USI HOLDINGS CORPORATION has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2012 : USI 401(K) PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total transfer of assets to this plan | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $63,957,620 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $26,912,015 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $26,138,537 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $716,386 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $36,292,107 |
| Value of total assets at end of year | 2012-12-31 | $284,609,684 |
| Value of total assets at beginning of year | 2012-12-31 | $247,564,079 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $57,092 |
| Total interest from all sources | 2012-12-31 | $271,040 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $4,189,035 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $4,189,035 |
| Administrative expenses professional fees incurred | 2012-12-31 | $57,092 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $18,244,935 |
| Participant contributions at end of year | 2012-12-31 | $6,993,687 |
| Participant contributions at beginning of year | 2012-12-31 | $6,265,797 |
| Participant contributions at end of year | 2012-12-31 | $2,576 |
| Participant contributions at beginning of year | 2012-12-31 | $6,225 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $10,907,038 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $37,045,605 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $284,609,684 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $247,564,079 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $239,125,301 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $206,358,449 |
| Interest on participant loans | 2012-12-31 | $269,292 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $37,955,764 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $34,550,097 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $530,605 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $380,096 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $380,096 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $1,748 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $22,453,283 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $752,155 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $7,140,134 |
| Employer contributions (assets) at end of year | 2012-12-31 | $1,751 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $3,415 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $26,138,537 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | BDO USA, LLP |
| Accountancy firm EIN | 2012-12-31 | 135381590 |
| 2011 : USI 401(K) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total transfer of assets to this plan | 2011-12-31 | $7,624,606 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $25,370,488 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $27,162,179 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $26,497,587 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $620,269 |
| Value of total corrective distributions | 2011-12-31 | $618 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $27,074,317 |
| Value of total assets at end of year | 2011-12-31 | $247,564,079 |
| Value of total assets at beginning of year | 2011-12-31 | $241,731,164 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $43,705 |
| Total interest from all sources | 2011-12-31 | $274,198 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $4,119,650 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $4,119,650 |
| Administrative expenses professional fees incurred | 2011-12-31 | $43,475 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $17,304,358 |
| Participant contributions at end of year | 2011-12-31 | $6,265,797 |
| Participant contributions at beginning of year | 2011-12-31 | $5,664,960 |
| Participant contributions at end of year | 2011-12-31 | $6,225 |
| Participant contributions at beginning of year | 2011-12-31 | $153 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $3,078,898 |
| Administrative expenses (other) incurred | 2011-12-31 | $230 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-1,791,691 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $247,564,079 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $241,731,164 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $206,358,449 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $206,957,013 |
| Interest on participant loans | 2011-12-31 | $274,142 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $34,550,097 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $28,605,810 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $380,096 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $503,044 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $503,044 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $56 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-8,140,604 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $2,042,927 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $6,691,061 |
| Employer contributions (assets) at end of year | 2011-12-31 | $3,415 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $184 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $26,497,587 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | Yes |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | BDO USA, LLP |
| Accountancy firm EIN | 2011-12-31 | 135381590 |
| 2010 : USI 401(K) PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total transfer of assets to this plan | 2010-12-31 | $27,649 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $53,315,249 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $23,861,673 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $23,167,651 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $649,996 |
| Value of total corrective distributions | 2010-12-31 | $799 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $24,588,419 |
| Value of total assets at end of year | 2010-12-31 | $241,731,164 |
| Value of total assets at beginning of year | 2010-12-31 | $212,249,939 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $43,227 |
| Total interest from all sources | 2010-12-31 | $270,885 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $3,280,943 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $3,280,943 |
| Administrative expenses professional fees incurred | 2010-12-31 | $43,200 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $16,407,393 |
| Participant contributions at end of year | 2010-12-31 | $5,664,960 |
| Participant contributions at beginning of year | 2010-12-31 | $5,167,364 |
| Participant contributions at end of year | 2010-12-31 | $153 |
| Participant contributions at beginning of year | 2010-12-31 | $45 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $2,030,470 |
| Administrative expenses (other) incurred | 2010-12-31 | $27 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $29,453,576 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $241,731,164 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $212,249,939 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $206,957,013 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $177,157,510 |
| Interest on participant loans | 2010-12-31 | $267,774 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $28,605,810 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $28,515,469 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $503,044 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $1,384,283 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $1,384,283 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $3,111 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $24,463,089 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $711,913 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $6,150,556 |
| Employer contributions (assets) at end of year | 2010-12-31 | $184 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $25,268 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $23,167,651 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | Yes |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | BDO USA, LLP |
| Accountancy firm EIN | 2010-12-31 | 135381590 |
| 2009 : USI 401(K) PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
