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ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 401k Plan overview

Plan NameITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN
Plan identification number 001

ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ITHAKA HARBORS, INC. has sponsored the creation of one or more 401k plans.

Company Name:ITHAKA HARBORS, INC.
Employer identification number (EIN):133857105
NAIC Classification:611000

Additional information about ITHAKA HARBORS, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1995-07-31
Company Identification Number: 1943691
Legal Registered Office Address: 80 STATE STREET
New York
ALBANY
United States of America (USA)
122072543

More information about ITHAKA HARBORS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01CHRIS VANACORE
0012016-01-01CHRIS VANACORE
0012015-01-01CHRIS VANACORE
0012014-01-01CHRIS VANACORE
0012013-01-01CHRIS VANACORE
0012012-01-01CHRIS VANACORE
0012011-01-01CHRIS VANACORE
0012009-01-01PHYLLIS T. CASSETTA PHYLLIS T. CASSETTA2010-10-14

Plan Statistics for ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN

401k plan membership statisitcs for ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN

Measure Date Value
2022: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01724
Total number of active participants reported on line 7a of the Form 55002022-01-01416
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01353
Total of all active and inactive participants2022-01-01769
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-016
Total participants2022-01-01775
Number of participants with account balances2022-01-01764
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011
2021: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01718
Total number of active participants reported on line 7a of the Form 55002021-01-01392
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01331
Total of all active and inactive participants2021-01-01723
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-015
Total participants2021-01-01728
Number of participants with account balances2021-01-01718
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-012
2020: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01713
Total number of active participants reported on line 7a of the Form 55002020-01-01393
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01323
Total of all active and inactive participants2020-01-01716
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01718
Number of participants with account balances2020-01-01710
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01703
Total number of active participants reported on line 7a of the Form 55002019-01-01355
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01352
Total of all active and inactive participants2019-01-01707
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-014
Total participants2019-01-01711
Number of participants with account balances2019-01-01709
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2018: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01675
Total number of active participants reported on line 7a of the Form 55002018-01-01374
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01330
Total of all active and inactive participants2018-01-01704
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-01707
Number of participants with account balances2018-01-01695
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01646
Total number of active participants reported on line 7a of the Form 55002017-01-01345
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01326
Total of all active and inactive participants2017-01-01671
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01672
Number of participants with account balances2017-01-01662
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2016: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01499
Total number of active participants reported on line 7a of the Form 55002016-01-01334
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01307
Total of all active and inactive participants2016-01-01641
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01642
Number of participants with account balances2016-01-01636
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0112
2015: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01482
Total number of active participants reported on line 7a of the Form 55002015-01-01276
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01225
Total of all active and inactive participants2015-01-01501
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01502
Number of participants with account balances2015-01-01496
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01454
Total number of active participants reported on line 7a of the Form 55002014-01-01278
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01205
Total of all active and inactive participants2014-01-01483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01484
Number of participants with account balances2014-01-01478
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01424
Total number of active participants reported on line 7a of the Form 55002013-01-01275
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01185
Total of all active and inactive participants2013-01-01460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01460
Number of participants with account balances2013-01-01448
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01373
Total number of active participants reported on line 7a of the Form 55002012-01-01265
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01154
Total of all active and inactive participants2012-01-01419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01419
Number of participants with account balances2012-01-01419
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01339
Total number of active participants reported on line 7a of the Form 55002011-01-01252
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01128
Total of all active and inactive participants2011-01-01380
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01380
Number of participants with account balances2011-01-01373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01262
Total number of active participants reported on line 7a of the Form 55002009-01-01307
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0169
Total of all active and inactive participants2009-01-01376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01376
Number of participants with account balances2009-01-01307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN

Measure Date Value
2022 : ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-12,723,370
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,829,808
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,695,769
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,964,423
Value of total assets at end of year2022-12-31$117,571,903
Value of total assets at beginning of year2022-12-31$133,125,081
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$134,039
Total interest from all sources2022-12-31$425,355
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,837,656
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,837,656
Administrative expenses professional fees incurred2022-12-31$15,750
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,862,954
Participant contributions at end of year2022-12-31$479,536
Participant contributions at beginning of year2022-12-31$318,802
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$137,543
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-15,553,178
Value of net assets at end of year (total assets less liabilities)2022-12-31$117,571,903
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$133,125,081
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$98,708,867
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$114,765,028
Value of interest in pooled separate accounts at end of year2022-12-31$3,843,919
Value of interest in pooled separate accounts at beginning of year2022-12-31$3,816,563
Interest on participant loans2022-12-31$19,476
Interest earned on other investments2022-12-31$405,879
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$14,539,581
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$14,224,688
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$279,854
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-23,280,163
Net investment gain/loss from pooled separate accounts2022-12-31$329,359
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$3,963,926
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,415,915
Contract administrator fees2022-12-31$118,289
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31EISNERAMPER LLP
Accountancy firm EIN2022-12-31871363769
2021 : ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$23,086,903
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,269,821
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,154,757
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,952,865
Value of total assets at end of year2021-12-31$133,125,081
Value of total assets at beginning of year2021-12-31$111,307,999
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$115,064
Total interest from all sources2021-12-31$553,584
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,821,430
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,821,430
Administrative expenses professional fees incurred2021-12-31$21,000
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,512,902
Participant contributions at end of year2021-12-31$318,802
Participant contributions at beginning of year2021-12-31$284,545
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$94,925
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$40,521
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$21,817,082
Value of net assets at end of year (total assets less liabilities)2021-12-31$133,125,081
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$111,307,999
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$114,765,028
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$94,230,390
Value of interest in pooled separate accounts at end of year2021-12-31$3,816,563
Value of interest in pooled separate accounts at beginning of year2021-12-31$3,267,022
Interest on participant loans2021-12-31$12,473
Interest earned on other investments2021-12-31$541,111
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$14,224,688
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$13,244,780
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$13,179,115
Net investment gain/loss from pooled separate accounts2021-12-31$579,909
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,399,442
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$186,337
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,154,757
Contract administrator fees2021-12-31$94,064
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31EISNERAMPER LLP
Accountancy firm EIN2021-12-31871363769
2020 : ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$21,737,559
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,518,354
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,497,225
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$7,327,697
Value of total assets at end of year2020-12-31$111,307,999
Value of total assets at beginning of year2020-12-31$92,088,794
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$21,129
Total interest from all sources2020-12-31$540,574
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,250,351
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,250,351
Administrative expenses professional fees incurred2020-12-31$21,000
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,293,995
Participant contributions at end of year2020-12-31$284,545
Participant contributions at beginning of year2020-12-31$0
Participant contributions at end of year2020-12-31$94,925
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$483,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$19,219,205
Value of net assets at end of year (total assets less liabilities)2020-12-31$111,307,999
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$92,088,794
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$94,230,390
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$76,221,975
Value of interest in pooled separate accounts at end of year2020-12-31$3,267,022
Value of interest in pooled separate accounts at beginning of year2020-12-31$3,583,332
Interest on participant loans2020-12-31$4,465
Interest earned on other investments2020-12-31$536,109
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$13,244,780
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$12,283,487
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$29,487
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$12,649,250
Net investment gain/loss from pooled separate accounts2020-12-31$-30,313
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,549,774
Employer contributions (assets) at end of year2020-12-31$186,337
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,467,738
Contract administrator fees2020-12-31$129
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31EISNERAMPER LLP
Accountancy firm EIN2020-12-31131639826
2019 : ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$22,061,686
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,504,599
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,497,535
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,374,083
Value of total assets at end of year2019-12-31$92,088,794
Value of total assets at beginning of year2019-12-31$72,531,707
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$7,064
Total interest from all sources2019-12-31$463,697
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,015,691
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,015,691
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,067,407
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,049,492
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$19,557,087
Value of net assets at end of year (total assets less liabilities)2019-12-31$92,088,794
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$72,531,707
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$76,221,975
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$57,633,861
Value of interest in pooled separate accounts at end of year2019-12-31$3,583,332
Value of interest in pooled separate accounts at beginning of year2019-12-31$3,654,863
Interest earned on other investments2019-12-31$463,697
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$12,283,487
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$11,242,983
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$10,447
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$13,010,845
Net investment gain/loss from pooled separate accounts2019-12-31$197,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,257,184
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,487,088
Contract administrator fees2019-12-31$7,064
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31EISNERAMPER LLP
Accountancy firm EIN2019-12-31131639826
2018 : ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,211,975
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,512,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,493,290
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$6,216,908
Value of total assets at end of year2018-12-31$72,531,707
Value of total assets at beginning of year2018-12-31$74,831,828
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$18,806
Total interest from all sources2018-12-31$439,539
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$853,883
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$853,883
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,858,413
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$422,838
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,300,121
Value of net assets at end of year (total assets less liabilities)2018-12-31$72,531,707
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$74,831,828
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$57,633,861
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$60,594,379
Value of interest in pooled separate accounts at end of year2018-12-31$3,654,863
Value of interest in pooled separate accounts at beginning of year2018-12-31$3,868,491
Interest earned on other investments2018-12-31$439,539
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$11,242,983
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$10,368,958
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$96,543
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-5,470,261
Net investment gain/loss from pooled separate accounts2018-12-31$171,906
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,935,657
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,396,747
Contract administrator fees2018-12-31$18,806
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31EISNERAMPER LLP
Accountancy firm EIN2018-12-31131639826
2017 : ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$15,723,892
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$724,469
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$717,663
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,041,463
Value of total assets at end of year2017-12-31$74,831,828
Value of total assets at beginning of year2017-12-31$59,832,405
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$6,806
Total interest from all sources2017-12-31$91,265
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$282,247
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$282,247
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,669,020
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$611,787
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$14,999,423
Value of net assets at end of year (total assets less liabilities)2017-12-31$74,831,828
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$59,832,405
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$60,594,379
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$46,202,801
Value of interest in pooled separate accounts at end of year2017-12-31$3,868,491
Value of interest in pooled separate accounts at beginning of year2017-12-31$3,944,265
Interest earned on other investments2017-12-31$91,265
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$10,368,958
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$9,685,339
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$9,142,786
Net investment gain/loss from pooled separate accounts2017-12-31$166,131
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,760,656
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$717,663
Contract administrator fees2017-12-31$6,806
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31EISNERAMPER LLP
Accountancy firm EIN2017-12-31131639826
2016 : ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$9,806,637
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$8,256,891
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,361,026
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,361,026
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,288,605
Value of total assets at end of year2016-12-31$59,832,405
Value of total assets at beginning of year2016-12-31$43,129,903
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$279,060
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,374,576
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$843,544
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,895,865
Value of net assets at end of year (total assets less liabilities)2016-12-31$59,832,405
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$43,129,903
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$46,202,801
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$33,231,186
Value of interest in pooled separate accounts at end of year2016-12-31$3,944,265
Value of interest in pooled separate accounts at beginning of year2016-12-31$2,939,001
Interest earned on other investments2016-12-31$279,060
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$9,685,339
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$6,959,716
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$63,505
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,527,729
Net investment gain/loss from pooled separate accounts2016-12-31$161,497
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,070,485
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,297,521
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31EISNERAMPER LLP
Accountancy firm EIN2016-12-31131639826
2015 : ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$19,959
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$6,384,077
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,777,955
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,777,261
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$6,137,540
Value of total assets at end of year2015-12-31$43,129,903
Value of total assets at beginning of year2015-12-31$38,503,822
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$694
Total interest from all sources2015-12-31$229,630
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,219,258
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,004,953
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$4,606,122
Value of net assets at end of year (total assets less liabilities)2015-12-31$43,129,903
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$38,503,822
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$33,231,186
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$29,844,304
Value of interest in pooled separate accounts at end of year2015-12-31$2,939,001
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,362,107
Interest earned on other investments2015-12-31$229,630
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$6,959,716
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$6,297,411
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$92,325
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-197,154
Net investment gain/loss from pooled separate accounts2015-12-31$214,061
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,913,329
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,684,936
Contract administrator fees2015-12-31$694
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31EISNERAMPER LLP
Accountancy firm EIN2015-12-31131639826
2014 : ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$6,483,503
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,171,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,171,508
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,348,606
Value of total assets at end of year2014-12-31$38,503,822
Value of total assets at beginning of year2014-12-31$33,191,827
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$218,543
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,196,124
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$264,248
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$5,311,995
Value of net assets at end of year (total assets less liabilities)2014-12-31$38,503,822
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$33,191,827
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$29,844,304
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$25,389,098
Value of interest in pooled separate accounts at end of year2014-12-31$2,362,107
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,933,601
Interest earned on other investments2014-12-31$218,543
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$6,297,411
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$5,869,128
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$244,714
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,668,115
Net investment gain/loss from pooled separate accounts2014-12-31$248,239
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,888,234
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$926,794
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31EISNERAMPER LLP
Accountancy firm EIN2014-12-31131639826
2013 : ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$8,889,138
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$6,432,946
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$883,258
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$882,777
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,215,354
Value of total assets at end of year2013-12-31$33,191,827
Value of total assets at beginning of year2013-12-31$18,753,001
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$481
Total interest from all sources2013-12-31$132,051
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$413,475
Administrative expenses (other) incurred2013-12-31$327
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,549,688
Value of net assets at end of year (total assets less liabilities)2013-12-31$33,191,827
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$18,753,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$25,389,098
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$14,565,907
Value of interest in pooled separate accounts at end of year2013-12-31$1,933,601
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,186,566
Interest earned on other investments2013-12-31$132,051
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$5,869,128
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$3,000,528
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$33,627
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,967,536
Net investment gain/loss from pooled separate accounts2013-12-31$118,005
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,801,879
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$849,150
Contract administrator fees2013-12-31$154
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31EISNERAMPER LLP
Accountancy firm EIN2013-12-31131639826
2012 : ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,381,675
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$519,592
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$518,669
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,667,476
Value of total assets at end of year2012-12-31$18,753,001
Value of total assets at beginning of year2012-12-31$14,890,918
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$923
Total interest from all sources2012-12-31$108,597
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$87,943
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,862,083
Value of net assets at end of year (total assets less liabilities)2012-12-31$18,753,001
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$14,890,918
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$14,565,907
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$11,212,265
Value of interest in pooled separate accounts at end of year2012-12-31$1,186,566
Value of interest in pooled separate accounts at beginning of year2012-12-31$966,245
Interest earned on other investments2012-12-31$108,597
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$3,000,528
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,616,174
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$11,222
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,503,950
Net investment gain/loss from pooled separate accounts2012-12-31$101,652
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,579,533
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$96,234
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$507,447
Contract administrator fees2012-12-31$923
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31EISNERAMPER LLP
Accountancy firm EIN2012-12-31131639826
2011 : ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,381,704
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$392,383
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$392,131
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,323,489
Value of total assets at end of year2011-12-31$14,890,918
Value of total assets at beginning of year2011-12-31$12,901,597
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$252
Total interest from all sources2011-12-31$97,204
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$53,939
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,989,321
Value of net assets at end of year (total assets less liabilities)2011-12-31$14,890,918
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$12,901,597
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$11,212,265
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$9,928,309
Value of interest in pooled separate accounts at end of year2011-12-31$966,245
Value of interest in pooled separate accounts at beginning of year2011-12-31$752,012
Interest earned on other investments2011-12-31$97,204
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,616,174
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,221,276
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-142,561
Net investment gain/loss from pooled separate accounts2011-12-31$103,572
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,269,550
Employer contributions (assets) at end of year2011-12-31$96,234
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$392,131
Contract administrator fees2011-12-31$252
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31EISNERAMPER LLP
Accountancy firm EIN2011-12-31131639826
2010 : ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,160,075
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$297,623
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$297,295
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,977,303
Value of total assets at end of year2010-12-31$12,901,597
Value of total assets at beginning of year2010-12-31$10,039,145
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$328
Total interest from all sources2010-12-31$80,249
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31No
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,862,452
Value of net assets at end of year (total assets less liabilities)2010-12-31$12,901,597
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$10,039,145
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$9,928,309
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,736,946
Value of interest in pooled separate accounts at end of year2010-12-31$752,012
Value of interest in pooled separate accounts at beginning of year2010-12-31$587,861
Interest earned on other investments2010-12-31$80,249
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$2,221,276
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,714,338
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$126,163
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,017,523
Net investment gain/loss from pooled separate accounts2010-12-31$85,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,977,303
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$171,132
Contract administrator fees2010-12-31$328
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31EISNERAMPER LLP
Accountancy firm EIN2010-12-31131639826
2009 : ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN

2022: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150604
Policy instance 1
Insurance contract or identification number150604
Number of Individuals Covered516
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150604
Policy instance 1
Insurance contract or identification number150604
Number of Individuals Covered524
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150604
Policy instance 1
Insurance contract or identification number150604
Number of Individuals Covered530
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150604
Policy instance 1
Insurance contract or identification number150604
Number of Individuals Covered556
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150604
Policy instance 1
Insurance contract or identification number150604
Number of Individuals Covered588
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150604
Policy instance 1
Insurance contract or identification number150604
Number of Individuals Covered604
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150604
Policy instance 1
Insurance contract or identification number150604
Number of Individuals Covered496
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150604
Policy instance 1
Insurance contract or identification number150604
Number of Individuals Covered479
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150616
Policy instance 2
Insurance contract or identification number150616
Number of Individuals Covered255
Insurance policy start date2013-12-31
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150604
Policy instance 1
Insurance contract or identification number150604
Number of Individuals Covered445
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150604
Policy instance 1
Insurance contract or identification number150604
Number of Individuals Covered422
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150604
Policy instance 1
Insurance contract or identification number150604
Number of Individuals Covered373
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150604
Policy instance 1
Insurance contract or identification number150604
Number of Individuals Covered333
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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