401k Plan data: HERBERT S SMITH DM PC plan

HERBERT S SMITH DM PC 401k Plan overview

Plan Name	HERBERT S SMITH DM PC
Plan identification number	002

HERBERT S SMITH DM PC Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Money purchase (other than target benefit)
Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.

401k Sponsoring company profile

HERBERT S SMITH DMD PC has sponsored the creation of one or more 401k plans.

Company Name: HERBERT S SMITH DMD PC

Employer identification number (EIN): 133891063

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HERBERT S SMITH DM PC

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2021-01-01 HERBERT SMITH 2022-10-16
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 HERBERT SMITH HERBERT SMITH 2018-09-16
002 2016-01-01 HERBERT SMITH HERBERT SMITH 2017-09-17
002 2015-01-01 HERBERT SMITH HERBERT SMITH 2016-09-15
002 2014-01-01 HERBERT SMITH HERBERT SMITH 2015-09-15
002 2013-01-01 HERBERT SMITH HERBERT SMITH 2014-09-15
002 2012-01-01 HERBERT SMITH HERBERT SMITH 2013-09-16
002 2011-01-01 HERBERT SMITH
002 2010-01-01 HERBERT SMITH
002 2009-01-01 HERBERT SMITH

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2021-01-01	HERBERT SMITH	2022-10-16
002	2020-01-01
002	2019-01-01
002	2018-01-01
002	2017-01-01	HERBERT SMITH		HERBERT SMITH	2018-09-16
002	2016-01-01	HERBERT SMITH		HERBERT SMITH	2017-09-17
002	2015-01-01	HERBERT SMITH		HERBERT SMITH	2016-09-15
002	2014-01-01	HERBERT SMITH		HERBERT SMITH	2015-09-15
002	2013-01-01	HERBERT SMITH		HERBERT SMITH	2014-09-15
002	2012-01-01	HERBERT SMITH		HERBERT SMITH	2013-09-16
002	2011-01-01	HERBERT SMITH
002	2010-01-01	HERBERT SMITH
002	2009-01-01	HERBERT SMITH

Financial Data on HERBERT S SMITH DM PC

Measure	Date	Value
2020 : HERBERT S SMITH DM PC 2020 401k financial data
Total income from all sources	2020-12-31	$3,000
Expenses. Total of all expenses incurred	2020-12-31	$250
Total plan assets at end of year	2020-12-31	$126,509
Total plan assets at beginning of year	2020-12-31	$123,759
Expenses. Other expenses not covered elsewhere	2020-12-31	$250
Net income (gross income less expenses)	2020-12-31	$2,750
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$126,509
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$123,759
Total contributions received or receivable from employer(s)	2020-12-31	$3,000
2019 : HERBERT S SMITH DM PC 2019 401k financial data
Total income from all sources	2019-12-31	$9,000
Expenses. Total of all expenses incurred	2019-12-31	$150
Total plan assets at end of year	2019-12-31	$123,759
Total plan assets at beginning of year	2019-12-31	$114,909
Net income (gross income less expenses)	2019-12-31	$8,850
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$123,759
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$114,909
Total contributions received or receivable from employer(s)	2019-12-31	$9,000
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$150
2018 : HERBERT S SMITH DM PC 2018 401k financial data
Transfers to/from the plan	2018-12-31	$0
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$10,534
Expenses. Total of all expenses incurred	2018-12-31	$125
Benefits paid (including direct rollovers)	2018-12-31	$0
Total plan assets at end of year	2018-12-31	$114,909
Total plan assets at beginning of year	2018-12-31	$104,500
Total contributions received or receivable from participants	2018-12-31	$0
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$6,934
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$10,409
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$114,909
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$104,500
Total contributions received or receivable from employer(s)	2018-12-31	$3,600
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$125
2017 : HERBERT S SMITH DM PC 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$125
Total income from all sources	2017-12-31	$6,900
Expenses. Total of all expenses incurred	2017-12-31	$125
Benefits paid (including direct rollovers)	2017-12-31	$0
Total plan assets at end of year	2017-12-31	$104,500
Total plan assets at beginning of year	2017-12-31	$97,600
Total contributions received or receivable from participants	2017-12-31	$0
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$0
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$6,775
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$104,375
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$97,600
Total contributions received or receivable from employer(s)	2017-12-31	$6,900
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$125
2016 : HERBERT S SMITH DM PC 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total income from all sources	2016-12-31	$9,500
Expenses. Total of all expenses incurred	2016-12-31	$125
Total plan assets at end of year	2016-12-31	$118,943
Total plan assets at beginning of year	2016-12-31	$109,568
Other income received	2016-12-31	$2,000
Net income (gross income less expenses)	2016-12-31	$9,375
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$118,943
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$109,568
Total contributions received or receivable from employer(s)	2016-12-31	$7,500
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$125
2015 : HERBERT S SMITH DM PC 2015 401k financial data
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$8,499
Expenses. Total of all expenses incurred	2015-12-31	$125
Total plan assets at end of year	2015-12-31	$248,161
Total plan assets at beginning of year	2015-12-31	$239,787
Expenses. Other expenses not covered elsewhere	2015-12-31	$125
Other income received	2015-12-31	$1,000
Net income (gross income less expenses)	2015-12-31	$8,374
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$248,161
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$239,787
Total contributions received or receivable from employer(s)	2015-12-31	$7,499
2014 : HERBERT S SMITH DM PC 2014 401k financial data
Total income from all sources	2014-12-31	$6,900
Expenses. Total of all expenses incurred	2014-12-31	$10,125
Benefits paid (including direct rollovers)	2014-12-31	$10,000
Total plan assets at end of year	2014-12-31	$199,513
Total plan assets at beginning of year	2014-12-31	$202,738
Expenses. Other expenses not covered elsewhere	2014-12-31	$125
Net income (gross income less expenses)	2014-12-31	$-3,225
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$199,513
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$202,738
Total contributions received or receivable from employer(s)	2014-12-31	$6,900
2013 : HERBERT S SMITH DM PC 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total income from all sources	2013-12-31	$22,805
Expenses. Total of all expenses incurred	2013-12-31	$125
Total plan assets at end of year	2013-12-31	$202,738
Total plan assets at beginning of year	2013-12-31	$180,058
Noncash contributions received	2013-12-31	$15,305
Net income (gross income less expenses)	2013-12-31	$22,680
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$202,738
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$180,058
Total contributions received or receivable from employer(s)	2013-12-31	$7,500
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$125
2012 : HERBERT S SMITH DM PC 2012 401k financial data
Total income from all sources	2012-12-31	$7,194
Expenses. Total of all expenses incurred	2012-12-31	$125
Total plan assets at end of year	2012-12-31	$170,966
Total plan assets at beginning of year	2012-12-31	$168,073
Net income (gross income less expenses)	2012-12-31	$7,069
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$170,966
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$168,073
Total contributions received or receivable from employer(s)	2012-12-31	$7,194
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$125
2011 : HERBERT S SMITH DM PC 2011 401k financial data
Total income from all sources	2011-12-31	$7,109
Expenses. Total of all expenses incurred	2011-12-31	$5,390
Total plan assets at end of year	2011-12-31	$164,950
Total plan assets at beginning of year	2011-12-31	$163,231
Net income (gross income less expenses)	2011-12-31	$1,719
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$164,950
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$163,231
Total contributions received or receivable from employer(s)	2011-12-31	$7,109
Value of certain deemed distributions of participant loans	2011-12-31	$5,265
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$125
2010 : HERBERT S SMITH DM PC 2010 401k financial data
Total income from all sources	2010-12-31	$7,109
Expenses. Total of all expenses incurred	2010-12-31	$125
Total plan assets at end of year	2010-12-31	$163,231
Total plan assets at beginning of year	2010-12-31	$156,124
Expenses. Other expenses not covered elsewhere	2010-12-31	$125
Net income (gross income less expenses)	2010-12-31	$6,984
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$163,231
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$156,124
Total contributions received or receivable from employer(s)	2010-12-31	$7,109

Form 5500 Responses for HERBERT S SMITH DM PC

2020: HERBERT S SMITH DM PC 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: HERBERT S SMITH DM PC 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: HERBERT S SMITH DM PC 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: HERBERT S SMITH DM PC 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	First time form 5500 has been submitted	Yes
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: HERBERT S SMITH DM PC 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	First time form 5500 has been submitted	Yes
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HERBERT S SMITH DM PC 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	First time form 5500 has been submitted	Yes
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HERBERT S SMITH DM PC 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	First time form 5500 has been submitted	Yes
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HERBERT S SMITH DM PC 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	First time form 5500 has been submitted	Yes
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HERBERT S SMITH DM PC 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HERBERT S SMITH DM PC 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	First time form 5500 has been submitted	Yes
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: HERBERT S SMITH DM PC 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: HERBERT S SMITH DM PC 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	HERBERT S SMITH DMD PC
Employer identification number (EIN):	133891063
NAIC Classification:	621210
NAIC Description:	Offices of Dentists