401k Plan data: KDDI GROUP 401(K) PLAN plan

KDDI GROUP 401(K) PLAN 401k Plan overview

Plan Name	KDDI GROUP 401(K) PLAN
Plan identification number	001

KDDI GROUP 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

KDDI AMERICA INC. has sponsored the creation of one or more 401k plans.

Company Name: KDDI AMERICA INC.

Employer identification number (EIN): 133522662

NAIC Classification: 517000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KDDI GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 VU TRAN
001 2016-01-01 SCOTT TONG
001 2015-01-01 SCOTT TONG

Plan Statistics for KDDI GROUP 401(K) PLAN

401k plan membership statisitcs for KDDI GROUP 401(K) PLAN

Measure Date Value
2022: KDDI GROUP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 328
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 234
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 109
Total of all active and inactive participants 2022-01-01 343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 343
Number of participants with account balances 2022-01-01 335
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 16
2021: KDDI GROUP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 327
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 220
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 107
Total of all active and inactive participants 2021-01-01 327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 327
Number of participants with account balances 2021-01-01 319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 22
2020: KDDI GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 298
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 224
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 102
Total of all active and inactive participants 2020-01-01 326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 326
Number of participants with account balances 2020-01-01 319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 7
2019: KDDI GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 375
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 260
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 110
Total of all active and inactive participants 2019-01-01 370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 370
Number of participants with account balances 2019-01-01 309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 64
2018: KDDI GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 594
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 485
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 485
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 485
Number of participants with account balances 2018-01-01 485
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: KDDI GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 605
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 594
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 594
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 594
Number of participants with account balances 2017-01-01 590
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: KDDI GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 676
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 605
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 605
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 605
Number of participants with account balances 2016-01-01 605
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: KDDI GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 501
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 676
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 676
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 676
Number of participants with account balances 2015-01-01 676
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0

Measure	Date	Value
2022: KDDI GROUP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	328
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	234
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	109
Total of all active and inactive participants	2022-01-01	343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	343
Number of participants with account balances	2022-01-01	335
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	16
2021: KDDI GROUP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	327
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	220
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	107
Total of all active and inactive participants	2021-01-01	327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	327
Number of participants with account balances	2021-01-01	319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	22
2020: KDDI GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	298
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	224
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	102
Total of all active and inactive participants	2020-01-01	326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	326
Number of participants with account balances	2020-01-01	319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	7
2019: KDDI GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	375
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	260
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	110
Total of all active and inactive participants	2019-01-01	370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	370
Number of participants with account balances	2019-01-01	309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	64
2018: KDDI GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	594
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	485
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	485
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	485
Number of participants with account balances	2018-01-01	485
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: KDDI GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	605
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	594
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	594
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	594
Number of participants with account balances	2017-01-01	590
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: KDDI GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	676
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	605
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	605
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	605
Number of participants with account balances	2016-01-01	605
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: KDDI GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	501
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	676
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	676
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	676
Number of participants with account balances	2015-01-01	676
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0

Financial Data on KDDI GROUP 401(K) PLAN

Measure	Date	Value
2022 : KDDI GROUP 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets to this plan	2022-12-31	$0
Total transfer of assets from this plan	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-2,871,858
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$790,948
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$670,102
Expenses. Certain deemed distributions of participant loans	2022-12-31	$7,146
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,937,542
Value of total assets at end of year	2022-12-31	$25,574,594
Value of total assets at beginning of year	2022-12-31	$29,237,400
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$113,700
Total interest from all sources	2022-12-31	$13,354
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$492,376
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$492,376
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,441,057
Participant contributions at end of year	2022-12-31	$231,154
Participant contributions at beginning of year	2022-12-31	$237,769
Participant contributions at beginning of year	2022-12-31	$65,398
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$2,646
Other income not declared elsewhere	2022-12-31	$19,536
Administrative expenses (other) incurred	2022-12-31	$113,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-3,662,806
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$25,574,594
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$29,237,400
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$22,760,102
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$26,181,775
Interest on participant loans	2022-12-31	$13,354
Value of interest in common/collective trusts at end of year	2022-12-31	$2,583,338
Value of interest in common/collective trusts at beginning of year	2022-12-31	$2,731,127
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-5,376,651
Net investment gain or loss from common/collective trusts	2022-12-31	$41,985
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$493,839
Employer contributions (assets) at end of year	2022-12-31	$0
Employer contributions (assets) at beginning of year	2022-12-31	$21,331
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$670,102
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	BORIS BENIC & ASSOCIATES LLP
Accountancy firm EIN	2022-12-31	542190047
2021 : KDDI GROUP 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total transfer of assets to this plan	2021-12-31	$0
Total transfer of assets from this plan	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$5,253,294
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,020,297
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$878,111
Expenses. Certain deemed distributions of participant loans	2021-12-31	$46,748
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,973,071
Value of total assets at end of year	2021-12-31	$29,237,400
Value of total assets at beginning of year	2021-12-31	$25,004,403
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$95,438
Total interest from all sources	2021-12-31	$16,559
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$706,363
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$706,363
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,434,861
Participant contributions at end of year	2021-12-31	$237,769
Participant contributions at beginning of year	2021-12-31	$265,446
Participant contributions at end of year	2021-12-31	$65,398
Participant contributions at beginning of year	2021-12-31	$20,721
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$25,524
Other income not declared elsewhere	2021-12-31	$23,217
Administrative expenses (other) incurred	2021-12-31	$95,438
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$4,232,997
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$29,237,400
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$25,004,403
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$26,181,775
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$21,937,827
Interest on participant loans	2021-12-31	$14,929
Interest earned on other investments	2021-12-31	$1,630
Value of interest in common/collective trusts at end of year	2021-12-31	$2,731,127
Value of interest in common/collective trusts at beginning of year	2021-12-31	$412,736
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$2,312,368
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$2,504,298
Net investment gain or loss from common/collective trusts	2021-12-31	$29,786
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$512,686
Employer contributions (assets) at end of year	2021-12-31	$21,331
Employer contributions (assets) at beginning of year	2021-12-31	$55,305
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$878,111
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	BORIS BENIC & ASSOCIATES LLP
Accountancy firm EIN	2021-12-31	542190047
2020 : KDDI GROUP 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$4,638,519
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$2,564,689
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$2,532,905
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,679,188
Value of total assets at end of year	2020-12-31	$25,004,403
Value of total assets at beginning of year	2020-12-31	$22,930,573
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$31,784
Total interest from all sources	2020-12-31	$52,407
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$431,436
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$431,436
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,237,604
Participant contributions at end of year	2020-12-31	$265,446
Participant contributions at beginning of year	2020-12-31	$248,198
Participant contributions at end of year	2020-12-31	$20,721
Participant contributions at beginning of year	2020-12-31	$46,610
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$11,112
Other income not declared elsewhere	2020-12-31	$1,135
Administrative expenses (other) incurred	2020-12-31	$21,797
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$2,073,830
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$25,004,403
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$22,930,573
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$21,937,827
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$1,846,470
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$3,693,744
Interest on participant loans	2020-12-31	$12,638
Interest earned on other investments	2020-12-31	$39,769
Value of interest in common/collective trusts at end of year	2020-12-31	$412,736
Value of interest in common/collective trusts at beginning of year	2020-12-31	$16,219,073
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$2,312,368
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$859,525
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$3,155,713
Net investment gain/loss from pooled separate accounts	2020-12-31	$-63,415
Net investment gain or loss from common/collective trusts	2020-12-31	$-617,945
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$430,472
Employer contributions (assets) at end of year	2020-12-31	$55,305
Employer contributions (assets) at beginning of year	2020-12-31	$16,953
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$2,532,905
Contract administrator fees	2020-12-31	$9,987
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	Yes
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	BORIS BENIC & ASSOCIATES LLP
Accountancy firm EIN	2020-12-31	542190047
2019 : KDDI GROUP 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets	2019-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$0
Total transfer of assets from this plan	2019-12-31	$7,074,784
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$6,028,816
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$2,447,011
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,367,821
Expenses. Certain deemed distributions of participant loans	2019-12-31	$51,858
Value of total corrective distributions	2019-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,902,213
Value of total assets at end of year	2019-12-31	$22,930,573
Value of total assets at beginning of year	2019-12-31	$26,423,552
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$27,332
Total income from rents	2019-12-31	$0
Total interest from all sources	2019-12-31	$28,266
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$77,890
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$77,890
Administrative expenses professional fees incurred	2019-12-31	$12,214
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,336,252
Participant contributions at end of year	2019-12-31	$248,198
Participant contributions at beginning of year	2019-12-31	$591,154
Participant contributions at end of year	2019-12-31	$46,610
Participant contributions at beginning of year	2019-12-31	$72,387
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$63,370
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$22,291
Administrative expenses (other) incurred	2019-12-31	$0
Liabilities. Value of operating payables at end of year	2019-12-31	$0
Liabilities. Value of operating payables at beginning of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$3,581,805
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$22,930,573
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$26,423,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$1,846,470
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$1,771,697
Value of interest in pooled separate accounts at end of year	2019-12-31	$3,693,744
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$4,771,963
Interest on participant loans	2019-12-31	$18,140
Income. Interest from loans (other than to participants)	2019-12-31	$0
Interest earned on other investments	2019-12-31	$10,126
Income. Interest from US Government securities	2019-12-31	$0
Income. Interest from corporate debt instruments	2019-12-31	$0
Value of interest in common/collective trusts at end of year	2019-12-31	$16,219,073
Value of interest in common/collective trusts at beginning of year	2019-12-31	$18,383,687
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$859,525
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$807,057
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$234,364
Net investment gain/loss from pooled separate accounts	2019-12-31	$935,686
Net investment gain or loss from common/collective trusts	2019-12-31	$2,828,106
Net gain/loss from 103.12 investment entities	2019-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$502,591
Employer contributions (assets) at end of year	2019-12-31	$16,953
Employer contributions (assets) at beginning of year	2019-12-31	$25,607
Income. Dividends from preferred stock	2019-12-31	$0
Income. Dividends from common stock	2019-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,367,821
Contract administrator fees	2019-12-31	$15,118
Liabilities. Value of benefit claims payable at end of year	2019-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$0
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2019-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2019-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BORIS BENIC & ASSOCIATES LLP
Accountancy firm EIN	2019-12-31	542190047
2018 : KDDI GROUP 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$688,810
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$2,550,448
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$2,460,817
Expenses. Certain deemed distributions of participant loans	2018-12-31	$37,863
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,710,534
Value of total assets at end of year	2018-12-31	$26,423,552
Value of total assets at beginning of year	2018-12-31	$28,285,190
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$51,768
Total interest from all sources	2018-12-31	$41,003
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$102,558
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$102,558
Administrative expenses professional fees incurred	2018-12-31	$35,712
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,960,616
Participant contributions at end of year	2018-12-31	$591,154
Participant contributions at beginning of year	2018-12-31	$661,184
Participant contributions at end of year	2018-12-31	$72,387
Participant contributions at beginning of year	2018-12-31	$10,605
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$11,707
Other income not declared elsewhere	2018-12-31	$479
Administrative expenses (other) incurred	2018-12-31	$1,389
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,861,638
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$26,423,552
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$28,285,190
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$1,771,697
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$1,764,215
Value of interest in pooled separate accounts at end of year	2018-12-31	$4,771,963
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$4,577,684
Interest on participant loans	2018-12-31	$28,916
Interest earned on other investments	2018-12-31	$12,087
Value of interest in common/collective trusts at end of year	2018-12-31	$18,383,687
Value of interest in common/collective trusts at beginning of year	2018-12-31	$20,199,139
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$807,057
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$1,068,008
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-220,201
Net investment gain/loss from pooled separate accounts	2018-12-31	$-313,477
Net investment gain or loss from common/collective trusts	2018-12-31	$-1,632,086
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$738,211
Employer contributions (assets) at end of year	2018-12-31	$25,607
Employer contributions (assets) at beginning of year	2018-12-31	$4,355
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$2,460,817
Contract administrator fees	2018-12-31	$14,667
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BORIS BENIC & ASSOCIATES LLP
Accountancy firm EIN	2018-12-31	542190047
2017 : KDDI GROUP 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$6,632,476
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$3,579,561
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$3,541,498
Expenses. Certain deemed distributions of participant loans	2017-12-31	$10,022
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,687,304
Value of total assets at end of year	2017-12-31	$28,285,190
Value of total assets at beginning of year	2017-12-31	$25,232,275
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$28,041
Total interest from all sources	2017-12-31	$38,884
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$20,242
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$20,242
Administrative expenses professional fees incurred	2017-12-31	$17,984
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,837,443
Participant contributions at end of year	2017-12-31	$661,184
Participant contributions at beginning of year	2017-12-31	$562,587
Participant contributions at end of year	2017-12-31	$10,605
Participant contributions at beginning of year	2017-12-31	$620
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$161,659
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$145
Other income not declared elsewhere	2017-12-31	$12
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$3,052,915
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$28,285,190
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$25,232,275
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$1,764,215
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$1,575,988
Value of interest in pooled separate accounts at end of year	2017-12-31	$4,577,684
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$3,157,969
Interest on participant loans	2017-12-31	$26,137
Interest earned on other investments	2017-12-31	$12,747
Value of interest in common/collective trusts at end of year	2017-12-31	$20,199,139
Value of interest in common/collective trusts at beginning of year	2017-12-31	$18,622,590
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$1,068,008
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$1,312,295
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$237,210
Net investment gain/loss from pooled separate accounts	2017-12-31	$640,614
Net investment gain or loss from common/collective trusts	2017-12-31	$3,008,210
Net gain/loss from 103.12 investment entities	2017-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$688,202
Employer contributions (assets) at end of year	2017-12-31	$4,355
Employer contributions (assets) at beginning of year	2017-12-31	$226
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$3,541,353
Contract administrator fees	2017-12-31	$10,057
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CONDON O'MEARA MCGINTY&DONNELLY LLP
Accountancy firm EIN	2017-12-31	133628255
2016 : KDDI GROUP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$5,021,281
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,997,765
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,888,971
Expenses. Certain deemed distributions of participant loans	2016-12-31	$86,267
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$3,255,345
Value of total assets at end of year	2016-12-31	$25,232,275
Value of total assets at beginning of year	2016-12-31	$22,208,759
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$22,527
Total interest from all sources	2016-12-31	$39,662
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$19,409
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$19,409
Administrative expenses professional fees incurred	2016-12-31	$646
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,966,829
Participant contributions at end of year	2016-12-31	$562,587
Participant contributions at beginning of year	2016-12-31	$609,344
Participant contributions at end of year	2016-12-31	$620
Participant contributions at beginning of year	2016-12-31	$19,403
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$538,366
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$3,023,516
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$25,232,275
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$22,208,759
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$1,575,988
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$1,148,104
Value of interest in pooled separate accounts at end of year	2016-12-31	$3,157,969
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$2,109,523
Interest on participant loans	2016-12-31	$24,859
Interest earned on other investments	2016-12-31	$14,803
Value of interest in common/collective trusts at end of year	2016-12-31	$18,622,590
Value of interest in common/collective trusts at beginning of year	2016-12-31	$17,482,993
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$1,312,295
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$830,681
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$71,410
Net investment gain/loss from pooled separate accounts	2016-12-31	$336,290
Net investment gain or loss from common/collective trusts	2016-12-31	$1,299,165
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$750,150
Employer contributions (assets) at end of year	2016-12-31	$226
Employer contributions (assets) at beginning of year	2016-12-31	$8,711
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,888,971
Contract administrator fees	2016-12-31	$21,881
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CONDON O'MEARA MCGINTY&DONNELLY LLP
Accountancy firm EIN	2016-12-31	133628255
2015 : KDDI GROUP 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$2,936,182
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,133,363
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,095,106
Expenses. Certain deemed distributions of participant loans	2015-12-31	$21,626
Value of total corrective distributions	2015-12-31	$4,815
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,782,487
Value of total assets at end of year	2015-12-31	$22,208,759
Value of total assets at beginning of year	2015-12-31	$21,405,940
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$11,816
Total interest from all sources	2015-12-31	$27,547
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$131,598
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$2,907
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,995,430
Participant contributions at end of year	2015-12-31	$609,344
Participant contributions at beginning of year	2015-12-31	$639,707
Participant contributions at end of year	2015-12-31	$19,403
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$24,778
Other income not declared elsewhere	2015-12-31	$3,503
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$802,819
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$22,208,759
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$21,405,940
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$11,069
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$1,148,104
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$17,919,556
Value of interest in pooled separate accounts at end of year	2015-12-31	$2,109,523
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$27,547
Value of interest in common/collective trusts at end of year	2015-12-31	$17,482,993
Value of interest in common/collective trusts at beginning of year	2015-12-31	$2,846,677
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$830,681
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-16,042
Net investment gain or loss from common/collective trusts	2015-12-31	$7,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$762,279
Employer contributions (assets) at end of year	2015-12-31	$8,711
Employer contributions (assets) at beginning of year	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$128,691
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,095,106
Contract administrator fees	2015-12-31	$747
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CONDON O'MEARA MCGINTY&DONNELLY LLP
Accountancy firm EIN	2015-12-31	133628255

Form 5500 Responses for KDDI GROUP 401(K) PLAN

2022: KDDI GROUP 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: KDDI GROUP 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: KDDI GROUP 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: KDDI GROUP 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: KDDI GROUP 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: KDDI GROUP 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2016: KDDI GROUP 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2015: KDDI GROUP 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	1
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	1
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $24,604
Total amount of fees paid to insurance company	USD $996
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $24,604
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

527829

Policy instance

Insurance contract or identification number	527829
Number of Individuals Covered	370
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $15,269
Total amount of fees paid to insurance company	USD $2,121
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $15,269
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	COMMISSION
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	370
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $3,275
Total amount of fees paid to insurance company	USD $455
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,275
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	INVESTMENT ADVISORY
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

527829

Policy instance

Insurance contract or identification number	527829
Number of Individuals Covered	577
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $16,942
Total amount of fees paid to insurance company	USD $2,526
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $16,942
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	COMMISSION
Insurance broker organization code?	7

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	577
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $3,587
Total amount of fees paid to insurance company	USD $539
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,587
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	INVESTMENT ADVISORY
Insurance broker organization code?	7

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

527829

Policy instance

Insurance contract or identification number	527829
Number of Individuals Covered	594
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $9,472
Total amount of fees paid to insurance company	USD $1,189
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,472
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	COMMISSION
Insurance broker organization code?	3
Insurance broker name	SIDE BY SIDE FINANCIALS, INC.

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

527829

Policy instance

Insurance contract or identification number	527829
Number of Individuals Covered	594
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $2,653
Total amount of fees paid to insurance company	USD $569
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,653
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	INVESTMENT ADVISORY
Insurance broker organization code?	3
Insurance broker name	SIDE BY SIDE FINANCIALS, INC.

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

527829

Policy instance

Insurance contract or identification number	527829
Number of Individuals Covered	676
Insurance policy start date	2015-12-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $5,424
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,424
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	COMMISSION
Insurance broker organization code?	3
Insurance broker name	MERRILL LYNCH LIFE AGENCY INC.

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

527829

Policy instance

Insurance contract or identification number	527829
Number of Individuals Covered	676
Insurance policy start date	2015-12-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $3,630
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,630
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	COMMISSION
Insurance broker organization code?	3
Insurance broker name	MERRILL LYNCH LIFE AGENCY INC

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Company Name:	KDDI AMERICA INC.
Employer identification number (EIN):	133522662
NAIC Classification:	517000