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TRANDON ASSOCIATES, INC. RETIREMENT PLAN 401k Plan overview

Plan NameTRANDON ASSOCIATES, INC. RETIREMENT PLAN
Plan identification number 002

TRANDON ASSOCIATES, INC. RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

TRANDON ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name:TRANDON ASSOCIATES, INC.
Employer identification number (EIN):133433706
NAIC Classification:561300

Additional information about TRANDON ASSOCIATES, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1987-11-05
Company Identification Number: 1214469
Legal Registered Office Address: 535 5TH AVE
STE 610
NEW YORK
United States of America (USA)
10017

More information about TRANDON ASSOCIATES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRANDON ASSOCIATES, INC. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01BRANDON STEINER2021-10-11 BRANDON STEINER2021-10-11
0022019-01-01BARBARA STEINER2020-09-16 BARBARA STEINER2020-09-16
0022018-01-01BRANDON STEINER2019-07-18 BRANDON STEINER2019-07-18
0022017-01-01BRANDON STEINER2018-10-12 BRANDON STEINER2018-10-12
0022016-01-01BARBARA STEINER2017-10-09 BARBARA STEINER2017-10-09
0022015-01-01BRANDON STEINER2016-10-17 BRANDON STEINER2016-10-17
0022014-01-01IRA STEINER IRA STEINER2015-10-15
0022013-01-01IRA STEINER IRA STEINER2014-10-14
0022012-01-01IRA STEINER IRA STEINER2013-10-15
0022011-01-01IRA STEINER2012-10-11 IRA STEINER2012-10-11
0022010-01-01IRA STEINER2011-09-22 IRA STEINER2011-09-22

Plan Statistics for TRANDON ASSOCIATES, INC. RETIREMENT PLAN

401k plan membership statisitcs for TRANDON ASSOCIATES, INC. RETIREMENT PLAN

Measure Date Value
2022: TRANDON ASSOCIATES, INC. RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0124
Total number of active participants reported on line 7a of the Form 55002022-01-0114
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-019
Total of all active and inactive participants2022-01-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0123
Number of participants with account balances2022-01-0120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: TRANDON ASSOCIATES, INC. RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0125
Total number of active participants reported on line 7a of the Form 55002021-01-0115
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-018
Total of all active and inactive participants2021-01-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-0124
Number of participants with account balances2021-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2014: TRANDON ASSOCIATES, INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0121
Total number of active participants reported on line 7a of the Form 55002014-01-0116
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-015
Total of all active and inactive participants2014-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-0122
Number of participants with account balances2014-01-0120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: TRANDON ASSOCIATES, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0119
Total number of active participants reported on line 7a of the Form 55002013-01-0115
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-015
Total of all active and inactive participants2013-01-0120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0120
Number of participants with account balances2013-01-0120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: TRANDON ASSOCIATES, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0118
Total number of active participants reported on line 7a of the Form 55002012-01-0114
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-015
Total of all active and inactive participants2012-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0119
Number of participants with account balances2012-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010

Financial Data on TRANDON ASSOCIATES, INC. RETIREMENT PLAN

Measure Date Value
2022 : TRANDON ASSOCIATES, INC. RETIREMENT PLAN 2022 401k financial data
Transfers to/from the plan2022-12-31$0
Total plan liabilities at end of year2022-12-31$0
Total plan liabilities at beginning of year2022-12-31$0
Total income from all sources2022-12-31$-64,772
Expenses. Total of all expenses incurred2022-12-31$71,825
Benefits paid (including direct rollovers)2022-12-31$64,020
Total plan assets at end of year2022-12-31$942,448
Total plan assets at beginning of year2022-12-31$1,079,045
Value of fidelity bond covering the plan2022-12-31$200,000
Total contributions received or receivable from participants2022-12-31$57,249
Assets. Value of loans (other than to participants)2022-12-31$155
Expenses. Other expenses not covered elsewhere2022-12-31$0
Contributions received from other sources (not participants or employers)2022-12-31$0
Other income received2022-12-31$-122,021
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$-136,597
Net plan assets at end of year (total assets less liabilities)2022-12-31$942,448
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$1,079,045
Assets. Value of participant loans2022-12-31$12,049
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022022-12-31$30,648
Total contributions received or receivable from employer(s)2022-12-31$0
Value of certain deemed distributions of participant loans2022-12-31$0
Value of corrective distributions2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$7,805
2021 : TRANDON ASSOCIATES, INC. RETIREMENT PLAN 2021 401k financial data
Transfers to/from the plan2021-12-31$0
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$45
Total income from all sources2021-12-31$117,757
Expenses. Total of all expenses incurred2021-12-31$8,466
Benefits paid (including direct rollovers)2021-12-31$0
Total plan assets at end of year2021-12-31$1,079,045
Total plan assets at beginning of year2021-12-31$969,799
Value of fidelity bond covering the plan2021-12-31$200,000
Total contributions received or receivable from participants2021-12-31$37,456
Assets. Value of loans (other than to participants)2021-12-31$155
Expenses. Other expenses not covered elsewhere2021-12-31$0
Contributions received from other sources (not participants or employers)2021-12-31$0
Other income received2021-12-31$80,301
Noncash contributions received2021-12-31$0
Net income (gross income less expenses)2021-12-31$109,291
Net plan assets at end of year (total assets less liabilities)2021-12-31$1,079,045
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$969,754
Assets. Value of participant loans2021-12-31$5,701
Total contributions received or receivable from employer(s)2021-12-31$0
Value of certain deemed distributions of participant loans2021-12-31$0
Value of corrective distributions2021-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$8,466
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2014 : TRANDON ASSOCIATES, INC. RETIREMENT PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$52,805
Expenses. Total of all expenses incurred2014-12-31$2,665
Benefits paid (including direct rollovers)2014-12-31$0
Total plan assets at end of year2014-12-31$1,058,353
Total plan assets at beginning of year2014-12-31$1,008,213
Value of fidelity bond covering the plan2014-12-31$150,000
Total contributions received or receivable from participants2014-12-31$27,435
Assets. Value of loans (other than to participants)2014-12-31$24,551
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$25,370
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$50,140
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,058,353
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,008,213
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022014-12-31$3,274
Total contributions received or receivable from employer(s)2014-12-31$0
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$2,665
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : TRANDON ASSOCIATES, INC. RETIREMENT PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$80,219
Expenses. Total of all expenses incurred2013-12-31$1,956
Benefits paid (including direct rollovers)2013-12-31$0
Total plan assets at end of year2013-12-31$1,008,213
Total plan assets at beginning of year2013-12-31$929,950
Value of fidelity bond covering the plan2013-12-31$400,000
Total contributions received or receivable from participants2013-12-31$22,701
Assets. Value of loans (other than to participants)2013-12-31$477,250
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$53,993
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$78,263
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,008,213
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$929,950
Total contributions received or receivable from employer(s)2013-12-31$3,525
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$1,956
2012 : TRANDON ASSOCIATES, INC. RETIREMENT PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$29,499
Expenses. Total of all expenses incurred2012-12-31$1,466
Benefits paid (including direct rollovers)2012-12-31$0
Total plan assets at end of year2012-12-31$929,950
Total plan assets at beginning of year2012-12-31$901,917
Value of fidelity bond covering the plan2012-12-31$325,000
Total contributions received or receivable from participants2012-12-31$19,587
Assets. Value of loans (other than to participants)2012-12-31$303,250
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$9,912
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$28,033
Net plan assets at end of year (total assets less liabilities)2012-12-31$929,950
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$901,917
Total contributions received or receivable from employer(s)2012-12-31$0
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$1,466

Form 5500 Responses for TRANDON ASSOCIATES, INC. RETIREMENT PLAN

2022: TRANDON ASSOCIATES, INC. RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: TRANDON ASSOCIATES, INC. RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2014: TRANDON ASSOCIATES, INC. RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TRANDON ASSOCIATES, INC. RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TRANDON ASSOCIATES, INC. RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number84317
Policy instance 1
Insurance contract or identification number84317
Number of Individuals Covered19
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $5,609
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $4,534
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number84317
Policy instance 1
Insurance contract or identification number84317
Number of Individuals Covered20
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $5,906
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $5,624
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number84317
Policy instance 1
Insurance contract or identification number84317
Number of Individuals Covered20
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,575
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $1,499
Insurance broker organization code?3
Insurance broker nameIMPROVED FUNDING TECHNIQUES INC.
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number84317
Policy instance 1
Insurance contract or identification number84317
Number of Individuals Covered16
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $1,104
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $1,051
Insurance broker organization code?3
Insurance broker nameIMPROVED FUNDING TECHNIQUES INC.
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number84317
Policy instance 1
Insurance contract or identification number84317
Number of Individuals Covered16
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $778
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $741
Insurance broker organization code?3
Insurance broker nameIMPROVED FUNDING TECHNIQUES INC.

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