401k Plan data: ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN plan

ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN 401k Plan overview

Plan Name	ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN
Plan identification number	002

ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ITHAKA HARBORS, INC. has sponsored the creation of one or more 401k plans.

Company Name: ITHAKA HARBORS, INC.

Employer identification number (EIN): 133857105

NAIC Classification: 611000

Additional information about ITHAKA HARBORS, INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1995-07-31

Company Identification Number: 1943691

Legal Registered Office Address: 80 STATE STREET
New York
ALBANY
United States of America (USA)
122072543

More information about ITHAKA HARBORS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2013-01-01 CHRIS VANACORE
002 2012-01-01 CHRIS VANACORE
002 2011-01-01 CHRIS VANACORE
002 2009-01-01 PHYLLIS T. CASSETTA PHYLLIS T. CASSETTA 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2013-01-01	CHRIS VANACORE
002	2012-01-01	CHRIS VANACORE
002	2011-01-01	CHRIS VANACORE
002	2009-01-01	PHYLLIS T. CASSETTA	PHYLLIS T. CASSETTA	2010-10-14

Plan Statistics for ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN

401k plan membership statisitcs for ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN

Measure Date Value
2013: ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 346
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 313
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 269
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 77
Total of all active and inactive participants 2012-01-01 346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 346
Number of participants with account balances 2012-01-01 228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 288
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 258
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 64
Total of all active and inactive participants 2011-01-01 322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 322
Number of participants with account balances 2011-01-01 204
2009: ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 153
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 163
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 31
Total of all active and inactive participants 2009-01-01 194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 194
Number of participants with account balances 2009-01-01 163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	346
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	313
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	269
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	77
Total of all active and inactive participants	2012-01-01	346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	346
Number of participants with account balances	2012-01-01	228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	288
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	258
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	64
Total of all active and inactive participants	2011-01-01	322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	322
Number of participants with account balances	2011-01-01	204
2009: ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	153
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	163
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	31
Total of all active and inactive participants	2009-01-01	194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	194
Number of participants with account balances	2009-01-01	163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN

Measure	Date	Value
2013 : ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$8,889,138
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,538,560
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$261,017
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$261,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,458,649
Value of total assets at end of year	2013-12-31	$0
Value of total assets at beginning of year	2013-12-31	$6,611,595
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$14
Total interest from all sources	2013-12-31	$56,566
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,130,897
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$327,752
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,277,543
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$6,611,595
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$4,865,059
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$429,637
Interest earned on other investments	2013-12-31	$56,566
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,316,899
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$982,020
Net investment gain/loss from pooled separate accounts	2013-12-31	$41,325
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$261,003
Contract administrator fees	2013-12-31	$14
Did the plan have assets held for investment	2013-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	EISNERAMPER LLP
Accountancy firm EIN	2013-12-31	131639826
2012 : ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,626,315
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$235,270
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$235,270
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,032,440
Value of total assets at end of year	2012-12-31	$6,611,595
Value of total assets at beginning of year	2012-12-31	$5,220,550
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$0
Total interest from all sources	2012-12-31	$44,457
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$982,153
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$30,030
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$50,287
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,391,045
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$6,611,595
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$5,220,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$4,865,059
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,679,809
Value of interest in pooled separate accounts at end of year	2012-12-31	$429,637
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$354,298
Interest earned on other investments	2012-12-31	$44,457
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,316,899
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$1,156,413
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$512,186
Net investment gain/loss from pooled separate accounts	2012-12-31	$37,232
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$235,270
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	EISNERAMPER LLP
Accountancy firm EIN	2012-12-31	131639826
2011 : ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$829,710
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$143,376
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$143,376
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$809,774
Value of total assets at end of year	2011-12-31	$5,220,550
Value of total assets at beginning of year	2011-12-31	$4,534,216
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$34,898
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$802,381
Participant contributions at end of year	2011-12-31	$30,030
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$7,393
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$686,334
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$5,220,550
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$4,534,216
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,679,809
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,291,310
Value of interest in pooled separate accounts at end of year	2011-12-31	$354,298
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$272,419
Interest earned on other investments	2011-12-31	$34,898
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$1,156,413
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$970,487
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-52,671
Net investment gain/loss from pooled separate accounts	2011-12-31	$37,709
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$143,376
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	EISNERAMPER LLP
Accountancy firm EIN	2011-12-31	131639826
2010 : ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,086,719
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$284,170
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$284,170
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$679,399
Value of total assets at end of year	2010-12-31	$4,534,216
Value of total assets at beginning of year	2010-12-31	$3,731,667
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$29,368
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	No
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$650,960
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$28,439
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$802,549
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$4,534,216
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,731,667
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$3,291,310
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,638,973
Value of interest in pooled separate accounts at end of year	2010-12-31	$272,419
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$227,973
Interest earned on other investments	2010-12-31	$29,368
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$970,487
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$864,721
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$132,904
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$346,776
Net investment gain/loss from pooled separate accounts	2010-12-31	$31,176
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$151,266
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	EISNERAMPER LLP
Accountancy firm EIN	2010-12-31	131639826
2009 : ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN

2013: ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ITHAKA HARBORS, INC. 403(B) TDA SUPPLEMENTAL RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ITHAKA HARBORS, INC.
Employer identification number (EIN):	133857105
NAIC Classification:	611000

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1995-07-31
Company Identification Number:	1943691
Legal Registered Office Address:	80 STATE STREET New York ALBANY United States of America (USA) 122072543