401k Plan data: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST plan

HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 401k Plan overview

Plan Name	HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST
Plan identification number	001

HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HAWTHORNE FOUNDATION, INC. has sponsored the creation of one or more 401k plans.

Company Name: HAWTHORNE FOUNDATION, INC.

Employer identification number (EIN): 133447893

NAIC Classification: 611000

Additional information about HAWTHORNE FOUNDATION, INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1984-07-03

Company Identification Number: 927922

Legal Registered Office Address: 5 BRADHURST AVENUE
Albany
HAWTHORNE
United States of America (USA)
10532

More information about HAWTHORNE FOUNDATION, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-07-01
001 2021-07-01
001 2020-07-01
001 2019-07-01
001 2018-07-01
001 2017-07-01 INDU BIDICHANDANI
001 2016-07-01 INDU BIDICHANDANI
001 2015-07-01 INDU BIDICHANDANI
001 2014-07-01 INDU BIDICHANDANI
001 2013-07-01 INDU BIDICHANDANI
001 2012-07-01 INDU BIDICHANDANI
001 2011-07-01 INDU BIDICHANDANI
001 2010-07-01 INDU BIDICHANDANI
001 2009-07-01 INDU BIDICHANDANI

Plan Statistics for HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST

401k plan membership statisitcs for HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST

Measure Date Value
2022: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2022 401k membership
Total participants, beginning-of-year 2022-07-01 280
Total number of active participants reported on line 7a of the Form 5500 2022-07-01 214
Number of retired or separated participants receiving benefits 2022-07-01 0
Number of other retired or separated participants entitled to future benefits 2022-07-01 74
Total of all active and inactive participants 2022-07-01 288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-07-01 0
Total participants 2022-07-01 288
Number of participants with account balances 2022-07-01 275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-07-01 3
2021: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2021 401k membership
Total participants, beginning-of-year 2021-07-01 311
Total number of active participants reported on line 7a of the Form 5500 2021-07-01 191
Number of retired or separated participants receiving benefits 2021-07-01 28
Number of other retired or separated participants entitled to future benefits 2021-07-01 20
Total of all active and inactive participants 2021-07-01 239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-07-01 0
Total participants 2021-07-01 239
Number of participants with account balances 2021-07-01 201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-07-01 12
2020: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year 2020-07-01 360
Total number of active participants reported on line 7a of the Form 5500 2020-07-01 234
Number of retired or separated participants receiving benefits 2020-07-01 0
Number of other retired or separated participants entitled to future benefits 2020-07-01 62
Total of all active and inactive participants 2020-07-01 296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-07-01 0
Total participants 2020-07-01 296
Number of participants with account balances 2020-07-01 280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-07-01 14
2019: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year 2019-07-01 331
Total number of active participants reported on line 7a of the Form 5500 2019-07-01 238
Number of retired or separated participants receiving benefits 2019-07-01 1
Number of other retired or separated participants entitled to future benefits 2019-07-01 99
Total of all active and inactive participants 2019-07-01 338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-07-01 0
Total participants 2019-07-01 338
Number of participants with account balances 2019-07-01 319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-07-01 8
2018: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year 2018-07-01 303
Total number of active participants reported on line 7a of the Form 5500 2018-07-01 196
Number of retired or separated participants receiving benefits 2018-07-01 0
Number of other retired or separated participants entitled to future benefits 2018-07-01 97
Total of all active and inactive participants 2018-07-01 293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-07-01 0
Total participants 2018-07-01 293
Number of participants with account balances 2018-07-01 290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-07-01 10
2017: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year 2017-07-01 318
Total number of active participants reported on line 7a of the Form 5500 2017-07-01 195
Number of retired or separated participants receiving benefits 2017-07-01 0
Number of other retired or separated participants entitled to future benefits 2017-07-01 88
Total of all active and inactive participants 2017-07-01 283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-07-01 0
Total participants 2017-07-01 283
Number of participants with account balances 2017-07-01 278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-07-01 10
2016: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year 2016-07-01 285
Total number of active participants reported on line 7a of the Form 5500 2016-07-01 195
Number of retired or separated participants receiving benefits 2016-07-01 0
Number of other retired or separated participants entitled to future benefits 2016-07-01 124
Total of all active and inactive participants 2016-07-01 319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-07-01 0
Total participants 2016-07-01 319
Number of participants with account balances 2016-07-01 293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-07-01 6
2015: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year 2015-07-01 293
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 191
Number of retired or separated participants receiving benefits 2015-07-01 0
Number of other retired or separated participants entitled to future benefits 2015-07-01 94
Total of all active and inactive participants 2015-07-01 285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 0
Total participants 2015-07-01 285
Number of participants with account balances 2015-07-01 279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 8
2014: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-07-01 290
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 194
Number of retired or separated participants receiving benefits 2014-07-01 0
Number of other retired or separated participants entitled to future benefits 2014-07-01 84
Total of all active and inactive participants 2014-07-01 278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 0
Total participants 2014-07-01 278
Number of participants with account balances 2014-07-01 276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 13
2013: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-07-01 265
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 208
Number of retired or separated participants receiving benefits 2013-07-01 0
Number of other retired or separated participants entitled to future benefits 2013-07-01 69
Total of all active and inactive participants 2013-07-01 277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 0
Total participants 2013-07-01 277
Number of participants with account balances 2013-07-01 275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 7
2012: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-07-01 268
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 191
Number of retired or separated participants receiving benefits 2012-07-01 0
Number of other retired or separated participants entitled to future benefits 2012-07-01 54
Total of all active and inactive participants 2012-07-01 245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 245
Number of participants with account balances 2012-07-01 245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 12
2011: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-07-01 234
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 199
Number of retired or separated participants receiving benefits 2011-07-01 0
Number of other retired or separated participants entitled to future benefits 2011-07-01 52
Total of all active and inactive participants 2011-07-01 251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 0
Total participants 2011-07-01 251
Number of participants with account balances 2011-07-01 244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 7
2010: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year 2010-07-01 222
Total number of active participants reported on line 7a of the Form 5500 2010-07-01 171
Number of retired or separated participants receiving benefits 2010-07-01 0
Number of other retired or separated participants entitled to future benefits 2010-07-01 44
Total of all active and inactive participants 2010-07-01 215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-07-01 0
Total participants 2010-07-01 215
Number of participants with account balances 2010-07-01 208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-07-01 14
2009: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-07-01 216
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 171
Number of retired or separated participants receiving benefits 2009-07-01 0
Number of other retired or separated participants entitled to future benefits 2009-07-01 37
Total of all active and inactive participants 2009-07-01 208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 0
Total participants 2009-07-01 208
Number of participants with account balances 2009-07-01 203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 4

Measure	Date	Value
2022: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2022 401k membership
Total participants, beginning-of-year	2022-07-01	280
Total number of active participants reported on line 7a of the Form 5500	2022-07-01	214
Number of retired or separated participants receiving benefits	2022-07-01	0
Number of other retired or separated participants entitled to future benefits	2022-07-01	74
Total of all active and inactive participants	2022-07-01	288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-07-01	0
Total participants	2022-07-01	288
Number of participants with account balances	2022-07-01	275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-07-01	3
2021: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2021 401k membership
Total participants, beginning-of-year	2021-07-01	311
Total number of active participants reported on line 7a of the Form 5500	2021-07-01	191
Number of retired or separated participants receiving benefits	2021-07-01	28
Number of other retired or separated participants entitled to future benefits	2021-07-01	20
Total of all active and inactive participants	2021-07-01	239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-07-01	0
Total participants	2021-07-01	239
Number of participants with account balances	2021-07-01	201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-07-01	12
2020: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year	2020-07-01	360
Total number of active participants reported on line 7a of the Form 5500	2020-07-01	234
Number of retired or separated participants receiving benefits	2020-07-01	0
Number of other retired or separated participants entitled to future benefits	2020-07-01	62
Total of all active and inactive participants	2020-07-01	296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-07-01	0
Total participants	2020-07-01	296
Number of participants with account balances	2020-07-01	280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-07-01	14
2019: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year	2019-07-01	331
Total number of active participants reported on line 7a of the Form 5500	2019-07-01	238
Number of retired or separated participants receiving benefits	2019-07-01	1
Number of other retired or separated participants entitled to future benefits	2019-07-01	99
Total of all active and inactive participants	2019-07-01	338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-07-01	0
Total participants	2019-07-01	338
Number of participants with account balances	2019-07-01	319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-07-01	8
2018: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year	2018-07-01	303
Total number of active participants reported on line 7a of the Form 5500	2018-07-01	196
Number of retired or separated participants receiving benefits	2018-07-01	0
Number of other retired or separated participants entitled to future benefits	2018-07-01	97
Total of all active and inactive participants	2018-07-01	293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-07-01	0
Total participants	2018-07-01	293
Number of participants with account balances	2018-07-01	290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-07-01	10
2017: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year	2017-07-01	318
Total number of active participants reported on line 7a of the Form 5500	2017-07-01	195
Number of retired or separated participants receiving benefits	2017-07-01	0
Number of other retired or separated participants entitled to future benefits	2017-07-01	88
Total of all active and inactive participants	2017-07-01	283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-07-01	0
Total participants	2017-07-01	283
Number of participants with account balances	2017-07-01	278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-07-01	10
2016: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year	2016-07-01	285
Total number of active participants reported on line 7a of the Form 5500	2016-07-01	195
Number of retired or separated participants receiving benefits	2016-07-01	0
Number of other retired or separated participants entitled to future benefits	2016-07-01	124
Total of all active and inactive participants	2016-07-01	319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-07-01	0
Total participants	2016-07-01	319
Number of participants with account balances	2016-07-01	293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-07-01	6
2015: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year	2015-07-01	293
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	191
Number of retired or separated participants receiving benefits	2015-07-01	0
Number of other retired or separated participants entitled to future benefits	2015-07-01	94
Total of all active and inactive participants	2015-07-01	285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	0
Total participants	2015-07-01	285
Number of participants with account balances	2015-07-01	279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	8
2014: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-07-01	290
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	194
Number of retired or separated participants receiving benefits	2014-07-01	0
Number of other retired or separated participants entitled to future benefits	2014-07-01	84
Total of all active and inactive participants	2014-07-01	278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	0
Total participants	2014-07-01	278
Number of participants with account balances	2014-07-01	276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	13
2013: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-07-01	265
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	208
Number of retired or separated participants receiving benefits	2013-07-01	0
Number of other retired or separated participants entitled to future benefits	2013-07-01	69
Total of all active and inactive participants	2013-07-01	277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	0
Total participants	2013-07-01	277
Number of participants with account balances	2013-07-01	275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	7
2012: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-07-01	268
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	191
Number of retired or separated participants receiving benefits	2012-07-01	0
Number of other retired or separated participants entitled to future benefits	2012-07-01	54
Total of all active and inactive participants	2012-07-01	245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	245
Number of participants with account balances	2012-07-01	245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	12
2011: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-07-01	234
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	199
Number of retired or separated participants receiving benefits	2011-07-01	0
Number of other retired or separated participants entitled to future benefits	2011-07-01	52
Total of all active and inactive participants	2011-07-01	251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	0
Total participants	2011-07-01	251
Number of participants with account balances	2011-07-01	244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	7
2010: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year	2010-07-01	222
Total number of active participants reported on line 7a of the Form 5500	2010-07-01	171
Number of retired or separated participants receiving benefits	2010-07-01	0
Number of other retired or separated participants entitled to future benefits	2010-07-01	44
Total of all active and inactive participants	2010-07-01	215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-07-01	0
Total participants	2010-07-01	215
Number of participants with account balances	2010-07-01	208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-07-01	14
2009: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-07-01	216
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	171
Number of retired or separated participants receiving benefits	2009-07-01	0
Number of other retired or separated participants entitled to future benefits	2009-07-01	37
Total of all active and inactive participants	2009-07-01	208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	0
Total participants	2009-07-01	208
Number of participants with account balances	2009-07-01	203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	4

Financial Data on HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST

Measure	Date	Value
2023 : HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-06-30	$0
Total income from all sources (including contributions)	2023-06-30	$965,191
Total loss/gain on sale of assets	2023-06-30	$0
Total of all expenses incurred	2023-06-30	$559,862
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-06-30	$554,851
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-06-30	$286,000
Value of total assets at end of year	2023-06-30	$5,765,032
Value of total assets at beginning of year	2023-06-30	$5,359,703
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-06-30	$5,011
Total interest from all sources	2023-06-30	$11,195
Total dividends received (eg from common stock, registered investment company shares)	2023-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-06-30	No
Administrative expenses professional fees incurred	2023-06-30	$5,011
Was this plan covered by a fidelity bond	2023-06-30	Yes
Value of fidelity bond cover	2023-06-30	$500,000
If this is an individual account plan, was there a blackout period	2023-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2023-06-30	No
Participant contributions at end of year	2023-06-30	$37,294
Participant contributions at beginning of year	2023-06-30	$17,888
Other income not declared elsewhere	2023-06-30	$667,996
Total non interest bearing cash at end of year	2023-06-30	$1,121
Total non interest bearing cash at beginning of year	2023-06-30	$16,598
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-06-30	No
Value of net income/loss	2023-06-30	$405,329
Value of net assets at end of year (total assets less liabilities)	2023-06-30	$5,765,032
Value of net assets at beginning of year (total assets less liabilities)	2023-06-30	$5,359,703
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-06-30	No
Were any leases to which the plan was party in default or uncollectible	2023-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-06-30	$5,440,617
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-06-30	$5,189,977
Value of interest in pooled separate accounts at end of year	2023-06-30	$0
Value of interest in pooled separate accounts at beginning of year	2023-06-30	$0
Interest on participant loans	2023-06-30	$11,195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-06-30	No
Was there a failure to transmit to the plan any participant contributions	2023-06-30	No
Has the plan failed to provide any benefit when due under the plan	2023-06-30	No
Contributions received in cash from employer	2023-06-30	$286,000
Employer contributions (assets) at end of year	2023-06-30	$286,000
Employer contributions (assets) at beginning of year	2023-06-30	$135,240
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-06-30	$554,851
Did the plan have assets held for investment	2023-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-06-30	No
Opinion of an independent qualified public accountant for this plan	2023-06-30	Unqualified
Accountancy firm name	2023-06-30	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2023-06-30	271728945
2022 : HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-06-30	$0
Total income from all sources (including contributions)	2022-06-30	$-927,218
Total loss/gain on sale of assets	2022-06-30	$0
Total of all expenses incurred	2022-06-30	$856,064
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-06-30	$850,703
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-06-30	$135,240
Value of total assets at end of year	2022-06-30	$5,359,703
Value of total assets at beginning of year	2022-06-30	$7,142,985
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-06-30	$5,361
Total interest from all sources	2022-06-30	$2,305
Total dividends received (eg from common stock, registered investment company shares)	2022-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-06-30	No
Was this plan covered by a fidelity bond	2022-06-30	Yes
Value of fidelity bond cover	2022-06-30	$500,000
If this is an individual account plan, was there a blackout period	2022-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2022-06-30	No
Participant contributions at end of year	2022-06-30	$17,888
Participant contributions at beginning of year	2022-06-30	$21,423
Other income not declared elsewhere	2022-06-30	$-1,064,763
Total non interest bearing cash at end of year	2022-06-30	$16,598
Total non interest bearing cash at beginning of year	2022-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-06-30	No
Value of net income/loss	2022-06-30	$-1,783,282
Value of net assets at end of year (total assets less liabilities)	2022-06-30	$5,359,703
Value of net assets at beginning of year (total assets less liabilities)	2022-06-30	$7,142,985
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-06-30	No
Were any leases to which the plan was party in default or uncollectible	2022-06-30	No
Investment advisory and management fees	2022-06-30	$5,361
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-06-30	$5,189,977
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-06-30	$6,782,562
Value of interest in pooled separate accounts at end of year	2022-06-30	$0
Value of interest in pooled separate accounts at beginning of year	2022-06-30	$0
Income. Interest from loans (other than to participants)	2022-06-30	$2,305
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-06-30	No
Was there a failure to transmit to the plan any participant contributions	2022-06-30	No
Has the plan failed to provide any benefit when due under the plan	2022-06-30	No
Contributions received in cash from employer	2022-06-30	$135,240
Employer contributions (assets) at end of year	2022-06-30	$135,240
Employer contributions (assets) at beginning of year	2022-06-30	$339,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-06-30	$850,703
Did the plan have assets held for investment	2022-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-06-30	No
Opinion of an independent qualified public accountant for this plan	2022-06-30	Unqualified
Accountancy firm name	2022-06-30	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2022-06-30	271728945
2021 : HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-06-30	$0
Total income from all sources (including contributions)	2021-06-30	$2,011,252
Total loss/gain on sale of assets	2021-06-30	$0
Total of all expenses incurred	2021-06-30	$634,975
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-06-30	$617,468
Expenses. Certain deemed distributions of participant loans	2021-06-30	$9,716
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-06-30	$339,000
Value of total assets at end of year	2021-06-30	$7,142,985
Value of total assets at beginning of year	2021-06-30	$5,766,708
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-06-30	$7,791
Total interest from all sources	2021-06-30	$992
Total dividends received (eg from common stock, registered investment company shares)	2021-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-06-30	No
Was this plan covered by a fidelity bond	2021-06-30	Yes
Value of fidelity bond cover	2021-06-30	$500,000
If this is an individual account plan, was there a blackout period	2021-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2021-06-30	No
Participant contributions at end of year	2021-06-30	$21,423
Participant contributions at beginning of year	2021-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-06-30	No
Value of net income/loss	2021-06-30	$1,376,277
Value of net assets at end of year (total assets less liabilities)	2021-06-30	$7,142,985
Value of net assets at beginning of year (total assets less liabilities)	2021-06-30	$5,766,708
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-06-30	No
Were any leases to which the plan was party in default or uncollectible	2021-06-30	No
Investment advisory and management fees	2021-06-30	$7,791
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-06-30	$6,782,562
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-06-30	$5,456,708
Interest on participant loans	2021-06-30	$992
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-06-30	$1,671,260
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-06-30	No
Was there a failure to transmit to the plan any participant contributions	2021-06-30	No
Has the plan failed to provide any benefit when due under the plan	2021-06-30	No
Contributions received in cash from employer	2021-06-30	$339,000
Employer contributions (assets) at end of year	2021-06-30	$339,000
Employer contributions (assets) at beginning of year	2021-06-30	$310,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-06-30	$617,468
Did the plan have assets held for investment	2021-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-06-30	No
Opinion of an independent qualified public accountant for this plan	2021-06-30	Disclaimer
Accountancy firm name	2021-06-30	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2021-06-30	271728945
2020 : HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-06-30	$0
Total income from all sources (including contributions)	2020-06-30	$694,108
Total loss/gain on sale of assets	2020-06-30	$0
Total of all expenses incurred	2020-06-30	$498,292
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-06-30	$492,772
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-06-30	$310,000
Value of total assets at end of year	2020-06-30	$5,766,708
Value of total assets at beginning of year	2020-06-30	$5,570,892
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-06-30	$5,520
Total interest from all sources	2020-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2020-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-06-30	No
Was this plan covered by a fidelity bond	2020-06-30	Yes
Value of fidelity bond cover	2020-06-30	$500,000
If this is an individual account plan, was there a blackout period	2020-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2020-06-30	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-06-30	No
Value of net income/loss	2020-06-30	$195,816
Value of net assets at end of year (total assets less liabilities)	2020-06-30	$5,766,708
Value of net assets at beginning of year (total assets less liabilities)	2020-06-30	$5,570,892
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-06-30	No
Were any leases to which the plan was party in default or uncollectible	2020-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-06-30	$5,456,708
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-06-30	$5,285,892
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-06-30	$384,108
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-06-30	No
Was there a failure to transmit to the plan any participant contributions	2020-06-30	No
Has the plan failed to provide any benefit when due under the plan	2020-06-30	No
Contributions received in cash from employer	2020-06-30	$310,000
Employer contributions (assets) at end of year	2020-06-30	$310,000
Employer contributions (assets) at beginning of year	2020-06-30	$285,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-06-30	$492,772
Contract administrator fees	2020-06-30	$5,520
Did the plan have assets held for investment	2020-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2020-06-30	Disclaimer
Accountancy firm name	2020-06-30	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2020-06-30	271728945
2019 : HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-06-30	$0
Total income from all sources (including contributions)	2019-06-30	$706,380
Total loss/gain on sale of assets	2019-06-30	$0
Total of all expenses incurred	2019-06-30	$405,095
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-06-30	$399,578
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-06-30	$286,478
Value of total assets at end of year	2019-06-30	$5,570,892
Value of total assets at beginning of year	2019-06-30	$5,269,607
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-06-30	$5,517
Total interest from all sources	2019-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-06-30	No
Was this plan covered by a fidelity bond	2019-06-30	Yes
Value of fidelity bond cover	2019-06-30	$500,000
If this is an individual account plan, was there a blackout period	2019-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2019-06-30	No
Income. Received or receivable in cash from other sources (including rollovers)	2019-06-30	$1,478
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-06-30	No
Value of net income/loss	2019-06-30	$301,285
Value of net assets at end of year (total assets less liabilities)	2019-06-30	$5,570,892
Value of net assets at beginning of year (total assets less liabilities)	2019-06-30	$5,269,607
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-06-30	No
Were any leases to which the plan was party in default or uncollectible	2019-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-06-30	$5,285,892
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-06-30	$4,984,607
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-06-30	$419,902
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-06-30	No
Was there a failure to transmit to the plan any participant contributions	2019-06-30	No
Has the plan failed to provide any benefit when due under the plan	2019-06-30	No
Contributions received in cash from employer	2019-06-30	$285,000
Employer contributions (assets) at end of year	2019-06-30	$285,000
Employer contributions (assets) at beginning of year	2019-06-30	$285,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-06-30	$399,578
Contract administrator fees	2019-06-30	$5,517
Did the plan have assets held for investment	2019-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2019-06-30	Disclaimer
Accountancy firm name	2019-06-30	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2019-06-30	271728945
2018 : HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-06-30	$0
Total income from all sources (including contributions)	2018-06-30	$793,044
Total loss/gain on sale of assets	2018-06-30	$0
Total of all expenses incurred	2018-06-30	$260,806
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-06-30	$256,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-06-30	$285,000
Value of total assets at end of year	2018-06-30	$5,269,607
Value of total assets at beginning of year	2018-06-30	$4,737,369
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-06-30	$4,121
Total interest from all sources	2018-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2018-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-06-30	No
Was this plan covered by a fidelity bond	2018-06-30	Yes
Value of fidelity bond cover	2018-06-30	$125,000
If this is an individual account plan, was there a blackout period	2018-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2018-06-30	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-06-30	No
Value of net income/loss	2018-06-30	$532,238
Value of net assets at end of year (total assets less liabilities)	2018-06-30	$5,269,607
Value of net assets at beginning of year (total assets less liabilities)	2018-06-30	$4,737,369
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-06-30	No
Were any leases to which the plan was party in default or uncollectible	2018-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-06-30	$4,984,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-06-30	$4,594,869
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-06-30	$508,044
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-06-30	No
Was there a failure to transmit to the plan any participant contributions	2018-06-30	No
Has the plan failed to provide any benefit when due under the plan	2018-06-30	No
Contributions received in cash from employer	2018-06-30	$285,000
Employer contributions (assets) at end of year	2018-06-30	$285,000
Employer contributions (assets) at beginning of year	2018-06-30	$142,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-06-30	$256,685
Contract administrator fees	2018-06-30	$4,121
Did the plan have assets held for investment	2018-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-06-30	Disclaimer
Accountancy firm name	2018-06-30	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2018-06-30	271728945
2017 : HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$0
Total income from all sources (including contributions)	2017-06-30	$724,323
Total loss/gain on sale of assets	2017-06-30	$0
Total of all expenses incurred	2017-06-30	$240,819
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-06-30	$236,679
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-06-30	$146,627
Value of total assets at end of year	2017-06-30	$4,737,369
Value of total assets at beginning of year	2017-06-30	$4,253,865
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-06-30	$4,140
Total interest from all sources	2017-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2017-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-06-30	No
Was this plan covered by a fidelity bond	2017-06-30	Yes
Value of fidelity bond cover	2017-06-30	$125,000
If this is an individual account plan, was there a blackout period	2017-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-06-30	No
Income. Received or receivable in cash from other sources (including rollovers)	2017-06-30	$4,127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Value of net income/loss	2017-06-30	$483,504
Value of net assets at end of year (total assets less liabilities)	2017-06-30	$4,737,369
Value of net assets at beginning of year (total assets less liabilities)	2017-06-30	$4,253,865
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-06-30	No
Were any leases to which the plan was party in default or uncollectible	2017-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-06-30	$4,594,869
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-06-30	$3,968,865
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-06-30	$577,696
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-06-30	No
Was there a failure to transmit to the plan any participant contributions	2017-06-30	No
Has the plan failed to provide any benefit when due under the plan	2017-06-30	No
Contributions received in cash from employer	2017-06-30	$142,500
Employer contributions (assets) at end of year	2017-06-30	$142,500
Employer contributions (assets) at beginning of year	2017-06-30	$285,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-06-30	$236,679
Contract administrator fees	2017-06-30	$4,140
Did the plan have assets held for investment	2017-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-06-30	Disclaimer
Accountancy firm name	2017-06-30	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2017-06-30	271728945
2016 : HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total income from all sources (including contributions)	2016-06-30	$207,906
Total loss/gain on sale of assets	2016-06-30	$0
Total of all expenses incurred	2016-06-30	$157,426
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$153,410
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-06-30	$285,000
Value of total assets at end of year	2016-06-30	$4,253,865
Value of total assets at beginning of year	2016-06-30	$4,203,385
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$4,016
Total interest from all sources	2016-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-06-30	No
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$125,000
If this is an individual account plan, was there a blackout period	2016-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Value of net income/loss	2016-06-30	$50,480
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$4,253,865
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$4,203,385
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-06-30	$3,968,865
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-06-30	$3,968,385
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-06-30	$-77,094
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	No
Was there a failure to transmit to the plan any participant contributions	2016-06-30	No
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Contributions received in cash from employer	2016-06-30	$285,000
Employer contributions (assets) at end of year	2016-06-30	$285,000
Employer contributions (assets) at beginning of year	2016-06-30	$235,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$153,410
Contract administrator fees	2016-06-30	$4,016
Did the plan have assets held for investment	2016-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-06-30	Disclaimer
Accountancy firm name	2016-06-30	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2016-06-30	271728945
2015 : HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total income from all sources (including contributions)	2015-06-30	$398,908
Total loss/gain on sale of assets	2015-06-30	$0
Total of all expenses incurred	2015-06-30	$108,902
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$104,784
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$235,000
Value of total assets at end of year	2015-06-30	$4,203,385
Value of total assets at beginning of year	2015-06-30	$3,913,379
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$4,118
Total interest from all sources	2015-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$125,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$290,006
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$4,203,385
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$3,913,379
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$3,968,385
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$3,628,379
Net gain/loss from 103.12 investment entities	2015-06-30	$163,908
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Contributions received in cash from employer	2015-06-30	$235,000
Employer contributions (assets) at end of year	2015-06-30	$235,000
Employer contributions (assets) at beginning of year	2015-06-30	$285,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$104,784
Contract administrator fees	2015-06-30	$4,118
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-06-30	Disclaimer
Accountancy firm name	2015-06-30	O'CONNOR DAVIES LLP
Accountancy firm EIN	2015-06-30	271728945
2014 : HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total income from all sources (including contributions)	2014-06-30	$813,440
Total loss/gain on sale of assets	2014-06-30	$0
Total of all expenses incurred	2014-06-30	$20,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$16,605
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$285,000
Value of total assets at end of year	2014-06-30	$3,913,379
Value of total assets at beginning of year	2014-06-30	$3,120,234
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$3,690
Total interest from all sources	2014-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$125,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Other income not declared elsewhere	2014-06-30	$453
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$793,145
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$3,913,379
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$3,120,234
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$3,628,379
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$2,835,234
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-30	$527,987
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$285,000
Employer contributions (assets) at end of year	2014-06-30	$285,000
Employer contributions (assets) at beginning of year	2014-06-30	$285,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$16,605
Contract administrator fees	2014-06-30	$3,690
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	O'CONNOR DAVIES LLP
Accountancy firm EIN	2014-06-30	271728945
2013 : HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total income from all sources (including contributions)	2013-06-30	$630,036
Total loss/gain on sale of assets	2013-06-30	$0
Total of all expenses incurred	2013-06-30	$108,934
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$105,679
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$285,000
Value of total assets at end of year	2013-06-30	$3,120,234
Value of total assets at beginning of year	2013-06-30	$2,599,132
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$3,255
Total interest from all sources	2013-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$125,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$521,102
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$3,120,234
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$2,599,132
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-06-30	$2,835,234
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-06-30	$2,349,132
Net investment gain/loss from pooled separate accounts	2013-06-30	$345,036
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$285,000
Employer contributions (assets) at end of year	2013-06-30	$285,000
Employer contributions (assets) at beginning of year	2013-06-30	$250,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$105,679
Contract administrator fees	2013-06-30	$3,255
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-06-30	Disclaimer
Accountancy firm name	2013-06-30	O'CONNOR DAVIES LLP
Accountancy firm EIN	2013-06-30	271728945
2012 : HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total income from all sources (including contributions)	2012-06-30	$256,412
Total loss/gain on sale of assets	2012-06-30	$0
Total of all expenses incurred	2012-06-30	$47,556
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$44,537
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$250,000
Value of total assets at end of year	2012-06-30	$2,599,132
Value of total assets at beginning of year	2012-06-30	$2,390,276
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$3,019
Total interest from all sources	2012-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$125,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$208,856
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$2,599,132
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$2,390,276
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$2,349,132
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$2,140,276
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$6,412
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$250,000
Employer contributions (assets) at end of year	2012-06-30	$250,000
Employer contributions (assets) at beginning of year	2012-06-30	$250,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$44,537
Contract administrator fees	2012-06-30	$3,019
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	O'CONNOR DAVIES LLP
Accountancy firm EIN	2012-06-30	271728945
2011 : HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total income from all sources (including contributions)	2011-06-30	$589,165
Total loss/gain on sale of assets	2011-06-30	$0
Total of all expenses incurred	2011-06-30	$62,682
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$59,825
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$250,000
Value of total assets at end of year	2011-06-30	$2,390,276
Value of total assets at beginning of year	2011-06-30	$1,863,793
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$2,857
Total interest from all sources	2011-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$1,921
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-06-30	$1,921
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$125,000
If this is an individual account plan, was there a blackout period	2011-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$526,483
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$2,390,276
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$1,863,793
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$2,140,276
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$1,613,793
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$337,244
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$250,000
Employer contributions (assets) at end of year	2011-06-30	$250,000
Employer contributions (assets) at beginning of year	2011-06-30	$250,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$59,825
Contract administrator fees	2011-06-30	$2,857
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-06-30	Disclaimer
Accountancy firm name	2011-06-30	O'CONNOR DAVIES MUNNS & DOBBINS LLP
Accountancy firm EIN	2011-06-30	133385019
2010 : HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0

Form 5500 Responses for HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST

2022: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2022 form 5500 responses
2022-07-01	Type of plan entity	Single employer plan
2022-07-01	Submission has been amended	No
2022-07-01	This submission is the final filing	No
2022-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-07-01	Plan is a collectively bargained plan	No
2022-07-01	Plan funding arrangement – Insurance	Yes
2022-07-01	Plan funding arrangement – Trust	Yes
2022-07-01	Plan benefit arrangement – Insurance	Yes
2022-07-01	Plan benefit arrangement - Trust	Yes
2021: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2021 form 5500 responses
2021-07-01	Type of plan entity	Single employer plan
2021-07-01	Submission has been amended	No
2021-07-01	This submission is the final filing	No
2021-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-07-01	Plan is a collectively bargained plan	No
2021-07-01	Plan funding arrangement – Insurance	Yes
2021-07-01	Plan funding arrangement – Trust	Yes
2021-07-01	Plan benefit arrangement – Insurance	Yes
2021-07-01	Plan benefit arrangement - Trust	Yes
2020: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2020 form 5500 responses
2020-07-01	Type of plan entity	Single employer plan
2020-07-01	Submission has been amended	No
2020-07-01	This submission is the final filing	No
2020-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-07-01	Plan is a collectively bargained plan	No
2020-07-01	Plan funding arrangement – Insurance	Yes
2020-07-01	Plan funding arrangement – Trust	Yes
2020-07-01	Plan benefit arrangement – Insurance	Yes
2020-07-01	Plan benefit arrangement - Trust	Yes
2019: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2019 form 5500 responses
2019-07-01	Type of plan entity	Single employer plan
2019-07-01	Submission has been amended	No
2019-07-01	This submission is the final filing	No
2019-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-07-01	Plan is a collectively bargained plan	No
2019-07-01	Plan funding arrangement – Insurance	Yes
2019-07-01	Plan funding arrangement – Trust	Yes
2019-07-01	Plan benefit arrangement – Insurance	Yes
2019-07-01	Plan benefit arrangement - Trust	Yes
2018: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2018 form 5500 responses
2018-07-01	Type of plan entity	Single employer plan
2018-07-01	Submission has been amended	No
2018-07-01	This submission is the final filing	No
2018-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-07-01	Plan is a collectively bargained plan	No
2018-07-01	Plan funding arrangement – Insurance	Yes
2018-07-01	Plan funding arrangement – Trust	Yes
2018-07-01	Plan benefit arrangement – Insurance	Yes
2018-07-01	Plan benefit arrangement - Trust	Yes
2017: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2017 form 5500 responses
2017-07-01	Type of plan entity	Single employer plan
2017-07-01	Submission has been amended	No
2017-07-01	This submission is the final filing	No
2017-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-07-01	Plan is a collectively bargained plan	No
2017-07-01	Plan funding arrangement – Insurance	Yes
2017-07-01	Plan funding arrangement – Trust	Yes
2017-07-01	Plan benefit arrangement – Insurance	Yes
2017-07-01	Plan benefit arrangement - Trust	Yes
2016: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2016 form 5500 responses
2016-07-01	Type of plan entity	Single employer plan
2016-07-01	Submission has been amended	No
2016-07-01	This submission is the final filing	No
2016-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-07-01	Plan is a collectively bargained plan	No
2016-07-01	Plan funding arrangement – Insurance	Yes
2016-07-01	Plan funding arrangement – Trust	Yes
2016-07-01	Plan benefit arrangement – Insurance	Yes
2016-07-01	Plan benefit arrangement - Trust	Yes
2015: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Submission has been amended	No
2015-07-01	This submission is the final filing	No
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-07-01	Plan is a collectively bargained plan	No
2015-07-01	Plan funding arrangement – Insurance	Yes
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement – Insurance	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Insurance	Yes
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement – Insurance	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Insurance	Yes
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement – Insurance	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement – Insurance	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Insurance	Yes
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement – Insurance	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2010: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2010 form 5500 responses
2010-07-01	Type of plan entity	Single employer plan
2010-07-01	Submission has been amended	No
2010-07-01	This submission is the final filing	No
2010-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-07-01	Plan is a collectively bargained plan	No
2010-07-01	Plan funding arrangement – Insurance	Yes
2010-07-01	Plan funding arrangement – Trust	Yes
2010-07-01	Plan benefit arrangement – Insurance	Yes
2010-07-01	Plan benefit arrangement - Trust	Yes
2009: HAWTHORNE FOUNDATION INC. RETIREMENT PLAN & TRUST 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Insurance	Yes
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement – Insurance	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

749881-01

Policy instance

Insurance contract or identification number	749881-01
Number of Individuals Covered	239
Insurance policy start date	2022-07-01
Insurance policy end date	2023-06-30
Total amount of commissions paid to insurance broker	USD $5,419
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,419
Insurance broker organization code?	3

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

749881-01

Policy instance

Insurance contract or identification number	749881-01
Number of Individuals Covered	234
Insurance policy start date	2021-07-01
Insurance policy end date	2022-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $10,176
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	6784
Additional information about fees paid to insurance broker	ADVISOR FEE
Insurance broker organization code?	7

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-007634

Policy instance

Insurance contract or identification number	GA-007634
Number of Individuals Covered	243
Insurance policy start date	2020-07-01
Insurance policy end date	2021-06-30
Total amount of commissions paid to insurance broker	USD $5,939
Total amount of fees paid to insurance company	USD $2,969
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,939
Insurance broker organization code?	7
Amount paid for insurance broker fees	2969
Additional information about fees paid to insurance broker	ADMINISTRATIVE ALLOWANCE

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-007634

Policy instance

Insurance contract or identification number	GA-007634
Number of Individuals Covered	265
Insurance policy start date	2019-07-01
Insurance policy end date	2020-06-30
Total amount of commissions paid to insurance broker	USD $5,296
Total amount of fees paid to insurance company	USD $2,639
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,296
Insurance broker organization code?	7
Amount paid for insurance broker fees	2639
Additional information about fees paid to insurance broker	ADMINISTRATIVE ALLOWANCE

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-007634

Policy instance

Insurance contract or identification number	GA-007634
Number of Individuals Covered	262
Insurance policy start date	2018-07-01
Insurance policy end date	2019-06-30
Total amount of commissions paid to insurance broker	USD $5,057
Total amount of fees paid to insurance company	USD $2,529
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,057
Insurance broker organization code?	7
Amount paid for insurance broker fees	2529
Additional information about fees paid to insurance broker	ADMINISTRATIVE ALLOWANCE

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-007634

Policy instance

Insurance contract or identification number	GA-007634
Number of Individuals Covered	241
Insurance policy start date	2017-07-01
Insurance policy end date	2018-06-30
Total amount of commissions paid to insurance broker	USD $4,813
Total amount of fees paid to insurance company	USD $2,406
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4,813
Insurance broker organization code?	7
Amount paid for insurance broker fees	2406
Additional information about fees paid to insurance broker	ADMINISTRATIVE ALLOWANCE
Insurance broker name	UNITED RETIREMENT PLAN CONSULTANTS

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-007634

Policy instance

Insurance contract or identification number	GA-007634
Number of Individuals Covered	267
Insurance policy start date	2015-07-01
Insurance policy end date	2016-06-30
Total amount of commissions paid to insurance broker	USD $3,733
Total amount of fees paid to insurance company	USD $1,969
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,733
Insurance broker organization code?	3
Amount paid for insurance broker fees	1969
Additional information about fees paid to insurance broker	ADMINISTRATIVE ALLOWANCE
Insurance broker name	UNITED RETIREMENT PLAN CONSULTANTS

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-007634

Policy instance

Insurance contract or identification number	GA-007634
Number of Individuals Covered	279
Insurance policy start date	2014-07-01
Insurance policy end date	2015-06-30
Total amount of commissions paid to insurance broker	USD $3,183
Total amount of fees paid to insurance company	USD $1,861
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,183
Insurance broker organization code?	3
Amount paid for insurance broker fees	1359
Additional information about fees paid to insurance broker	ADMINISTRATIVE ALLOWANCE
Insurance broker name	UNITED RETIREMENT PLAN CONSULTANTS

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-007634

Policy instance

Insurance contract or identification number	GA-007634
Number of Individuals Covered	254
Insurance policy start date	2013-07-01
Insurance policy end date	2014-06-30
Total amount of commissions paid to insurance broker	USD $2,644
Total amount of fees paid to insurance company	USD $1,561
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,644
Insurance broker organization code?	3
Amount paid for insurance broker fees	1561
Additional information about fees paid to insurance broker	ADMINISTRATIVE ALLOWANCE
Insurance broker name	CIRCLE PENSION INC.

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-007634

Policy instance

Insurance contract or identification number	GA-007634
Number of Individuals Covered	220
Insurance policy start date	2012-07-01
Insurance policy end date	2013-06-30
Total amount of commissions paid to insurance broker	USD $2,082
Total amount of fees paid to insurance company	USD $1,255
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,082
Insurance broker organization code?	3
Amount paid for insurance broker fees	1255
Additional information about fees paid to insurance broker	ADMINISTRATIVE ALLOWANCE
Insurance broker name	CIRCLE PENSION INC.

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-007634

Policy instance

Insurance contract or identification number	GA-007634
Number of Individuals Covered	204
Insurance policy start date	2011-07-01
Insurance policy end date	2012-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $560
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-007634

Policy instance

Insurance contract or identification number	GA-007634
Number of Individuals Covered	197
Insurance policy start date	2010-07-01
Insurance policy end date	2011-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	HAWTHORNE FOUNDATION, INC.
Employer identification number (EIN):	133447893
NAIC Classification:	611000

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1984-07-03
Company Identification Number:	927922
Legal Registered Office Address:	5 BRADHURST AVENUE Albany HAWTHORNE United States of America (USA) 10532