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RESOURCE RECOVERY PENSION PLAN 401k Plan overview

Plan NameRESOURCE RECOVERY PENSION PLAN
Plan identification number 002

RESOURCE RECOVERY PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Money purchase (other than target benefit)
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COVANTA ENERGY SERVICES, INC. has sponsored the creation of one or more 401k plans.

Company Name:COVANTA ENERGY SERVICES, INC.
Employer identification number (EIN):133560729
NAIC Classification:221100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RESOURCE RECOVERY PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022013-01-01CAROL EHM CAROL EHM2014-10-08
0022012-01-01CAROL EHM CAROL EHM2013-10-10
0022011-01-01CAROL EHM CAROL EHM2012-10-10
0022009-01-01CAROL EHM CAROL EHM2010-10-13

Plan Statistics for RESOURCE RECOVERY PENSION PLAN

401k plan membership statisitcs for RESOURCE RECOVERY PENSION PLAN

Measure Date Value
2013: RESOURCE RECOVERY PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01696
Total number of active participants reported on line 7a of the Form 55002013-01-01517
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01128
Total of all active and inactive participants2013-01-01645
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-015
Total participants2013-01-01650
Number of participants with account balances2013-01-01618
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: RESOURCE RECOVERY PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01741
Total number of active participants reported on line 7a of the Form 55002012-01-01565
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01127
Total of all active and inactive participants2012-01-01692
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-014
Total participants2012-01-01696
Number of participants with account balances2012-01-01638
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: RESOURCE RECOVERY PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01773
Total number of active participants reported on line 7a of the Form 55002011-01-01622
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01116
Total of all active and inactive participants2011-01-01738
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-01741
Number of participants with account balances2011-01-01683
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: RESOURCE RECOVERY PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01835
Total number of active participants reported on line 7a of the Form 55002009-01-01697
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01126
Total of all active and inactive participants2009-01-01823
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01825
Number of participants with account balances2009-01-01769
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on RESOURCE RECOVERY PENSION PLAN

Measure Date Value
2013 : RESOURCE RECOVERY PENSION PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,788,880
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$400,832
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$400,657
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$8,664,299
Value of total assets at beginning of year2013-12-31$7,276,251
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$175
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$200,702
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$200,702
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Administrative expenses (other) incurred2013-12-31$175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,388,048
Value of net assets at end of year (total assets less liabilities)2013-12-31$8,664,299
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$7,276,251
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,353,012
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,971,600
Value of interest in common/collective trusts at end of year2013-12-31$311,287
Value of interest in common/collective trusts at beginning of year2013-12-31$304,651
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,596,385
Net investment gain or loss from common/collective trusts2013-12-31$-8,207
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$400,657
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CROWE HORWATH LLP
Accountancy firm EIN2013-12-31350921680
2012 : RESOURCE RECOVERY PENSION PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$456,990
Total unrealized appreciation/depreciation of assets2012-12-31$456,990
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$719,946
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$452,339
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$451,738
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$0
Value of total assets at end of year2012-12-31$7,276,251
Value of total assets at beginning of year2012-12-31$7,008,644
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$601
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$131,017
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$131,017
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Administrative expenses (other) incurred2012-12-31$601
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$267,607
Value of net assets at end of year (total assets less liabilities)2012-12-31$7,276,251
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$7,008,644
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,971,600
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$6,724,146
Value of interest in common/collective trusts at end of year2012-12-31$304,651
Value of interest in common/collective trusts at beginning of year2012-12-31$284,498
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$129,304
Net investment gain or loss from common/collective trusts2012-12-31$2,635
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$451,738
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST & YOUNG LLP
Accountancy firm EIN2012-12-31346565596
2011 : RESOURCE RECOVERY PENSION PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-162,183
Total unrealized appreciation/depreciation of assets2011-12-31$-162,183
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,000
Total income from all sources (including contributions)2011-12-31$-30,193
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$299,373
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$298,617
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$0
Value of total assets at end of year2011-12-31$7,008,644
Value of total assets at beginning of year2011-12-31$7,340,210
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$756
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$123,817
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$123,817
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Administrative expenses (other) incurred2011-12-31$756
Liabilities. Value of operating payables at beginning of year2011-12-31$2,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-329,566
Value of net assets at end of year (total assets less liabilities)2011-12-31$7,008,644
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,338,210
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$6,724,146
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,160,542
Value of interest in common/collective trusts at end of year2011-12-31$284,498
Value of interest in common/collective trusts at beginning of year2011-12-31$179,668
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$4,745
Net investment gain or loss from common/collective trusts2011-12-31$3,428
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$298,617
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG LLP
Accountancy firm EIN2011-12-31346565596
2010 : RESOURCE RECOVERY PENSION PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$783,542
Total unrealized appreciation/depreciation of assets2010-12-31$783,542
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$9,145
Total income from all sources (including contributions)2010-12-31$918,876
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$470,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$417,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$0
Value of total assets at end of year2010-12-31$7,340,210
Value of total assets at beginning of year2010-12-31$6,899,009
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$53,196
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$106,232
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$106,232
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Administrative expenses (other) incurred2010-12-31$53,196
Liabilities. Value of operating payables at end of year2010-12-31$2,000
Liabilities. Value of operating payables at beginning of year2010-12-31$9,145
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$448,346
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,338,210
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,889,864
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,160,542
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,680,712
Value of interest in common/collective trusts at end of year2010-12-31$179,668
Value of interest in common/collective trusts at beginning of year2010-12-31$218,297
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$29,163
Net investment gain or loss from common/collective trusts2010-12-31$-61
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$417,334
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2010-12-31346565596
2009 : RESOURCE RECOVERY PENSION PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for RESOURCE RECOVERY PENSION PLAN

2013: RESOURCE RECOVERY PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RESOURCE RECOVERY PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RESOURCE RECOVERY PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: RESOURCE RECOVERY PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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