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Plan Name | WARBURG PINCUS LLC RETIREMENT PLAN AND TRUST |
Plan identification number | 003 |
401k Plan Type | Defined Benefit Pension |
Plan Features/Benefits |
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Company Name: | WARBURG PINCUS LLC |
Employer identification number (EIN): | 133536050 |
NAIC Classification: | 523900 |
Additional information about WARBURG PINCUS LLC
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 1996-12-30 |
Company Identification Number: | 2097098 |
Legal Registered Office Address: |
28 LIBERTY ST. New York NEW YORK United States of America (USA) 10005 |
More information about WARBURG PINCUS LLC
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
003 | 2012-01-01 | TIMOTHY J. CURT | |||
003 | 2011-01-01 | TIMOTHY J. CURT | |||
003 | 2010-01-01 | TIMOTHY J. CURT | |||
003 | 2009-01-01 | TIMOTHY J. CURT | TIMOTHY J. CURT | 2010-09-21 |
Measure | Date | Value |
---|---|---|
2012: WARBURG PINCUS LLC RETIREMENT PLAN AND TRUST 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 370 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 0 |
Total of all active and inactive participants | 2012-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 0 |
2011: WARBURG PINCUS LLC RETIREMENT PLAN AND TRUST 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 377 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 198 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 169 |
Total of all active and inactive participants | 2011-01-01 | 370 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 370 |
2010: WARBURG PINCUS LLC RETIREMENT PLAN AND TRUST 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 357 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 227 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 2 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 148 |
Total of all active and inactive participants | 2010-01-01 | 377 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 377 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 16 |
2009: WARBURG PINCUS LLC RETIREMENT PLAN AND TRUST 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 346 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 231 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 125 |
Total of all active and inactive participants | 2009-01-01 | 357 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 357 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 24 |
Measure | Date | Value |
---|---|---|
2012 : WARBURG PINCUS LLC RETIREMENT PLAN AND TRUST 2012 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-09-07 | $50 |
Total unrealized appreciation/depreciation of assets | 2012-09-07 | $50 |
Total transfer of assets from this plan | 2012-09-07 | $861,649 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-07 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-07 | $31,249 |
Total income from all sources (including contributions) | 2012-09-07 | $4,695 |
Total loss/gain on sale of assets | 2012-09-07 | $0 |
Total of all expenses incurred | 2012-09-07 | $19,407,496 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-09-07 | $19,421,606 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-09-07 | $0 |
Value of total assets at end of year | 2012-09-07 | $0 |
Value of total assets at beginning of year | 2012-09-07 | $20,295,699 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-09-07 | $-14,110 |
Total interest from all sources | 2012-09-07 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-09-07 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-09-07 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2012-09-07 | $0 |
Was this plan covered by a fidelity bond | 2012-09-07 | Yes |
Value of fidelity bond cover | 2012-09-07 | $40,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-09-07 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-09-07 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-09-07 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-09-07 | $13,128 |
Other income not declared elsewhere | 2012-09-07 | $4,645 |
Administrative expenses (other) incurred | 2012-09-07 | $-14,110 |
Liabilities. Value of operating payables at end of year | 2012-09-07 | $0 |
Liabilities. Value of operating payables at beginning of year | 2012-09-07 | $31,249 |
Total non interest bearing cash at end of year | 2012-09-07 | $0 |
Total non interest bearing cash at beginning of year | 2012-09-07 | $13,910,200 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-07 | No |
Value of net income/loss | 2012-09-07 | $-19,402,801 |
Value of net assets at end of year (total assets less liabilities) | 2012-09-07 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-09-07 | $20,264,450 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-09-07 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-09-07 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-09-07 | No |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-09-07 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-09-07 | $4,872,446 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-09-07 | $4,872,446 |
Asset value of US Government securities at end of year | 2012-09-07 | $0 |
Asset value of US Government securities at beginning of year | 2012-09-07 | $1,499,925 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-09-07 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2012-09-07 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-09-07 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-09-07 | $19,421,606 |
Did the plan have assets held for investment | 2012-09-07 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-07 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-09-07 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-09-07 | No |
Opinion of an independent qualified public accountant for this plan | 2012-09-07 | Unqualified |
Accountancy firm name | 2012-09-07 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2012-09-07 | 346565596 |
2011 : WARBURG PINCUS LLC RETIREMENT PLAN AND TRUST 2011 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-2,496,537 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-2,496,537 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $31,249 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $303,757 |
Total income from all sources (including contributions) | 2011-12-31 | $115,627 |
Total loss/gain on sale of assets | 2011-12-31 | $2,076,543 |
Total of all expenses incurred | 2011-12-31 | $615,761 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $611,748 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
Value of total assets at end of year | 2011-12-31 | $20,295,699 |
Value of total assets at beginning of year | 2011-12-31 | $21,068,341 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $4,013 |
Total interest from all sources | 2011-12-31 | $103,993 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $431,628 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2011-12-31 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $183,612 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $40,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $34,535 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $13,128 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $31,965 |
Administrative expenses (other) incurred | 2011-12-31 | $4,013 |
Liabilities. Value of operating payables at end of year | 2011-12-31 | $31,249 |
Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $303,757 |
Total non interest bearing cash at end of year | 2011-12-31 | $13,910,200 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $15,699 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-500,134 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $20,264,450 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $20,764,584 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $2,599,176 |
Interest earned on other investments | 2011-12-31 | $2,148 |
Income. Interest from US Government securities | 2011-12-31 | $101,550 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $4,872,446 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $1,312,641 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $1,312,641 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $295 |
Asset value of US Government securities at end of year | 2011-12-31 | $1,499,925 |
Asset value of US Government securities at beginning of year | 2011-12-31 | $3,667,755 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Income. Dividends from common stock | 2011-12-31 | $248,016 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $611,748 |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $13,406,570 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate proceeds on sale of assets | 2011-12-31 | $50,265,585 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $48,189,042 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2011-12-31 | 346565596 |
2010 : WARBURG PINCUS LLC RETIREMENT PLAN AND TRUST 2010 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $1,739,346 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $1,739,346 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $303,757 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $91,952 |
Total income from all sources (including contributions) | 2010-12-31 | $3,179,188 |
Total loss/gain on sale of assets | 2010-12-31 | $487,203 |
Total of all expenses incurred | 2010-12-31 | $907,947 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $361,258 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $250,000 |
Value of total assets at end of year | 2010-12-31 | $21,068,341 |
Value of total assets at beginning of year | 2010-12-31 | $18,585,295 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $546,689 |
Total interest from all sources | 2010-12-31 | $151,664 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $550,975 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2010-12-31 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $332,406 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $40,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $34,535 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $42,280 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $31,965 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $21,306 |
Administrative expenses (other) incurred | 2010-12-31 | $28,994 |
Liabilities. Value of operating payables at end of year | 2010-12-31 | $303,757 |
Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $91,952 |
Total non interest bearing cash at end of year | 2010-12-31 | $15,699 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $61,606 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $2,271,241 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $20,764,584 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $18,493,343 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $517,695 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $2,599,176 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $2,190,183 |
Interest earned on other investments | 2010-12-31 | $5,307 |
Income. Interest from US Government securities | 2010-12-31 | $145,809 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $1,312,641 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $1,044,386 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $1,044,386 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $548 |
Asset value of US Government securities at end of year | 2010-12-31 | $3,667,755 |
Asset value of US Government securities at beginning of year | 2010-12-31 | $3,418,066 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $250,000 |
Employer contributions (assets) at end of year | 2010-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $485,000 |
Income. Dividends from common stock | 2010-12-31 | $218,569 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $361,258 |
Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $13,406,570 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $11,322,468 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $8,861,272 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $8,374,069 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2010-12-31 | 346565596 |
2009 : WARBURG PINCUS LLC RETIREMENT PLAN AND TRUST 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2012: WARBURG PINCUS LLC RETIREMENT PLAN AND TRUST 2012 form 5500 responses | ||
---|---|---|
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | Yes |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: WARBURG PINCUS LLC RETIREMENT PLAN AND TRUST 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: WARBURG PINCUS LLC RETIREMENT PLAN AND TRUST 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | No |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: WARBURG PINCUS LLC RETIREMENT PLAN AND TRUST 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |