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HERBERT S SMITH DMD PC 401k Plan overview

Plan NameHERBERT S SMITH DMD PC
Plan identification number 001

HERBERT S SMITH DMD PC Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.

401k Sponsoring company profile

HERBERT S SMITH DMD PC has sponsored the creation of one or more 401k plans.

Company Name:HERBERT S SMITH DMD PC
Employer identification number (EIN):133891063
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HERBERT S SMITH DMD PC

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01
0012019-01-01
0012017-01-01HERBERT SMITH HERBERT SMITH2018-09-16
0012016-01-01HERBERT SMITH HERBERT SMITH2017-09-17
0012015-01-01HERBERT SMITH
0012014-01-01HERBERT SMITH HERBERT SMITH2015-09-15
0012012-01-01HERBERT SMITH HERBERT SMITH2013-09-16
0012011-01-01HERBERT SMITH
0012009-01-01HERBERT SMITH

Financial Data on HERBERT S SMITH DMD PC

Measure Date Value
2020 : HERBERT S SMITH DMD PC 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$7,000
Expenses. Total of all expenses incurred2020-12-31$6,250
Total plan assets at end of year2020-12-31$427,146
Total plan assets at beginning of year2020-12-31$426,396
Expenses. Other expenses not covered elsewhere2020-12-31$250
Net income (gross income less expenses)2020-12-31$750
Net plan assets at end of year (total assets less liabilities)2020-12-31$427,146
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$426,396
Total contributions received or receivable from employer(s)2020-12-31$7,000
Value of certain deemed distributions of participant loans2020-12-31$3,500
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$2,500
2019 : HERBERT S SMITH DMD PC 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$150
Total income from all sources2019-12-31$58,831
Expenses. Total of all expenses incurred2019-12-31$150
Benefits paid (including direct rollovers)2019-12-31$0
Total plan assets at end of year2019-12-31$426,396
Total plan assets at beginning of year2019-12-31$367,565
Total contributions received or receivable from participants2019-12-31$0
Expenses. Other expenses not covered elsewhere2019-12-31$150
Contributions received from other sources (not participants or employers)2019-12-31$0
Other income received2019-12-31$42,831
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$58,681
Net plan assets at end of year (total assets less liabilities)2019-12-31$426,246
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$367,565
Total contributions received or receivable from employer(s)2019-12-31$16,000
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
2017 : HERBERT S SMITH DMD PC 2017 401k financial data
Total plan liabilities at end of year2017-12-31$125
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$16,100
Expenses. Total of all expenses incurred2017-12-31$125
Benefits paid (including direct rollovers)2017-12-31$0
Total plan assets at end of year2017-12-31$386,100
Total plan assets at beginning of year2017-12-31$370,000
Total contributions received or receivable from participants2017-12-31$0
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$0
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$15,975
Net plan assets at end of year (total assets less liabilities)2017-12-31$385,975
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$370,000
Total contributions received or receivable from employer(s)2017-12-31$16,100
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$125
2016 : HERBERT S SMITH DMD PC 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$16,768
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$17,500
Expenses. Total of all expenses incurred2016-12-31$16,768
Total plan assets at end of year2016-12-31$410,369
Total plan assets at beginning of year2016-12-31$392,869
Total contributions received or receivable from participants2016-12-31$0
Expenses. Other expenses not covered elsewhere2016-12-31$16,643
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$0
Net income (gross income less expenses)2016-12-31$732
Net plan assets at end of year (total assets less liabilities)2016-12-31$393,601
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$392,869
Total contributions received or receivable from employer(s)2016-12-31$17,500
Value of certain deemed distributions of participant loans2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$125
2015 : HERBERT S SMITH DMD PC 2015 401k financial data
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$19,301
Expenses. Total of all expenses incurred2015-12-31$125
Total plan assets at end of year2015-12-31$412,045
Total plan assets at beginning of year2015-12-31$392,869
Other income received2015-12-31$1,800
Net income (gross income less expenses)2015-12-31$19,176
Net plan assets at end of year (total assets less liabilities)2015-12-31$412,045
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$392,869
Total contributions received or receivable from employer(s)2015-12-31$17,501
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$125
2014 : HERBERT S SMITH DMD PC 2014 401k financial data
Total income from all sources2014-12-31$24,900
Expenses. Total of all expenses incurred2014-12-31$125
Total plan assets at end of year2014-12-31$392,869
Total plan assets at beginning of year2014-12-31$368,094
Other income received2014-12-31$18,000
Net income (gross income less expenses)2014-12-31$24,775
Net plan assets at end of year (total assets less liabilities)2014-12-31$392,869
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$368,094
Total contributions received or receivable from employer(s)2014-12-31$6,900
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$125
2012 : HERBERT S SMITH DMD PC 2012 401k financial data
Transfers to/from the plan2012-12-31$-5,265
Total income from all sources2012-12-31$17,806
Expenses. Total of all expenses incurred2012-12-31$125
Total plan assets at end of year2012-12-31$289,600
Total plan assets at beginning of year2012-12-31$271,542
Net income (gross income less expenses)2012-12-31$17,681
Net plan assets at end of year (total assets less liabilities)2012-12-31$289,600
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$271,542
Total contributions received or receivable from employer(s)2012-12-31$17,806
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$125
2011 : HERBERT S SMITH DMD PC 2011 401k financial data
Total income from all sources2011-12-31$17,773
Expenses. Total of all expenses incurred2011-12-31$5,390
Total plan assets at end of year2011-12-31$275,987
Total plan assets at beginning of year2011-12-31$263,604
Expenses. Other expenses not covered elsewhere2011-12-31$125
Net income (gross income less expenses)2011-12-31$12,383
Net plan assets at end of year (total assets less liabilities)2011-12-31$275,987
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$263,604
Total contributions received or receivable from employer(s)2011-12-31$17,773
Value of certain deemed distributions of participant loans2011-12-31$5,265
2010 : HERBERT S SMITH DMD PC 2010 401k financial data
Total income from all sources2010-12-31$17,773
Expenses. Total of all expenses incurred2010-12-31$125
Total plan assets at end of year2010-12-31$263,479
Total plan assets at beginning of year2010-12-31$245,831
Expenses. Other expenses not covered elsewhere2010-12-31$125
Net income (gross income less expenses)2010-12-31$17,648
Net plan assets at end of year (total assets less liabilities)2010-12-31$263,479
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$245,831
Total contributions received or receivable from employer(s)2010-12-31$17,773

Form 5500 Responses for HERBERT S SMITH DMD PC

2020: HERBERT S SMITH DMD PC 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HERBERT S SMITH DMD PC 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2017: HERBERT S SMITH DMD PC 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01First time form 5500 has been submittedYes
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HERBERT S SMITH DMD PC 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01First time form 5500 has been submittedYes
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HERBERT S SMITH DMD PC 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01First time form 5500 has been submittedYes
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HERBERT S SMITH DMD PC 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01First time form 5500 has been submittedYes
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2012: HERBERT S SMITH DMD PC 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HERBERT S SMITH DMD PC 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01First time form 5500 has been submittedYes
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: HERBERT S SMITH DMD PC 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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