401k Plan data: THE ALS ASSOCIATION 401K PLAN plan

THE ALS ASSOCIATION 401K PLAN 401k Plan overview

Plan Name	THE ALS ASSOCIATION 401K PLAN
Plan identification number	001

THE ALS ASSOCIATION 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE AMYOTROPHIC LATERAL SCLEROSIS ASSOCIATION has sponsored the creation of one or more 401k plans.

Company Name: THE AMYOTROPHIC LATERAL SCLEROSIS ASSOCIATION

Employer identification number (EIN): 133271855

NAIC Classification: 624100
NAIC Description: Individual and Family Services

Additional information about THE AMYOTROPHIC LATERAL SCLEROSIS ASSOCIATION

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 1989-12-06

Company Identification Number: 0008223507

Legal Registered Office Address: 11503 WHISPER ROCK ST

SAN ANTONIO
United States of America (USA)
78230

More information about THE AMYOTROPHIC LATERAL SCLEROSIS ASSOCIATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE ALS ASSOCIATION 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-02-01 JOHN W. APPLEGATE 2014-11-14
001 2012-02-01 JOHN W. APPLEGATE 2013-11-04
001 2011-02-01 JOHN W. APPLEGATE 2012-11-14
001 2010-02-01 JOHN W. APPLEGATE 2012-10-30
001 2008-02-01 JOHN W. APPLEGATE
001 2007-02-01 JOHN W. APPLEGATE

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2013-02-01	JOHN W. APPLEGATE	2014-11-14
001	2012-02-01	JOHN W. APPLEGATE	2013-11-04
001	2011-02-01	JOHN W. APPLEGATE	2012-11-14
001	2010-02-01	JOHN W. APPLEGATE	2012-10-30
001	2008-02-01	JOHN W. APPLEGATE
001	2007-02-01	JOHN W. APPLEGATE

Plan Statistics for THE ALS ASSOCIATION 401K PLAN

401k plan membership statisitcs for THE ALS ASSOCIATION 401K PLAN

Measure Date Value
2008: THE ALS ASSOCIATION 401K PLAN 2008 401k membership
Total participants, beginning-of-year 2008-02-01 69
Total number of active participants reported on line 7a of the Form 5500 2008-02-01 49
Number of retired or separated participants receiving benefits 2008-02-01 1
Number of other retired or separated participants entitled to future benefits 2008-02-01 27
Total of all active and inactive participants 2008-02-01 77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2008-02-01 0
Total participants 2008-02-01 77
Number of participants with account balances 2008-02-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2008-02-01 1
2007: THE ALS ASSOCIATION 401K PLAN 2007 401k membership
Total participants, beginning-of-year 2007-02-01 60
Total number of active participants reported on line 7a of the Form 5500 2007-02-01 50
Number of retired or separated participants receiving benefits 2007-02-01 3
Number of other retired or separated participants entitled to future benefits 2007-02-01 15
Total of all active and inactive participants 2007-02-01 68
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2007-02-01 0
Total participants 2007-02-01 68
Number of participants with account balances 2007-02-01 68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2007-02-01 0

Measure	Date	Value
2008: THE ALS ASSOCIATION 401K PLAN 2008 401k membership
Total participants, beginning-of-year	2008-02-01	69
Total number of active participants reported on line 7a of the Form 5500	2008-02-01	49
Number of retired or separated participants receiving benefits	2008-02-01	1
Number of other retired or separated participants entitled to future benefits	2008-02-01	27
Total of all active and inactive participants	2008-02-01	77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2008-02-01	0
Total participants	2008-02-01	77
Number of participants with account balances	2008-02-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2008-02-01	1
2007: THE ALS ASSOCIATION 401K PLAN 2007 401k membership
Total participants, beginning-of-year	2007-02-01	60
Total number of active participants reported on line 7a of the Form 5500	2007-02-01	50
Number of retired or separated participants receiving benefits	2007-02-01	3
Number of other retired or separated participants entitled to future benefits	2007-02-01	15
Total of all active and inactive participants	2007-02-01	68
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2007-02-01	0
Total participants	2007-02-01	68
Number of participants with account balances	2007-02-01	68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2007-02-01	0

Financial Data on THE ALS ASSOCIATION 401K PLAN

Measure	Date	Value
2009 : THE ALS ASSOCIATION 401K PLAN 2009 401k financial data
Total income from all sources	2009-01-31	$-98,355
Expenses. Total of all expenses incurred	2009-01-31	$79,526
Benefits paid (including direct rollovers)	2009-01-31	$65,382
Total plan assets at end of year	2009-01-31	$1,367,079
Total plan assets at beginning of year	2009-01-31	$1,544,960
Value of fidelity bond covering the plan	2009-01-31	$250,000
Total contributions received or receivable from participants	2009-01-31	$213,678
Assets. Value of loans (other than to participants)	2009-01-31	$72,590
Expenses. Other expenses not covered elsewhere	2009-01-31	$14,144
Other income received	2009-01-31	$-429,986
Net income (gross income less expenses)	2009-01-31	$-177,881
Net plan assets at end of year (total assets less liabilities)	2009-01-31	$1,367,079
Net plan assets at beginning of year (total assets less liabilities)	2009-01-31	$1,544,960
Total contributions received or receivable from employer(s)	2009-01-31	$117,953
2008 : THE ALS ASSOCIATION 401K PLAN 2008 401k financial data
Total income from all sources	2008-01-31	$433,368
Expenses. Total of all expenses incurred	2008-01-31	$40,287
Benefits paid (including direct rollovers)	2008-01-31	$18,430
Total plan assets at end of year	2008-01-31	$1,544,960
Total plan assets at beginning of year	2008-01-31	$1,151,879
Value of fidelity bond covering the plan	2008-01-31	$250,000
Total contributions received or receivable from participants	2008-01-31	$225,936
Assets. Value of loans (other than to participants)	2008-01-31	$74,225
Expenses. Other expenses not covered elsewhere	2008-01-31	$13,045
Contributions received from other sources (not participants or employers)	2008-01-31	$95,177
Other income received	2008-01-31	$1,117
Net income (gross income less expenses)	2008-01-31	$393,081
Net plan assets at end of year (total assets less liabilities)	2008-01-31	$1,544,960
Net plan assets at beginning of year (total assets less liabilities)	2008-01-31	$1,151,879
Total contributions received or receivable from employer(s)	2008-01-31	$111,138
Value of certain deemed distributions of participant loans	2008-01-31	$8,812

Form 5500 Responses for THE ALS ASSOCIATION 401K PLAN

2008: THE ALS ASSOCIATION 401K PLAN 2008 form 5500 responses
2008-02-01	Type of plan entity	Single employer plan
2008-02-01	First time form 5500 has been submitted	Yes
2008-02-01	Submission has been amended	Yes
2008-02-01	This submission is the final filing	No
2008-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-02-01	Plan is a collectively bargained plan	No
2008-02-01	Plan funding arrangement – Insurance	Yes
2008-02-01	Plan benefit arrangement – Insurance	Yes
2007: THE ALS ASSOCIATION 401K PLAN 2007 form 5500 responses
2007-02-01	Type of plan entity	Single employer plan
2007-02-01	Submission has been amended	Yes
2007-02-01	This submission is the final filing	No
2007-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-02-01	Plan is a collectively bargained plan	No
2007-02-01	Plan funding arrangement – Insurance	Yes
2007-02-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

18499

Policy instance

Insurance contract or identification number	18499
Number of Individuals Covered	77
Insurance policy start date	2008-02-01
Insurance policy end date	2009-01-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

18499

Policy instance

Insurance contract or identification number	18499
Number of Individuals Covered	66
Insurance policy start date	2007-02-01
Insurance policy end date	2008-01-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	THE AMYOTROPHIC LATERAL SCLEROSIS ASSOCIATION
Employer identification number (EIN):	133271855
NAIC Classification:	624100
NAIC Description:	Individual and Family Services

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	1989-12-06
Company Identification Number:	0008223507
Legal Registered Office Address:	11503 WHISPER ROCK ST SAN ANTONIO United States of America (USA) 78230