401k Plan data: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST plan

DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number	002

DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DB GRANT ASSOCIATES INC. has sponsored the creation of one or more 401k plans.

Company Name: DB GRANT ASSOCIATES INC.

Employer identification number (EIN): 133961389

NAIC Classification: 561300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2015-01-01 RICK FILIPPELLI
002 2014-01-01 RICK FILIPPELLI
002 2013-01-01 RICK FILIPPELLI
002 2012-01-01 MARY GUERNIER
002 2011-01-01 MARY GUERNIER 2012-10-15
002 2010-01-01 DB GRANT ASSOCIATES INC 2011-07-13

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2015-01-01	RICK FILIPPELLI
002	2014-01-01	RICK FILIPPELLI
002	2013-01-01	RICK FILIPPELLI
002	2012-01-01	MARY GUERNIER
002	2011-01-01	MARY GUERNIER	2012-10-15
002	2010-01-01	DB GRANT ASSOCIATES INC	2011-07-13

Plan Statistics for DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2015: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 430
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 225
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 160
Total of all active and inactive participants 2015-01-01 385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 385
Number of participants with account balances 2015-01-01 336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 372
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 291
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 113
Total of all active and inactive participants 2014-01-01 404
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 404
Number of participants with account balances 2014-01-01 325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 269
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 285
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 66
Total of all active and inactive participants 2013-01-01 351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 351
Number of participants with account balances 2013-01-01 244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 171
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 195
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 41
Total of all active and inactive participants 2012-01-01 236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 236
Number of participants with account balances 2012-01-01 183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2015: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	430
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	225
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	160
Total of all active and inactive participants	2015-01-01	385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	385
Number of participants with account balances	2015-01-01	336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	372
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	291
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	113
Total of all active and inactive participants	2014-01-01	404
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	404
Number of participants with account balances	2014-01-01	325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	269
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	285
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	66
Total of all active and inactive participants	2013-01-01	351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	351
Number of participants with account balances	2013-01-01	244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	171
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	195
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	41
Total of all active and inactive participants	2012-01-01	236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	236
Number of participants with account balances	2012-01-01	183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST

Measure	Date	Value
2015 : DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$942,087
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,077,978
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,052,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,018,446
Value of total assets at end of year	2015-12-31	$4,833,008
Value of total assets at beginning of year	2015-12-31	$4,968,899
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$25,285
Total interest from all sources	2015-12-31	$8,619
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$9,042
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$481,907
Participant contributions at end of year	2015-12-31	$251,630
Participant contributions at beginning of year	2015-12-31	$186,567
Participant contributions at end of year	2015-12-31	$24,450
Participant contributions at beginning of year	2015-12-31	$15,493
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$16,962
Other income not declared elsewhere	2015-12-31	$4,260
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-135,891
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$4,833,008
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$4,968,899
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$3,742,437
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$4,204,039
Interest on participant loans	2015-12-31	$8,253
Interest earned on other investments	2015-12-31	$366
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$294,914
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-89,238
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$519,577
Employer contributions (assets) at end of year	2015-12-31	$519,577
Employer contributions (assets) at beginning of year	2015-12-31	$562,800
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,052,693
Contract administrator fees	2015-12-31	$16,243
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	SOBEL & CO., LLC
Accountancy firm EIN	2015-12-31	221430039
2014 : DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,230,862
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$342,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$342,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,084,521
Value of total assets at end of year	2014-12-31	$4,968,899
Value of total assets at beginning of year	2014-12-31	$4,081,010
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$0
Total interest from all sources	2014-12-31	$7,132
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$513,273
Participant contributions at end of year	2014-12-31	$186,567
Participant contributions at beginning of year	2014-12-31	$158,821
Participant contributions at end of year	2014-12-31	$15,493
Participant contributions at beginning of year	2014-12-31	$2,224
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$6,173
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$887,889
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$4,968,899
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$4,081,010
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$4,204,039
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$3,233,305
Interest on participant loans	2014-12-31	$7,132
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$139,209
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$565,075
Employer contributions (assets) at end of year	2014-12-31	$562,800
Employer contributions (assets) at beginning of year	2014-12-31	$686,660
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$342,973
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	SOBEL & CO., LLC
Accountancy firm EIN	2014-12-31	221430039
2013 : DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,556,622
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$183,899
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$178,798
Expenses. Certain deemed distributions of participant loans	2013-12-31	$5,101
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,159,934
Value of total assets at end of year	2013-12-31	$4,081,010
Value of total assets at beginning of year	2013-12-31	$2,708,287
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$6,451
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$400,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$466,676
Participant contributions at end of year	2013-12-31	$158,821
Participant contributions at beginning of year	2013-12-31	$133,302
Participant contributions at end of year	2013-12-31	$2,224
Participant contributions at beginning of year	2013-12-31	$67,830
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$7,376
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$5,656
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,372,723
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$4,081,010
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,708,287
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$3,233,305
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,952,951
Interest on participant loans	2013-12-31	$6,451
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$390,237
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$685,882
Employer contributions (assets) at end of year	2013-12-31	$686,660
Employer contributions (assets) at beginning of year	2013-12-31	$548,548
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$178,798
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	SOBEL & CO., LLC
Accountancy firm EIN	2013-12-31	221430039
2012 : DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,157,825
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$189,835
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$181,065
Expenses. Certain deemed distributions of participant loans	2012-12-31	$8,770
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$981,118
Value of total assets at end of year	2012-12-31	$2,708,287
Value of total assets at beginning of year	2012-12-31	$1,740,297
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$0
Total interest from all sources	2012-12-31	$4,168
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$400,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$419,535
Participant contributions at end of year	2012-12-31	$133,302
Participant contributions at beginning of year	2012-12-31	$29,418
Participant contributions at end of year	2012-12-31	$67,830
Participant contributions at beginning of year	2012-12-31	$46,833
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$13,035
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$5,656
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$1,170
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$967,990
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,708,287
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,740,297
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,952,951
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,301,822
Interest on participant loans	2012-12-31	$4,168
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$172,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$548,548
Employer contributions (assets) at end of year	2012-12-31	$548,548
Employer contributions (assets) at beginning of year	2012-12-31	$361,054
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$181,065
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	SOBEL & CO., LLC
Accountancy firm EIN	2012-12-31	221430039

Form 5500 Responses for DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST

2015: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DB GRANT ASSOCIATES INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-CP-HS1X

Policy instance

Insurance contract or identification number	GAP-CP-HS1X
Number of Individuals Covered	22
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $66
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $66
Insurance broker organization code?	4
Insurance broker name	L. M. KOHN & COMPANY

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Company Name:	DB GRANT ASSOCIATES INC.
Employer identification number (EIN):	133961389
NAIC Classification:	561300