401k Plan data: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN plan

ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 401k Plan overview

Plan Name	ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN
Plan identification number	001

ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ASIA SOCIETY has sponsored the creation of one or more 401k plans.

Company Name: ASIA SOCIETY

Employer identification number (EIN): 133234632

NAIC Classification: 712100
NAIC Description: Museums, Historical Sites, and Similar Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 DONALD NAGLE DONALD NAGLE 2018-09-06
001 2016-01-01 DONALD NAGLE DONALD NAGLE 2017-10-12
001 2015-01-01 DONALD NAGLE DONALD NAGLE 2016-09-22
001 2015-01-01 DONALD NAGLE DONALD NAGLE 2016-09-22
001 2014-01-01 DONALD NAGLE DONALD NAGLE 2015-10-05
001 2013-01-01 DONALD NAGLE DONALD NAGLE 2014-07-02
001 2012-01-01 DONALD NAGLE DONALD NAGLE 2013-10-11
001 2011-01-01 DONALD NAGLE DONALD NAGLE 2012-10-12
001 2010-01-01 CHRISTOPHER LAWRENCE CHRISTOPHER LAWRENCE 2011-08-18
001 2009-01-01 CHRISTOPHER LAWRENCE CHRISTOPHER LAWRENCE 2010-10-06

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	DONALD NAGLE	DONALD NAGLE	2018-09-06
001	2016-01-01	DONALD NAGLE	DONALD NAGLE	2017-10-12
001	2015-01-01	DONALD NAGLE	DONALD NAGLE	2016-09-22
001	2015-01-01	DONALD NAGLE	DONALD NAGLE	2016-09-22
001	2014-01-01	DONALD NAGLE	DONALD NAGLE	2015-10-05
001	2013-01-01	DONALD NAGLE	DONALD NAGLE	2014-07-02
001	2012-01-01	DONALD NAGLE	DONALD NAGLE	2013-10-11
001	2011-01-01	DONALD NAGLE	DONALD NAGLE	2012-10-12
001	2010-01-01	CHRISTOPHER LAWRENCE	CHRISTOPHER LAWRENCE	2011-08-18
001	2009-01-01	CHRISTOPHER LAWRENCE	CHRISTOPHER LAWRENCE	2010-10-06

Plan Statistics for ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN

401k plan membership statisitcs for ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN

Measure Date Value
2019: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 208
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 0
Total participants 2019-01-01 0
Number of participants with account balances 2019-01-01 0
2018: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 220
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 63
Number of retired or separated participants receiving benefits 2018-01-01 33
Number of other retired or separated participants entitled to future benefits 2018-01-01 118
Total of all active and inactive participants 2018-01-01 214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 214
Number of participants with account balances 2018-01-01 208
2017: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 214
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 66
Number of retired or separated participants receiving benefits 2017-01-01 39
Number of other retired or separated participants entitled to future benefits 2017-01-01 111
Total of all active and inactive participants 2017-01-01 216
Total participants 2017-01-01 216
Number of participants with account balances 2017-01-01 214
2016: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 217
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 66
Number of retired or separated participants receiving benefits 2016-01-01 43
Number of other retired or separated participants entitled to future benefits 2016-01-01 105
Total of all active and inactive participants 2016-01-01 214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 214
Number of participants with account balances 2016-01-01 212
2015: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 225
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 65
Number of retired or separated participants receiving benefits 2015-01-01 43
Number of other retired or separated participants entitled to future benefits 2015-01-01 111
Total of all active and inactive participants 2015-01-01 219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 220
Number of participants with account balances 2015-01-01 214
2014: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 220
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 72
Number of retired or separated participants receiving benefits 2014-01-01 37
Number of other retired or separated participants entitled to future benefits 2014-01-01 115
Total of all active and inactive participants 2014-01-01 224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 225
Number of participants with account balances 2014-01-01 221
2013: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 220
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 71
Number of retired or separated participants receiving benefits 2013-01-01 32
Number of other retired or separated participants entitled to future benefits 2013-01-01 119
Total of all active and inactive participants 2013-01-01 222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 223
Number of participants with account balances 2013-01-01 216
2012: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 214
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 65
Number of other retired or separated participants entitled to future benefits 2012-01-01 154
Total of all active and inactive participants 2012-01-01 219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 220
Number of participants with account balances 2012-01-01 215
2011: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 212
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 67
Number of other retired or separated participants entitled to future benefits 2011-01-01 146
Total of all active and inactive participants 2011-01-01 213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 214
Number of participants with account balances 2011-01-01 209
2010: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 263
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 65
Number of other retired or separated participants entitled to future benefits 2010-01-01 147
Total of all active and inactive participants 2010-01-01 212
Total participants 2010-01-01 212
Number of participants with account balances 2010-01-01 205
2009: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 456
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 437
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 33
Total of all active and inactive participants 2009-01-01 470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 471
Number of participants with account balances 2009-01-01 430
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2019: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	208
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	0
Total participants	2019-01-01	0
Number of participants with account balances	2019-01-01	0
2018: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	220
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	63
Number of retired or separated participants receiving benefits	2018-01-01	33
Number of other retired or separated participants entitled to future benefits	2018-01-01	118
Total of all active and inactive participants	2018-01-01	214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	214
Number of participants with account balances	2018-01-01	208
2017: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	214
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	66
Number of retired or separated participants receiving benefits	2017-01-01	39
Number of other retired or separated participants entitled to future benefits	2017-01-01	111
Total of all active and inactive participants	2017-01-01	216
Total participants	2017-01-01	216
Number of participants with account balances	2017-01-01	214
2016: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	217
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	66
Number of retired or separated participants receiving benefits	2016-01-01	43
Number of other retired or separated participants entitled to future benefits	2016-01-01	105
Total of all active and inactive participants	2016-01-01	214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	214
Number of participants with account balances	2016-01-01	212
2015: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	225
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	65
Number of retired or separated participants receiving benefits	2015-01-01	43
Number of other retired or separated participants entitled to future benefits	2015-01-01	111
Total of all active and inactive participants	2015-01-01	219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	220
Number of participants with account balances	2015-01-01	214
2014: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	220
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	72
Number of retired or separated participants receiving benefits	2014-01-01	37
Number of other retired or separated participants entitled to future benefits	2014-01-01	115
Total of all active and inactive participants	2014-01-01	224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	225
Number of participants with account balances	2014-01-01	221
2013: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	220
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	71
Number of retired or separated participants receiving benefits	2013-01-01	32
Number of other retired or separated participants entitled to future benefits	2013-01-01	119
Total of all active and inactive participants	2013-01-01	222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	223
Number of participants with account balances	2013-01-01	216
2012: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	214
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	65
Number of other retired or separated participants entitled to future benefits	2012-01-01	154
Total of all active and inactive participants	2012-01-01	219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	220
Number of participants with account balances	2012-01-01	215
2011: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	212
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	67
Number of other retired or separated participants entitled to future benefits	2011-01-01	146
Total of all active and inactive participants	2011-01-01	213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	214
Number of participants with account balances	2011-01-01	209
2010: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	263
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	65
Number of other retired or separated participants entitled to future benefits	2010-01-01	147
Total of all active and inactive participants	2010-01-01	212
Total participants	2010-01-01	212
Number of participants with account balances	2010-01-01	205
2009: ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	456
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	437
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	33
Total of all active and inactive participants	2009-01-01	470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	471
Number of participants with account balances	2009-01-01	430
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN

Measure	Date	Value
2019 : ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2019 401k financial data
Total transfer of assets from this plan	2019-12-31	$11,489,792
Total transfer of assets from this plan	2019-12-31	$11,489,792
Value of total assets at beginning of year	2019-12-31	$11,489,792
Value of total assets at beginning of year	2019-12-31	$11,489,792
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$250,000
Value of fidelity bond cover	2019-12-31	$250,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$11,489,792
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$11,489,792
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$7,896,020
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$7,896,020
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$659,097
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$659,097
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$2,934,675
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$2,934,675
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm name	2019-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm EIN	2019-12-31	221655803
Accountancy firm EIN	2019-12-31	221655803
2018 : ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$-171,122
Total of all expenses incurred	2018-12-31	$1,214,194
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,214,194
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$317,672
Value of total assets at end of year	2018-12-31	$11,489,792
Value of total assets at beginning of year	2018-12-31	$12,875,108
Total interest from all sources	2018-12-31	$108,478
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$250,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$261,024
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$56,648
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,385,316
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$11,489,792
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$12,875,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$7,896,020
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$9,142,467
Value of interest in pooled separate accounts at end of year	2018-12-31	$659,097
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$687,239
Interest earned on other investments	2018-12-31	$108,478
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$2,934,675
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$3,045,402
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-628,249
Net investment gain/loss from pooled separate accounts	2018-12-31	$30,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,214,194
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm EIN	2018-12-31	221655803
2017 : ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$2,261,430
Total of all expenses incurred	2017-12-31	$375,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$375,517
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$617,947
Value of total assets at end of year	2017-12-31	$12,875,108
Value of total assets at beginning of year	2017-12-31	$10,989,195
Total interest from all sources	2017-12-31	$105,620
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-12-31	$0
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$250,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$599,457
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$18,490
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,885,913
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$12,875,108
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$10,989,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$9,142,467
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$7,391,869
Value of interest in pooled separate accounts at end of year	2017-12-31	$687,239
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$621,609
Interest earned on other investments	2017-12-31	$105,620
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$3,045,402
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$2,975,717
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$2,427
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,510,004
Net investment gain/loss from pooled separate accounts	2017-12-31	$27,859
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$373,090
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm EIN	2017-12-31	221655803
2016 : ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$1,157,088
Total of all expenses incurred	2016-12-31	$778,292
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$778,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$539,650
Value of total assets at end of year	2016-12-31	$10,989,195
Value of total assets at beginning of year	2016-12-31	$10,610,399
Total interest from all sources	2016-12-31	$112,346
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$250,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Funding deficiency by the employer to the plan for this plan year	2016-12-31	$0
Minimum employer required contribution for this plan year	2016-12-31	$0
Amount contributed by the employer to the plan for this plan year	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$539,650
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$378,796
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$10,989,195
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$10,610,399
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$7,391,869
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$6,999,891
Value of interest in pooled separate accounts at end of year	2016-12-31	$621,609
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$645,743
Interest earned on other investments	2016-12-31	$112,346
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$2,975,717
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$2,964,765
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$472,635
Net investment gain/loss from pooled separate accounts	2016-12-31	$32,457
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$778,292
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm EIN	2016-12-31	221655803
2015 : ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$922,167
Total of all expenses incurred	2015-12-31	$486,116
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$486,116
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$773,866
Value of total assets at end of year	2015-12-31	$10,610,399
Value of total assets at beginning of year	2015-12-31	$10,174,348
Total interest from all sources	2015-12-31	$104,246
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$250,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$483,525
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$290,341
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$436,051
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$10,610,399
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$10,174,348
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$6,999,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$6,747,337
Value of interest in pooled separate accounts at end of year	2015-12-31	$645,743
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$580,883
Interest earned on other investments	2015-12-31	$104,246
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$2,964,765
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$2,846,128
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-4,276
Net investment gain/loss from pooled separate accounts	2015-12-31	$48,331
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$486,116
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm EIN	2015-12-31	221655803
2014 : ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$1,017,544
Total of all expenses incurred	2014-12-31	$305,194
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$305,194
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$412,611
Value of total assets at end of year	2014-12-31	$10,174,348
Value of total assets at beginning of year	2014-12-31	$9,461,998
Total interest from all sources	2014-12-31	$103,548
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$250,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$412,611
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$712,350
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$10,174,348
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$9,461,998
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$6,747,337
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$6,279,614
Value of interest in pooled separate accounts at end of year	2014-12-31	$580,883
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$501,519
Interest earned on other investments	2014-12-31	$103,548
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$2,846,128
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$2,680,865
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$438,097
Net investment gain/loss from pooled separate accounts	2014-12-31	$63,288
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$305,194
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm EIN	2014-12-31	221655803
2013 : ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$1,892,921
Total of all expenses incurred	2013-12-31	$405,494
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$405,494
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$593,066
Value of total assets at end of year	2013-12-31	$9,461,998
Value of total assets at beginning of year	2013-12-31	$7,974,571
Total interest from all sources	2013-12-31	$94,111
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$250,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$365,537
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$227,529
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,487,427
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$9,461,998
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$7,974,571
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$6,279,614
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$5,057,514
Value of interest in pooled separate accounts at end of year	2013-12-31	$501,519
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$384,427
Interest earned on other investments	2013-12-31	$94,111
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$2,680,865
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$2,532,630
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,165,760
Net investment gain/loss from pooled separate accounts	2013-12-31	$39,984
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$405,494
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm EIN	2013-12-31	221655803
2012 : ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$1,104,416
Total of all expenses incurred	2012-12-31	$245,255
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$245,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$361,736
Value of total assets at end of year	2012-12-31	$7,974,571
Value of total assets at beginning of year	2012-12-31	$7,115,410
Total interest from all sources	2012-12-31	$92,881
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$250,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$361,736
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$859,161
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$7,974,571
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$7,115,410
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$5,057,514
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$4,334,326
Value of interest in pooled separate accounts at end of year	2012-12-31	$384,427
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$319,521
Interest earned on other investments	2012-12-31	$92,881
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$2,532,630
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$2,461,563
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$615,731
Net investment gain/loss from pooled separate accounts	2012-12-31	$34,068
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$245,255
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm EIN	2012-12-31	221655803
2011 : ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$4,351
Total income from all sources (including contributions)	2011-12-31	$499,392
Total of all expenses incurred	2011-12-31	$168,254
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$168,021
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$457,120
Value of total assets at end of year	2011-12-31	$7,115,410
Value of total assets at beginning of year	2011-12-31	$6,788,623
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$233
Total interest from all sources	2011-12-31	$82,983
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$250,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$304,786
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$44
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$152,334
Administrative expenses (other) incurred	2011-12-31	$233
Liabilities. Value of operating payables at beginning of year	2011-12-31	$4,351
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$331,138
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$7,115,410
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$6,784,272
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$4,334,326
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$4,243,169
Value of interest in pooled separate accounts at end of year	2011-12-31	$319,521
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$266,299
Interest earned on other investments	2011-12-31	$82,983
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$2,461,563
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$2,279,111
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$68
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-75,961
Net investment gain/loss from pooled separate accounts	2011-12-31	$35,250
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$167,953
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DORFMAN ABRAMS MUSIC LLC
Accountancy firm EIN	2011-12-31	221655803
2010 : ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$4,351
Total income from all sources (including contributions)	2010-12-31	$989,592
Total of all expenses incurred	2010-12-31	$134,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$134,872
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$400,841
Value of total assets at end of year	2010-12-31	$6,788,618
Value of total assets at beginning of year	2010-12-31	$5,929,548
Total interest from all sources	2010-12-31	$73,407
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$250,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$400,841
Participant contributions at end of year	2010-12-31	$40
Participant contributions at beginning of year	2010-12-31	$12,051
Liabilities. Value of operating payables at end of year	2010-12-31	$4,351
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$854,720
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$6,784,267
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$5,929,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$4,243,168
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,574,835
Value of interest in pooled separate accounts at end of year	2010-12-31	$266,299
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$206,956
Interest earned on other investments	2010-12-31	$73,407
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$2,279,111
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$2,135,706
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$485,058
Net investment gain/loss from pooled separate accounts	2010-12-31	$30,286
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$134,872
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DORFMAN ABRAMS MUSIC, LLC
Accountancy firm EIN	2010-12-31	221655803