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NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameNATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN
Plan identification number 001

NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NATIONAL GENERAL MANAGEMENT CORP. has sponsored the creation of one or more 401k plans.

Company Name:NATIONAL GENERAL MANAGEMENT CORP.
Employer identification number (EIN):133559471
NAIC Classification:524150

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01LIVIA PAYLO2023-05-15
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01LORI SHIELDS LORI SHIELDS2018-10-11
0012016-01-01LORI SHIELDS LORI SHIELDS2017-10-16
0012015-01-01LORI SHIELDS LORI SHIELDS2016-10-17
0012015-01-01LORI SHIELDS LORI SHIELDS2016-12-05
0012014-01-01LORI SHIELDS LORI SHIELDS2015-10-15
0012013-01-01LORI SHIELDS LORI SHIELDS2014-10-14
0012012-01-01LORI SHIELDS LORI SHIELDS2013-10-10
0012011-01-01LORI SHIELDS LORI SHIELDS2012-10-15
0012010-03-01BARBARA MOSER BARBARA MOSER2011-10-14

Plan Statistics for NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN

Measure Date Value
2021: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0111,071
Total number of active participants reported on line 7a of the Form 55002021-01-018
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-0111
Number of participants with account balances2021-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0110,718
Total number of active participants reported on line 7a of the Form 55002020-01-019,663
Number of retired or separated participants receiving benefits2020-01-0166
Number of other retired or separated participants entitled to future benefits2020-01-011,324
Total of all active and inactive participants2020-01-0111,053
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0118
Total participants2020-01-0111,071
Number of participants with account balances2020-01-019,859
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01691
2019: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-019,912
Total number of active participants reported on line 7a of the Form 55002019-01-019,243
Number of retired or separated participants receiving benefits2019-01-0117
Number of other retired or separated participants entitled to future benefits2019-01-011,412
Total of all active and inactive participants2019-01-0110,672
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0117
Total participants2019-01-0110,689
Number of participants with account balances2019-01-019,545
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01740
2018: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-019,347
Total number of active participants reported on line 7a of the Form 55002018-01-018,381
Number of retired or separated participants receiving benefits2018-01-0111
Number of other retired or separated participants entitled to future benefits2018-01-011,280
Total of all active and inactive participants2018-01-019,672
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0115
Total participants2018-01-019,687
Number of participants with account balances2018-01-018,416
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01654
2017: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-018,183
Total number of active participants reported on line 7a of the Form 55002017-01-017,614
Number of retired or separated participants receiving benefits2017-01-0113
Number of other retired or separated participants entitled to future benefits2017-01-011,515
Total of all active and inactive participants2017-01-019,142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0114
Total participants2017-01-019,156
Number of participants with account balances2017-01-018,009
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01678
2016: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014,922
Total number of active participants reported on line 7a of the Form 55002016-01-017,190
Number of retired or separated participants receiving benefits2016-01-015
Number of other retired or separated participants entitled to future benefits2016-01-01841
Total of all active and inactive participants2016-01-018,036
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-016
Total participants2016-01-018,042
Number of participants with account balances2016-01-015,806
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01265
2015: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,980
Total number of active participants reported on line 7a of the Form 55002015-01-014,049
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01711
Total of all active and inactive participants2015-01-014,760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-014,760
Number of participants with account balances2015-01-014,162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01194
2014: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,777
Total number of active participants reported on line 7a of the Form 55002014-01-012,423
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01470
Total of all active and inactive participants2014-01-012,893
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-012,893
Number of participants with account balances2014-01-012,123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01107
2013: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,000
Total number of active participants reported on line 7a of the Form 55002013-01-011,900
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01426
Total of all active and inactive participants2013-01-012,326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-012,326
Number of participants with account balances2013-01-011,553
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,781
Total number of active participants reported on line 7a of the Form 55002012-01-011,698
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01302
Total of all active and inactive participants2012-01-012,000
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-012,000
Number of participants with account balances2012-01-011,706
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,598
Total number of active participants reported on line 7a of the Form 55002011-01-011,673
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-01107
Total of all active and inactive participants2011-01-011,781
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,781
Number of participants with account balances2011-01-011,434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0118
2010: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-03-011,564
Total number of active participants reported on line 7a of the Form 55002010-03-011,509
Number of retired or separated participants receiving benefits2010-03-010
Number of other retired or separated participants entitled to future benefits2010-03-0189
Total of all active and inactive participants2010-03-011,598
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-03-010
Total participants2010-03-011,598
Number of participants with account balances2010-03-011,492
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-03-0125

Financial Data on NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN

Measure Date Value
2021 : NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$0
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$474,575
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$18,751,002
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$490,420,218
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$489,537,594
Expenses. Certain deemed distributions of participant loans2021-12-31$0
Value of total corrective distributions2021-12-31$365,569
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$15,634
Value of total assets at beginning of year2021-12-31$472,159,425
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$517,055
Total interest from all sources2021-12-31$-1,326
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$692,970
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$692,970
Assets. Real estate other than employer real property at end of year2021-12-31$0
Assets. Real estate other than employer real property at beginning of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$0
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$8,150,762
Participant contributions at beginning of year2021-12-31$55,329
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Assets. Loans (other than to participants) at end of year2021-12-31$0
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$474,575
Other income not declared elsewhere2021-12-31$774,566
Administrative expenses (other) incurred2021-12-31$517,055
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$5,496
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$-471,669,216
Value of net assets at end of year (total assets less liabilities)2021-12-31$15,634
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$471,684,850
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$17,074
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$428,534,463
Interest on participant loans2021-12-31$0
Interest earned on other investments2021-12-31$0
Income. Interest from US Government securities2021-12-31$0
Income. Interest from corporate debt instruments2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$2,509
Value of interest in common/collective trusts at beginning of year2021-12-31$35,166,490
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$-3,949
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$114,983
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$114,983
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$-1,326
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$17,161,375
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$123,417
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$131,902
Income. Dividends from preferred stock2021-12-31$0
Income. Dividends from common stock2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$489,537,594
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$0
Aggregate carrying amount (costs) on sale of assets2021-12-31$0
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2021-12-31133891517
2020 : NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$474,575
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$508,490
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$107,313,822
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$36,384,464
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$35,160,059
Expenses. Certain deemed distributions of participant loans2020-12-31$76
Value of total corrective distributions2020-12-31$472,471
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$50,144,662
Value of total assets at end of year2020-12-31$472,159,425
Value of total assets at beginning of year2020-12-31$401,263,982
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$751,858
Total interest from all sources2020-12-31$528,095
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$9,548,609
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$9,548,609
Assets. Real estate other than employer real property at end of year2020-12-31$0
Assets. Real estate other than employer real property at beginning of year2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$34,499,623
Participant contributions at end of year2020-12-31$8,150,762
Participant contributions at beginning of year2020-12-31$8,208,858
Participant contributions at end of year2020-12-31$55,329
Participant contributions at beginning of year2020-12-31$105
Assets. Other investments not covered elsewhere at end of year2020-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$3,759,332
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$66,730
Assets. Loans (other than to participants) at end of year2020-12-31$0
Assets. Loans (other than to participants) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$474,575
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$472,471
Other income not declared elsewhere2020-12-31$164,419
Administrative expenses (other) incurred2020-12-31$751,858
Total non interest bearing cash at end of year2020-12-31$5,496
Total non interest bearing cash at beginning of year2020-12-31$20,118
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$70,929,358
Value of net assets at end of year (total assets less liabilities)2020-12-31$471,684,850
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$400,755,492
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$0
Assets. partnership/joint venture interests at beginning of year2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$428,534,463
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$365,626,570
Interest on participant loans2020-12-31$527,996
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$35,166,490
Value of interest in common/collective trusts at beginning of year2020-12-31$27,190,125
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$114,983
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$37,902
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$37,902
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$99
Asset value of US Government securities at end of year2020-12-31$0
Asset value of US Government securities at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$46,140,564
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$787,473
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$0
Assets. Invements in employer securities at beginning of year2020-12-31$0
Contributions received in cash from employer2020-12-31$11,885,707
Employer contributions (assets) at end of year2020-12-31$131,902
Employer contributions (assets) at beginning of year2020-12-31$113,574
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$35,160,059
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$36,019
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ERNST & YOUNG
Accountancy firm EIN2020-12-31133364256
2019 : NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$508,490
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Total income from all sources (including contributions)2019-12-31$117,085,525
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$25,288,395
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$24,110,852
Expenses. Certain deemed distributions of participant loans2019-12-31$6,657
Value of total corrective distributions2019-12-31$458,982
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$48,655,537
Value of total assets at end of year2019-12-31$401,263,982
Value of total assets at beginning of year2019-12-31$308,958,362
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$711,904
Total interest from all sources2019-12-31$495,986
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$8,875,064
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$8,875,064
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$29,782,773
Participant contributions at end of year2019-12-31$8,208,858
Participant contributions at beginning of year2019-12-31$7,114,089
Participant contributions at end of year2019-12-31$105
Participant contributions at beginning of year2019-12-31$2,157
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$9,311,379
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$66,730
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$472,471
Other income not declared elsewhere2019-12-31$174,693
Administrative expenses (other) incurred2019-12-31$711,904
Total non interest bearing cash at end of year2019-12-31$20,118
Total non interest bearing cash at beginning of year2019-12-31$4,887
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$91,797,130
Value of net assets at end of year (total assets less liabilities)2019-12-31$400,755,492
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$308,958,362
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$365,626,570
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$275,735,508
Interest on participant loans2019-12-31$495,331
Interest earned on other investments2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$27,190,125
Value of interest in common/collective trusts at beginning of year2019-12-31$25,994,035
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$37,902
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$18,552
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$18,552
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$655
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$58,222,636
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$661,609
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Contributions received in cash from employer2019-12-31$9,561,385
Employer contributions (assets) at end of year2019-12-31$113,574
Employer contributions (assets) at beginning of year2019-12-31$89,134
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$24,110,852
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at end of year2019-12-31$36,019
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ERNST & YOUNG
Accountancy firm EIN2019-12-31133364256
2018 : NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$0
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total transfer of assets from this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$3,032,371
Expenses. Interest paid2018-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$0
Total income from all sources (including contributions)2018-12-31$21,108,374
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$28,807,791
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$27,114,186
Expenses. Certain deemed distributions of participant loans2018-12-31$425,529
Value of total corrective distributions2018-12-31$422,281
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$39,545,082
Value of total assets at end of year2018-12-31$308,958,362
Value of total assets at beginning of year2018-12-31$319,690,150
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$845,795
Total interest from all sources2018-12-31$389,928
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$7,510,641
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$7,510,641
Assets. Real estate other than employer real property at end of year2018-12-31$0
Assets. Real estate other than employer real property at beginning of year2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$26,524,234
Participant contributions at end of year2018-12-31$7,114,089
Participant contributions at beginning of year2018-12-31$6,403,567
Participant contributions at end of year2018-12-31$2,157
Participant contributions at beginning of year2018-12-31$777,259
Assets. Other investments not covered elsewhere at end of year2018-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$3,667,227
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$108,973
Assets. Loans (other than to participants) at end of year2018-12-31$0
Assets. Loans (other than to participants) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$2,981,690
Other income not declared elsewhere2018-12-31$272,748
Administrative expenses (other) incurred2018-12-31$845,795
Total non interest bearing cash at end of year2018-12-31$4,887
Total non interest bearing cash at beginning of year2018-12-31$4,784
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$-7,699,417
Value of net assets at end of year (total assets less liabilities)2018-12-31$308,958,362
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$316,657,779
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$0
Assets. partnership/joint venture interests at beginning of year2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$275,735,508
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$284,619,390
Interest on participant loans2018-12-31$389,466
Interest earned on other investments2018-12-31$0
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$25,994,035
Value of interest in common/collective trusts at beginning of year2018-12-31$25,674,231
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$18,552
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$4,784
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$4,784
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$462
Asset value of US Government securities at end of year2018-12-31$0
Asset value of US Government securities at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-27,193,141
Net investment gain/loss from pooled separate accounts2018-12-31$0
Net investment gain or loss from common/collective trusts2018-12-31$583,116
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$0
Assets. Invements in employer securities at beginning of year2018-12-31$0
Contributions received in cash from employer2018-12-31$9,353,621
Employer contributions (assets) at end of year2018-12-31$89,134
Employer contributions (assets) at beginning of year2018-12-31$2,097,162
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$27,114,186
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$50,681
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$0
Aggregate carrying amount (costs) on sale of assets2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ERNST & YOUNG LLP
Accountancy firm EIN2018-12-31133364256
2017 : NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$3,032,371
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$2,531,471
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$88,014,194
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$24,492,482
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$23,837,745
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$44,711,908
Value of total assets at end of year2017-12-31$319,690,150
Value of total assets at beginning of year2017-12-31$255,667,538
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$654,737
Total interest from all sources2017-12-31$322,764
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$6,404,999
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$6,404,999
Assets. Real estate other than employer real property at end of year2017-12-31$0
Assets. Real estate other than employer real property at beginning of year2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$23,960,679
Participant contributions at end of year2017-12-31$6,403,567
Participant contributions at beginning of year2017-12-31$5,911,973
Participant contributions at end of year2017-12-31$777,259
Participant contributions at beginning of year2017-12-31$635,518
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$12,101,124
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$108,973
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$83,750
Assets. Loans (other than to participants) at end of year2017-12-31$0
Assets. Loans (other than to participants) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$2,981,690
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$2,223,594
Other income not declared elsewhere2017-12-31$25,019
Administrative expenses (other) incurred2017-12-31$654,737
Total non interest bearing cash at end of year2017-12-31$4,784
Total non interest bearing cash at beginning of year2017-12-31$2,860
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$63,521,712
Value of net assets at end of year (total assets less liabilities)2017-12-31$316,657,779
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$253,136,067
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$0
Assets. partnership/joint venture interests at beginning of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$284,619,390
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$222,030,646
Interest on participant loans2017-12-31$322,764
Interest earned on other investments2017-12-31$0
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$25,674,231
Value of interest in common/collective trusts at beginning of year2017-12-31$25,190,621
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$4,784
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$307,877
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$307,877
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Asset value of US Government securities at end of year2017-12-31$0
Asset value of US Government securities at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$36,549,504
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$8,650,105
Employer contributions (assets) at end of year2017-12-31$2,097,162
Employer contributions (assets) at beginning of year2017-12-31$1,504,293
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$23,837,745
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$0
Liabilities. Value of benefit claims payable at end of year2017-12-31$50,681
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$307,877
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$0
Aggregate carrying amount (costs) on sale of assets2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ERNST & YOUNG LLP
Accountancy firm EIN2017-12-31133364256
2016 : NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$2,531,471
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$66,087,529
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$19,598,991
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$18,717,562
Expenses. Certain deemed distributions of participant loans2016-12-31$352,402
Value of total corrective distributions2016-12-31$15,558
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$47,961,538
Value of total assets at end of year2016-12-31$255,667,538
Value of total assets at beginning of year2016-12-31$206,647,529
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$513,469
Total interest from all sources2016-12-31$262,408
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,867,070
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$4,867,070
Assets. Real estate other than employer real property at end of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$16,926,977
Participant contributions at end of year2016-12-31$5,911,973
Participant contributions at beginning of year2016-12-31$5,146,503
Participant contributions at end of year2016-12-31$635,518
Participant contributions at beginning of year2016-12-31$520,385
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$24,957,316
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$83,750
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$79,573
Assets. Loans (other than to participants) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$2,223,594
Other income not declared elsewhere2016-12-31$677,412
Administrative expenses (other) incurred2016-12-31$249,507
Total non interest bearing cash at end of year2016-12-31$2,860
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$46,488,538
Value of net assets at end of year (total assets less liabilities)2016-12-31$253,136,067
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$206,647,529
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$222,030,646
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$177,472,734
Interest on participant loans2016-12-31$262,408
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$25,190,621
Value of interest in common/collective trusts at beginning of year2016-12-31$23,244,384
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$307,877
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Asset value of US Government securities at end of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$11,899,787
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$419,314
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Contributions received in cash from employer2016-12-31$6,077,245
Employer contributions (assets) at end of year2016-12-31$1,504,293
Employer contributions (assets) at beginning of year2016-12-31$183,950
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$18,717,562
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$0
Contract administrator fees2016-12-31$263,962
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$0
Liabilities. Value of benefit claims payable at end of year2016-12-31$307,877
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BDO USA, LLP
Accountancy firm EIN2016-12-31135381590
2015 : NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2015 401k financial data
Total transfer of assets to this plan2015-12-31$37,749,243
Total income from all sources (including contributions)2015-12-31$33,011,630
Total of all expenses incurred2015-12-31$21,875,691
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$21,537,799
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$34,367,550
Value of total assets at end of year2015-12-31$206,417,646
Value of total assets at beginning of year2015-12-31$157,532,464
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$337,892
Total interest from all sources2015-12-31$192,183
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$5,548,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$5,548,591
Administrative expenses professional fees incurred2015-12-31$337,892
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$10,205,658
Participant contributions at end of year2015-12-31$5,146,503
Participant contributions at beginning of year2015-12-31$3,575,900
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$15,135
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$21,089,439
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$290,907
Other income not declared elsewhere2015-12-31$79,573
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$11,135,939
Value of net assets at end of year (total assets less liabilities)2015-12-31$206,417,646
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$157,532,464
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$177,472,734
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$128,220,299
Income. Interest from loans (other than to participants)2015-12-31$192,183
Value of interest in common/collective trusts at end of year2015-12-31$23,798,409
Value of interest in common/collective trusts at beginning of year2015-12-31$25,151,366
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-6,805,094
Net investment gain or loss from common/collective trusts2015-12-31$-291,600
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,072,453
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$278,857
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$21,537,799
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BDO USA, LLP
Accountancy firm EIN2015-12-31135381590
2014 : NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2014 401k financial data
Total transfer of assets to this plan2014-12-31$680,448
Total transfer of assets from this plan2014-12-31$0
Total income from all sources (including contributions)2014-12-31$34,934,375
Total of all expenses incurred2014-12-31$10,552,662
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$10,342,716
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$25,378,732
Value of total assets at end of year2014-12-31$157,532,464
Value of total assets at beginning of year2014-12-31$132,470,303
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$209,946
Total interest from all sources2014-12-31$121,994
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,676,742
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,676,742
Administrative expenses professional fees incurred2014-12-31$209,946
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$6,017,986
Participant contributions at end of year2014-12-31$3,575,900
Participant contributions at beginning of year2014-12-31$2,205,246
Participant contributions at end of year2014-12-31$15,135
Participant contributions at beginning of year2014-12-31$210,350
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$17,257,523
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$290,907
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$24,381,713
Value of net assets at end of year (total assets less liabilities)2014-12-31$157,532,464
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$132,470,303
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$128,220,299
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$105,851,151
Interest on participant loans2014-12-31$121,994
Value of interest in common/collective trusts at end of year2014-12-31$25,151,366
Value of interest in common/collective trusts at beginning of year2014-12-31$24,199,258
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$4,298
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$4,298
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$6,756,907
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,103,223
Employer contributions (assets) at end of year2014-12-31$278,857
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$10,342,716
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BDO USA, LLP
Accountancy firm EIN2014-12-31135381590
2013 : NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$29,648,253
Total of all expenses incurred2013-12-31$16,801,261
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$16,618,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$8,137,131
Value of total assets at end of year2013-12-31$132,470,303
Value of total assets at beginning of year2013-12-31$119,623,311
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$183,060
Total interest from all sources2013-12-31$112,380
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,958,873
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,958,873
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$5,685,511
Participant contributions at end of year2013-12-31$2,205,246
Participant contributions at beginning of year2013-12-31$3,024,196
Participant contributions at end of year2013-12-31$210,350
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$707,964
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$12,846,992
Value of net assets at end of year (total assets less liabilities)2013-12-31$132,470,303
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$119,623,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$105,851,151
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$89,960,829
Interest on participant loans2013-12-31$112,380
Value of interest in common/collective trusts at end of year2013-12-31$24,199,258
Value of interest in common/collective trusts at beginning of year2013-12-31$26,293,604
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$4,298
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$331,154
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$331,154
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$19,439,869
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,743,656
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$13,528
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$16,618,201
Contract administrator fees2013-12-31$183,060
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BDO USA, LLP
Accountancy firm EIN2013-12-31135381590
2012 : NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$22,365,998
Total of all expenses incurred2012-12-31$18,341,818
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$18,324,634
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$8,115,305
Value of total assets at end of year2012-12-31$119,623,311
Value of total assets at beginning of year2012-12-31$115,599,131
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$17,184
Total interest from all sources2012-12-31$152,645
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,984,657
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,984,657
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$5,901,971
Participant contributions at end of year2012-12-31$3,024,196
Participant contributions at beginning of year2012-12-31$3,794,798
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$348,894
Total non interest bearing cash at beginning of year2012-12-31$535
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,024,180
Value of net assets at end of year (total assets less liabilities)2012-12-31$119,623,311
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$115,599,131
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$89,960,829
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$69,525,433
Interest on participant loans2012-12-31$152,424
Value of interest in common/collective trusts at end of year2012-12-31$26,293,604
Value of interest in common/collective trusts at beginning of year2012-12-31$42,169,383
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$331,154
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$108,982
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$108,982
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$221
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$12,113,391
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,864,440
Employer contributions (assets) at end of year2012-12-31$13,528
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$18,324,634
Contract administrator fees2012-12-31$17,184
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BDO USA, LLP
Accountancy firm EIN2012-12-31135381590
2011 : NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$7,130,047
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$12,617,456
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$12,257,829
Expenses. Certain deemed distributions of participant loans2011-12-31$342,828
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$8,227,479
Value of total assets at end of year2011-12-31$115,599,131
Value of total assets at beginning of year2011-12-31$121,086,540
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$16,799
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$176,861
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,637,872
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,637,872
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$5,968,925
Participant contributions at end of year2011-12-31$3,794,798
Participant contributions at beginning of year2011-12-31$3,790,800
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$259,732
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Other income not declared elsewhere2011-12-31$56,001
Administrative expenses (other) incurred2011-12-31$16,799
Total non interest bearing cash at end of year2011-12-31$535
Total non interest bearing cash at beginning of year2011-12-31$865
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$-5,487,409
Value of net assets at end of year (total assets less liabilities)2011-12-31$115,599,131
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$121,086,540
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$69,525,433
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$75,521,056
Interest on participant loans2011-12-31$176,857
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$42,169,383
Value of interest in common/collective trusts at beginning of year2011-12-31$41,773,815
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$108,982
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$4
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$4
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$4
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-3,482,455
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$514,289
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,998,822
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$12,257,829
Contract administrator fees2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BDO USA, LLP
Accountancy firm EIN2011-12-31135381590
2010 : NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$111,184,280
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$16,413,204
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$6,510,944
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$6,184,047
Expenses. Certain deemed distributions of participant loans2010-12-31$282,007
Value of total corrective distributions2010-12-31$3,331
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$6,369,623
Value of total assets at end of year2010-12-31$121,086,540
Value of total assets at beginning of year2010-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$41,559
Total interest from all sources2010-12-31$171,950
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,693,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,693,124
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,526,724
Participant contributions at end of year2010-12-31$3,790,800
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$258,775
Assets. Loans (other than to participants) at end of year2010-12-31$0
Other income not declared elsewhere2010-12-31$52,581
Administrative expenses (other) incurred2010-12-31$41,559
Total non interest bearing cash at end of year2010-12-31$865
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$9,902,260
Value of net assets at end of year (total assets less liabilities)2010-12-31$121,086,540
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$75,521,056
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$171,946
Value of interest in common/collective trusts at end of year2010-12-31$41,773,815
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$4
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$5,936,890
Net investment gain or loss from common/collective trusts2010-12-31$2,189,036
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,584,124
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$6,184,047
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BDO USA, LLP
Accountancy firm EIN2010-12-31135381590

Form 5500 Responses for NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN

2021: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NATIONAL GENERAL INSURANCE RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-03-01Type of plan entitySingle employer plan
2010-03-01First time form 5500 has been submittedYes
2010-03-01Submission has been amendedNo
2010-03-01This submission is the final filingNo
2010-03-01This return/report is a short plan year return/report (less than 12 months)Yes
2010-03-01Plan is a collectively bargained planNo
2010-03-01Plan funding arrangement – TrustYes
2010-03-01Plan benefit arrangement - TrustYes

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