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ALPI USA INC. 401(K) PLAN AND TRUST 401k Plan overview

Plan NameALPI USA INC. 401(K) PLAN AND TRUST
Plan identification number 001

ALPI USA INC. 401(K) PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALPI USA, INC. has sponsored the creation of one or more 401k plans.

Company Name:ALPI USA, INC.
Employer identification number (EIN):133760895
NAIC Classification:484200
NAIC Description: Specialized Freight Trucking

Additional information about ALPI USA, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2016-06-10
Company Identification Number: 0802481651
Legal Registered Office Address: 1515 E WOODFIELD RD STE 320

SCHAUMBURG
United States of America (USA)
60173

More information about ALPI USA, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALPI USA INC. 401(K) PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01MICHAEL CARKIN2022-09-01
0012020-01-01MICHAEL CARKIN2021-07-20
0012019-01-01
0012018-01-01MICHAEL CARKIN2019-07-17
0012017-01-01MICHAEL CARKIN
0012016-01-01MICHAEL CARKIN
0012016-01-01MICHAEL CARKIN
0012015-01-01MICHAEL CARKIN
0012014-01-01CATHY INGEBRETHSEN
0012013-01-01CATHY INGEBRETHSEN
0012012-01-01CATHY INGEBRETHSEN
0012011-01-01CATHY INGEBRETHSEN2012-10-13
0012010-01-01CATHY INGEBRETHSEN2011-10-13

Plan Statistics for ALPI USA INC. 401(K) PLAN AND TRUST

401k plan membership statisitcs for ALPI USA INC. 401(K) PLAN AND TRUST

Measure Date Value
2022: ALPI USA INC. 401(K) PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01121
Total number of active participants reported on line 7a of the Form 55002022-01-0195
Number of retired or separated participants receiving benefits2022-01-013
Number of other retired or separated participants entitled to future benefits2022-01-0123
Total of all active and inactive participants2022-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01121
Number of participants with account balances2022-01-0169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2019: ALPI USA INC. 401(K) PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-0195
Total number of active participants reported on line 7a of the Form 55002019-01-0170
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-0122
Total of all active and inactive participants2019-01-0193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0193
Number of participants with account balances2019-01-0165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2017: ALPI USA INC. 401(K) PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-0166
Total number of active participants reported on line 7a of the Form 55002017-01-0173
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-0173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0173
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ALPI USA INC. 401(K) PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-0164
Total number of active participants reported on line 7a of the Form 55002016-01-0137
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0123
Total of all active and inactive participants2016-01-0160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0160
Number of participants with account balances2016-01-0160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ALPI USA INC. 401(K) PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-0166
Total number of active participants reported on line 7a of the Form 55002015-01-0188
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-0188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0188
Number of participants with account balances2015-01-0164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ALPI USA INC. 401(K) PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01104
Total number of active participants reported on line 7a of the Form 55002014-01-0120
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0146
Total of all active and inactive participants2014-01-0166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0166
Number of participants with account balances2014-01-0158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ALPI USA INC. 401(K) PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-0178
Total number of active participants reported on line 7a of the Form 55002013-01-0181
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0123
Total of all active and inactive participants2013-01-01104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01104
Number of participants with account balances2013-01-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ALPI USA INC. 401(K) PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-0197
Total number of active participants reported on line 7a of the Form 55002012-01-0177
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-011
Total of all active and inactive participants2012-01-0178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0178
Number of participants with account balances2012-01-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010

Financial Data on ALPI USA INC. 401(K) PLAN AND TRUST

Measure Date Value
2022 : ALPI USA INC. 401(K) PLAN AND TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-820,525
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$202,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$158,295
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$583,582
Value of total assets at end of year2022-12-31$5,157,291
Value of total assets at beginning of year2022-12-31$6,180,449
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$44,338
Total interest from all sources2022-12-31$5,542
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$432,484
Participant contributions at end of year2022-12-31$114,003
Participant contributions at beginning of year2022-12-31$168,684
Participant contributions at end of year2022-12-31$55,345
Participant contributions at beginning of year2022-12-31$17,748
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,023,158
Value of net assets at end of year (total assets less liabilities)2022-12-31$5,157,291
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$6,180,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$4,967,224
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$5,989,864
Interest on participant loans2022-12-31$5,542
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,409,649
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$151,098
Employer contributions (assets) at end of year2022-12-31$20,719
Employer contributions (assets) at beginning of year2022-12-31$4,153
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$158,295
Contract administrator fees2022-12-31$44,338
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31JASON UNDERWOOD CPA, PLLC
Accountancy firm EIN2022-12-31453976013
2019 : ALPI USA INC. 401(K) PLAN AND TRUST 2019 401k financial data
Total income from all sources2019-12-31$1,039,374
Expenses. Total of all expenses incurred2019-12-31$355,338
Benefits paid (including direct rollovers)2019-12-31$322,092
Total plan assets at end of year2019-12-31$4,069,382
Total plan assets at beginning of year2019-12-31$3,385,346
Value of fidelity bond covering the plan2019-12-31$450,000
Total contributions received or receivable from participants2019-12-31$270,729
Other income received2019-12-31$694,924
Net income (gross income less expenses)2019-12-31$684,036
Net plan assets at end of year (total assets less liabilities)2019-12-31$4,069,382
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$3,385,346
Assets. Value of participant loans2019-12-31$111,776
Total contributions received or receivable from employer(s)2019-12-31$73,721
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$33,246
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2017 : ALPI USA INC. 401(K) PLAN AND TRUST 2017 401k financial data
Total income from all sources2017-12-31$641,394
Expenses. Total of all expenses incurred2017-12-31$38,830
Benefits paid (including direct rollovers)2017-12-31$11,845
Total plan assets at end of year2017-12-31$3,421,272
Total plan assets at beginning of year2017-12-31$2,818,708
Value of fidelity bond covering the plan2017-12-31$300,000
Total contributions received or receivable from participants2017-12-31$229,229
Contributions received from other sources (not participants or employers)2017-12-31$24,702
Other income received2017-12-31$387,463
Net income (gross income less expenses)2017-12-31$602,564
Net plan assets at end of year (total assets less liabilities)2017-12-31$3,421,272
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,818,708
Assets. Value of participant loans2017-12-31$104,246
Total contributions received or receivable from employer(s)2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$26,985
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : ALPI USA INC. 401(K) PLAN AND TRUST 2016 401k financial data
Total income from all sources2016-12-31$414,808
Expenses. Total of all expenses incurred2016-12-31$471,985
Benefits paid (including direct rollovers)2016-12-31$447,082
Total plan assets at end of year2016-12-31$2,819,035
Total plan assets at beginning of year2016-12-31$2,876,212
Value of fidelity bond covering the plan2016-12-31$300,000
Total contributions received or receivable from participants2016-12-31$194,209
Other income received2016-12-31$220,599
Net income (gross income less expenses)2016-12-31$-57,177
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,819,035
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,876,212
Assets. Value of participant loans2016-12-31$89,258
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$24,903
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : ALPI USA INC. 401(K) PLAN AND TRUST 2015 401k financial data
Total income from all sources2015-12-31$98,113
Expenses. Total of all expenses incurred2015-12-31$504,844
Benefits paid (including direct rollovers)2015-12-31$479,829
Total plan assets at end of year2015-12-31$2,876,212
Total plan assets at beginning of year2015-12-31$3,282,943
Value of fidelity bond covering the plan2015-12-31$300,000
Total contributions received or receivable from participants2015-12-31$167,505
Other income received2015-12-31$-69,392
Net income (gross income less expenses)2015-12-31$-406,731
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,876,212
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$3,282,943
Assets. Value of participant loans2015-12-31$109,915
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$25,015
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : ALPI USA INC. 401(K) PLAN AND TRUST 2014 401k financial data
Total income from all sources2014-12-31$325,511
Expenses. Total of all expenses incurred2014-12-31$76,966
Benefits paid (including direct rollovers)2014-12-31$50,817
Total plan assets at end of year2014-12-31$3,282,943
Total plan assets at beginning of year2014-12-31$3,034,398
Value of fidelity bond covering the plan2014-12-31$300,000
Total contributions received or receivable from participants2014-12-31$155,327
Other income received2014-12-31$170,184
Net income (gross income less expenses)2014-12-31$248,545
Net plan assets at end of year (total assets less liabilities)2014-12-31$3,282,943
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$3,034,398
Assets. Value of participant loans2014-12-31$142,009
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$26,149
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : ALPI USA INC. 401(K) PLAN AND TRUST 2013 401k financial data
Total income from all sources2013-12-31$473,365
Expenses. Total of all expenses incurred2013-12-31$77,769
Benefits paid (including direct rollovers)2013-12-31$53,886
Total plan assets at end of year2013-12-31$3,034,398
Total plan assets at beginning of year2013-12-31$2,638,802
Value of fidelity bond covering the plan2013-12-31$300,000
Total contributions received or receivable from participants2013-12-31$156,457
Other income received2013-12-31$316,908
Net income (gross income less expenses)2013-12-31$395,596
Net plan assets at end of year (total assets less liabilities)2013-12-31$3,034,398
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,638,802
Assets. Value of participant loans2013-12-31$124,686
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$23,883
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : ALPI USA INC. 401(K) PLAN AND TRUST 2012 401k financial data
Total income from all sources2012-12-31$395,082
Expenses. Total of all expenses incurred2012-12-31$156,260
Benefits paid (including direct rollovers)2012-12-31$133,478
Total plan assets at end of year2012-12-31$2,638,802
Total plan assets at beginning of year2012-12-31$2,399,980
Value of fidelity bond covering the plan2012-12-31$300,000
Total contributions received or receivable from participants2012-12-31$196,458
Other income received2012-12-31$198,624
Net income (gross income less expenses)2012-12-31$238,822
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,638,802
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,399,980
Assets. Value of participant loans2012-12-31$139,323
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$22,782
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0

Form 5500 Responses for ALPI USA INC. 401(K) PLAN AND TRUST

2022: ALPI USA INC. 401(K) PLAN AND TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2019: ALPI USA INC. 401(K) PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2017: ALPI USA INC. 401(K) PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ALPI USA INC. 401(K) PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ALPI USA INC. 401(K) PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ALPI USA INC. 401(K) PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ALPI USA INC. 401(K) PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ALPI USA INC. 401(K) PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

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