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BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 401k Plan overview

Plan NameBGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES
Plan identification number 001

BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CANTOR FITZGERALD, L.P. AND BGC PARTNERS, INC. AS CO-SPONSORS has sponsored the creation of one or more 401k plans.

Company Name:CANTOR FITZGERALD, L.P. AND BGC PARTNERS, INC. AS CO-SPONSORS
Employer identification number (EIN):133680189
NAIC Classification:523120
NAIC Description:Securities Brokerage

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01CYNTHIA KHAN2020-07-22
0012018-01-01
0012017-01-01STEVEN BISGAY
0012016-01-01JAMES R. FICARRO
0012015-01-01JAMES R. FICARRO
0012014-01-01JAMES R. FICARRO
0012013-01-01
0012012-01-01JAMES R. FICARRO
0012011-01-01JAMES R. FICARRO
0012009-01-01JIM FICARRO

Plan Statistics for BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES

401k plan membership statisitcs for BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES

Measure Date Value
2022: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2022 401k membership
Total participants, beginning-of-year2022-01-013,653
Total number of active participants reported on line 7a of the Form 55002022-01-012,017
Number of retired or separated participants receiving benefits2022-01-0190
Number of other retired or separated participants entitled to future benefits2022-01-011,488
Total of all active and inactive participants2022-01-013,595
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-013,595
Number of participants with account balances2022-01-013,364
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-013
2021: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2021 401k membership
Total participants, beginning-of-year2021-01-013,919
Total number of active participants reported on line 7a of the Form 55002021-01-012,023
Number of retired or separated participants receiving benefits2021-01-0169
Number of other retired or separated participants entitled to future benefits2021-01-011,535
Total of all active and inactive participants2021-01-013,627
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-013,627
Number of participants with account balances2021-01-013,371
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2020 401k membership
Total participants, beginning-of-year2020-01-0110,778
Total number of active participants reported on line 7a of the Form 55002020-01-012,135
Number of retired or separated participants receiving benefits2020-01-01164
Number of other retired or separated participants entitled to future benefits2020-01-011,605
Total of all active and inactive participants2020-01-013,904
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-013,905
Number of participants with account balances2020-01-013,643
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-012
2019: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2019 401k membership
Total participants, beginning-of-year2019-01-019,754
Total number of active participants reported on line 7a of the Form 55002019-01-017,192
Number of retired or separated participants receiving benefits2019-01-01202
Number of other retired or separated participants entitled to future benefits2019-01-012,681
Total of all active and inactive participants2019-01-0110,075
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0110,075
Number of participants with account balances2019-01-018,388
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-016
2018: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2018 401k membership
Total participants, beginning-of-year2018-01-018,720
Total number of active participants reported on line 7a of the Form 55002018-01-016,490
Number of retired or separated participants receiving benefits2018-01-01199
Number of other retired or separated participants entitled to future benefits2018-01-012,428
Total of all active and inactive participants2018-01-019,117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-019,117
Number of participants with account balances2018-01-017,884
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2017 401k membership
Total participants, beginning-of-year2017-01-018,538
Total number of active participants reported on line 7a of the Form 55002017-01-016,256
Number of retired or separated participants receiving benefits2017-01-0165
Number of other retired or separated participants entitled to future benefits2017-01-012,162
Total of all active and inactive participants2017-01-018,483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-018,484
Number of participants with account balances2017-01-017,300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-014
2016: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2016 401k membership
Total participants, beginning-of-year2016-01-017,856
Total number of active participants reported on line 7a of the Form 55002016-01-015,668
Number of retired or separated participants receiving benefits2016-01-01165
Number of other retired or separated participants entitled to future benefits2016-01-012,412
Total of all active and inactive participants2016-01-018,245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-018,246
Number of participants with account balances2016-01-017,190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2015 401k membership
Total participants, beginning-of-year2015-01-017,180
Total number of active participants reported on line 7a of the Form 55002015-01-015,006
Number of retired or separated participants receiving benefits2015-01-01116
Number of other retired or separated participants entitled to future benefits2015-01-012,112
Total of all active and inactive participants2015-01-017,234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-017,235
Number of participants with account balances2015-01-016,232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-016
2014: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2014 401k membership
Total participants, beginning-of-year2014-01-016,053
Total number of active participants reported on line 7a of the Form 55002014-01-014,461
Number of retired or separated participants receiving benefits2014-01-0172
Number of other retired or separated participants entitled to future benefits2014-01-011,743
Total of all active and inactive participants2014-01-016,276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-016,279
Number of participants with account balances2014-01-015,590
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016
2013: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2013 401k membership
Total participants, beginning-of-year2013-01-016,025
Total number of active participants reported on line 7a of the Form 55002013-01-014,281
Number of retired or separated participants receiving benefits2013-01-0175
Number of other retired or separated participants entitled to future benefits2013-01-011,398
Total of all active and inactive participants2013-01-015,754
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-015,755
Number of participants with account balances2013-01-015,070
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0123
2012: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2012 401k membership
Total participants, beginning-of-year2012-01-013,639
Total number of active participants reported on line 7a of the Form 55002012-01-014,296
Number of retired or separated participants receiving benefits2012-01-0141
Number of other retired or separated participants entitled to future benefits2012-01-011,006
Total of all active and inactive participants2012-01-015,343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-015,345
Number of participants with account balances2012-01-014,134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015
2011: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2011 401k membership
Total participants, beginning-of-year2011-01-013,144
Total number of active participants reported on line 7a of the Form 55002011-01-012,708
Number of retired or separated participants receiving benefits2011-01-0137
Number of other retired or separated participants entitled to future benefits2011-01-01802
Total of all active and inactive participants2011-01-013,547
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-013,547
Number of participants with account balances2011-01-013,320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2009: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2009 401k membership
Total participants, beginning-of-year2009-01-012,206
Total number of active participants reported on line 7a of the Form 55002009-01-011,731
Number of retired or separated participants receiving benefits2009-01-0127
Number of other retired or separated participants entitled to future benefits2009-01-01676
Total of all active and inactive participants2009-01-012,434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-012,434
Number of participants with account balances2009-01-012,162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES

Measure Date Value
2022 : BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$86,128
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$5,749
Total income from all sources (including contributions)2022-12-31$-30,145,833
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$34,120,373
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$33,129,733
Expenses. Certain deemed distributions of participant loans2022-12-31$297,153
Value of total corrective distributions2022-12-31$78,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$28,621,976
Value of total assets at end of year2022-12-31$322,569,983
Value of total assets at beginning of year2022-12-31$386,755,810
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$614,996
Total interest from all sources2022-12-31$58,886
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$5,450,480
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$5,450,480
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$50,000,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$25,747,111
Participant contributions at end of year2022-12-31$3,223,484
Participant contributions at beginning of year2022-12-31$3,231,003
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$616,262
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,031,363
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$86,128
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$5,749
Total non interest bearing cash at end of year2022-12-31$783,623
Total non interest bearing cash at beginning of year2022-12-31$340,278
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-64,266,206
Value of net assets at end of year (total assets less liabilities)2022-12-31$322,483,855
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$386,750,061
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$351,999
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$306,136,260
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$369,798,552
Interest on participant loans2022-12-31$58,886
Value of interest in common/collective trusts at end of year2022-12-31$7,033,763
Value of interest in common/collective trusts at beginning of year2022-12-31$6,257,820
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$166,562
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$186,128
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$186,128
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-64,352,772
Net investment gain or loss from common/collective trusts2022-12-31$75,597
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$4,399,889
Assets. Invements in employer securities at beginning of year2022-12-31$5,921,920
Contributions received in cash from employer2022-12-31$843,502
Employer contributions (assets) at end of year2022-12-31$826,402
Employer contributions (assets) at beginning of year2022-12-31$403,847
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$33,129,733
Contract administrator fees2022-12-31$262,997
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ERNST AND YOUNG
Accountancy firm EIN2022-12-31346565596
2021 : BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$5,749
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$6,854
Total income from all sources (including contributions)2021-12-31$83,960,410
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$39,372,345
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$38,499,115
Expenses. Certain deemed distributions of participant loans2021-12-31$309,025
Value of total corrective distributions2021-12-31$408
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$28,840,528
Value of total assets at end of year2021-12-31$386,755,810
Value of total assets at beginning of year2021-12-31$342,168,850
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$563,797
Total interest from all sources2021-12-31$84,942
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$5,010,143
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$5,010,143
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$50,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$25,163,394
Participant contributions at end of year2021-12-31$3,231,003
Participant contributions at beginning of year2021-12-31$3,379,573
Participant contributions at end of year2021-12-31$616,262
Participant contributions at beginning of year2021-12-31$549,247
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$3,273,287
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$5,749
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$6,854
Total non interest bearing cash at end of year2021-12-31$340,278
Total non interest bearing cash at beginning of year2021-12-31$103,633
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$44,588,065
Value of net assets at end of year (total assets less liabilities)2021-12-31$386,750,061
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$342,161,996
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$340,266
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$369,798,552
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$327,826,919
Income. Interest from loans (other than to participants)2021-12-31$84,942
Value of interest in common/collective trusts at end of year2021-12-31$6,257,820
Value of interest in common/collective trusts at beginning of year2021-12-31$5,158,184
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$186,128
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$199,717
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$199,717
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$49,973,283
Net investment gain or loss from common/collective trusts2021-12-31$51,514
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$5,921,920
Assets. Invements in employer securities at beginning of year2021-12-31$4,951,577
Contributions received in cash from employer2021-12-31$403,847
Employer contributions (assets) at end of year2021-12-31$403,847
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$38,499,115
Contract administrator fees2021-12-31$223,531
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ERNST AND YOUNG
Accountancy firm EIN2021-12-31346565596
2020 : BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets from this plan2020-12-31$162,724,774
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$6,854
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$763,032
Total income from all sources (including contributions)2020-12-31$93,061,629
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$55,594,094
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$53,992,824
Expenses. Certain deemed distributions of participant loans2020-12-31$469,303
Value of total corrective distributions2020-12-31$2,461
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$49,453,000
Value of total assets at end of year2020-12-31$342,168,850
Value of total assets at beginning of year2020-12-31$468,182,267
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,129,506
Total interest from all sources2020-12-31$229,252
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$6,634,176
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$6,390,506
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$50,000,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$44,627,296
Participant contributions at end of year2020-12-31$3,379,573
Participant contributions at beginning of year2020-12-31$6,401,219
Participant contributions at end of year2020-12-31$549,247
Participant contributions at beginning of year2020-12-31$1,394,659
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$4,647,287
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$6,854
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$29,908
Administrative expenses (other) incurred2020-12-31$4,393
Total non interest bearing cash at end of year2020-12-31$103,633
Total non interest bearing cash at beginning of year2020-12-31$339,374
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$37,467,535
Value of net assets at end of year (total assets less liabilities)2020-12-31$342,161,996
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$467,419,235
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$334,815
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$327,826,919
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$442,583,451
Interest on participant loans2020-12-31$229,252
Value of interest in common/collective trusts at end of year2020-12-31$5,158,184
Value of interest in common/collective trusts at beginning of year2020-12-31$5,406,980
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$199,717
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$363,819
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$363,819
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$36,653,994
Net investment gain or loss from common/collective trusts2020-12-31$91,207
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$4,951,577
Assets. Invements in employer securities at beginning of year2020-12-31$11,685,603
Contributions received in cash from employer2020-12-31$178,417
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$7,162
Income. Dividends from common stock2020-12-31$243,670
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$53,992,824
Contract administrator fees2020-12-31$790,298
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Liabilities. Value of benefit claims payable at end of year2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$733,124
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31ERNST AND YOUNG
Accountancy firm EIN2020-12-31346565596
2019 : BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$763,032
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$335,323
Total income from all sources (including contributions)2019-12-31$139,786,750
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$48,405,968
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$46,290,286
Expenses. Certain deemed distributions of participant loans2019-12-31$831,530
Value of total corrective distributions2019-12-31$29,908
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$57,436,210
Value of total assets at end of year2019-12-31$468,182,267
Value of total assets at beginning of year2019-12-31$376,373,776
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,254,244
Total interest from all sources2019-12-31$230,704
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$8,125,746
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$7,974,582
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$50,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$48,280,940
Participant contributions at end of year2019-12-31$6,401,219
Participant contributions at beginning of year2019-12-31$6,387,971
Participant contributions at end of year2019-12-31$1,394,659
Participant contributions at beginning of year2019-12-31$1,138,547
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$8,932,828
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$29,908
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$23,369
Total non interest bearing cash at end of year2019-12-31$339,374
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$91,380,782
Value of net assets at end of year (total assets less liabilities)2019-12-31$467,419,235
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$376,038,453
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$339,878
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$442,583,451
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$351,807,299
Interest on participant loans2019-12-31$230,704
Value of interest in common/collective trusts at end of year2019-12-31$5,406,980
Value of interest in common/collective trusts at beginning of year2019-12-31$6,279,413
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$363,819
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,319,606
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,319,606
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$73,890,568
Net investment gain or loss from common/collective trusts2019-12-31$103,522
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$11,685,603
Assets. Invements in employer securities at beginning of year2019-12-31$9,431,909
Contributions received in cash from employer2019-12-31$222,442
Employer contributions (assets) at end of year2019-12-31$7,162
Employer contributions (assets) at beginning of year2019-12-31$9,031
Income. Dividends from common stock2019-12-31$151,164
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$46,290,286
Contract administrator fees2019-12-31$914,366
Liabilities. Value of benefit claims payable at end of year2019-12-31$733,124
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$311,954
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31ERNST AND YOUNG
Accountancy firm EIN2019-12-31346565596
2018 : BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$335,323
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$71,401
Total income from all sources (including contributions)2018-12-31$25,178,555
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$41,441,831
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$39,430,080
Expenses. Certain deemed distributions of participant loans2018-12-31$746,890
Value of total corrective distributions2018-12-31$23,369
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$52,479,251
Value of total assets at end of year2018-12-31$376,373,776
Value of total assets at beginning of year2018-12-31$392,373,130
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,241,492
Total interest from all sources2018-12-31$233,874
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$6,793,059
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$6,793,059
Administrative expenses professional fees incurred2018-12-31$198,586
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$50,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$43,659,832
Participant contributions at end of year2018-12-31$6,387,971
Participant contributions at beginning of year2018-12-31$6,081,343
Participant contributions at end of year2018-12-31$1,138,547
Participant contributions at beginning of year2018-12-31$994,180
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$8,589,951
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$23,369
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$71,401
Administrative expenses (other) incurred2018-12-31$207,644
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-16,263,276
Value of net assets at end of year (total assets less liabilities)2018-12-31$376,038,453
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$392,301,729
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$182,693
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$351,807,299
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$365,024,499
Interest on participant loans2018-12-31$231,290
Value of interest in common/collective trusts at end of year2018-12-31$6,279,413
Value of interest in common/collective trusts at beginning of year2018-12-31$5,209,568
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,319,606
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$609,277
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$609,277
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$2,584
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-34,402,893
Net investment gain or loss from common/collective trusts2018-12-31$75,264
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$9,431,909
Assets. Invements in employer securities at beginning of year2018-12-31$14,446,308
Contributions received in cash from employer2018-12-31$229,468
Employer contributions (assets) at end of year2018-12-31$9,031
Employer contributions (assets) at beginning of year2018-12-31$7,955
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$39,430,080
Contract administrator fees2018-12-31$652,569
Liabilities. Value of benefit claims payable at end of year2018-12-31$311,954
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31ERNST AND YOUNG
Accountancy firm EIN2018-12-31346565596
2017 : BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$71,401
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$38,698
Total income from all sources (including contributions)2017-12-31$103,929,956
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$33,945,337
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$32,088,158
Expenses. Certain deemed distributions of participant loans2017-12-31$779,494
Value of total corrective distributions2017-12-31$71,401
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$49,248,344
Value of total assets at end of year2017-12-31$392,373,130
Value of total assets at beginning of year2017-12-31$322,355,808
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,006,284
Total interest from all sources2017-12-31$169,748
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$5,842,994
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$5,842,994
Administrative expenses professional fees incurred2017-12-31$171,087
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$50,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$38,896,704
Participant contributions at end of year2017-12-31$6,081,343
Participant contributions at beginning of year2017-12-31$5,513,038
Participant contributions at end of year2017-12-31$994,180
Participant contributions at beginning of year2017-12-31$989,356
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$10,116,294
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$71,401
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$38,698
Administrative expenses (other) incurred2017-12-31$171,868
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$69,984,619
Value of net assets at end of year (total assets less liabilities)2017-12-31$392,301,729
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$322,317,110
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$166,730
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$365,024,499
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$303,102,748
Interest on participant loans2017-12-31$168,408
Value of interest in common/collective trusts at end of year2017-12-31$5,209,568
Value of interest in common/collective trusts at beginning of year2017-12-31$3,127,055
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$609,277
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$478,237
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$478,237
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1,340
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$48,626,906
Net investment gain or loss from common/collective trusts2017-12-31$41,964
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$14,446,308
Assets. Invements in employer securities at beginning of year2017-12-31$9,137,608
Contributions received in cash from employer2017-12-31$235,346
Employer contributions (assets) at end of year2017-12-31$7,955
Employer contributions (assets) at beginning of year2017-12-31$7,766
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$32,088,158
Contract administrator fees2017-12-31$496,599
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31ERNST AND YOUNG
Accountancy firm EIN2017-12-31346565596
2016 : BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$38,698
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$26,003
Total income from all sources (including contributions)2016-12-31$73,972,905
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$31,140,651
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$29,637,295
Expenses. Certain deemed distributions of participant loans2016-12-31$602,812
Value of total corrective distributions2016-12-31$70,814
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$52,756,281
Value of total assets at end of year2016-12-31$322,355,808
Value of total assets at beginning of year2016-12-31$279,510,859
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$829,730
Total interest from all sources2016-12-31$163,724
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$8,847,155
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$8,847,155
Administrative expenses professional fees incurred2016-12-31$146,253
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$50,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$34,310,358
Participant contributions at end of year2016-12-31$5,513,038
Participant contributions at beginning of year2016-12-31$5,288,958
Participant contributions at end of year2016-12-31$989,356
Participant contributions at beginning of year2016-12-31$721,498
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$18,197,973
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$38,698
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$26,003
Administrative expenses (other) incurred2016-12-31$170,145
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$42,832,254
Value of net assets at end of year (total assets less liabilities)2016-12-31$322,317,110
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$279,484,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$152,668
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$303,102,748
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$262,274,346
Interest on participant loans2016-12-31$161,459
Value of interest in common/collective trusts at end of year2016-12-31$3,127,055
Value of interest in common/collective trusts at beginning of year2016-12-31$2,205,936
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$478,237
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$292,975
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$292,975
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$2,265
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$12,205,745
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$9,137,608
Assets. Invements in employer securities at beginning of year2016-12-31$8,718,833
Contributions received in cash from employer2016-12-31$247,950
Employer contributions (assets) at end of year2016-12-31$7,766
Employer contributions (assets) at beginning of year2016-12-31$8,313
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$29,637,295
Contract administrator fees2016-12-31$360,664
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31ERNST AND YOUNG
Accountancy firm EIN2016-12-31346565596
2015 : BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$26,003
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$54,792
Total income from all sources (including contributions)2015-12-31$41,979,974
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$28,371,847
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$27,265,184
Expenses. Certain deemed distributions of participant loans2015-12-31$400,369
Value of total corrective distributions2015-12-31$26,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$41,206,219
Value of total assets at end of year2015-12-31$279,510,859
Value of total assets at beginning of year2015-12-31$265,931,521
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$680,291
Total interest from all sources2015-12-31$96,092
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$9,299,430
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$9,299,430
Administrative expenses professional fees incurred2015-12-31$132,217
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$50,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$29,174,318
Participant contributions at end of year2015-12-31$5,288,958
Participant contributions at beginning of year2015-12-31$4,436,584
Participant contributions at end of year2015-12-31$721,498
Participant contributions at beginning of year2015-12-31$487,089
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$11,786,984
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$26,003
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$54,792
Administrative expenses (other) incurred2015-12-31$127,989
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$13,608,127
Value of net assets at end of year (total assets less liabilities)2015-12-31$279,484,856
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$265,876,729
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$146,830
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$262,274,346
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$250,746,121
Interest on participant loans2015-12-31$93,829
Value of interest in common/collective trusts at end of year2015-12-31$2,205,936
Value of interest in common/collective trusts at beginning of year2015-12-31$2,252,106
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$292,975
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$548,851
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$548,851
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$2,263
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-8,621,767
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$8,718,833
Assets. Invements in employer securities at beginning of year2015-12-31$7,460,182
Contributions received in cash from employer2015-12-31$244,917
Employer contributions (assets) at end of year2015-12-31$8,313
Employer contributions (assets) at beginning of year2015-12-31$588
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$27,265,184
Contract administrator fees2015-12-31$273,255
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31ERNST AND YOUNG
Accountancy firm EIN2015-12-31346565596
2014 : BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$213,845
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$54,792
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$47,615
Total income from all sources (including contributions)2014-12-31$61,360,241
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$26,818,811
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$25,612,539
Expenses. Certain deemed distributions of participant loans2014-12-31$490,837
Value of total corrective distributions2014-12-31$54,792
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$40,407,835
Value of total assets at end of year2014-12-31$265,931,521
Value of total assets at beginning of year2014-12-31$231,169,069
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$660,643
Total interest from all sources2014-12-31$127,375
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$9,862,279
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$9,486,522
Administrative expenses professional fees incurred2014-12-31$122,334
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$50,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$25,135,818
Participant contributions at end of year2014-12-31$4,436,584
Participant contributions at beginning of year2014-12-31$4,349,639
Participant contributions at end of year2014-12-31$487,089
Participant contributions at beginning of year2014-12-31$633,482
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$14,985,168
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$54,792
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$47,615
Administrative expenses (other) incurred2014-12-31$135,022
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$34,541,430
Value of net assets at end of year (total assets less liabilities)2014-12-31$265,876,729
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$231,121,454
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$136,901
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$250,746,121
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$219,100,679
Interest on participant loans2014-12-31$125,108
Value of interest in common/collective trusts at end of year2014-12-31$2,252,106
Value of interest in common/collective trusts at beginning of year2014-12-31$2,446,502
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$548,851
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$171,652
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$171,652
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$2,267
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$10,962,752
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$7,460,182
Assets. Invements in employer securities at beginning of year2014-12-31$4,466,386
Contributions received in cash from employer2014-12-31$286,849
Employer contributions (assets) at end of year2014-12-31$588
Employer contributions (assets) at beginning of year2014-12-31$729
Income. Dividends from common stock2014-12-31$375,757
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$25,612,539
Contract administrator fees2014-12-31$266,386
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31ERNST AND YOUNG
Accountancy firm EIN2014-12-31346565596
2013 : BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$3,013,461
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$47,615
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$15,146
Total income from all sources (including contributions)2013-12-31$65,525,051
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$26,022,375
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$25,105,837
Expenses. Certain deemed distributions of participant loans2013-12-31$286,614
Value of total corrective distributions2013-12-31$47,615
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$29,010,346
Value of total assets at end of year2013-12-31$231,169,069
Value of total assets at beginning of year2013-12-31$188,620,463
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$582,309
Total interest from all sources2013-12-31$105,823
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$3,832,206
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$3,491,523
Administrative expenses professional fees incurred2013-12-31$104,638
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$50,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$23,803,755
Participant contributions at end of year2013-12-31$4,349,639
Participant contributions at beginning of year2013-12-31$3,283,610
Participant contributions at end of year2013-12-31$633,482
Participant contributions at beginning of year2013-12-31$141,037
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$4,974,433
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$47,615
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$15,146
Administrative expenses (other) incurred2013-12-31$116,531
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$39,502,676
Value of net assets at end of year (total assets less liabilities)2013-12-31$231,121,454
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$188,605,317
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$126,283
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$219,100,679
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$177,642,292
Interest on participant loans2013-12-31$104,878
Value of interest in common/collective trusts at end of year2013-12-31$2,446,502
Value of interest in common/collective trusts at beginning of year2013-12-31$4,048,029
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$171,652
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$981,971
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$981,971
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$945
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$32,576,676
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$4,466,386
Assets. Invements in employer securities at beginning of year2013-12-31$2,425,832
Contributions received in cash from employer2013-12-31$232,158
Employer contributions (assets) at end of year2013-12-31$729
Employer contributions (assets) at beginning of year2013-12-31$97,692
Income. Dividends from common stock2013-12-31$340,683
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$25,105,837
Contract administrator fees2013-12-31$234,857
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31ERNST AND YOUNG
Accountancy firm EIN2013-12-31346565596
2012 : BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$15,146
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$3,987
Total income from all sources (including contributions)2012-12-31$50,724,427
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$19,006,317
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$18,347,775
Expenses. Certain deemed distributions of participant loans2012-12-31$179,360
Value of total corrective distributions2012-12-31$15,046
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$34,417,510
Value of total assets at end of year2012-12-31$188,620,463
Value of total assets at beginning of year2012-12-31$156,891,194
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$464,136
Total interest from all sources2012-12-31$78,416
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$3,572,492
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$3,185,861
Administrative expenses professional fees incurred2012-12-31$90,886
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$50,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$18,881,871
Participant contributions at end of year2012-12-31$3,283,610
Participant contributions at beginning of year2012-12-31$2,829,644
Participant contributions at end of year2012-12-31$141,037
Participant contributions at beginning of year2012-12-31$14,047
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$15,409,252
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$15,146
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$3,987
Administrative expenses (other) incurred2012-12-31$90,682
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$31,718,110
Value of net assets at end of year (total assets less liabilities)2012-12-31$188,605,317
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$156,887,207
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$110,032
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$181,690,321
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$150,450,961
Interest on participant loans2012-12-31$77,986
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$981,971
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$156,210
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$156,210
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$430
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$12,656,009
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$2,425,832
Assets. Invements in employer securities at beginning of year2012-12-31$3,440,332
Contributions received in cash from employer2012-12-31$126,387
Employer contributions (assets) at end of year2012-12-31$97,692
Income. Dividends from common stock2012-12-31$386,631
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$18,347,775
Contract administrator fees2012-12-31$172,536
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31ERNST AND YOUNG
Accountancy firm EIN2012-12-31346565596
2011 : BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$27,824,471
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$3,987
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$20,611
Total income from all sources (including contributions)2011-12-31$11,741,188
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$11,045,118
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$10,468,855
Expenses. Certain deemed distributions of participant loans2011-12-31$269,835
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$16,890,100
Value of total assets at end of year2011-12-31$156,891,194
Value of total assets at beginning of year2011-12-31$128,387,277
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$306,428
Total interest from all sources2011-12-31$79,864
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$352,513
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$65,212
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$50,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$14,838,918
Participant contributions at end of year2011-12-31$2,829,644
Participant contributions at beginning of year2011-12-31$2,537,638
Participant contributions at end of year2011-12-31$14,047
Participant contributions at beginning of year2011-12-31$24,178
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$2,051,182
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$3,987
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$20,246
Administrative expenses (other) incurred2011-12-31$47,374
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$696,070
Value of net assets at end of year (total assets less liabilities)2011-12-31$156,887,207
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$128,366,666
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$124,684
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$150,450,961
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$120,943,960
Interest on participant loans2011-12-31$79,583
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$156,210
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$579,211
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$579,211
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$281
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-5,581,289
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$3,440,332
Assets. Invements in employer securities at beginning of year2011-12-31$4,302,290
Income. Dividends from common stock2011-12-31$352,513
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$10,468,855
Contract administrator fees2011-12-31$69,158
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$365
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31ERNST AND YOUNG
Accountancy firm EIN2011-12-31346565596
2010 : BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,794,725
Total unrealized appreciation/depreciation of assets2010-12-31$1,794,725
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$20,611
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$235,720
Total income from all sources (including contributions)2010-12-31$30,725,893
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$11,407,170
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$10,842,071
Expenses. Certain deemed distributions of participant loans2010-12-31$294,919
Value of total corrective distributions2010-12-31$281
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$15,955,858
Value of total assets at end of year2010-12-31$128,387,277
Value of total assets at beginning of year2010-12-31$109,283,663
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$269,899
Total interest from all sources2010-12-31$91,000
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$237,767
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$56,977
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$50,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$13,123,261
Participant contributions at end of year2010-12-31$2,537,638
Participant contributions at beginning of year2010-12-31$1,845,144
Participant contributions at end of year2010-12-31$24,178
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,832,597
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$20,246
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$149,622
Other income not declared elsewhere2010-12-31$70,523
Administrative expenses (other) incurred2010-12-31$42,774
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$19,318,723
Value of net assets at end of year (total assets less liabilities)2010-12-31$128,366,666
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$109,047,943
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$113,955
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$120,943,960
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$104,579,623
Interest on participant loans2010-12-31$90,801
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$579,211
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$594,494
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$594,494
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$199
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$12,576,020
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$4,302,290
Assets. Invements in employer securities at beginning of year2010-12-31$2,264,402
Income. Dividends from common stock2010-12-31$237,767
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$10,842,071
Contract administrator fees2010-12-31$56,193
Liabilities. Value of benefit claims payable at end of year2010-12-31$365
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$86,098
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31ERNST AND YOUNG
Accountancy firm EIN2010-12-31346565596
2009 : BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES

2022: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: BGC PARTNERS, INC. DEFERRAL PLAN FOR EMPLOYEES OF BGC PARTNERS, INC., CANTOR FITZGERALD, L.P. AND ITS AFFILIATES 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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