401k Plan data: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN plan

FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 401k Plan overview

Plan Name	FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN
Plan identification number	001

FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HAUG PARTNERS LLP has sponsored the creation of one or more 401k plans.

Company Name: HAUG PARTNERS LLP

Employer identification number (EIN): 133963911

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 MATTHEW RYAN 2023-10-13
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 MATTHEW RYAN
001 2016-01-01 MATTHEW RYAN
001 2015-01-01 MATTHEW RYAN
001 2014-01-01 MATTHEW RYAN
001 2013-01-01 MATTHEW RYAN
001 2012-01-01 MATTHEW RYAN
001 2011-01-01 DEAN ARFANIS
001 2010-01-01 DEAN ARFANIS
001 2009-01-01 DEAN ARFANIS
001 2009-01-01 LINDA MCNAMARA
001 2008-01-01 DEAN ARFANIS
001 2005-01-01 DEAN ARFANIS

Plan Statistics for FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN

401k plan membership statisitcs for FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN

Measure Date Value
2022: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 201
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 83
Number of retired or separated participants receiving benefits 2022-01-01 18
Number of other retired or separated participants entitled to future benefits 2022-01-01 93
Total of all active and inactive participants 2022-01-01 194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 5
Total participants 2022-01-01 199
Number of participants with account balances 2022-01-01 190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 3
2021: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 198
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 91
Number of retired or separated participants receiving benefits 2021-01-01 2
Number of other retired or separated participants entitled to future benefits 2021-01-01 108
Total of all active and inactive participants 2021-01-01 201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 201
Number of participants with account balances 2021-01-01 183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 8
2020: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 211
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 100
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 97
Total of all active and inactive participants 2020-01-01 197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 197
Number of participants with account balances 2020-01-01 192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 2
2019: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 224
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 117
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 95
Total of all active and inactive participants 2019-01-01 212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 212
Number of participants with account balances 2019-01-01 206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 4
2018: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 224
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 119
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 105
Total of all active and inactive participants 2018-01-01 224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 224
Number of participants with account balances 2018-01-01 219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 8
2017: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 227
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 128
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 96
Total of all active and inactive participants 2017-01-01 224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 224
Number of participants with account balances 2017-01-01 214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 4
2016: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 232
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 121
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 103
Total of all active and inactive participants 2016-01-01 224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 224
Number of participants with account balances 2016-01-01 216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 7
2015: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 235
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 138
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 94
Total of all active and inactive participants 2015-01-01 232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 232
Number of participants with account balances 2015-01-01 222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 4
2014: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 269
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 135
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 100
Total of all active and inactive participants 2014-01-01 235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 235
Number of participants with account balances 2014-01-01 231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 18
2013: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 252
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 167
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 102
Total of all active and inactive participants 2013-01-01 269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 269
Number of participants with account balances 2013-01-01 247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 6
2012: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 271
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 181
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 71
Total of all active and inactive participants 2012-01-01 252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 252
Number of participants with account balances 2012-01-01 250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 9
2011: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 266
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 185
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 84
Total of all active and inactive participants 2011-01-01 269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 269
Number of participants with account balances 2011-01-01 239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 8
2010: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 243
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 180
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 82
Total of all active and inactive participants 2010-01-01 262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 263
Number of participants with account balances 2010-01-01 228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 13
2009: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 248
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 171
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 72
Total of all active and inactive participants 2009-01-01 243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 243
Number of participants with account balances 2009-01-01 221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 5
2008: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2008 401k membership
Total participants, beginning-of-year 2008-01-01 235
Total number of active participants reported on line 7a of the Form 5500 2008-01-01 173
Number of retired or separated participants receiving benefits 2008-01-01 0
Number of other retired or separated participants entitled to future benefits 2008-01-01 67
Total of all active and inactive participants 2008-01-01 240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2008-01-01 0
Total participants 2008-01-01 240
Number of participants with account balances 2008-01-01 209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2008-01-01 8
2005: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2005 401k membership
Total participants, beginning-of-year 2005-01-01 203
Total number of active participants reported on line 7a of the Form 5500 2005-01-01 168
Number of retired or separated participants receiving benefits 2005-01-01 0
Number of other retired or separated participants entitled to future benefits 2005-01-01 44
Total of all active and inactive participants 2005-01-01 212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2005-01-01 0
Total participants 2005-01-01 212
Number of participants with account balances 2005-01-01 186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2005-01-01 10

Measure	Date	Value
2022: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	201
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	83
Number of retired or separated participants receiving benefits	2022-01-01	18
Number of other retired or separated participants entitled to future benefits	2022-01-01	93
Total of all active and inactive participants	2022-01-01	194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	5
Total participants	2022-01-01	199
Number of participants with account balances	2022-01-01	190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	3
2021: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	198
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	91
Number of retired or separated participants receiving benefits	2021-01-01	2
Number of other retired or separated participants entitled to future benefits	2021-01-01	108
Total of all active and inactive participants	2021-01-01	201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	201
Number of participants with account balances	2021-01-01	183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	8
2020: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	211
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	100
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	97
Total of all active and inactive participants	2020-01-01	197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	197
Number of participants with account balances	2020-01-01	192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	2
2019: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	224
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	117
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	95
Total of all active and inactive participants	2019-01-01	212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	212
Number of participants with account balances	2019-01-01	206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	4
2018: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	224
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	119
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	105
Total of all active and inactive participants	2018-01-01	224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	224
Number of participants with account balances	2018-01-01	219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	8
2017: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	227
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	128
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	96
Total of all active and inactive participants	2017-01-01	224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	224
Number of participants with account balances	2017-01-01	214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	4
2016: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	232
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	121
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	103
Total of all active and inactive participants	2016-01-01	224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	224
Number of participants with account balances	2016-01-01	216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	7
2015: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	235
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	138
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	94
Total of all active and inactive participants	2015-01-01	232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	232
Number of participants with account balances	2015-01-01	222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	4
2014: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	269
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	135
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	100
Total of all active and inactive participants	2014-01-01	235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	235
Number of participants with account balances	2014-01-01	231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	18
2013: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	252
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	167
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	102
Total of all active and inactive participants	2013-01-01	269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	269
Number of participants with account balances	2013-01-01	247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	6
2012: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	271
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	181
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	71
Total of all active and inactive participants	2012-01-01	252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	252
Number of participants with account balances	2012-01-01	250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	9
2011: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	266
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	185
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	84
Total of all active and inactive participants	2011-01-01	269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	269
Number of participants with account balances	2011-01-01	239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	8
2010: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	243
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	180
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	82
Total of all active and inactive participants	2010-01-01	262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	263
Number of participants with account balances	2010-01-01	228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	13
2009: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	248
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	171
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	72
Total of all active and inactive participants	2009-01-01	243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	243
Number of participants with account balances	2009-01-01	221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	5
2008: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2008 401k membership
Total participants, beginning-of-year	2008-01-01	235
Total number of active participants reported on line 7a of the Form 5500	2008-01-01	173
Number of retired or separated participants receiving benefits	2008-01-01	0
Number of other retired or separated participants entitled to future benefits	2008-01-01	67
Total of all active and inactive participants	2008-01-01	240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2008-01-01	0
Total participants	2008-01-01	240
Number of participants with account balances	2008-01-01	209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2008-01-01	8
2005: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2005 401k membership
Total participants, beginning-of-year	2005-01-01	203
Total number of active participants reported on line 7a of the Form 5500	2005-01-01	168
Number of retired or separated participants receiving benefits	2005-01-01	0
Number of other retired or separated participants entitled to future benefits	2005-01-01	44
Total of all active and inactive participants	2005-01-01	212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2005-01-01	0
Total participants	2005-01-01	212
Number of participants with account balances	2005-01-01	186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2005-01-01	10

Financial Data on FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN

Measure	Date	Value
2022 : FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-6,480,676
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$2,206,430
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,195,375
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$2,059,770
Value of total assets at end of year	2022-12-31	$44,711,605
Value of total assets at beginning of year	2022-12-31	$53,398,711
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$11,055
Total interest from all sources	2022-12-31	$7,685
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,180,567
Participant contributions at end of year	2022-12-31	$229,844
Participant contributions at beginning of year	2022-12-31	$237,824
Participant contributions at end of year	2022-12-31	$537,766
Participant contributions at beginning of year	2022-12-31	$500,500
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$6,630,902
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$8,248,977
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$7,447
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-8,687,106
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$44,711,605
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$53,398,711
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Interest on participant loans	2022-12-31	$7,685
Value of interest in common/collective trusts at end of year	2022-12-31	$36,441,337
Value of interest in common/collective trusts at beginning of year	2022-12-31	$43,551,227
Net investment gain or loss from common/collective trusts	2022-12-31	$-8,548,131
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$871,756
Employer contributions (assets) at end of year	2022-12-31	$871,756
Employer contributions (assets) at beginning of year	2022-12-31	$860,183
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,195,375
Contract administrator fees	2022-12-31	$11,055
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	ANCHIN, BLOCK AND ANCHIN LLP
Accountancy firm EIN	2022-12-31	130436940
2021 : FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$9,290,260
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$7,903,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$7,857,572
Expenses. Certain deemed distributions of participant loans	2021-12-31	$19,512
Value of total corrective distributions	2021-12-31	$277
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,240,538
Value of total assets at end of year	2021-12-31	$53,398,711
Value of total assets at beginning of year	2021-12-31	$52,012,010
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$26,198
Total interest from all sources	2021-12-31	$12,074
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,175,023
Participant contributions at end of year	2021-12-31	$237,824
Participant contributions at beginning of year	2021-12-31	$271,056
Participant contributions at end of year	2021-12-31	$500,500
Participant contributions at beginning of year	2021-12-31	$526,912
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$8,248,977
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$10,842,246
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$205,332
Administrative expenses (other) incurred	2021-12-31	$175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,386,701
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$53,398,711
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$52,012,010
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$13,760
Interest on participant loans	2021-12-31	$12,074
Value of interest in common/collective trusts at end of year	2021-12-31	$43,551,227
Value of interest in common/collective trusts at beginning of year	2021-12-31	$39,437,061
Net investment gain or loss from common/collective trusts	2021-12-31	$7,037,648
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$860,183
Employer contributions (assets) at end of year	2021-12-31	$860,183
Employer contributions (assets) at beginning of year	2021-12-31	$934,735
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$7,857,572
Contract administrator fees	2021-12-31	$12,263
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	ANCHIN, BLOCK AND ANCHIN LLP
Accountancy firm EIN	2021-12-31	130436940
2020 : FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$9,066,246
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$2,562,041
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$2,468,457
Expenses. Certain deemed distributions of participant loans	2020-12-31	$43,969
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$2,461,351
Value of total assets at end of year	2020-12-31	$52,012,010
Value of total assets at beginning of year	2020-12-31	$45,507,805
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$49,615
Total interest from all sources	2020-12-31	$13,200
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,237,853
Participant contributions at end of year	2020-12-31	$271,056
Participant contributions at beginning of year	2020-12-31	$270,217
Participant contributions at end of year	2020-12-31	$526,912
Participant contributions at beginning of year	2020-12-31	$553,000
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$10,842,246
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$8,310,681
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$288,763
Administrative expenses (other) incurred	2020-12-31	$2,724
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$6,504,205
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$52,012,010
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$45,507,805
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$35,489
Interest on participant loans	2020-12-31	$13,200
Value of interest in common/collective trusts at end of year	2020-12-31	$39,437,061
Value of interest in common/collective trusts at beginning of year	2020-12-31	$35,481,838
Net investment gain or loss from common/collective trusts	2020-12-31	$6,591,695
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$934,735
Employer contributions (assets) at end of year	2020-12-31	$934,735
Employer contributions (assets) at beginning of year	2020-12-31	$892,069
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$2,468,457
Contract administrator fees	2020-12-31	$11,402
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	ANCHIN , BLOCK AND ANCHIN, LLP
Accountancy firm EIN	2020-12-31	130436940
2019 : FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$9,919,193
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$5,509,124
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$5,382,117
Expenses. Certain deemed distributions of participant loans	2019-12-31	$82,023
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,220,594
Value of total assets at end of year	2019-12-31	$45,507,805
Value of total assets at beginning of year	2019-12-31	$41,097,736
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$44,984
Total interest from all sources	2019-12-31	$17,228
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Administrative expenses professional fees incurred	2019-12-31	$0
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,320,921
Participant contributions at end of year	2019-12-31	$270,217
Participant contributions at beginning of year	2019-12-31	$404,488
Participant contributions at end of year	2019-12-31	$553,000
Participant contributions at beginning of year	2019-12-31	$473,000
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$8,310,681
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$6,411,609
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$7,604
Administrative expenses (other) incurred	2019-12-31	$3,742
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Income. Non cash contributions	2019-12-31	$0
Value of net income/loss	2019-12-31	$4,410,069
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$45,507,805
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$41,097,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$30,296
Interest on participant loans	2019-12-31	$17,228
Value of interest in common/collective trusts at end of year	2019-12-31	$35,481,838
Value of interest in common/collective trusts at beginning of year	2019-12-31	$33,016,127
Net investment gain or loss from common/collective trusts	2019-12-31	$7,681,371
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$892,069
Employer contributions (assets) at end of year	2019-12-31	$892,069
Employer contributions (assets) at beginning of year	2019-12-31	$792,512
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$5,382,117
Contract administrator fees	2019-12-31	$10,946
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	ANCHIN , BLOCK AND ANCHIN, LLP
Accountancy firm EIN	2019-12-31	130436940
2018 : FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-300,443
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,174,226
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,111,936
Expenses. Certain deemed distributions of participant loans	2018-12-31	$19,286
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,300,151
Value of total assets at end of year	2018-12-31	$41,097,736
Value of total assets at beginning of year	2018-12-31	$42,572,405
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$43,004
Total interest from all sources	2018-12-31	$20,938
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Administrative expenses professional fees incurred	2018-12-31	$0
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,478,794
Participant contributions at end of year	2018-12-31	$404,488
Participant contributions at beginning of year	2018-12-31	$464,680
Participant contributions at end of year	2018-12-31	$473,000
Participant contributions at beginning of year	2018-12-31	$523,125
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$6,411,609
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$6,700,490
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$28,845
Administrative expenses (other) incurred	2018-12-31	$4,007
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,474,669
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$41,097,736
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$42,572,405
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$27,241
Interest on participant loans	2018-12-31	$20,938
Value of interest in common/collective trusts at end of year	2018-12-31	$33,016,127
Value of interest in common/collective trusts at beginning of year	2018-12-31	$33,967,969
Net investment gain or loss from common/collective trusts	2018-12-31	$-2,621,532
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$792,512
Employer contributions (assets) at end of year	2018-12-31	$792,512
Employer contributions (assets) at beginning of year	2018-12-31	$916,141
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,111,936
Contract administrator fees	2018-12-31	$11,756
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	ANCHIN , BLOCK AND ANCHIN, LLP
Accountancy firm EIN	2018-12-31	130436940
2017 : FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$7,523,312
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,014,141
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$930,523
Expenses. Certain deemed distributions of participant loans	2017-12-31	$44,928
Value of total corrective distributions	2017-12-31	$34
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,424,861
Value of total assets at end of year	2017-12-31	$42,572,405
Value of total assets at beginning of year	2017-12-31	$36,063,234
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$38,656
Total interest from all sources	2017-12-31	$18,242
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,442,376
Participant contributions at end of year	2017-12-31	$464,680
Participant contributions at beginning of year	2017-12-31	$439,187
Participant contributions at end of year	2017-12-31	$523,125
Participant contributions at beginning of year	2017-12-31	$566,167
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$6,700,490
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$5,659,771
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$66,344
Administrative expenses (other) incurred	2017-12-31	$2,649
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Income. Non cash contributions	2017-12-31	$0
Value of net income/loss	2017-12-31	$6,509,171
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$42,572,405
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$36,063,234
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$25,033
Interest on participant loans	2017-12-31	$18,242
Value of interest in common/collective trusts at end of year	2017-12-31	$33,967,969
Value of interest in common/collective trusts at beginning of year	2017-12-31	$28,476,482
Net investment gain or loss from common/collective trusts	2017-12-31	$5,080,209
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$916,141
Employer contributions (assets) at end of year	2017-12-31	$916,141
Employer contributions (assets) at beginning of year	2017-12-31	$921,627
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$930,523
Contract administrator fees	2017-12-31	$10,974
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	ANCHIN , BLOCK AND ANCHIN, LLP
Accountancy firm EIN	2017-12-31	130436940
2016 : FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$4,845,899
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,924,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,890,790
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,450,716
Value of total assets at end of year	2016-12-31	$36,063,234
Value of total assets at beginning of year	2016-12-31	$33,141,405
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$33,280
Total interest from all sources	2016-12-31	$20,869
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,458,701
Participant contributions at end of year	2016-12-31	$439,187
Participant contributions at beginning of year	2016-12-31	$530,105
Participant contributions at end of year	2016-12-31	$566,167
Participant contributions at beginning of year	2016-12-31	$560,372
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$5,659,771
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$4,983,627
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$70,388
Administrative expenses (other) incurred	2016-12-31	$2,395
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Income. Non cash contributions	2016-12-31	$0
Value of net income/loss	2016-12-31	$2,921,829
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$36,063,234
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$33,141,405
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$21,842
Interest on participant loans	2016-12-31	$20,869
Value of interest in common/collective trusts at end of year	2016-12-31	$28,476,482
Value of interest in common/collective trusts at beginning of year	2016-12-31	$26,189,707
Net investment gain or loss from common/collective trusts	2016-12-31	$2,374,314
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$921,627
Employer contributions (assets) at end of year	2016-12-31	$921,627
Employer contributions (assets) at beginning of year	2016-12-31	$877,594
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,890,790
Contract administrator fees	2016-12-31	$9,043
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	ANCHIN , BLOCK AND ANCHIN, LLP
Accountancy firm EIN	2016-12-31	130436940
2015 : FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$2,332,711
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$3,384,130
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$3,351,540
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,366,693
Value of total assets at end of year	2015-12-31	$33,141,405
Value of total assets at beginning of year	2015-12-31	$34,192,824
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$32,590
Total interest from all sources	2015-12-31	$20,355
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,480,152
Participant contributions at end of year	2015-12-31	$530,105
Participant contributions at beginning of year	2015-12-31	$535,699
Participant contributions at end of year	2015-12-31	$560,372
Participant contributions at beginning of year	2015-12-31	$448,909
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$4,983,627
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$4,890,947
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$8,947
Administrative expenses (other) incurred	2015-12-31	$3,029
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-1,051,419
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$33,141,405
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$34,192,824
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$21,577
Interest on participant loans	2015-12-31	$20,355
Value of interest in common/collective trusts at end of year	2015-12-31	$26,189,707
Value of interest in common/collective trusts at beginning of year	2015-12-31	$27,512,318
Net investment gain or loss from common/collective trusts	2015-12-31	$-54,337
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$877,594
Employer contributions (assets) at end of year	2015-12-31	$877,594
Employer contributions (assets) at beginning of year	2015-12-31	$804,951
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$3,351,540
Contract administrator fees	2015-12-31	$7,984
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ANCHIN , BLOCK AND ANCHIN, LLP
Accountancy firm EIN	2015-12-31	130436940
2014 : FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,821,857
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$2,693,525
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,583,641
Expenses. Certain deemed distributions of participant loans	2014-12-31	$20,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,211,692
Value of total assets at end of year	2014-12-31	$34,192,824
Value of total assets at beginning of year	2014-12-31	$33,064,492
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$89,669
Total interest from all sources	2014-12-31	$25,214
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$38,304
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,406,741
Participant contributions at end of year	2014-12-31	$535,699
Participant contributions at beginning of year	2014-12-31	$566,061
Participant contributions at end of year	2014-12-31	$448,909
Participant contributions at beginning of year	2014-12-31	$460,109
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$4,890,947
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$4,474,800
Administrative expenses (other) incurred	2014-12-31	$2,199
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,128,332
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$34,192,824
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$33,064,492
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$21,594
Interest on participant loans	2014-12-31	$25,214
Value of interest in common/collective trusts at end of year	2014-12-31	$27,512,318
Value of interest in common/collective trusts at beginning of year	2014-12-31	$26,572,939
Net investment gain or loss from common/collective trusts	2014-12-31	$1,584,951
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$804,951
Employer contributions (assets) at end of year	2014-12-31	$804,951
Employer contributions (assets) at beginning of year	2014-12-31	$990,583
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,583,641
Contract administrator fees	2014-12-31	$27,572
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ANCHIN , BLOCK AND ANCHIN, LLP
Accountancy firm EIN	2014-12-31	130436940
2013 : FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$6,513,994
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,147,526
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,109,404
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,483,134
Value of total assets at end of year	2013-12-31	$33,064,492
Value of total assets at beginning of year	2013-12-31	$27,698,024
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$38,122
Total interest from all sources	2013-12-31	$21,483
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$14,196
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,452,631
Participant contributions at end of year	2013-12-31	$566,061
Participant contributions at beginning of year	2013-12-31	$465,813
Participant contributions at end of year	2013-12-31	$460,109
Participant contributions at beginning of year	2013-12-31	$526,671
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$4,474,800
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$3,737,637
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$28,790
Administrative expenses (other) incurred	2013-12-31	$1,596
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$5,366,468
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$33,064,492
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$27,698,024
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$18,823
Interest on participant loans	2013-12-31	$21,483
Value of interest in common/collective trusts at end of year	2013-12-31	$26,572,939
Value of interest in common/collective trusts at beginning of year	2013-12-31	$21,935,532
Net investment gain or loss from common/collective trusts	2013-12-31	$4,009,377
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,001,713
Employer contributions (assets) at end of year	2013-12-31	$990,583
Employer contributions (assets) at beginning of year	2013-12-31	$1,032,371
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,109,404
Contract administrator fees	2013-12-31	$3,507
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ANCHIN , BLOCK AND ANCHIN, LLP
Accountancy firm EIN	2013-12-31	130436940
2012 : FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$4,568,259
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,006,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$937,544
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,465,908
Value of total assets at end of year	2012-12-31	$27,698,024
Value of total assets at beginning of year	2012-12-31	$24,136,602
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$69,293
Total interest from all sources	2012-12-31	$21,581
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$17,674
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,433,537
Participant contributions at end of year	2012-12-31	$465,813
Participant contributions at beginning of year	2012-12-31	$409,325
Participant contributions at end of year	2012-12-31	$526,671
Participant contributions at beginning of year	2012-12-31	$554,554
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$3,737,637
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$3,497,355
Administrative expenses (other) incurred	2012-12-31	$1,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,561,422
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$27,698,024
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$24,136,602
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$17,328
Interest on participant loans	2012-12-31	$21,581
Value of interest in common/collective trusts at end of year	2012-12-31	$21,935,532
Value of interest in common/collective trusts at beginning of year	2012-12-31	$18,520,804
Net investment gain or loss from common/collective trusts	2012-12-31	$2,080,770
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,032,371
Employer contributions (assets) at end of year	2012-12-31	$1,032,371
Employer contributions (assets) at beginning of year	2012-12-31	$1,154,564
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$937,544
Contract administrator fees	2012-12-31	$32,591
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ANCHIN , BLOCK AND ANCHIN, LLP
Accountancy firm EIN	2012-12-31	130436940
2011 : FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,719,628
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,059,406
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,012,658
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,627,593
Value of total assets at end of year	2011-12-31	$24,136,602
Value of total assets at beginning of year	2011-12-31	$23,476,380
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$46,748
Total interest from all sources	2011-12-31	$20,482
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$26,644
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,429,831
Participant contributions at end of year	2011-12-31	$409,325
Participant contributions at beginning of year	2011-12-31	$414,381
Participant contributions at end of year	2011-12-31	$554,554
Participant contributions at beginning of year	2011-12-31	$530,465
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$3,497,355
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$3,484,098
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$43,198
Administrative expenses (other) incurred	2011-12-31	$2,330
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$660,222
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$24,136,602
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$23,476,380
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$17,413
Interest on participant loans	2011-12-31	$20,482
Value of interest in common/collective trusts at end of year	2011-12-31	$18,520,804
Value of interest in common/collective trusts at beginning of year	2011-12-31	$18,017,886
Net investment gain or loss from common/collective trusts	2011-12-31	$71,553
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,154,564
Employer contributions (assets) at end of year	2011-12-31	$1,154,564
Employer contributions (assets) at beginning of year	2011-12-31	$1,029,550
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,012,658
Contract administrator fees	2011-12-31	$361
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DEMARCO & NESI CPAS LLC
Accountancy firm EIN	2011-12-31	272983355
2010 : FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$4,660,812
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$509,020
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$491,225
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,592,573
Value of total assets at end of year	2010-12-31	$23,476,380
Value of total assets at beginning of year	2010-12-31	$19,324,588
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$17,795
Total interest from all sources	2010-12-31	$25,093
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,381,680
Participant contributions at end of year	2010-12-31	$414,381
Participant contributions at beginning of year	2010-12-31	$488,384
Participant contributions at end of year	2010-12-31	$530,465
Participant contributions at beginning of year	2010-12-31	$452,133
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$3,484,098
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$3,063,484
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$181,343
Administrative expenses (other) incurred	2010-12-31	$2,007
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$4,151,792
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$23,476,380
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$19,324,588
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$15,439
Interest on participant loans	2010-12-31	$25,093
Value of interest in common/collective trusts at end of year	2010-12-31	$18,017,886
Value of interest in common/collective trusts at beginning of year	2010-12-31	$14,223,436
Net investment gain or loss from common/collective trusts	2010-12-31	$2,043,146
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,029,550
Employer contributions (assets) at end of year	2010-12-31	$1,029,550
Employer contributions (assets) at beginning of year	2010-12-31	$1,097,151
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$491,225
Contract administrator fees	2010-12-31	$349
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DEMARCO & NESI CPAS LLC
Accountancy firm EIN	2010-12-31	272983355
2009 : FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2009 401k financial data
Total unrealized appreciation/depreciation of assets	2009-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2009-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2009-12-31	$0
Total income from all sources (including contributions)	2009-12-31	$5,049,995
Total loss/gain on sale of assets	2009-12-31	$0
Total of all expenses incurred	2009-12-31	$315,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2009-12-31	$292,891
Expenses. Certain deemed distributions of participant loans	2009-12-31	$1,141
Value of total corrective distributions	2009-12-31	$6,716
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2009-12-31	$2,421,841
Value of total assets at end of year	2009-12-31	$19,324,588
Value of total assets at beginning of year	2009-12-31	$14,590,496
Total of administrative expenses incurred including professional, contract, advisory and management fees	2009-12-31	$15,155
Total interest from all sources	2009-12-31	$24,653
Total dividends received (eg from common stock, registered investment company shares)	2009-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2009-12-31	No
Was this plan covered by a fidelity bond	2009-12-31	Yes
Value of fidelity bond cover	2009-12-31	$500,000
If this is an individual account plan, was there a blackout period	2009-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2009-12-31	No
Contributions received from participants	2009-12-31	$1,317,356
Participant contributions at end of year	2009-12-31	$488,384
Participant contributions at beginning of year	2009-12-31	$326,618
Participant contributions at end of year	2009-12-31	$452,133
Participant contributions at beginning of year	2009-12-31	$418,750
Assets. Other investments not covered elsewhere at end of year	2009-12-31	$3,063,484
Assets. Other investments not covered elsewhere at beginning of year	2009-12-31	$2,505,723
Income. Received or receivable in cash from other sources (including rollovers)	2009-12-31	$7,334
Administrative expenses (other) incurred	2009-12-31	$2,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2009-12-31	No
Value of net income/loss	2009-12-31	$4,734,092
Value of net assets at end of year (total assets less liabilities)	2009-12-31	$19,324,588
Value of net assets at beginning of year (total assets less liabilities)	2009-12-31	$14,590,496
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2009-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2009-12-31	No
Were any leases to which the plan was party in default or uncollectible	2009-12-31	No
Investment advisory and management fees	2009-12-31	$12,649
Interest on participant loans	2009-12-31	$24,653
Value of interest in common/collective trusts at end of year	2009-12-31	$14,223,436
Value of interest in common/collective trusts at beginning of year	2009-12-31	$10,434,653
Net investment gain or loss from common/collective trusts	2009-12-31	$2,603,501
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2009-12-31	No
Was there a failure to transmit to the plan any participant contributions	2009-12-31	No
Has the plan failed to provide any benefit when due under the plan	2009-12-31	No
Contributions received in cash from employer	2009-12-31	$1,097,151
Employer contributions (assets) at end of year	2009-12-31	$1,097,151
Employer contributions (assets) at beginning of year	2009-12-31	$904,752
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2009-12-31	$292,891
Contract administrator fees	2009-12-31	$456
Did the plan have assets held for investment	2009-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2009-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2009-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2009-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2009-12-31	Disclaimer
Accountancy firm name	2009-12-31	DEMARCO & NESI CPAS LLC
Accountancy firm EIN	2009-12-31	272983355
2008 : FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2008 401k financial data
Total unrealized appreciation/depreciation of assets	2008-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2008-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2008-12-31	$0
Total income from all sources (including contributions)	2008-12-31	$-2,765,866
Total loss/gain on sale of assets	2008-12-31	$0
Total of all expenses incurred	2008-12-31	$507,819
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2008-12-31	$483,803
Expenses. Certain deemed distributions of participant loans	2008-12-31	$2,969
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2008-12-31	$2,222,779
Value of total assets at end of year	2008-12-31	$14,590,496
Value of total assets at beginning of year	2008-12-31	$17,864,181
Total of administrative expenses incurred including professional, contract, advisory and management fees	2008-12-31	$21,047
Total interest from all sources	2008-12-31	$27,453
Total dividends received (eg from common stock, registered investment company shares)	2008-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2008-12-31	No
Was this plan covered by a fidelity bond	2008-12-31	Yes
Value of fidelity bond cover	2008-12-31	$500,000
If this is an individual account plan, was there a blackout period	2008-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2008-12-31	No
Contributions received from participants	2008-12-31	$1,318,027
Participant contributions at end of year	2008-12-31	$326,618
Participant contributions at beginning of year	2008-12-31	$325,960
Participant contributions at end of year	2008-12-31	$418,750
Participant contributions at beginning of year	2008-12-31	$404,854
Assets. Other investments not covered elsewhere at end of year	2008-12-31	$2,505,723
Assets. Other investments not covered elsewhere at beginning of year	2008-12-31	$3,818,660
Other income not declared elsewhere	2008-12-31	$-1,235,279
Administrative expenses (other) incurred	2008-12-31	$2,744
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2008-12-31	No
Value of net income/loss	2008-12-31	$-3,273,685
Value of net assets at end of year (total assets less liabilities)	2008-12-31	$14,590,496
Value of net assets at beginning of year (total assets less liabilities)	2008-12-31	$17,864,181
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2008-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2008-12-31	No
Were any leases to which the plan was party in default or uncollectible	2008-12-31	No
Investment advisory and management fees	2008-12-31	$17,688
Interest on participant loans	2008-12-31	$25,722
Interest earned on other investments	2008-12-31	$1,731
Value of interest in common/collective trusts at end of year	2008-12-31	$10,434,653
Value of interest in common/collective trusts at beginning of year	2008-12-31	$12,496,527
Net investment gain or loss from common/collective trusts	2008-12-31	$-3,780,819
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2008-12-31	No
Was there a failure to transmit to the plan any participant contributions	2008-12-31	No
Has the plan failed to provide any benefit when due under the plan	2008-12-31	No
Contributions received in cash from employer	2008-12-31	$904,752
Employer contributions (assets) at end of year	2008-12-31	$904,752
Employer contributions (assets) at beginning of year	2008-12-31	$818,180
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2008-12-31	$483,803
Contract administrator fees	2008-12-31	$615
Did the plan have assets held for investment	2008-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2008-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2008-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2008-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2008-12-31	Disclaimer
Accountancy firm name	2008-12-31	DEMARCO & NESI CPAS LLC
Accountancy firm EIN	2008-12-31	272983355
2007 : FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2007 401k financial data
Total unrealized appreciation/depreciation of assets	2007-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2007-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2007-12-31	$0
Total income from all sources (including contributions)	2007-12-31	$3,342,433
Total loss/gain on sale of assets	2007-12-31	$0
Total of all expenses incurred	2007-12-31	$896,082
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2007-12-31	$838,797
Expenses. Certain deemed distributions of participant loans	2007-12-31	$44,199
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2007-12-31	$2,327,264
Value of total assets at end of year	2007-12-31	$17,864,181
Value of total assets at beginning of year	2007-12-31	$15,417,830
Total of administrative expenses incurred including professional, contract, advisory and management fees	2007-12-31	$13,086
Total interest from all sources	2007-12-31	$45,176
Total dividends received (eg from common stock, registered investment company shares)	2007-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2007-12-31	No
Was this plan covered by a fidelity bond	2007-12-31	Yes
Value of fidelity bond cover	2007-12-31	$500,000
If this is an individual account plan, was there a blackout period	2007-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2007-12-31	No
Contributions received from participants	2007-12-31	$1,191,383
Participant contributions at end of year	2007-12-31	$325,960
Participant contributions at beginning of year	2007-12-31	$299,711
Participant contributions at end of year	2007-12-31	$404,854
Participant contributions at beginning of year	2007-12-31	$353,943
Assets. Other investments not covered elsewhere at end of year	2007-12-31	$3,818,660
Assets. Other investments not covered elsewhere at beginning of year	2007-12-31	$2,898,461
Income. Received or receivable in cash from other sources (including rollovers)	2007-12-31	$317,701
Other income not declared elsewhere	2007-12-31	$365,142
Administrative expenses (other) incurred	2007-12-31	$1,966
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2007-12-31	No
Value of net income/loss	2007-12-31	$2,446,351
Value of net assets at end of year (total assets less liabilities)	2007-12-31	$17,864,181
Value of net assets at beginning of year (total assets less liabilities)	2007-12-31	$15,417,830
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2007-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2007-12-31	No
Were any leases to which the plan was party in default or uncollectible	2007-12-31	No
Investment advisory and management fees	2007-12-31	$10,749
Interest on participant loans	2007-12-31	$23,155
Interest earned on other investments	2007-12-31	$22,021
Value of interest in common/collective trusts at end of year	2007-12-31	$12,496,527
Value of interest in common/collective trusts at beginning of year	2007-12-31	$11,184,993
Net investment gain or loss from common/collective trusts	2007-12-31	$604,851
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2007-12-31	No
Was there a failure to transmit to the plan any participant contributions	2007-12-31	No
Has the plan failed to provide any benefit when due under the plan	2007-12-31	No
Contributions received in cash from employer	2007-12-31	$818,180
Employer contributions (assets) at end of year	2007-12-31	$818,180
Employer contributions (assets) at beginning of year	2007-12-31	$680,722
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2007-12-31	$838,797
Contract administrator fees	2007-12-31	$371
Did the plan have assets held for investment	2007-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2007-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2007-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2007-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2007-12-31	Disclaimer
Accountancy firm name	2007-12-31	DEMARCO & NESI CPAS LLC
Accountancy firm EIN	2007-12-31	272983355
2006 : FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2006 401k financial data
Total unrealized appreciation/depreciation of assets	2006-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2006-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2006-12-31	$0
Total income from all sources (including contributions)	2006-12-31	$3,397,992
Total loss/gain on sale of assets	2006-12-31	$0
Total of all expenses incurred	2006-12-31	$311,112
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2006-12-31	$294,997
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2006-12-31	$1,926,876
Value of total assets at end of year	2006-12-31	$15,417,830
Value of total assets at beginning of year	2006-12-31	$12,330,950
Total of administrative expenses incurred including professional, contract, advisory and management fees	2006-12-31	$16,115
Total interest from all sources	2006-12-31	$18,688
Total dividends received (eg from common stock, registered investment company shares)	2006-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2006-12-31	No
Was this plan covered by a fidelity bond	2006-12-31	Yes
Value of fidelity bond cover	2006-12-31	$500,000
If this is an individual account plan, was there a blackout period	2006-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2006-12-31	No
Contributions received from participants	2006-12-31	$1,177,637
Participant contributions at end of year	2006-12-31	$299,711
Participant contributions at beginning of year	2006-12-31	$323,341
Participant contributions at end of year	2006-12-31	$353,943
Participant contributions at beginning of year	2006-12-31	$267,705
Assets. Other investments not covered elsewhere at end of year	2006-12-31	$2,898,461
Assets. Other investments not covered elsewhere at beginning of year	2006-12-31	$2,428,582
Income. Received or receivable in cash from other sources (including rollovers)	2006-12-31	$66,645
Other income not declared elsewhere	2006-12-31	$450,131
Administrative expenses (other) incurred	2006-12-31	$1,527
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2006-12-31	No
Value of net income/loss	2006-12-31	$3,086,880
Value of net assets at end of year (total assets less liabilities)	2006-12-31	$15,417,830
Value of net assets at beginning of year (total assets less liabilities)	2006-12-31	$12,330,950
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2006-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2006-12-31	No
Were any leases to which the plan was party in default or uncollectible	2006-12-31	No
Investment advisory and management fees	2006-12-31	$14,497
Interest on participant loans	2006-12-31	$18,688
Value of interest in common/collective trusts at end of year	2006-12-31	$11,184,993
Value of interest in common/collective trusts at beginning of year	2006-12-31	$8,651,031
Net investment gain or loss from common/collective trusts	2006-12-31	$1,002,297
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2006-12-31	No
Was there a failure to transmit to the plan any participant contributions	2006-12-31	No
Has the plan failed to provide any benefit when due under the plan	2006-12-31	No
Contributions received in cash from employer	2006-12-31	$682,594
Employer contributions (assets) at end of year	2006-12-31	$680,722
Employer contributions (assets) at beginning of year	2006-12-31	$660,291
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2006-12-31	$294,997
Contract administrator fees	2006-12-31	$91
Did the plan have assets held for investment	2006-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2006-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2006-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2006-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2006-12-31	Disclaimer
Accountancy firm name	2006-12-31	DEMARCO & NESI CPAS LLC
Accountancy firm EIN	2006-12-31	272983355
2005 : FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2005 401k financial data
Total unrealized appreciation/depreciation of assets	2005-12-31	$0
Total transfer of assets to this plan	2005-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2005-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2005-12-31	$0
Total income from all sources (including contributions)	2005-12-31	$2,768,831
Total loss/gain on sale of assets	2005-12-31	$0
Total of all expenses incurred	2005-12-31	$424,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2005-12-31	$420,856
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2005-12-31	$2,071,438
Value of total assets at end of year	2005-12-31	$12,330,950
Value of total assets at beginning of year	2005-12-31	$9,986,852
Total of administrative expenses incurred including professional, contract, advisory and management fees	2005-12-31	$3,877
Total interest from all sources	2005-12-31	$13,717
Total dividends received (eg from common stock, registered investment company shares)	2005-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2005-12-31	No
Was this plan covered by a fidelity bond	2005-12-31	Yes
Value of fidelity bond cover	2005-12-31	$500,000
If this is an individual account plan, was there a blackout period	2005-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2005-12-31	No
Contributions received from participants	2005-12-31	$1,138,256
Participant contributions at end of year	2005-12-31	$323,341
Participant contributions at beginning of year	2005-12-31	$174,302
Participant contributions at end of year	2005-12-31	$267,705
Participant contributions at beginning of year	2005-12-31	$206,505
Assets. Other investments not covered elsewhere at end of year	2005-12-31	$2,428,582
Assets. Other investments not covered elsewhere at beginning of year	2005-12-31	$1,322,878
Income. Received or receivable in cash from other sources (including rollovers)	2005-12-31	$272,894
Other income not declared elsewhere	2005-12-31	$222,824
Administrative expenses (other) incurred	2005-12-31	$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2005-12-31	No
Value of net income/loss	2005-12-31	$2,344,098
Value of net assets at end of year (total assets less liabilities)	2005-12-31	$12,330,950
Value of net assets at beginning of year (total assets less liabilities)	2005-12-31	$9,986,852
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2005-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2005-12-31	No
Were any leases to which the plan was party in default or uncollectible	2005-12-31	No
Investment advisory and management fees	2005-12-31	$3,847
Interest on participant loans	2005-12-31	$13,717
Value of interest in common/collective trusts at end of year	2005-12-31	$8,651,031
Value of interest in common/collective trusts at beginning of year	2005-12-31	$7,644,243
Net investment gain or loss from common/collective trusts	2005-12-31	$460,852
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2005-12-31	No
Was there a failure to transmit to the plan any participant contributions	2005-12-31	No
Has the plan failed to provide any benefit when due under the plan	2005-12-31	No
Contributions received in cash from employer	2005-12-31	$660,288
Employer contributions (assets) at end of year	2005-12-31	$660,291
Employer contributions (assets) at beginning of year	2005-12-31	$638,924
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2005-12-31	$420,856
Did the plan have assets held for investment	2005-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2005-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2005-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2005-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2005-12-31	Disclaimer
Accountancy firm name	2005-12-31	DEMARCO & NESI CPAS LLC
Accountancy firm EIN	2005-12-31	272983355

Form 5500 Responses for FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN

2022: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2008: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	Yes
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No
2008-01-01	Plan funding arrangement – Trust	Yes
2008-01-01	Plan benefit arrangement - Trust	Yes
2005: FROMMER LAWRENCE & HAUG, LLP 401(K) PLAN 2005 form 5500 responses
2005-01-01	Type of plan entity	Single employer plan
2005-01-01	Submission has been amended	Yes
2005-01-01	This submission is the final filing	No
2005-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2005-01-01	Plan is a collectively bargained plan	No
2005-01-01	Plan funding arrangement – Trust	Yes
2005-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	HAUG PARTNERS LLP
Employer identification number (EIN):	133963911
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	MATTHEW RYAN	2023-10-13
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	MATTHEW RYAN
001	2016-01-01	MATTHEW RYAN
001	2015-01-01	MATTHEW RYAN
001	2014-01-01	MATTHEW RYAN
001	2013-01-01	MATTHEW RYAN
001	2012-01-01	MATTHEW RYAN
001	2011-01-01	DEAN ARFANIS
001	2010-01-01	DEAN ARFANIS
001	2009-01-01	DEAN ARFANIS
001	2009-01-01	LINDA MCNAMARA
001	2008-01-01	DEAN ARFANIS
001	2005-01-01	DEAN ARFANIS