ASIA SOCIETY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN
| Measure | Date | Value |
|---|
| 2019 : ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2019 401k financial data |
|---|
| Total transfer of assets from this plan | 2019-12-31 | $11,489,792 |
| Total transfer of assets from this plan | 2019-12-31 | $11,489,792 |
| Value of total assets at beginning of year | 2019-12-31 | $11,489,792 |
| Value of total assets at beginning of year | 2019-12-31 | $11,489,792 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $250,000 |
| Value of fidelity bond cover | 2019-12-31 | $250,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $11,489,792 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $11,489,792 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $7,896,020 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $7,896,020 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $659,097 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $659,097 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $2,934,675 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $2,934,675 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
| Did the plan have assets held for investment | 2019-12-31 | No |
| Did the plan have assets held for investment | 2019-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | DORFMAN ABRAMS MUSIC LLC |
| Accountancy firm name | 2019-12-31 | DORFMAN ABRAMS MUSIC LLC |
| Accountancy firm EIN | 2019-12-31 | 221655803 |
| Accountancy firm EIN | 2019-12-31 | 221655803 |
| 2018 : ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2018 401k financial data |
|---|
| Total income from all sources (including contributions) | 2018-12-31 | $-171,122 |
| Total of all expenses incurred | 2018-12-31 | $1,214,194 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,214,194 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $317,672 |
| Value of total assets at end of year | 2018-12-31 | $11,489,792 |
| Value of total assets at beginning of year | 2018-12-31 | $12,875,108 |
| Total interest from all sources | 2018-12-31 | $108,478 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $250,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $261,024 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $56,648 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-1,385,316 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $11,489,792 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $12,875,108 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $7,896,020 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $9,142,467 |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $659,097 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $687,239 |
| Interest earned on other investments | 2018-12-31 | $108,478 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $2,934,675 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $3,045,402 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-628,249 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $30,977 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,214,194 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | DORFMAN ABRAMS MUSIC LLC |
| Accountancy firm EIN | 2018-12-31 | 221655803 |
| 2017 : ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2017 401k financial data |
|---|
| Total income from all sources (including contributions) | 2017-12-31 | $2,261,430 |
| Total of all expenses incurred | 2017-12-31 | $375,517 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $375,517 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $617,947 |
| Value of total assets at end of year | 2017-12-31 | $12,875,108 |
| Value of total assets at beginning of year | 2017-12-31 | $10,989,195 |
| Total interest from all sources | 2017-12-31 | $105,620 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2017-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $250,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $599,457 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $18,490 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $1,885,913 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $12,875,108 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $10,989,195 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $9,142,467 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $7,391,869 |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $687,239 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $621,609 |
| Interest earned on other investments | 2017-12-31 | $105,620 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $3,045,402 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $2,975,717 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $2,427 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,510,004 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $27,859 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $373,090 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | DORFMAN ABRAMS MUSIC LLC |
| Accountancy firm EIN | 2017-12-31 | 221655803 |
| 2016 : ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2016 401k financial data |
|---|
| Total income from all sources (including contributions) | 2016-12-31 | $1,157,088 |
| Total of all expenses incurred | 2016-12-31 | $778,292 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $778,292 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $539,650 |
| Value of total assets at end of year | 2016-12-31 | $10,989,195 |
| Value of total assets at beginning of year | 2016-12-31 | $10,610,399 |
| Total interest from all sources | 2016-12-31 | $112,346 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $250,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Funding deficiency by the employer to the plan for this plan year | 2016-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2016-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $539,650 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $378,796 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $10,989,195 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $10,610,399 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $7,391,869 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $6,999,891 |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $621,609 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $645,743 |
| Interest earned on other investments | 2016-12-31 | $112,346 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $2,975,717 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $2,964,765 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $472,635 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $32,457 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $778,292 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | DORFMAN ABRAMS MUSIC LLC |
| Accountancy firm EIN | 2016-12-31 | 221655803 |
| 2015 : ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2015 401k financial data |
|---|
| Total income from all sources (including contributions) | 2015-12-31 | $922,167 |
| Total of all expenses incurred | 2015-12-31 | $486,116 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $486,116 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $773,866 |
| Value of total assets at end of year | 2015-12-31 | $10,610,399 |
| Value of total assets at beginning of year | 2015-12-31 | $10,174,348 |
| Total interest from all sources | 2015-12-31 | $104,246 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $250,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $483,525 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $290,341 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $436,051 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $10,610,399 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $10,174,348 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $6,999,891 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $6,747,337 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $645,743 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $580,883 |
| Interest earned on other investments | 2015-12-31 | $104,246 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $2,964,765 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $2,846,128 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-4,276 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $48,331 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $486,116 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | DORFMAN ABRAMS MUSIC LLC |
| Accountancy firm EIN | 2015-12-31 | 221655803 |
| 2014 : ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2014 401k financial data |
|---|
| Total income from all sources (including contributions) | 2014-12-31 | $1,017,544 |
| Total of all expenses incurred | 2014-12-31 | $305,194 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $305,194 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $412,611 |
| Value of total assets at end of year | 2014-12-31 | $10,174,348 |
| Value of total assets at beginning of year | 2014-12-31 | $9,461,998 |
| Total interest from all sources | 2014-12-31 | $103,548 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $250,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $412,611 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $712,350 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $10,174,348 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $9,461,998 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $6,747,337 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $6,279,614 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $580,883 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $501,519 |
| Interest earned on other investments | 2014-12-31 | $103,548 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $2,846,128 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $2,680,865 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $438,097 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $63,288 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $305,194 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | DORFMAN ABRAMS MUSIC LLC |
| Accountancy firm EIN | 2014-12-31 | 221655803 |
| 2013 : ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2013 401k financial data |
|---|
| Total income from all sources (including contributions) | 2013-12-31 | $1,892,921 |
| Total of all expenses incurred | 2013-12-31 | $405,494 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $405,494 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $593,066 |
| Value of total assets at end of year | 2013-12-31 | $9,461,998 |
| Value of total assets at beginning of year | 2013-12-31 | $7,974,571 |
| Total interest from all sources | 2013-12-31 | $94,111 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $250,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $365,537 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $227,529 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $1,487,427 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $9,461,998 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $7,974,571 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $6,279,614 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $5,057,514 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $501,519 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $384,427 |
| Interest earned on other investments | 2013-12-31 | $94,111 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $2,680,865 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $2,532,630 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,165,760 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $39,984 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $405,494 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | DORFMAN ABRAMS MUSIC LLC |
| Accountancy firm EIN | 2013-12-31 | 221655803 |
| 2012 : ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2012 401k financial data |
|---|
| Total income from all sources (including contributions) | 2012-12-31 | $1,104,416 |
| Total of all expenses incurred | 2012-12-31 | $245,255 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $245,255 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $361,736 |
| Value of total assets at end of year | 2012-12-31 | $7,974,571 |
| Value of total assets at beginning of year | 2012-12-31 | $7,115,410 |
| Total interest from all sources | 2012-12-31 | $92,881 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $250,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $361,736 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $859,161 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $7,974,571 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $7,115,410 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $5,057,514 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $4,334,326 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $384,427 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $319,521 |
| Interest earned on other investments | 2012-12-31 | $92,881 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $2,532,630 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $2,461,563 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $615,731 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $34,068 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $245,255 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | DORFMAN ABRAMS MUSIC LLC |
| Accountancy firm EIN | 2012-12-31 | 221655803 |
| 2011 : ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2011 401k financial data |
|---|
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $4,351 |
| Total income from all sources (including contributions) | 2011-12-31 | $499,392 |
| Total of all expenses incurred | 2011-12-31 | $168,254 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $168,021 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $457,120 |
| Value of total assets at end of year | 2011-12-31 | $7,115,410 |
| Value of total assets at beginning of year | 2011-12-31 | $6,788,623 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $233 |
| Total interest from all sources | 2011-12-31 | $82,983 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $250,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $304,786 |
| Participant contributions at end of year | 2011-12-31 | $0 |
| Participant contributions at beginning of year | 2011-12-31 | $44 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $152,334 |
| Administrative expenses (other) incurred | 2011-12-31 | $233 |
| Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $4,351 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $331,138 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $7,115,410 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $6,784,272 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $4,334,326 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $4,243,169 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $319,521 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $266,299 |
| Interest earned on other investments | 2011-12-31 | $82,983 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $2,461,563 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $2,279,111 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $68 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-75,961 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $35,250 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $167,953 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | DORFMAN ABRAMS MUSIC LLC |
| Accountancy firm EIN | 2011-12-31 | 221655803 |
| 2010 : ASIA SOCIETY 403(B) TAX DEFERRED ANNUITY PLAN 2010 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $4,351 |
| Total income from all sources (including contributions) | 2010-12-31 | $989,592 |
| Total of all expenses incurred | 2010-12-31 | $134,872 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $134,872 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $400,841 |
| Value of total assets at end of year | 2010-12-31 | $6,788,618 |
| Value of total assets at beginning of year | 2010-12-31 | $5,929,548 |
| Total interest from all sources | 2010-12-31 | $73,407 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $250,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $400,841 |
| Participant contributions at end of year | 2010-12-31 | $40 |
| Participant contributions at beginning of year | 2010-12-31 | $12,051 |
| Liabilities. Value of operating payables at end of year | 2010-12-31 | $4,351 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $854,720 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $6,784,267 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $5,929,548 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $4,243,168 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $3,574,835 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $266,299 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $206,956 |
| Interest earned on other investments | 2010-12-31 | $73,407 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $2,279,111 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $2,135,706 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $485,058 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $30,286 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $134,872 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | DORFMAN ABRAMS MUSIC, LLC |
| Accountancy firm EIN | 2010-12-31 | 221655803 |
