | 2021-09-30 | 4,501 |
Fundng target for terminated vested participants | 2021-09-30 | 229,325,609 |
Active participant vested funding target | 2021-09-30 | 379,439,241 |
Number of active participants | 2021-09-30 | 7,190 |
Total funding liabilities for active participants | 2021-09-30 | 381,913,974 |
Total participant count | 2021-09-30 | 12,172 |
Total funding target for all participants | 2021-09-30 | 638,709,496 |
Balance at beginning of prior year after applicable adjustments | 2021-09-30 | 0 |
Prefunding balance at beginning of prior year after applicable adjustments | 2021-09-30 | 31,531,757 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2021-09-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2021-09-30 | 31,507,187 |
Amount remaining of carryover balance | 2021-09-30 | 0 |
Amount remaining of prefunding balance | 2021-09-30 | 24,570 |
Present value of excess contributions | 2021-09-30 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2021-09-30 | 0 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2021-09-30 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2021-09-30 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2021-09-30 | 0 |
Balance of carryovers at beginning of current year | 2021-09-30 | 0 |
Balance of prefunding at beginning of current year | 2021-09-30 | 26,580 |
Total employer contributions | 2021-09-30 | 47,000,000 |
Total employee contributions | 2021-09-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2021-09-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2021-09-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2021-09-30 | 43,163,347 |
Unpaid minimum required contributions for all prior years | 2021-09-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2021-09-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2021-09-30 | 0 |
Minimum required contributions for current year target normal cost | 2021-09-30 | 38,525,612 |
Net shortfall amortization installment of oustanding balance | 2021-09-30 | 0 |
Waiver amortization installment | 2021-09-30 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2021-09-30 | 33,631,863 |
Carryover balance elected to use to offset funding requirement | 2021-09-30 | 0 |
Prefunding balance elected to use to offset funding requirement | 2021-09-30 | 0 |
Additional cash requirement | 2021-09-30 | 33,631,863 |
Contributions allocatedtoward minimum required contributions for current year | 2021-09-30 | 43,163,347 |
Unpaid minimum required contributions for current year | 2021-09-30 | 0 |
Unpaid minimum required contributions for all years | 2021-09-30 | 0 |
2020: AMERIPRISE FINANCIAL RETIREMENT PLAN 2020 401k membership |
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Total participants, beginning-of-year | 2020-10-01 | 12,152 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-10-01 | 6,448 |
Number of retired or separated participants receiving benefits | 2020-10-01 | 435 |
Number of other retired or separated participants entitled to future benefits | 2020-10-01 | 4,027 |
Total of all active and inactive participants | 2020-10-01 | 10,910 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-10-01 | 116 |
Total participants | 2020-10-01 | 11,026 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-10-01 | 135 |
Market value of plan assets | 2020-09-30 | 629,305,197 |
Acturial value of plan assets | 2020-09-30 | 651,838,064 |
Funding target for retired participants and beneficiaries receiving payment | 2020-09-30 | 28,034,085 |
Number of terminated vested participants | 2020-09-30 | 5,074 |
Fundng target for terminated vested participants | 2020-09-30 | 222,883,441 |
Active participant vested funding target | 2020-09-30 | 364,257,118 |
Number of active participants | 2020-09-30 | 7,481 |
Total funding liabilities for active participants | 2020-09-30 | 366,321,610 |
Total participant count | 2020-09-30 | 13,030 |
Total funding target for all participants | 2020-09-30 | 617,239,136 |
Balance at beginning of prior year after applicable adjustments | 2020-09-30 | 0 |
Prefunding balance at beginning of prior year after applicable adjustments | 2020-09-30 | 26,976,630 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2020-09-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2020-09-30 | 0 |
Amount remaining of carryover balance | 2020-09-30 | 0 |
Amount remaining of prefunding balance | 2020-09-30 | 26,976,630 |
Present value of excess contributions | 2020-09-30 | 4,226,157 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2020-09-30 | 4,460,709 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2020-09-30 | 4,460,709 |
Reductions in caryover balances due to elections or deemed elections | 2020-09-30 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2020-09-30 | 0 |
Balance of carryovers at beginning of current year | 2020-09-30 | 0 |
Balance of prefunding at beginning of current year | 2020-09-30 | 31,531,757 |
Total employer contributions | 2020-09-30 | 3,500,000 |
Total employee contributions | 2020-09-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2020-09-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2020-09-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2020-09-30 | 3,206,862 |
Unpaid minimum required contributions for all prior years | 2020-09-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2020-09-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2020-09-30 | 0 |
Minimum required contributions for current year target normal cost | 2020-09-30 | 37,781,220 |
Net shortfall amortization installment of oustanding balance | 2020-09-30 | 0 |
Waiver amortization installment | 2020-09-30 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2020-09-30 | 34,714,049 |
Carryover balance elected to use to offset funding requirement | 2020-09-30 | 0 |
Prefunding balance elected to use to offset funding requirement | 2020-09-30 | 31,507,187 |
Additional cash requirement | 2020-09-30 | 3,206,862 |
Contributions allocatedtoward minimum required contributions for current year | 2020-09-30 | 3,206,862 |
Unpaid minimum required contributions for current year | 2020-09-30 | 0 |
Unpaid minimum required contributions for all years | 2020-09-30 | 0 |
2019: AMERIPRISE FINANCIAL RETIREMENT PLAN 2019 401k membership |
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Total participants, beginning-of-year | 2019-10-01 | 13,011 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-10-01 | 7,190 |
Number of retired or separated participants receiving benefits | 2019-10-01 | 424 |
Number of other retired or separated participants entitled to future benefits | 2019-10-01 | 4,435 |
Total of all active and inactive participants | 2019-10-01 | 12,049 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-10-01 | 103 |
Total participants | 2019-10-01 | 12,152 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-10-01 | 157 |
Market value of plan assets | 2019-09-30 | 629,605,903 |
Acturial value of plan assets | 2019-09-30 | 610,794,294 |
Funding target for retired participants and beneficiaries receiving payment | 2019-09-30 | 27,072,659 |
Number of terminated vested participants | 2019-09-30 | 3,390 |
Fundng target for terminated vested participants | 2019-09-30 | 177,705,562 |
Active participant vested funding target | 2019-09-30 | 356,312,931 |
Number of active participants | 2019-09-30 | 8,685 |
Total funding liabilities for active participants | 2019-09-30 | 358,929,500 |
Total participant count | 2019-09-30 | 12,546 |
Total funding target for all participants | 2019-09-30 | 563,707,721 |
Balance at beginning of prior year after applicable adjustments | 2019-09-30 | 0 |
Prefunding balance at beginning of prior year after applicable adjustments | 2019-09-30 | 97,338 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2019-09-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2019-09-30 | 0 |
Amount remaining of carryover balance | 2019-09-30 | 0 |
Amount remaining of prefunding balance | 2019-09-30 | 97,338 |
Present value of excess contributions | 2019-09-30 | 25,420,418 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2019-09-30 | 26,871,924 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2019-09-30 | 26,871,924 |
Reductions in caryover balances due to elections or deemed elections | 2019-09-30 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2019-09-30 | 0 |
Balance of carryovers at beginning of current year | 2019-09-30 | 0 |
Balance of prefunding at beginning of current year | 2019-09-30 | 26,976,630 |
Total employer contributions | 2019-09-30 | 20,000,000 |
Total employee contributions | 2019-09-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2019-09-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2019-09-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2019-09-30 | 18,289,152 |
Unpaid minimum required contributions for all prior years | 2019-09-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2019-09-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2019-09-30 | 0 |
Minimum required contributions for current year target normal cost | 2019-09-30 | 34,172,938 |
Net shortfall amortization installment of oustanding balance | 2019-09-30 | 0 |
Waiver amortization installment | 2019-09-30 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2019-09-30 | 14,062,995 |
Carryover balance elected to use to offset funding requirement | 2019-09-30 | 0 |
Prefunding balance elected to use to offset funding requirement | 2019-09-30 | 0 |
Additional cash requirement | 2019-09-30 | 14,062,995 |
Contributions allocatedtoward minimum required contributions for current year | 2019-09-30 | 18,289,152 |
Unpaid minimum required contributions for current year | 2019-09-30 | 0 |
Unpaid minimum required contributions for all years | 2019-09-30 | 0 |
2018: AMERIPRISE FINANCIAL RETIREMENT PLAN 2018 401k membership |
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Total participants, beginning-of-year | 2018-10-01 | 12,524 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-10-01 | 7,481 |
Number of retired or separated participants receiving benefits | 2018-10-01 | 419 |
Number of other retired or separated participants entitled to future benefits | 2018-10-01 | 5,007 |
Total of all active and inactive participants | 2018-10-01 | 12,907 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-10-01 | 104 |
Total participants | 2018-10-01 | 13,011 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-10-01 | 154 |
Market value of plan assets | 2018-09-30 | 556,772,286 |
Acturial value of plan assets | 2018-09-30 | 521,806,849 |
Funding target for retired participants and beneficiaries receiving payment | 2018-09-30 | 24,833,765 |
Number of terminated vested participants | 2018-09-30 | 3,301 |
Fundng target for terminated vested participants | 2018-09-30 | 163,254,723 |
Active participant vested funding target | 2018-09-30 | 329,498,276 |
Number of active participants | 2018-09-30 | 8,509 |
Total funding liabilities for active participants | 2018-09-30 | 332,453,965 |
Total participant count | 2018-09-30 | 12,272 |
Total funding target for all participants | 2018-09-30 | 520,542,453 |
Balance at beginning of prior year after applicable adjustments | 2018-09-30 | 0 |
Prefunding balance at beginning of prior year after applicable adjustments | 2018-09-30 | 10,189,445 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2018-09-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2018-09-30 | 10,105,692 |
Amount remaining of carryover balance | 2018-09-30 | 0 |
Amount remaining of prefunding balance | 2018-09-30 | 83,753 |
Present value of excess contributions | 2018-09-30 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2018-09-30 | 0 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2018-09-30 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2018-09-30 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2018-09-30 | 0 |
Balance of carryovers at beginning of current year | 2018-09-30 | 0 |
Balance of prefunding at beginning of current year | 2018-09-30 | 97,338 |
Total employer contributions | 2018-09-30 | 59,985,650 |
Total employee contributions | 2018-09-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2018-09-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2018-09-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2018-09-30 | 57,410,179 |
Unpaid minimum required contributions for all prior years | 2018-09-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2018-09-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2018-09-30 | 0 |
Minimum required contributions for current year target normal cost | 2018-09-30 | 33,156,819 |
Net shortfall amortization installment of oustanding balance | 2018-09-30 | 0 |
Waiver amortization installment | 2018-09-30 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2018-09-30 | 31,989,761 |
Carryover balance elected to use to offset funding requirement | 2018-09-30 | 0 |
Prefunding balance elected to use to offset funding requirement | 2018-09-30 | 97,338 |
Additional cash requirement | 2018-09-30 | 31,892,423 |
Contributions allocatedtoward minimum required contributions for current year | 2018-09-30 | 57,410,179 |
Unpaid minimum required contributions for current year | 2018-09-30 | 0 |
Unpaid minimum required contributions for all years | 2018-09-30 | 0 |
2017: AMERIPRISE FINANCIAL RETIREMENT PLAN 2017 401k membership |
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Total participants, beginning-of-year | 2017-10-01 | 12,251 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-10-01 | 8,685 |
Number of retired or separated participants receiving benefits | 2017-10-01 | 409 |
Number of other retired or separated participants entitled to future benefits | 2017-10-01 | 3,328 |
Total of all active and inactive participants | 2017-10-01 | 12,422 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-10-01 | 102 |
Total participants | 2017-10-01 | 12,524 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-10-01 | 195 |
Market value of plan assets | 2017-09-30 | 490,018,207 |
Acturial value of plan assets | 2017-09-30 | 493,221,884 |
Funding target for retired participants and beneficiaries receiving payment | 2017-09-30 | 25,202,827 |
Number of terminated vested participants | 2017-09-30 | 3,066 |
Fundng target for terminated vested participants | 2017-09-30 | 136,868,718 |
Active participant vested funding target | 2017-09-30 | 308,546,179 |
Number of active participants | 2017-09-30 | 8,554 |
Total funding liabilities for active participants | 2017-09-30 | 310,920,951 |
Total participant count | 2017-09-30 | 12,089 |
Total funding target for all participants | 2017-09-30 | 472,992,496 |
Balance at beginning of prior year after applicable adjustments | 2017-09-30 | 0 |
Prefunding balance at beginning of prior year after applicable adjustments | 2017-09-30 | 21,915,776 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2017-09-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2017-09-30 | 12,689,549 |
Amount remaining of carryover balance | 2017-09-30 | 0 |
Amount remaining of prefunding balance | 2017-09-30 | 9,226,227 |
Present value of excess contributions | 2017-09-30 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2017-09-30 | 0 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2017-09-30 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2017-09-30 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2017-09-30 | 0 |
Balance of carryovers at beginning of current year | 2017-09-30 | 0 |
Balance of prefunding at beginning of current year | 2017-09-30 | 10,189,445 |
Total employer contributions | 2017-09-30 | 14,014,350 |
Total employee contributions | 2017-09-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2017-09-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2017-09-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2017-09-30 | 12,790,710 |
Unpaid minimum required contributions for all prior years | 2017-09-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2017-09-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2017-09-30 | 0 |
Minimum required contributions for current year target normal cost | 2017-09-30 | 32,936,345 |
Net shortfall amortization installment of oustanding balance | 2017-09-30 | 0 |
Waiver amortization installment | 2017-09-30 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2017-09-30 | 22,896,402 |
Carryover balance elected to use to offset funding requirement | 2017-09-30 | 0 |
Prefunding balance elected to use to offset funding requirement | 2017-09-30 | 10,105,692 |
Additional cash requirement | 2017-09-30 | 12,790,710 |
Contributions allocatedtoward minimum required contributions for current year | 2017-09-30 | 12,790,710 |
Unpaid minimum required contributions for current year | 2017-09-30 | 0 |
Unpaid minimum required contributions for all years | 2017-09-30 | 0 |
2016: AMERIPRISE FINANCIAL RETIREMENT PLAN 2016 401k membership |
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Total participants, beginning-of-year | 2016-10-01 | 12,066 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-10-01 | 8,509 |
Number of retired or separated participants receiving benefits | 2016-10-01 | 394 |
Number of other retired or separated participants entitled to future benefits | 2016-10-01 | 3,246 |
Total of all active and inactive participants | 2016-10-01 | 12,149 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-10-01 | 102 |
Total participants | 2016-10-01 | 12,251 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-10-01 | 278 |
2015: AMERIPRISE FINANCIAL RETIREMENT PLAN 2015 401k membership |
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Total participants, beginning-of-year | 2015-10-01 | 11,609 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-10-01 | 8,554 |
Number of retired or separated participants receiving benefits | 2015-10-01 | 398 |
Number of other retired or separated participants entitled to future benefits | 2015-10-01 | 3,012 |
Total of all active and inactive participants | 2015-10-01 | 11,964 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-10-01 | 102 |
Total participants | 2015-10-01 | 12,066 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-10-01 | 184 |
2014: AMERIPRISE FINANCIAL RETIREMENT PLAN 2014 401k membership |
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Total participants, beginning-of-year | 2014-10-01 | 11,399 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-10-01 | 8,234 |
Number of retired or separated participants receiving benefits | 2014-10-01 | 408 |
Number of other retired or separated participants entitled to future benefits | 2014-10-01 | 2,872 |
Total of all active and inactive participants | 2014-10-01 | 11,514 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-10-01 | 95 |
Total participants | 2014-10-01 | 11,609 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-10-01 | 149 |
2013: AMERIPRISE FINANCIAL RETIREMENT PLAN 2013 401k membership |
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Total participants, beginning-of-year | 2013-10-01 | 11,520 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-10-01 | 8,222 |
Number of retired or separated participants receiving benefits | 2013-10-01 | 415 |
Number of other retired or separated participants entitled to future benefits | 2013-10-01 | 2,665 |
Total of all active and inactive participants | 2013-10-01 | 11,302 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-10-01 | 97 |
Total participants | 2013-10-01 | 11,399 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-10-01 | 173 |
2012: AMERIPRISE FINANCIAL RETIREMENT PLAN 2012 401k membership |
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Total participants, beginning-of-year | 2012-10-01 | 11,579 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-10-01 | 8,443 |
Number of retired or separated participants receiving benefits | 2012-10-01 | 418 |
Number of other retired or separated participants entitled to future benefits | 2012-10-01 | 2,565 |
Total of all active and inactive participants | 2012-10-01 | 11,426 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-10-01 | 94 |
Total participants | 2012-10-01 | 11,520 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-10-01 | 161 |
2011: AMERIPRISE FINANCIAL RETIREMENT PLAN 2011 401k membership |
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Total participants, beginning-of-year | 2011-10-01 | 11,233 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-10-01 | 8,724 |
Number of retired or separated participants receiving benefits | 2011-10-01 | 429 |
Number of other retired or separated participants entitled to future benefits | 2011-10-01 | 2,330 |
Total of all active and inactive participants | 2011-10-01 | 11,483 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-10-01 | 96 |
Total participants | 2011-10-01 | 11,579 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-10-01 | 161 |
2010: AMERIPRISE FINANCIAL RETIREMENT PLAN 2010 401k membership |
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Total participants, beginning-of-year | 2010-10-01 | 11,033 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-10-01 | 8,564 |
Number of retired or separated participants receiving benefits | 2010-10-01 | 445 |
Number of other retired or separated participants entitled to future benefits | 2010-10-01 | 2,136 |
Total of all active and inactive participants | 2010-10-01 | 11,145 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-10-01 | 88 |
Total participants | 2010-10-01 | 11,233 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-10-01 | 78 |
2005: AMERIPRISE FINANCIAL RETIREMENT PLAN 2005 401k membership |
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Total participants, beginning-of-year | 2005-10-01 | 10,882 |
Total number of active participants reported on line 7a of the Form 5500 | 2005-10-01 | 8,655 |
Number of retired or separated participants receiving benefits | 2005-10-01 | 498 |
Number of other retired or separated participants entitled to future benefits | 2005-10-01 | 1,488 |
Total of all active and inactive participants | 2005-10-01 | 10,641 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2005-10-01 | 76 |
Total participants | 2005-10-01 | 10,717 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2005-10-01 | 1,043 |
Measure | Date | Value |
---|
2022 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2022 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2022-09-30 | $-17,642,007 |
Total unrealized appreciation/depreciation of assets | 2022-09-30 | $-17,642,007 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $241,570 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $7,774,889 |
Total income from all sources (including contributions) | 2022-09-30 | $-105,184,340 |
Total loss/gain on sale of assets | 2022-09-30 | $-1,691,978 |
Total of all expenses incurred | 2022-09-30 | $38,672,305 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-09-30 | $28,380,237 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-09-30 | $44,000,000 |
Value of total assets at end of year | 2022-09-30 | $661,024,243 |
Value of total assets at beginning of year | 2022-09-30 | $812,414,207 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-09-30 | $10,292,068 |
Total interest from all sources | 2022-09-30 | $1,240,254 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-09-30 | $3,516,120 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-09-30 | $2,067,551 |
Administrative expenses professional fees incurred | 2022-09-30 | $55,962 |
Was this plan covered by a fidelity bond | 2022-09-30 | Yes |
Value of fidelity bond cover | 2022-09-30 | $410,000,000 |
Were there any nonexempt tranactions with any party-in-interest | 2022-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2022-09-30 | $27,740,644 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-09-30 | $52,202,052 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-09-30 | $393,812 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-09-30 | $556,246 |
Administrative expenses (other) incurred | 2022-09-30 | $7,205,912 |
Liabilities. Value of operating payables at end of year | 2022-09-30 | $241,570 |
Liabilities. Value of operating payables at beginning of year | 2022-09-30 | $7,774,889 |
Total non interest bearing cash at end of year | 2022-09-30 | $0 |
Total non interest bearing cash at beginning of year | 2022-09-30 | $9,574 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
Value of net income/loss | 2022-09-30 | $-143,856,645 |
Value of net assets at end of year (total assets less liabilities) | 2022-09-30 | $660,782,673 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-09-30 | $804,639,318 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-09-30 | No |
Assets. partnership/joint venture interests at end of year | 2022-09-30 | $21,394,240 |
Assets. partnership/joint venture interests at beginning of year | 2022-09-30 | $0 |
Investment advisory and management fees | 2022-09-30 | $2,419,209 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-09-30 | $73,531,482 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-09-30 | $91,596,022 |
Interest earned on other investments | 2022-09-30 | $738,649 |
Income. Interest from US Government securities | 2022-09-30 | $91,248 |
Income. Interest from corporate debt instruments | 2022-09-30 | $237,925 |
Value of interest in common/collective trusts at end of year | 2022-09-30 | $417,251,223 |
Value of interest in common/collective trusts at beginning of year | 2022-09-30 | $495,073,870 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-09-30 | $172,432 |
Asset value of US Government securities at end of year | 2022-09-30 | $0 |
Asset value of US Government securities at beginning of year | 2022-09-30 | $19,333,699 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-09-30 | $-20,132,090 |
Net investment gain or loss from common/collective trusts | 2022-09-30 | $-114,474,639 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2022-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-09-30 | No |
Contributions received in cash from employer | 2022-09-30 | $44,000,000 |
Employer contributions (assets) at end of year | 2022-09-30 | $44,000,000 |
Employer contributions (assets) at beginning of year | 2022-09-30 | $47,000,000 |
Income. Dividends from common stock | 2022-09-30 | $1,448,569 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-09-30 | $28,380,237 |
Asset. Corporate debt instrument preferred debt at end of year | 2022-09-30 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2022-09-30 | $2,142,270 |
Asset. Corporate debt instrument debt (other) at end of year | 2022-09-30 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2022-09-30 | $9,647,279 |
Contract administrator fees | 2022-09-30 | $610,985 |
Assets. Corporate common stocks other than exployer securities at end of year | 2022-09-30 | $76,712,842 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-09-30 | $94,853,195 |
Did the plan have assets held for investment | 2022-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-09-30 | No |
Aggregate proceeds on sale of assets | 2022-09-30 | $88,666,568 |
Aggregate carrying amount (costs) on sale of assets | 2022-09-30 | $90,358,546 |
Opinion of an independent qualified public accountant for this plan | 2022-09-30 | Unqualified |
Accountancy firm name | 2022-09-30 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2022-09-30 | 134008324 |
2021 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2021 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2021-09-30 | $52,960,903 |
Total unrealized appreciation/depreciation of assets | 2021-09-30 | $52,960,903 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $7,774,889 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $8,388,965 |
Total income from all sources (including contributions) | 2021-09-30 | $198,882,743 |
Total loss/gain on sale of assets | 2021-09-30 | $26,924,428 |
Total of all expenses incurred | 2021-09-30 | $33,891,259 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-09-30 | $23,172,015 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-09-30 | $47,000,000 |
Value of total assets at end of year | 2021-09-30 | $812,414,207 |
Value of total assets at beginning of year | 2021-09-30 | $648,036,799 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-09-30 | $10,719,244 |
Total interest from all sources | 2021-09-30 | $708,150 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-09-30 | $3,269,429 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-09-30 | No |
Administrative expenses professional fees incurred | 2021-09-30 | $156,169 |
Was this plan covered by a fidelity bond | 2021-09-30 | Yes |
Value of fidelity bond cover | 2021-09-30 | $410,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2021-09-30 | $52,202,052 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-09-30 | $55,199,685 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-09-30 | $556,246 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-09-30 | $1,822,452 |
Other income not declared elsewhere | 2021-09-30 | $585,471 |
Administrative expenses (other) incurred | 2021-09-30 | $7,825,887 |
Liabilities. Value of operating payables at end of year | 2021-09-30 | $7,774,889 |
Liabilities. Value of operating payables at beginning of year | 2021-09-30 | $8,388,965 |
Total non interest bearing cash at end of year | 2021-09-30 | $9,574 |
Total non interest bearing cash at beginning of year | 2021-09-30 | $3,182 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
Value of net income/loss | 2021-09-30 | $164,991,484 |
Value of net assets at end of year (total assets less liabilities) | 2021-09-30 | $804,639,318 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-09-30 | $639,647,834 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-09-30 | No |
Investment advisory and management fees | 2021-09-30 | $2,090,721 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-09-30 | $91,596,022 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-09-30 | $89,927,411 |
Interest earned on other investments | 2021-09-30 | $141,119 |
Income. Interest from US Government securities | 2021-09-30 | $199,479 |
Income. Interest from corporate debt instruments | 2021-09-30 | $367,552 |
Value of interest in common/collective trusts at end of year | 2021-09-30 | $495,073,870 |
Value of interest in common/collective trusts at beginning of year | 2021-09-30 | $262,076,691 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-09-30 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-09-30 | $21,892,995 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-09-30 | $21,892,995 |
Asset value of US Government securities at end of year | 2021-09-30 | $19,333,699 |
Asset value of US Government securities at beginning of year | 2021-09-30 | $19,945,655 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-09-30 | $21,540,905 |
Net investment gain or loss from common/collective trusts | 2021-09-30 | $45,893,457 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2021-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-09-30 | No |
Contributions received in cash from employer | 2021-09-30 | $47,000,000 |
Employer contributions (assets) at end of year | 2021-09-30 | $47,000,000 |
Employer contributions (assets) at beginning of year | 2021-09-30 | $3,500,000 |
Income. Dividends from preferred stock | 2021-09-30 | $8,465 |
Income. Dividends from common stock | 2021-09-30 | $3,260,964 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-09-30 | $23,172,015 |
Asset. Corporate debt instrument preferred debt at end of year | 2021-09-30 | $2,142,270 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2021-09-30 | $2,371,475 |
Asset. Corporate debt instrument debt (other) at end of year | 2021-09-30 | $9,647,279 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2021-09-30 | $8,699,213 |
Contract administrator fees | 2021-09-30 | $646,467 |
Assets. Corporate common stocks other than exployer securities at end of year | 2021-09-30 | $94,853,195 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-09-30 | $182,598,040 |
Did the plan have assets held for investment | 2021-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-09-30 | No |
Aggregate proceeds on sale of assets | 2021-09-30 | $344,713,781 |
Aggregate carrying amount (costs) on sale of assets | 2021-09-30 | $317,789,353 |
Opinion of an independent qualified public accountant for this plan | 2021-09-30 | Disclaimer |
Accountancy firm name | 2021-09-30 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2021-09-30 | 134008324 |
2020 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2020 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2020-09-30 | $1,984,070 |
Total unrealized appreciation/depreciation of assets | 2020-09-30 | $1,984,070 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $8,388,965 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $6,240,802 |
Total income from all sources (including contributions) | 2020-09-30 | $53,708,245 |
Total loss/gain on sale of assets | 2020-09-30 | $24,930,102 |
Total of all expenses incurred | 2020-09-30 | $44,061,408 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-09-30 | $35,397,501 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-09-30 | $3,500,000 |
Value of total assets at end of year | 2020-09-30 | $648,036,799 |
Value of total assets at beginning of year | 2020-09-30 | $636,241,799 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-09-30 | $8,663,907 |
Total interest from all sources | 2020-09-30 | $1,319,504 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-09-30 | $5,218,255 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-09-30 | No |
Administrative expenses professional fees incurred | 2020-09-30 | $130,654 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2020-09-30 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2020-09-30 | $249,048 |
Was this plan covered by a fidelity bond | 2020-09-30 | Yes |
Value of fidelity bond cover | 2020-09-30 | $450,000,000 |
Were there any nonexempt tranactions with any party-in-interest | 2020-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2020-09-30 | $55,199,685 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-09-30 | $53,785,201 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-09-30 | $1,822,452 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-09-30 | $2,700,029 |
Other income not declared elsewhere | 2020-09-30 | $679,140 |
Administrative expenses (other) incurred | 2020-09-30 | $6,218,211 |
Liabilities. Value of operating payables at end of year | 2020-09-30 | $8,388,965 |
Liabilities. Value of operating payables at beginning of year | 2020-09-30 | $6,240,802 |
Total non interest bearing cash at end of year | 2020-09-30 | $3,182 |
Total non interest bearing cash at beginning of year | 2020-09-30 | $1,317 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
Value of net income/loss | 2020-09-30 | $9,646,837 |
Value of net assets at end of year (total assets less liabilities) | 2020-09-30 | $639,647,834 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-09-30 | $630,000,997 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-09-30 | No |
Investment advisory and management fees | 2020-09-30 | $1,629,106 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-09-30 | $89,927,411 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-09-30 | $85,160,106 |
Interest earned on other investments | 2020-09-30 | $450,462 |
Income. Interest from US Government securities | 2020-09-30 | $531,368 |
Income. Interest from corporate debt instruments | 2020-09-30 | $337,674 |
Value of interest in common/collective trusts at end of year | 2020-09-30 | $262,076,691 |
Value of interest in common/collective trusts at beginning of year | 2020-09-30 | $213,960,431 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-09-30 | $21,892,995 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-09-30 | $41,467,288 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-09-30 | $41,467,288 |
Asset value of US Government securities at end of year | 2020-09-30 | $19,945,655 |
Asset value of US Government securities at beginning of year | 2020-09-30 | $20,821,604 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-09-30 | $2,345,754 |
Net investment gain or loss from common/collective trusts | 2020-09-30 | $13,731,420 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2020-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-09-30 | No |
Contributions received in cash from employer | 2020-09-30 | $3,500,000 |
Employer contributions (assets) at end of year | 2020-09-30 | $3,500,000 |
Employer contributions (assets) at beginning of year | 2020-09-30 | $20,000,000 |
Income. Dividends from preferred stock | 2020-09-30 | $7,305 |
Income. Dividends from common stock | 2020-09-30 | $5,210,950 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-09-30 | $35,397,501 |
Asset. Corporate debt instrument preferred debt at end of year | 2020-09-30 | $2,371,475 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2020-09-30 | $994,198 |
Asset. Corporate debt instrument debt (other) at end of year | 2020-09-30 | $8,699,213 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2020-09-30 | $7,311,385 |
Contract administrator fees | 2020-09-30 | $685,936 |
Assets. Corporate common stocks other than exployer securities at end of year | 2020-09-30 | $182,598,040 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2020-09-30 | $189,791,192 |
Did the plan have assets held for investment | 2020-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-09-30 | No |
Aggregate proceeds on sale of assets | 2020-09-30 | $334,463,910 |
Aggregate carrying amount (costs) on sale of assets | 2020-09-30 | $309,533,808 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2020-09-30 | Disclaimer |
Accountancy firm name | 2020-09-30 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2020-09-30 | 134008324 |
2019 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2019 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2019-09-30 | $-14,707,923 |
Total unrealized appreciation/depreciation of assets | 2019-09-30 | $-14,707,923 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $6,240,802 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $5,180,624 |
Total income from all sources (including contributions) | 2019-09-30 | $23,643,898 |
Total loss/gain on sale of assets | 2019-09-30 | $3,744,261 |
Total of all expenses incurred | 2019-09-30 | $23,248,804 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-09-30 | $19,757,235 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-09-30 | $20,000,000 |
Value of total assets at end of year | 2019-09-30 | $636,241,799 |
Value of total assets at beginning of year | 2019-09-30 | $634,786,527 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-09-30 | $3,491,569 |
Total interest from all sources | 2019-09-30 | $1,752,951 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-09-30 | $5,581,556 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-09-30 | No |
Administrative expenses professional fees incurred | 2019-09-30 | $125,836 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2019-09-30 | $249,048 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2019-09-30 | $316,982 |
Was this plan covered by a fidelity bond | 2019-09-30 | Yes |
Value of fidelity bond cover | 2019-09-30 | $450,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2019-09-30 | $53,785,201 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-09-30 | $52,960,169 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-09-30 | $2,700,029 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-09-30 | $1,167,120 |
Other income not declared elsewhere | 2019-09-30 | $942,838 |
Administrative expenses (other) incurred | 2019-09-30 | $926,776 |
Liabilities. Value of operating payables at end of year | 2019-09-30 | $6,240,802 |
Liabilities. Value of operating payables at beginning of year | 2019-09-30 | $5,180,624 |
Total non interest bearing cash at end of year | 2019-09-30 | $1,317 |
Total non interest bearing cash at beginning of year | 2019-09-30 | $5,027 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
Value of net income/loss | 2019-09-30 | $395,094 |
Value of net assets at end of year (total assets less liabilities) | 2019-09-30 | $630,000,997 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-09-30 | $629,605,903 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-09-30 | No |
Investment advisory and management fees | 2019-09-30 | $1,706,995 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-09-30 | $85,160,106 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-09-30 | $107,696,503 |
Interest earned on other investments | 2019-09-30 | $933,378 |
Income. Interest from US Government securities | 2019-09-30 | $492,593 |
Income. Interest from corporate debt instruments | 2019-09-30 | $326,980 |
Value of interest in common/collective trusts at end of year | 2019-09-30 | $213,960,431 |
Value of interest in common/collective trusts at beginning of year | 2019-09-30 | $209,371,852 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-09-30 | $41,467,288 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-09-30 | $43,857,451 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-09-30 | $43,857,451 |
Asset value of US Government securities at end of year | 2019-09-30 | $20,821,604 |
Asset value of US Government securities at beginning of year | 2019-09-30 | $16,990,167 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-09-30 | $1,399,332 |
Net investment gain or loss from common/collective trusts | 2019-09-30 | $4,930,883 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2019-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-09-30 | No |
Contributions received in cash from employer | 2019-09-30 | $20,000,000 |
Employer contributions (assets) at end of year | 2019-09-30 | $20,000,000 |
Employer contributions (assets) at beginning of year | 2019-09-30 | $0 |
Income. Dividends from preferred stock | 2019-09-30 | $17,907 |
Income. Dividends from common stock | 2019-09-30 | $5,563,649 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-09-30 | $19,757,235 |
Asset. Corporate debt instrument preferred debt at end of year | 2019-09-30 | $994,198 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2019-09-30 | $827,028 |
Asset. Corporate debt instrument debt (other) at end of year | 2019-09-30 | $7,311,385 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2019-09-30 | $6,713,858 |
Contract administrator fees | 2019-09-30 | $731,962 |
Assets. Corporate common stocks other than exployer securities at end of year | 2019-09-30 | $189,791,192 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-09-30 | $194,880,370 |
Did the plan have assets held for investment | 2019-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-09-30 | No |
Aggregate proceeds on sale of assets | 2019-09-30 | $226,263,722 |
Aggregate carrying amount (costs) on sale of assets | 2019-09-30 | $222,519,461 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-09-30 | Disclaimer |
Accountancy firm name | 2019-09-30 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2019-09-30 | 134008324 |
2018 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2018 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2018-09-30 | $11,415,756 |
Total unrealized appreciation/depreciation of assets | 2018-09-30 | $11,415,756 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $5,180,624 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $4,296,169 |
Total income from all sources (including contributions) | 2018-09-30 | $102,974,337 |
Total loss/gain on sale of assets | 2018-09-30 | $22,264,678 |
Total of all expenses incurred | 2018-09-30 | $30,608,429 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-09-30 | $25,308,757 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-09-30 | $59,985,650 |
Value of total assets at end of year | 2018-09-30 | $634,786,527 |
Value of total assets at beginning of year | 2018-09-30 | $561,536,164 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-09-30 | $5,299,672 |
Total interest from all sources | 2018-09-30 | $996,396 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-09-30 | $6,277,818 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-09-30 | No |
Administrative expenses professional fees incurred | 2018-09-30 | $162,320 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2018-09-30 | $316,982 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2018-09-30 | $521,088 |
Was this plan covered by a fidelity bond | 2018-09-30 | Yes |
Value of fidelity bond cover | 2018-09-30 | $450,000,000 |
If this is an individual account plan, was there a blackout period | 2018-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2018-09-30 | $52,960,169 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-09-30 | $49,416,297 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-09-30 | $1,167,120 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-09-30 | $2,737,144 |
Other income not declared elsewhere | 2018-09-30 | $876,698 |
Administrative expenses (other) incurred | 2018-09-30 | $2,495,849 |
Liabilities. Value of operating payables at end of year | 2018-09-30 | $5,180,624 |
Liabilities. Value of operating payables at beginning of year | 2018-09-30 | $4,296,169 |
Total non interest bearing cash at end of year | 2018-09-30 | $5,027 |
Total non interest bearing cash at beginning of year | 2018-09-30 | $288,392 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
Value of net income/loss | 2018-09-30 | $72,365,908 |
Value of net assets at end of year (total assets less liabilities) | 2018-09-30 | $629,605,903 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-09-30 | $557,239,995 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-09-30 | No |
Investment advisory and management fees | 2018-09-30 | $1,695,811 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-09-30 | $107,696,503 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-09-30 | $112,835,024 |
Interest earned on other investments | 2018-09-30 | $580,004 |
Income. Interest from US Government securities | 2018-09-30 | $185,789 |
Income. Interest from corporate debt instruments | 2018-09-30 | $230,603 |
Value of interest in common/collective trusts at end of year | 2018-09-30 | $209,371,852 |
Value of interest in common/collective trusts at beginning of year | 2018-09-30 | $172,026,532 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-09-30 | $43,857,451 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-09-30 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-09-30 | $0 |
Asset value of US Government securities at end of year | 2018-09-30 | $16,990,167 |
Asset value of US Government securities at beginning of year | 2018-09-30 | $8,522,459 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-09-30 | $-3,812,977 |
Net investment gain or loss from common/collective trusts | 2018-09-30 | $4,970,318 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2018-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-09-30 | No |
Contributions received in cash from employer | 2018-09-30 | $59,985,650 |
Employer contributions (assets) at end of year | 2018-09-30 | $0 |
Employer contributions (assets) at beginning of year | 2018-09-30 | $14,014,350 |
Income. Dividends from preferred stock | 2018-09-30 | $22,989 |
Income. Dividends from common stock | 2018-09-30 | $6,254,829 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-09-30 | $25,308,757 |
Asset. Corporate debt instrument preferred debt at end of year | 2018-09-30 | $827,028 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2018-09-30 | $980,532 |
Asset. Corporate debt instrument debt (other) at end of year | 2018-09-30 | $6,713,858 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2018-09-30 | $4,989,066 |
Contract administrator fees | 2018-09-30 | $945,692 |
Assets. Corporate common stocks other than exployer securities at end of year | 2018-09-30 | $194,880,370 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-09-30 | $195,205,280 |
Did the plan have assets held for investment | 2018-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-09-30 | No |
Aggregate proceeds on sale of assets | 2018-09-30 | $318,182,895 |
Aggregate carrying amount (costs) on sale of assets | 2018-09-30 | $295,918,217 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-09-30 | Disclaimer |
Accountancy firm name | 2018-09-30 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2018-09-30 | 134008324 |
2017 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2017 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2017-09-30 | $25,764,263 |
Total unrealized appreciation/depreciation of assets | 2017-09-30 | $25,764,263 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $4,296,169 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $4,540,919 |
Total income from all sources (including contributions) | 2017-09-30 | $90,953,085 |
Total loss/gain on sale of assets | 2017-09-30 | $9,846,570 |
Total of all expenses incurred | 2017-09-30 | $24,426,846 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-09-30 | $19,177,957 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-09-30 | $14,014,350 |
Value of total assets at end of year | 2017-09-30 | $561,536,164 |
Value of total assets at beginning of year | 2017-09-30 | $495,254,675 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-09-30 | $5,248,889 |
Total interest from all sources | 2017-09-30 | $689,455 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-09-30 | $4,249,951 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-09-30 | No |
Administrative expenses professional fees incurred | 2017-09-30 | $175,839 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2017-09-30 | $521,088 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2017-09-30 | $234,839 |
Was this plan covered by a fidelity bond | 2017-09-30 | Yes |
Value of fidelity bond cover | 2017-09-30 | $450,000,000 |
If this is an individual account plan, was there a blackout period | 2017-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2017-09-30 | $49,416,297 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-09-30 | $45,410,267 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-09-30 | $2,737,144 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-09-30 | $1,373,383 |
Other income not declared elsewhere | 2017-09-30 | $826,642 |
Administrative expenses (other) incurred | 2017-09-30 | $2,825,884 |
Liabilities. Value of operating payables at end of year | 2017-09-30 | $4,296,169 |
Liabilities. Value of operating payables at beginning of year | 2017-09-30 | $4,540,919 |
Total non interest bearing cash at end of year | 2017-09-30 | $288,392 |
Total non interest bearing cash at beginning of year | 2017-09-30 | $201,970 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
Value of net income/loss | 2017-09-30 | $66,526,239 |
Value of net assets at end of year (total assets less liabilities) | 2017-09-30 | $557,239,995 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-09-30 | $490,713,756 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-09-30 | No |
Investment advisory and management fees | 2017-09-30 | $1,432,531 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-09-30 | $112,835,024 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-09-30 | $104,311,943 |
Interest earned on other investments | 2017-09-30 | $283,057 |
Income. Interest from US Government securities | 2017-09-30 | $152,338 |
Income. Interest from corporate debt instruments | 2017-09-30 | $254,060 |
Value of interest in common/collective trusts at end of year | 2017-09-30 | $172,026,532 |
Value of interest in common/collective trusts at beginning of year | 2017-09-30 | $145,900,186 |
Asset value of US Government securities at end of year | 2017-09-30 | $8,522,459 |
Asset value of US Government securities at beginning of year | 2017-09-30 | $8,757,745 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-09-30 | $9,158,391 |
Net investment gain or loss from common/collective trusts | 2017-09-30 | $26,403,463 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2017-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-09-30 | No |
Contributions received in cash from employer | 2017-09-30 | $14,014,350 |
Employer contributions (assets) at end of year | 2017-09-30 | $14,014,350 |
Employer contributions (assets) at beginning of year | 2017-09-30 | $20,200,000 |
Income. Dividends from preferred stock | 2017-09-30 | $6,974 |
Income. Dividends from common stock | 2017-09-30 | $4,242,977 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-09-30 | $19,177,957 |
Asset. Corporate debt instrument preferred debt at end of year | 2017-09-30 | $980,532 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2017-09-30 | $1,126,029 |
Asset. Corporate debt instrument debt (other) at end of year | 2017-09-30 | $4,989,066 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2017-09-30 | $5,990,707 |
Contract administrator fees | 2017-09-30 | $814,635 |
Assets. Corporate common stocks other than exployer securities at end of year | 2017-09-30 | $195,205,280 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-09-30 | $161,747,606 |
Did the plan have assets held for investment | 2017-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-09-30 | No |
Aggregate proceeds on sale of assets | 2017-09-30 | $227,105,702 |
Aggregate carrying amount (costs) on sale of assets | 2017-09-30 | $217,259,132 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-09-30 | Disclaimer |
Accountancy firm name | 2017-09-30 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2017-09-30 | 134008324 |
2016 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2016 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-09-30 | $19,589,416 |
Total unrealized appreciation/depreciation of assets | 2016-09-30 | $19,589,416 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $4,540,919 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $4,583,597 |
Total income from all sources (including contributions) | 2016-09-30 | $66,922,661 |
Total loss/gain on sale of assets | 2016-09-30 | $6,039,813 |
Total of all expenses incurred | 2016-09-30 | $25,082,070 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-09-30 | $20,572,363 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-09-30 | $20,200,000 |
Value of total assets at end of year | 2016-09-30 | $495,254,675 |
Value of total assets at beginning of year | 2016-09-30 | $453,456,762 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-09-30 | $4,509,707 |
Total interest from all sources | 2016-09-30 | $558,034 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-09-30 | $4,751,099 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-09-30 | No |
Administrative expenses professional fees incurred | 2016-09-30 | $194,851 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2016-09-30 | $234,839 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2016-09-30 | $148,478 |
Was this plan covered by a fidelity bond | 2016-09-30 | Yes |
Value of fidelity bond cover | 2016-09-30 | $200,000,000 |
If this is an individual account plan, was there a blackout period | 2016-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2016-09-30 | $45,410,267 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-09-30 | $44,500,393 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-09-30 | $1,373,383 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-09-30 | $1,966,787 |
Other income not declared elsewhere | 2016-09-30 | $784,937 |
Administrative expenses (other) incurred | 2016-09-30 | $2,179,881 |
Liabilities. Value of operating payables at end of year | 2016-09-30 | $4,540,919 |
Liabilities. Value of operating payables at beginning of year | 2016-09-30 | $4,583,597 |
Total non interest bearing cash at end of year | 2016-09-30 | $201,970 |
Total non interest bearing cash at beginning of year | 2016-09-30 | $139,681 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
Value of net income/loss | 2016-09-30 | $41,840,591 |
Value of net assets at end of year (total assets less liabilities) | 2016-09-30 | $490,713,756 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-09-30 | $448,873,165 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-09-30 | No |
Investment advisory and management fees | 2016-09-30 | $1,372,885 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-09-30 | $104,311,943 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-09-30 | $94,374,067 |
Interest earned on other investments | 2016-09-30 | $149,981 |
Income. Interest from US Government securities | 2016-09-30 | $142,091 |
Income. Interest from corporate debt instruments | 2016-09-30 | $265,962 |
Value of interest in common/collective trusts at end of year | 2016-09-30 | $145,900,186 |
Value of interest in common/collective trusts at beginning of year | 2016-09-30 | $145,140,142 |
Asset value of US Government securities at end of year | 2016-09-30 | $8,757,745 |
Asset value of US Government securities at beginning of year | 2016-09-30 | $8,685,558 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-09-30 | $761,125 |
Net investment gain or loss from common/collective trusts | 2016-09-30 | $14,238,237 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2016-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-09-30 | No |
Contributions received in cash from employer | 2016-09-30 | $20,200,000 |
Employer contributions (assets) at end of year | 2016-09-30 | $20,200,000 |
Employer contributions (assets) at beginning of year | 2016-09-30 | $4,000,000 |
Income. Dividends from preferred stock | 2016-09-30 | $12,959 |
Income. Dividends from common stock | 2016-09-30 | $4,738,140 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-09-30 | $20,572,363 |
Asset. Corporate debt instrument preferred debt at end of year | 2016-09-30 | $1,126,029 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2016-09-30 | $1,042,395 |
Asset. Corporate debt instrument debt (other) at end of year | 2016-09-30 | $5,990,707 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2016-09-30 | $4,614,623 |
Contract administrator fees | 2016-09-30 | $762,090 |
Assets. Corporate common stocks other than exployer securities at end of year | 2016-09-30 | $161,747,606 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-09-30 | $148,844,638 |
Did the plan have assets held for investment | 2016-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-09-30 | No |
Aggregate proceeds on sale of assets | 2016-09-30 | $287,222,294 |
Aggregate carrying amount (costs) on sale of assets | 2016-09-30 | $281,182,481 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-09-30 | Disclaimer |
Accountancy firm name | 2016-09-30 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2016-09-30 | 134008324 |
2015 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2015 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-09-30 | $-15,237,126 |
Total unrealized appreciation/depreciation of assets | 2015-09-30 | $-15,237,126 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $4,583,597 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $6,896,514 |
Total income from all sources (including contributions) | 2015-09-30 | $-3,924,060 |
Total loss/gain on sale of assets | 2015-09-30 | $18,972,689 |
Total of all expenses incurred | 2015-09-30 | $23,537,913 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-09-30 | $20,770,648 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-09-30 | $4,762,109 |
Value of total assets at end of year | 2015-09-30 | $453,456,762 |
Value of total assets at beginning of year | 2015-09-30 | $483,231,652 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-09-30 | $2,767,265 |
Total interest from all sources | 2015-09-30 | $484,542 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-09-30 | $4,789,359 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-09-30 | $4,778,658 |
Administrative expenses professional fees incurred | 2015-09-30 | $126,975 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2015-09-30 | $148,478 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2015-09-30 | $728,705 |
Was this plan covered by a fidelity bond | 2015-09-30 | Yes |
Value of fidelity bond cover | 2015-09-30 | $200,000,000 |
If this is an individual account plan, was there a blackout period | 2015-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2015-09-30 | $44,500,393 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-09-30 | $33,700,966 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-09-30 | $1,966,787 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-09-30 | $1,219,884 |
Other income not declared elsewhere | 2015-09-30 | $711,732 |
Administrative expenses (other) incurred | 2015-09-30 | $558,551 |
Liabilities. Value of operating payables at end of year | 2015-09-30 | $4,583,597 |
Liabilities. Value of operating payables at beginning of year | 2015-09-30 | $6,896,514 |
Total non interest bearing cash at end of year | 2015-09-30 | $139,681 |
Total non interest bearing cash at beginning of year | 2015-09-30 | $193,437 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
Value of net income/loss | 2015-09-30 | $-27,461,973 |
Value of net assets at end of year (total assets less liabilities) | 2015-09-30 | $448,873,165 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-09-30 | $476,335,138 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-09-30 | No |
Investment advisory and management fees | 2015-09-30 | $1,220,834 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-09-30 | $94,374,067 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-09-30 | $120,981,525 |
Interest earned on other investments | 2015-09-30 | $101,884 |
Income. Interest from US Government securities | 2015-09-30 | $151,466 |
Income. Interest from corporate debt instruments | 2015-09-30 | $231,192 |
Value of interest in common/collective trusts at end of year | 2015-09-30 | $145,140,142 |
Value of interest in common/collective trusts at beginning of year | 2015-09-30 | $153,047,481 |
Asset value of US Government securities at end of year | 2015-09-30 | $8,685,558 |
Asset value of US Government securities at beginning of year | 2015-09-30 | $8,388,416 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-09-30 | $-12,521,971 |
Net investment gain or loss from common/collective trusts | 2015-09-30 | $-5,885,394 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2015-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-09-30 | No |
Contributions received in cash from employer | 2015-09-30 | $4,762,109 |
Employer contributions (assets) at end of year | 2015-09-30 | $4,000,000 |
Employer contributions (assets) at beginning of year | 2015-09-30 | $36,659,784 |
Income. Dividends from common stock | 2015-09-30 | $10,701 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-09-30 | $20,770,648 |
Asset. Corporate debt instrument preferred debt at end of year | 2015-09-30 | $1,042,395 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2015-09-30 | $1,650,194 |
Asset. Corporate debt instrument debt (other) at end of year | 2015-09-30 | $4,614,623 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2015-09-30 | $3,894,669 |
Contract administrator fees | 2015-09-30 | $860,905 |
Assets. Corporate common stocks other than exployer securities at end of year | 2015-09-30 | $148,844,638 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-09-30 | $122,766,591 |
Did the plan have assets held for investment | 2015-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-09-30 | No |
Aggregate proceeds on sale of assets | 2015-09-30 | $382,651,956 |
Aggregate carrying amount (costs) on sale of assets | 2015-09-30 | $363,679,267 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-09-30 | Disclaimer |
Accountancy firm name | 2015-09-30 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2015-09-30 | 134008324 |
2014 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2014 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-09-30 | $-19,277,535 |
Total unrealized appreciation/depreciation of assets | 2014-09-30 | $-19,277,535 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $6,896,514 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $3,088,426 |
Total income from all sources (including contributions) | 2014-09-30 | $87,643,158 |
Total loss/gain on sale of assets | 2014-09-30 | $43,286,298 |
Total of all expenses incurred | 2014-09-30 | $25,716,271 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-09-30 | $23,076,612 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-09-30 | $51,979,352 |
Value of total assets at end of year | 2014-09-30 | $483,231,652 |
Value of total assets at beginning of year | 2014-09-30 | $417,496,677 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-09-30 | $2,639,659 |
Total interest from all sources | 2014-09-30 | $725,437 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-09-30 | $3,571,720 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-09-30 | No |
Administrative expenses professional fees incurred | 2014-09-30 | $143,336 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2014-09-30 | $728,705 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2014-09-30 | $957,478 |
Was this plan covered by a fidelity bond | 2014-09-30 | Yes |
Value of fidelity bond cover | 2014-09-30 | $200,000,000 |
If this is an individual account plan, was there a blackout period | 2014-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2014-09-30 | $33,700,966 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-09-30 | $33,968,275 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-09-30 | $1,219,884 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-09-30 | $1,554,609 |
Other income not declared elsewhere | 2014-09-30 | $345,015 |
Administrative expenses (other) incurred | 2014-09-30 | $686,124 |
Liabilities. Value of operating payables at end of year | 2014-09-30 | $6,896,514 |
Liabilities. Value of operating payables at beginning of year | 2014-09-30 | $3,088,426 |
Total non interest bearing cash at end of year | 2014-09-30 | $193,437 |
Total non interest bearing cash at beginning of year | 2014-09-30 | $207,596 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
Value of net income/loss | 2014-09-30 | $61,926,887 |
Value of net assets at end of year (total assets less liabilities) | 2014-09-30 | $476,335,138 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-09-30 | $414,408,251 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-09-30 | No |
Investment advisory and management fees | 2014-09-30 | $1,154,066 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-09-30 | $120,981,525 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-09-30 | $81,460,343 |
Interest earned on other investments | 2014-09-30 | $354,378 |
Income. Interest from US Government securities | 2014-09-30 | $133,131 |
Income. Interest from corporate debt instruments | 2014-09-30 | $237,928 |
Value of interest in common/collective trusts at end of year | 2014-09-30 | $153,047,481 |
Value of interest in common/collective trusts at beginning of year | 2014-09-30 | $69,762,226 |
Asset value of US Government securities at end of year | 2014-09-30 | $8,388,416 |
Asset value of US Government securities at beginning of year | 2014-09-30 | $8,153,296 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-09-30 | $-1,333,471 |
Net investment gain or loss from common/collective trusts | 2014-09-30 | $8,346,342 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2014-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-09-30 | No |
Contributions received in cash from employer | 2014-09-30 | $51,979,352 |
Employer contributions (assets) at end of year | 2014-09-30 | $36,659,784 |
Employer contributions (assets) at beginning of year | 2014-09-30 | $20,264,138 |
Income. Dividends from preferred stock | 2014-09-30 | $6,498 |
Income. Dividends from common stock | 2014-09-30 | $3,565,222 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-09-30 | $23,076,612 |
Asset. Corporate debt instrument preferred debt at end of year | 2014-09-30 | $1,650,194 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2014-09-30 | $8,697,073 |
Asset. Corporate debt instrument debt (other) at end of year | 2014-09-30 | $3,894,669 |
Contract administrator fees | 2014-09-30 | $656,133 |
Assets. Corporate common stocks other than exployer securities at end of year | 2014-09-30 | $122,766,591 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-09-30 | $192,471,643 |
Did the plan have assets held for investment | 2014-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-09-30 | No |
Aggregate proceeds on sale of assets | 2014-09-30 | $540,250,546 |
Aggregate carrying amount (costs) on sale of assets | 2014-09-30 | $496,964,248 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-09-30 | Disclaimer |
Accountancy firm name | 2014-09-30 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2014-09-30 | 134008324 |
2013 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2013 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-09-30 | $23,104,461 |
Total unrealized appreciation/depreciation of assets | 2013-09-30 | $23,104,461 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $3,088,426 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $2,961,802 |
Total income from all sources (including contributions) | 2013-09-30 | $99,271,893 |
Total loss/gain on sale of assets | 2013-09-30 | $14,776,624 |
Total of all expenses incurred | 2013-09-30 | $26,027,969 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-09-30 | $23,352,225 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-09-30 | $42,754,703 |
Value of total assets at end of year | 2013-09-30 | $417,496,677 |
Value of total assets at beginning of year | 2013-09-30 | $344,126,129 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-09-30 | $2,675,744 |
Total interest from all sources | 2013-09-30 | $966,133 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-09-30 | $4,689,045 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-09-30 | No |
Administrative expenses professional fees incurred | 2013-09-30 | $135,631 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2013-09-30 | $957,478 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2013-09-30 | $886,709 |
Was this plan covered by a fidelity bond | 2013-09-30 | Yes |
Value of fidelity bond cover | 2013-09-30 | $125,000,000 |
If this is an individual account plan, was there a blackout period | 2013-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2013-09-30 | $33,968,275 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-09-30 | $44,081,445 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-09-30 | $1,554,609 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-09-30 | $2,318,435 |
Other income not declared elsewhere | 2013-09-30 | $6,694 |
Administrative expenses (other) incurred | 2013-09-30 | $844,549 |
Liabilities. Value of operating payables at end of year | 2013-09-30 | $3,088,426 |
Liabilities. Value of operating payables at beginning of year | 2013-09-30 | $2,961,802 |
Total non interest bearing cash at end of year | 2013-09-30 | $207,596 |
Total non interest bearing cash at beginning of year | 2013-09-30 | $313,996 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
Value of net income/loss | 2013-09-30 | $73,243,924 |
Value of net assets at end of year (total assets less liabilities) | 2013-09-30 | $414,408,251 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-09-30 | $341,164,327 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-09-30 | No |
Investment advisory and management fees | 2013-09-30 | $910,287 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-09-30 | $81,460,343 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-09-30 | $49,470,683 |
Interest earned on other investments | 2013-09-30 | $577,610 |
Income. Interest from US Government securities | 2013-09-30 | $151,756 |
Income. Interest from corporate debt instruments | 2013-09-30 | $236,767 |
Value of interest in common/collective trusts at end of year | 2013-09-30 | $69,762,226 |
Value of interest in common/collective trusts at beginning of year | 2013-09-30 | $61,182,986 |
Asset value of US Government securities at end of year | 2013-09-30 | $8,153,296 |
Asset value of US Government securities at beginning of year | 2013-09-30 | $8,211,838 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-09-30 | $5,246,339 |
Net investment gain or loss from common/collective trusts | 2013-09-30 | $7,727,894 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2013-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-09-30 | No |
Contributions received in cash from employer | 2013-09-30 | $42,754,703 |
Employer contributions (assets) at end of year | 2013-09-30 | $20,264,138 |
Employer contributions (assets) at beginning of year | 2013-09-30 | $18,231,838 |
Income. Dividends from preferred stock | 2013-09-30 | $14,762 |
Income. Dividends from common stock | 2013-09-30 | $4,674,283 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-09-30 | $23,352,225 |
Asset. Corporate debt instrument preferred debt at end of year | 2013-09-30 | $8,697,073 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2013-09-30 | $8,346,605 |
Contract administrator fees | 2013-09-30 | $785,277 |
Assets. Corporate common stocks other than exployer securities at end of year | 2013-09-30 | $192,471,643 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-09-30 | $151,081,594 |
Did the plan have assets held for investment | 2013-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-09-30 | No |
Aggregate proceeds on sale of assets | 2013-09-30 | $288,981,859 |
Aggregate carrying amount (costs) on sale of assets | 2013-09-30 | $274,205,235 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-09-30 | Disclaimer |
Accountancy firm name | 2013-09-30 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2013-09-30 | 134008324 |
2012 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2012 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2012-09-30 | $32,469,897 |
Total unrealized appreciation/depreciation of assets | 2012-09-30 | $32,469,897 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $2,961,802 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $2,005,175 |
Total income from all sources (including contributions) | 2012-09-30 | $93,503,540 |
Total loss/gain on sale of assets | 2012-09-30 | $-120,573 |
Total of all expenses incurred | 2012-09-30 | $19,296,301 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-09-30 | $16,428,297 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-09-30 | $44,441,950 |
Value of total assets at end of year | 2012-09-30 | $344,126,129 |
Value of total assets at beginning of year | 2012-09-30 | $268,962,263 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-09-30 | $2,868,004 |
Total interest from all sources | 2012-09-30 | $2,204,338 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-09-30 | $3,735,534 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-09-30 | No |
Administrative expenses professional fees incurred | 2012-09-30 | $190,636 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2012-09-30 | $886,709 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2012-09-30 | $345,813 |
Was this plan covered by a fidelity bond | 2012-09-30 | Yes |
Value of fidelity bond cover | 2012-09-30 | $100,000,000 |
If this is an individual account plan, was there a blackout period | 2012-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2012-09-30 | $44,081,445 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-09-30 | $33,818,358 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-09-30 | $2,318,435 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-09-30 | $3,182,000 |
Other income not declared elsewhere | 2012-09-30 | $16,852 |
Administrative expenses (other) incurred | 2012-09-30 | $1,092,586 |
Liabilities. Value of operating payables at end of year | 2012-09-30 | $2,961,802 |
Liabilities. Value of operating payables at beginning of year | 2012-09-30 | $2,005,175 |
Total non interest bearing cash at end of year | 2012-09-30 | $313,996 |
Total non interest bearing cash at beginning of year | 2012-09-30 | $144,967 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
Value of net income/loss | 2012-09-30 | $74,207,239 |
Value of net assets at end of year (total assets less liabilities) | 2012-09-30 | $341,164,327 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-09-30 | $266,957,088 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-09-30 | No |
Investment advisory and management fees | 2012-09-30 | $784,128 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-09-30 | $49,470,683 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-09-30 | $35,571,131 |
Interest earned on other investments | 2012-09-30 | $578,791 |
Income. Interest from US Government securities | 2012-09-30 | $244,980 |
Income. Interest from corporate debt instruments | 2012-09-30 | $1,380,567 |
Value of interest in common/collective trusts at end of year | 2012-09-30 | $61,182,986 |
Value of interest in common/collective trusts at beginning of year | 2012-09-30 | $29,046,549 |
Asset value of US Government securities at end of year | 2012-09-30 | $8,211,838 |
Asset value of US Government securities at beginning of year | 2012-09-30 | $7,835,170 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-09-30 | $4,520,437 |
Net investment gain or loss from common/collective trusts | 2012-09-30 | $6,235,105 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2012-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-09-30 | No |
Contributions received in cash from employer | 2012-09-30 | $44,441,950 |
Employer contributions (assets) at end of year | 2012-09-30 | $18,231,838 |
Employer contributions (assets) at beginning of year | 2012-09-30 | $38,171,789 |
Income. Dividends from preferred stock | 2012-09-30 | $21,352 |
Income. Dividends from common stock | 2012-09-30 | $3,714,182 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-09-30 | $16,428,297 |
Asset. Corporate debt instrument preferred debt at end of year | 2012-09-30 | $8,346,605 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2012-09-30 | $18,820,948 |
Contract administrator fees | 2012-09-30 | $800,654 |
Assets. Corporate common stocks other than exployer securities at end of year | 2012-09-30 | $151,081,594 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-09-30 | $102,025,538 |
Did the plan have assets held for investment | 2012-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-09-30 | No |
Aggregate proceeds on sale of assets | 2012-09-30 | $262,582,238 |
Aggregate carrying amount (costs) on sale of assets | 2012-09-30 | $262,702,811 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-09-30 | Disclaimer |
Accountancy firm name | 2012-09-30 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2012-09-30 | 134008324 |
2011 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2011 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-09-30 | $-31,438,054 |
Total unrealized appreciation/depreciation of assets | 2011-09-30 | $-31,438,054 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $2,005,175 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $2,723,101 |
Total income from all sources (including contributions) | 2011-09-30 | $52,977,499 |
Total loss/gain on sale of assets | 2011-09-30 | $32,426,012 |
Total of all expenses incurred | 2011-09-30 | $24,089,942 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-09-30 | $21,475,031 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-09-30 | $59,687,156 |
Value of total assets at end of year | 2011-09-30 | $268,962,263 |
Value of total assets at beginning of year | 2011-09-30 | $240,792,632 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-09-30 | $2,614,911 |
Total interest from all sources | 2011-09-30 | $1,871,582 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-09-30 | $3,087,126 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-09-30 | No |
Administrative expenses professional fees incurred | 2011-09-30 | $718,604 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-09-30 | $345,813 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2011-09-30 | $552,247 |
Was this plan covered by a fidelity bond | 2011-09-30 | Yes |
Value of fidelity bond cover | 2011-09-30 | $100,000,000 |
If this is an individual account plan, was there a blackout period | 2011-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2011-09-30 | $33,818,358 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-09-30 | $26,266,837 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-09-30 | $3,182,000 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-09-30 | $1,125,868 |
Other income not declared elsewhere | 2011-09-30 | $49,144 |
Administrative expenses (other) incurred | 2011-09-30 | $898,311 |
Liabilities. Value of operating payables at end of year | 2011-09-30 | $2,005,175 |
Liabilities. Value of operating payables at beginning of year | 2011-09-30 | $2,723,101 |
Total non interest bearing cash at end of year | 2011-09-30 | $144,967 |
Total non interest bearing cash at beginning of year | 2011-09-30 | $1,033 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
Value of net income/loss | 2011-09-30 | $28,887,557 |
Value of net assets at end of year (total assets less liabilities) | 2011-09-30 | $266,957,088 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-09-30 | $238,069,531 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-09-30 | No |
Investment advisory and management fees | 2011-09-30 | $855,227 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-09-30 | $35,571,131 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-09-30 | $68,032,534 |
Interest earned on other investments | 2011-09-30 | $710,172 |
Income. Interest from corporate debt instruments | 2011-09-30 | $1,161,410 |
Value of interest in common/collective trusts at end of year | 2011-09-30 | $29,046,549 |
Value of interest in common/collective trusts at beginning of year | 2011-09-30 | $29,845,534 |
Asset value of US Government securities at end of year | 2011-09-30 | $7,835,170 |
Asset value of US Government securities at beginning of year | 2011-09-30 | $6,757,332 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-09-30 | $-9,182,088 |
Net investment gain or loss from common/collective trusts | 2011-09-30 | $-3,523,379 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2011-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-09-30 | No |
Contributions received in cash from employer | 2011-09-30 | $59,687,156 |
Employer contributions (assets) at end of year | 2011-09-30 | $38,171,789 |
Employer contributions (assets) at beginning of year | 2011-09-30 | $19,481,570 |
Income. Dividends from preferred stock | 2011-09-30 | $6,864 |
Income. Dividends from common stock | 2011-09-30 | $3,080,262 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-09-30 | $21,475,031 |
Asset. Corporate debt instrument preferred debt at end of year | 2011-09-30 | $18,820,948 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2011-09-30 | $18,556,269 |
Contract administrator fees | 2011-09-30 | $142,769 |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-09-30 | $102,025,538 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-09-30 | $70,173,408 |
Did the plan have assets held for investment | 2011-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-09-30 | No |
Aggregate proceeds on sale of assets | 2011-09-30 | $351,699,465 |
Aggregate carrying amount (costs) on sale of assets | 2011-09-30 | $319,273,453 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-09-30 | Disclaimer |
Accountancy firm name | 2011-09-30 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2011-09-30 | 134008324 |