401k Plan data: DOUGLAS GOULD & CO., INC. 401(K) PROFIT-SHARING PLAN plan

DOUGLAS GOULD & CO., INC. 401(K) PROFIT-SHARING PLAN 401k Plan overview

Plan Name	DOUGLAS GOULD & CO., INC. 401(K) PROFIT-SHARING PLAN
Plan identification number	001

DOUGLAS GOULD & CO., INC. 401(K) PROFIT-SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DOUGLAS GOULD & CO., INC. has sponsored the creation of one or more 401k plans.

Company Name: DOUGLAS GOULD & CO., INC.

Employer identification number (EIN): 133866903

NAIC Classification: 541910
NAIC Description: Marketing Research and Public Opinion Polling

Additional information about DOUGLAS GOULD & CO., INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1996-01-05

Company Identification Number: 1987704

Legal Registered Office Address: 31 WEST 27TH ST
4TH FL
NEW YORK
United States of America (USA)
10001

More information about DOUGLAS GOULD & CO., INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DOUGLAS GOULD & CO., INC. 401(K) PROFIT-SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 DOUGLAS GOULD 2023-03-27
001 2021-01-01 DOUGLAS GOULD 2022-09-09
001 2020-01-01 DOUGLAS GOULD 2021-10-22
001 2019-01-01 DOUGLAS GOULD 2020-09-28
001 2018-01-01 DOUGLAS GOULD 2019-10-16
001 2018-01-01 DOUGLAS GOULD 2021-10-22
001 2017-01-01 DOUGLAS GOULD 2021-10-22
001 2016-01-01 DOUGLAS GOULD 2017-10-16
001 2015-01-01 DONALD TIPPLE 2016-06-28
001 2014-01-01 DONALD TIPPLE
001 2013-01-01 DONALD TIPPLE
001 2012-01-01 DOUGLAS GOULD 2013-10-15 DOUGLAS GOULD 2013-10-15
001 2011-01-01 DONALD TIPPLE 2012-10-15 DONALD TIPPLE 2012-10-15
001 2010-01-01 DONALD TIPPLE 2011-10-24 DONALD TIPPLE 2011-10-24

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	DOUGLAS GOULD	2023-03-27
001	2021-01-01	DOUGLAS GOULD	2022-09-09
001	2020-01-01	DOUGLAS GOULD	2021-10-22
001	2019-01-01	DOUGLAS GOULD	2020-09-28
001	2018-01-01	DOUGLAS GOULD	2019-10-16
001	2018-01-01	DOUGLAS GOULD	2021-10-22
001	2017-01-01	DOUGLAS GOULD	2021-10-22
001	2016-01-01	DOUGLAS GOULD	2017-10-16
001	2015-01-01	DONALD TIPPLE	2016-06-28
001	2014-01-01	DONALD TIPPLE
001	2013-01-01	DONALD TIPPLE
001	2012-01-01	DOUGLAS GOULD	2013-10-15	DOUGLAS GOULD	2013-10-15
001	2011-01-01	DONALD TIPPLE	2012-10-15	DONALD TIPPLE	2012-10-15
001	2010-01-01	DONALD TIPPLE	2011-10-24	DONALD TIPPLE	2011-10-24

Financial Data on DOUGLAS GOULD & CO., INC. 401(K) PROFIT-SHARING PLAN

Measure	Date	Value
2014 : DOUGLAS GOULD & CO., INC. 401(K) PROFIT-SHARING PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total income from all sources	2014-12-31	$104,904
Expenses. Total of all expenses incurred	2014-12-31	$84,652
Benefits paid (including direct rollovers)	2014-12-31	$84,553
Total plan assets at end of year	2014-12-31	$1,407,468
Total plan assets at beginning of year	2014-12-31	$1,387,216
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$25,601
Expenses. Other expenses not covered elsewhere	2014-12-31	$99
Contributions received from other sources (not participants or employers)	2014-12-31	$549
Other income received	2014-12-31	$69,276
Net income (gross income less expenses)	2014-12-31	$20,252
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,407,468
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,387,216
Assets. Value of participant loans	2014-12-31	$30,900
Total contributions received or receivable from employer(s)	2014-12-31	$9,478
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$0
Amount contributed by the employer to the plan for this plan year	2014-12-31	$0
2013 : DOUGLAS GOULD & CO., INC. 401(K) PROFIT-SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$255,706
Expenses. Total of all expenses incurred	2013-12-31	$483,979
Benefits paid (including direct rollovers)	2013-12-31	$483,767
Total plan assets at end of year	2013-12-31	$1,387,216
Total plan assets at beginning of year	2013-12-31	$1,615,489
Value of fidelity bond covering the plan	2013-12-31	$250,000
Total contributions received or receivable from participants	2013-12-31	$20,435
Expenses. Other expenses not covered elsewhere	2013-12-31	$212
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$235,271
Net income (gross income less expenses)	2013-12-31	$-228,273
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,387,216
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,615,489
Assets. Value of participant loans	2013-12-31	$54,558
Total contributions received or receivable from employer(s)	2013-12-31	$0
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$0
Amount contributed by the employer to the plan for this plan year	2013-12-31	$0

Form 5500 Responses for DOUGLAS GOULD & CO., INC. 401(K) PROFIT-SHARING PLAN

2014: DOUGLAS GOULD & CO., INC. 401(K) PROFIT-SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2013: DOUGLAS GOULD & CO., INC. 401(K) PROFIT-SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number	GA-832062
Policy instance	1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number	GA-832062
Policy instance	1

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Company Name:	DOUGLAS GOULD & CO., INC.
Employer identification number (EIN):	133866903
NAIC Classification:	541910
NAIC Description:	Marketing Research and Public Opinion Polling

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1996-01-05
Company Identification Number:	1987704
Legal Registered Office Address:	31 WEST 27TH ST 4TH FL NEW YORK United States of America (USA) 10001