401k Plan data: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST plan

DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number	001

DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DB GRANT ASSOCIATES INC. has sponsored the creation of one or more 401k plans.

Company Name: DB GRANT ASSOCIATES INC.

Employer identification number (EIN): 133961389

NAIC Classification: 561300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01
001 2020-01-01 RICK FILIPPELLI 2021-10-05
001 2019-01-01 RICK FILIPPELLI 2020-09-23
001 2019-01-01 RICK FILIPPELLI 2020-09-23
001 2018-01-01 RICK FILIPPELLI 2019-10-09
001 2017-01-01
001 2016-01-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2021-01-01
001	2020-01-01	RICK FILIPPELLI	2021-10-05
001	2019-01-01	RICK FILIPPELLI	2020-09-23
001	2019-01-01	RICK FILIPPELLI	2020-09-23
001	2018-01-01	RICK FILIPPELLI	2019-10-09
001	2017-01-01
001	2016-01-01

Plan Statistics for DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2020: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year 2020-01-01 665
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 89
Total of all active and inactive participants 2020-01-01 89
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 90
Number of participants with account balances 2020-01-01 90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 570
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 333
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 293
Total of all active and inactive participants 2019-01-01 626
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 627
Number of participants with account balances 2019-01-01 530
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 495
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 296
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 274
Total of all active and inactive participants 2018-01-01 570
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 570
Number of participants with account balances 2018-01-01 447
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 459
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 268
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 204
Total of all active and inactive participants 2017-01-01 472
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 472
Number of participants with account balances 2017-01-01 412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 441
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 254
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 179
Total of all active and inactive participants 2016-01-01 433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 433
Number of participants with account balances 2016-01-01 360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0

Measure	Date	Value
2020: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year	2020-01-01	665
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	89
Total of all active and inactive participants	2020-01-01	89
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	90
Number of participants with account balances	2020-01-01	90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	570
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	333
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	293
Total of all active and inactive participants	2019-01-01	626
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	627
Number of participants with account balances	2019-01-01	530
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	495
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	296
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	274
Total of all active and inactive participants	2018-01-01	570
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	570
Number of participants with account balances	2018-01-01	447
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	459
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	268
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	204
Total of all active and inactive participants	2017-01-01	472
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	472
Number of participants with account balances	2017-01-01	412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	441
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	254
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	179
Total of all active and inactive participants	2016-01-01	433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	433
Number of participants with account balances	2016-01-01	360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0

Financial Data on DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST

Measure	Date	Value
2020 : DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$1,436,059
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$10,959,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$10,862,340
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$939,445
Value of total assets at end of year	2020-12-31	$40,857
Value of total assets at beginning of year	2020-12-31	$9,564,398
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$97,260
Total interest from all sources	2020-12-31	$62,601
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2020-12-31	$0
Administrative expenses professional fees incurred	2020-12-31	$97,260
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$450,676
Participant contributions at beginning of year	2020-12-31	$336,244
Participant contributions at beginning of year	2020-12-31	$17,645
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$8,907
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$263,190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$-9,523,541
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$40,857
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$9,564,398
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$40,646
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$7,665,459
Interest on participant loans	2020-12-31	$14,913
Interest earned on other investments	2020-12-31	$47,688
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$211
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$513,350
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$434,013
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$479,862
Employer contributions (assets) at beginning of year	2020-12-31	$1,031,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$10,599,150
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	SOBEL & CO., LLC
Accountancy firm EIN	2020-12-31	221430039
2019 : DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$3,071,756
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$692,306
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$649,166
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,807,784
Value of total assets at end of year	2019-12-31	$9,564,398
Value of total assets at beginning of year	2019-12-31	$7,184,948
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$43,140
Total interest from all sources	2019-12-31	$28,415
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$689,993
Participant contributions at end of year	2019-12-31	$336,244
Participant contributions at beginning of year	2019-12-31	$247,741
Participant contributions at end of year	2019-12-31	$17,645
Participant contributions at beginning of year	2019-12-31	$21,196
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$86,091
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,379,450
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$9,564,398
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$7,184,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$7,665,459
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$5,540,457
Interest on participant loans	2019-12-31	$19,212
Interest earned on other investments	2019-12-31	$9,203
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$513,350
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$578,520
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,235,557
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$1,031,700
Employer contributions (assets) at end of year	2019-12-31	$1,031,700
Employer contributions (assets) at beginning of year	2019-12-31	$797,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$649,166
Contract administrator fees	2019-12-31	$43,140
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	SOBEL & CO., LLC
Accountancy firm EIN	2019-12-31	221430039
2018 : DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$936,425
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$615,971
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$576,664
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,377,111
Value of total assets at end of year	2018-12-31	$7,184,948
Value of total assets at beginning of year	2018-12-31	$6,864,494
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$39,307
Total interest from all sources	2018-12-31	$27,114
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$571,569
Participant contributions at end of year	2018-12-31	$247,741
Participant contributions at beginning of year	2018-12-31	$326,295
Participant contributions at end of year	2018-12-31	$21,196
Participant contributions at beginning of year	2018-12-31	$51,695
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$8,508
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$320,454
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$7,184,948
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$6,864,494
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$5,540,457
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$5,210,479
Interest on participant loans	2018-12-31	$14,494
Interest earned on other investments	2018-12-31	$12,620
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$578,520
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$1,242,415
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-467,800
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$797,034
Employer contributions (assets) at end of year	2018-12-31	$797,034
Employer contributions (assets) at beginning of year	2018-12-31	$33,610
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$576,664
Contract administrator fees	2018-12-31	$39,307
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	SOBEL & CO., LLC
Accountancy firm EIN	2018-12-31	221430039
2017 : DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$2,005,401
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$484,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$452,308
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,351,725
Value of total assets at end of year	2017-12-31	$6,864,494
Value of total assets at beginning of year	2017-12-31	$5,343,890
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$32,489
Total interest from all sources	2017-12-31	$20,430
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$32,489
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$549,153
Participant contributions at end of year	2017-12-31	$326,295
Participant contributions at beginning of year	2017-12-31	$251,479
Participant contributions at end of year	2017-12-31	$51,695
Participant contributions at beginning of year	2017-12-31	$15,139
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$18,962
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,520,604
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$6,864,494
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$5,343,890
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$5,210,479
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$4,121,826
Interest on participant loans	2017-12-31	$11,537
Interest earned on other investments	2017-12-31	$8,893
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$1,242,415
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$383,946
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$633,246
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$783,610
Employer contributions (assets) at end of year	2017-12-31	$33,610
Employer contributions (assets) at beginning of year	2017-12-31	$571,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$452,308
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	SOBEL & CO., LLC
Accountancy firm EIN	2017-12-31	221430039
2016 : DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,402,460
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$891,578
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$842,865
Expenses. Certain deemed distributions of participant loans	2016-12-31	$25,741
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,066,547
Value of total assets at end of year	2016-12-31	$5,343,890
Value of total assets at beginning of year	2016-12-31	$4,833,008
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$22,972
Total interest from all sources	2016-12-31	$17,654
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Administrative expenses professional fees incurred	2016-12-31	$8,935
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$454,560
Participant contributions at end of year	2016-12-31	$251,479
Participant contributions at beginning of year	2016-12-31	$251,630
Participant contributions at end of year	2016-12-31	$15,139
Participant contributions at beginning of year	2016-12-31	$24,450
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$39,301
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$510,882
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$5,343,890
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$4,833,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$4,121,826
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$3,742,437
Interest on participant loans	2016-12-31	$10,933
Interest earned on other investments	2016-12-31	$6,721
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$383,946
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$294,914
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$318,259
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$572,686
Employer contributions (assets) at end of year	2016-12-31	$571,500
Employer contributions (assets) at beginning of year	2016-12-31	$519,577
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$842,865
Contract administrator fees	2016-12-31	$14,037
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	SOBEL & CO., LLC
Accountancy firm EIN	2016-12-31	221430039

Form 5500 Responses for DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST

2020: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-CP-HS1X

Policy instance

Insurance contract or identification number	GAP-CP-HS1X
Number of Individuals Covered	90
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $2,456
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $2,456
Amount paid for insurance broker fees	0
Insurance broker organization code?	4

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-CP-HS1X

Policy instance

Insurance contract or identification number	GAP-CP-HS1X
Number of Individuals Covered	45
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $1,798
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $1,798
Amount paid for insurance broker fees	0
Insurance broker organization code?	4

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-CP-HS1X

Policy instance

Insurance contract or identification number	GAP-CP-HS1X
Number of Individuals Covered	48
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $2,336
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $2,336
Insurance broker organization code?	4

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-CP-HS1X

Policy instance

Insurance contract or identification number	GAP-CP-HS1X
Number of Individuals Covered	44
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $1,719
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $1,719
Amount paid for insurance broker fees	0
Insurance broker organization code?	4
Insurance broker name	L. M. KOHN & COMPANY

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Company Name:	DB GRANT ASSOCIATES INC.
Employer identification number (EIN):	133961389
NAIC Classification:	561300