401k Plan data: KDDI GROUP 401(K) PLAN plan

KDDI GROUP 401(K) PLAN 401k Plan overview

Plan Name	KDDI GROUP 401(K) PLAN
Plan identification number	333

KDDI GROUP 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

KDDI AMERICA INC. has sponsored the creation of one or more 401k plans.

Company Name: KDDI AMERICA INC.

Employer identification number (EIN): 133522662

NAIC Classification: 517000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KDDI GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
333 2016-01-01 SCOTT TONG
333 2016-01-01
333 2014-01-01 HIROYUKI AKASAKA HIROYUKI AKASAKA 2015-10-14
333 2013-01-01 CHIKAKO AMANO HIROYUKI AKASAKA 2014-10-14
333 2012-01-01 CHIKAKO AMANO MASAAKI NAKANISHI 2013-10-11
333 2011-01-01 CHIKAKO AMANO MASAAKI NAKANISHI 2012-10-12
333 2009-01-01 CHIKAKO AMANO

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
333	2016-01-01	SCOTT TONG
333	2016-01-01
333	2014-01-01	HIROYUKI AKASAKA	HIROYUKI AKASAKA	2015-10-14
333	2013-01-01	CHIKAKO AMANO	HIROYUKI AKASAKA	2014-10-14
333	2012-01-01	CHIKAKO AMANO	MASAAKI NAKANISHI	2013-10-11
333	2011-01-01	CHIKAKO AMANO	MASAAKI NAKANISHI	2012-10-12
333	2009-01-01	CHIKAKO AMANO

Plan Statistics for KDDI GROUP 401(K) PLAN

401k plan membership statisitcs for KDDI GROUP 401(K) PLAN

Measure Date Value
2016: KDDI GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 676
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 605
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 605
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 605
Number of participants with account balances 2016-01-01 605
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2014: KDDI GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 627
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 527
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 127
Total of all active and inactive participants 2014-01-01 654
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 654
Number of participants with account balances 2014-01-01 501
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 28
2013: KDDI GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 220
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 159
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 36
Total of all active and inactive participants 2013-01-01 195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 195
Number of participants with account balances 2013-01-01 141
2012: KDDI GROUP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 249
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 183
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 36
Total of all active and inactive participants 2012-01-01 219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 219
Number of participants with account balances 2012-01-01 132
2011: KDDI GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 220
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 218
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 23
Total of all active and inactive participants 2011-01-01 241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 241
Number of participants with account balances 2011-01-01 126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 7
2009: KDDI GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 215
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 192
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 5
Total of all active and inactive participants 2009-01-01 197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 197
Number of participants with account balances 2009-01-01 107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2016: KDDI GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	676
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	605
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	605
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	605
Number of participants with account balances	2016-01-01	605
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2014: KDDI GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	627
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	527
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	127
Total of all active and inactive participants	2014-01-01	654
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	654
Number of participants with account balances	2014-01-01	501
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	28
2013: KDDI GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	220
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	159
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	36
Total of all active and inactive participants	2013-01-01	195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	195
Number of participants with account balances	2013-01-01	141
2012: KDDI GROUP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	249
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	183
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	36
Total of all active and inactive participants	2012-01-01	219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	219
Number of participants with account balances	2012-01-01	132
2011: KDDI GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	220
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	218
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	23
Total of all active and inactive participants	2011-01-01	241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	241
Number of participants with account balances	2011-01-01	126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	7
2009: KDDI GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	215
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	192
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	5
Total of all active and inactive participants	2009-01-01	197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	197
Number of participants with account balances	2009-01-01	107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on KDDI GROUP 401(K) PLAN

Measure	Date	Value
2016 : KDDI GROUP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$5,021,281
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,997,765
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,888,971
Expenses. Certain deemed distributions of participant loans	2016-12-31	$86,267
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$3,255,345
Value of total assets at end of year	2016-12-31	$25,232,275
Value of total assets at beginning of year	2016-12-31	$22,208,759
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$22,527
Total interest from all sources	2016-12-31	$39,662
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$19,409
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$19,409
Administrative expenses professional fees incurred	2016-12-31	$646
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,966,829
Participant contributions at end of year	2016-12-31	$562,587
Participant contributions at beginning of year	2016-12-31	$609,344
Participant contributions at end of year	2016-12-31	$620
Participant contributions at beginning of year	2016-12-31	$19,403
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$538,366
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$3,023,516
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$25,232,275
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$22,208,759
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$1,575,988
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$1,148,104
Value of interest in pooled separate accounts at end of year	2016-12-31	$3,157,969
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$2,109,523
Interest on participant loans	2016-12-31	$24,859
Interest earned on other investments	2016-12-31	$14,803
Value of interest in common/collective trusts at end of year	2016-12-31	$18,622,590
Value of interest in common/collective trusts at beginning of year	2016-12-31	$17,482,993
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$1,312,295
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$830,681
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$71,410
Net investment gain/loss from pooled separate accounts	2016-12-31	$336,290
Net investment gain or loss from common/collective trusts	2016-12-31	$1,299,165
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$750,150
Employer contributions (assets) at end of year	2016-12-31	$226
Employer contributions (assets) at beginning of year	2016-12-31	$8,711
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,888,971
Contract administrator fees	2016-12-31	$21,881
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CONDON O'MEARA MCGINTY&DONNELLY LLP
Accountancy firm EIN	2016-12-31	133628255
2014 : KDDI GROUP 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$9,948,933
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$4,397,873
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$568,983
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$513,510
Expenses. Certain deemed distributions of participant loans	2014-12-31	$4,480
Value of total corrective distributions	2014-12-31	$39,469
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,946,237
Value of total assets at end of year	2014-12-31	$21,405,940
Value of total assets at beginning of year	2014-12-31	$7,628,117
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$11,524
Total interest from all sources	2014-12-31	$26,955
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$906,681
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$906,681
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,908,461
Participant contributions at end of year	2014-12-31	$639,707
Participant contributions at beginning of year	2014-12-31	$105,107
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$273,015
Other income not declared elsewhere	2014-12-31	$1,759
Administrative expenses (other) incurred	2014-12-31	$11,524
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$3,828,890
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$21,405,940
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$7,628,117
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$17,919,556
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$6,001,228
Interest on participant loans	2014-12-31	$26,955
Value of interest in common/collective trusts at end of year	2014-12-31	$2,846,677
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$1,521,782
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$478,282
Net investment gain or loss from common/collective trusts	2014-12-31	$37,959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$764,761
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$513,510
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CONDON O'MEARA MCGINTY & DONNELL
Accountancy firm EIN	2014-12-31	133628255
2013 : KDDI GROUP 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,775,092
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$334,895
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$318,674
Expenses. Certain deemed distributions of participant loans	2013-12-31	$7,791
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$678,213
Value of total assets at end of year	2013-12-31	$7,628,117
Value of total assets at beginning of year	2013-12-31	$6,187,920
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$8,430
Total interest from all sources	2013-12-31	$22,149
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$321,723
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$321,723
Administrative expenses professional fees incurred	2013-12-31	$7,500
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$490,647
Participant contributions at end of year	2013-12-31	$105,107
Participant contributions at beginning of year	2013-12-31	$137,585
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$17,405
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,440,197
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$7,628,117
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$6,187,920
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$6,001,228
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$4,553,436
Interest on participant loans	2013-12-31	$4,726
Interest earned on other investments	2013-12-31	$17,423
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,521,782
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,496,899
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$753,007
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$170,161
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$318,674
Contract administrator fees	2013-12-31	$930
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CONDON O'MEARA MCGINTY & DONNELLY
Accountancy firm EIN	2013-12-31	133628255
2012 : KDDI GROUP 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,248,397
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$700,505
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$658,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$663,160
Value of total assets at end of year	2012-12-31	$6,187,920
Value of total assets at beginning of year	2012-12-31	$5,640,028
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$42,290
Total interest from all sources	2012-12-31	$36,922
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$548,315
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$548,315
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$494,412
Participant contributions at end of year	2012-12-31	$137,585
Participant contributions at beginning of year	2012-12-31	$117,736
Administrative expenses (other) incurred	2012-12-31	$42,290
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$547,892
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$6,187,920
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$5,640,028
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$4,553,436
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$4,061,447
Income. Interest from loans (other than to participants)	2012-12-31	$6,525
Interest earned on other investments	2012-12-31	$30,397
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,496,899
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$1,460,845
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$168,748
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$658,215
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	WISS & COMPANY, LLP
Accountancy firm EIN	2012-12-31	221732349
2011 : KDDI GROUP 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$763,197
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$118,212
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$88,078
Expenses. Certain deemed distributions of participant loans	2011-12-31	$7,335
Value of total corrective distributions	2011-12-31	$420
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$697,720
Value of total assets at end of year	2011-12-31	$5,640,028
Value of total assets at beginning of year	2011-12-31	$4,995,043
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$22,379
Total interest from all sources	2011-12-31	$41,552
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$69,693
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$69,693
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$514,347
Participant contributions at end of year	2011-12-31	$117,736
Participant contributions at beginning of year	2011-12-31	$92,376
Administrative expenses (other) incurred	2011-12-31	$22,379
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$644,985
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$5,640,028
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$4,995,043
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$4,061,447
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$4,645,001
Interest on participant loans	2011-12-31	$6,480
Interest earned on other investments	2011-12-31	$35,062
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$10
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$1,460,845
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$257,666
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-45,768
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$183,373
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$88,078
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	WISS & COMPANY, LLP
Accountancy firm EIN	2011-12-31	221732349
2010 : KDDI GROUP 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,191,850
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$314,581
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$307,101
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$751,225
Value of total assets at end of year	2010-12-31	$4,995,043
Value of total assets at beginning of year	2010-12-31	$4,117,774
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$7,480
Total interest from all sources	2010-12-31	$6,987
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$55,456
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$55,456
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$478,023
Participant contributions at end of year	2010-12-31	$92,376
Participant contributions at beginning of year	2010-12-31	$101,249
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$103,344
Administrative expenses (other) incurred	2010-12-31	$7,480
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$877,269
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$4,995,043
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,117,774
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$4,645,001
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$4,016,525
Interest on participant loans	2010-12-31	$5,063
Interest earned on other investments	2010-12-31	$1,924
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$257,666
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$378,182
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$169,858
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$307,101
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	WISS & COMPANY, LLP
Accountancy firm EIN	2010-12-31	221732349

Form 5500 Responses for KDDI GROUP 401(K) PLAN

2016: KDDI GROUP 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2014: KDDI GROUP 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Mulitple employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: KDDI GROUP 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Mulitple employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: KDDI GROUP 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Mulitple employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: KDDI GROUP 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Mulitple employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: KDDI GROUP 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Mulitple employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	KDDI AMERICA INC.
Employer identification number (EIN):	133522662
NAIC Classification:	517000