SIEBERT WILLIAMS SHANK & CO., LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SIEBERT WILLIAMS SHANK & CO., LLC 401K SAVINGS PLAN
401k plan membership statisitcs for SIEBERT WILLIAMS SHANK & CO., LLC 401K SAVINGS PLAN
Measure | Date | Value |
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2022 : SIEBERT WILLIAMS SHANK & CO., LLC 401K SAVINGS PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-5,721,831 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $1,340,269 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,337,358 |
Value of total corrective distributions | 2022-12-31 | $1,986 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $3,293,052 |
Value of total assets at end of year | 2022-12-31 | $44,437,428 |
Value of total assets at beginning of year | 2022-12-31 | $51,499,528 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $925 |
Total interest from all sources | 2022-12-31 | $71,579 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $306,788 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $306,788 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $700,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $2,316,049 |
Participant contributions at end of year | 2022-12-31 | $345,928 |
Participant contributions at beginning of year | 2022-12-31 | $346,952 |
Participant contributions at end of year | 2022-12-31 | $0 |
Participant contributions at beginning of year | 2022-12-31 | $22,480 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $30,110,926 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $34,942,105 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-7,062,100 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $44,437,428 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $51,499,528 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $11,202,994 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $14,045,376 |
Interest on participant loans | 2022-12-31 | $17,347 |
Interest earned on other investments | 2022-12-31 | $54,232 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $2,777,580 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $2,133,382 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-9,393,250 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $977,003 |
Employer contributions (assets) at end of year | 2022-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $9,233 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,337,358 |
Contract administrator fees | 2022-12-31 | $925 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | GRASSI & CO., CPAS P.C. |
Accountancy firm EIN | 2022-12-31 | 113266576 |
2021 : SIEBERT WILLIAMS SHANK & CO., LLC 401K SAVINGS PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets to this plan | 2021-12-31 | $12,714,547 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $8,848,383 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $1,734,109 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,733,804 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $3,674,835 |
Value of total assets at end of year | 2021-12-31 | $51,499,528 |
Value of total assets at beginning of year | 2021-12-31 | $31,670,707 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $305 |
Total interest from all sources | 2021-12-31 | $52,137 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,124,063 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,124,063 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $800,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $1,954,738 |
Participant contributions at end of year | 2021-12-31 | $346,952 |
Participant contributions at beginning of year | 2021-12-31 | $319,743 |
Participant contributions at end of year | 2021-12-31 | $22,480 |
Participant contributions at beginning of year | 2021-12-31 | $2,770 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $34,942,105 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $30,834,405 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $845,717 |
Other income not declared elsewhere | 2021-12-31 | $3,091,278 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $7,114,274 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $51,499,528 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $31,670,707 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $14,045,376 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $226,924 |
Interest on participant loans | 2021-12-31 | $21,121 |
Interest earned on other investments | 2021-12-31 | $31,016 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $2,133,382 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $248,868 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $906,070 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $874,380 |
Employer contributions (assets) at end of year | 2021-12-31 | $9,233 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $37,997 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,733,804 |
Contract administrator fees | 2021-12-31 | $305 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | GRASSI & CO., CPAS P.C. |
Accountancy firm EIN | 2021-12-31 | 113266576 |
2020 : SIEBERT WILLIAMS SHANK & CO., LLC 401K SAVINGS PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $7,081,859 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $966,465 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $965,360 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $2,233,042 |
Value of total assets at end of year | 2020-12-31 | $31,670,707 |
Value of total assets at beginning of year | 2020-12-31 | $25,555,313 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $1,105 |
Total interest from all sources | 2020-12-31 | $14,429 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $5,743 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $5,743 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $800,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $595,091 |
Participant contributions at end of year | 2020-12-31 | $319,743 |
Participant contributions at beginning of year | 2020-12-31 | $232,210 |
Participant contributions at end of year | 2020-12-31 | $2,770 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $30,834,405 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $25,080,632 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $2,610 |
Other income not declared elsewhere | 2020-12-31 | $4,802,999 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $6,115,394 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $31,670,707 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $25,555,313 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $226,924 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $162,243 |
Interest on participant loans | 2020-12-31 | $14,267 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $80,228 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $80,228 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $162 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $248,868 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $25,646 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $1,635,341 |
Employer contributions (assets) at end of year | 2020-12-31 | $37,997 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $965,360 |
Contract administrator fees | 2020-12-31 | $1,105 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | GRASSI & CO., P.C. |
Accountancy firm EIN | 2020-12-31 | 113266576 |
2008 : SIEBERT WILLIAMS SHANK & CO., LLC 401K SAVINGS PLAN 2008 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2008-12-31 | $0 |