401k Plan data: COCKTAIL BLUE LLC PROFIT SHARING PLAN plan

COCKTAIL BLUE LLC PROFIT SHARING PLAN 401k Plan overview

Plan Name	COCKTAIL BLUE LLC PROFIT SHARING PLAN
Plan identification number	002

COCKTAIL BLUE LLC PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COCKTAIL BLUE LLC has sponsored the creation of one or more 401k plans.

Company Name: COCKTAIL BLUE LLC

Employer identification number (EIN): 133965616

NAIC Classification: 722410
NAIC Description: Drinking Places (Alcoholic Beverages)

Additional information about COCKTAIL BLUE LLC

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1997-08-25

Company Identification Number: 2174513

Legal Registered Office Address: SIX DELANCEY STREET
New York
NEW YORK
United States of America (USA)
10002

More information about COCKTAIL BLUE LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COCKTAIL BLUE LLC PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01 MICHAEL SWIER 2023-06-21
002 2021-01-01 MICHAEL SWIER 2022-10-07
002 2020-01-01
002 2019-01-01
002 2018-01-01 MICHAEL SWIER 2019-10-02
002 2017-01-01 MICHAEL SWIER 2018-04-11
002 2016-01-01 MICHAEL SWIER 2017-07-06
002 2015-01-01 MICHAEL SWIER 2016-07-13
002 2014-01-01 MICHAEL SWIER 2015-04-21
002 2013-01-01 MICHAEL SWIER 2014-03-13
002 2012-01-01 MICHAEL SWIER 2013-03-01
002 2011-01-01 MICHAEL SWIER 2012-05-15
002 2010-01-01 MICHAEL SWIER 2011-04-25
002 2009-01-01 MICHAEL SWIER

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2022-01-01	MICHAEL SWIER	2023-06-21
002	2021-01-01	MICHAEL SWIER	2022-10-07
002	2020-01-01
002	2019-01-01
002	2018-01-01	MICHAEL SWIER	2019-10-02
002	2017-01-01	MICHAEL SWIER	2018-04-11
002	2016-01-01	MICHAEL SWIER	2017-07-06
002	2015-01-01	MICHAEL SWIER	2016-07-13
002	2014-01-01	MICHAEL SWIER	2015-04-21
002	2013-01-01	MICHAEL SWIER	2014-03-13
002	2012-01-01	MICHAEL SWIER	2013-03-01
002	2011-01-01	MICHAEL SWIER	2012-05-15
002	2010-01-01	MICHAEL SWIER	2011-04-25
002	2009-01-01	MICHAEL SWIER

Plan Statistics for COCKTAIL BLUE LLC PROFIT SHARING PLAN

401k plan membership statisitcs for COCKTAIL BLUE LLC PROFIT SHARING PLAN

Measure Date Value
2020: COCKTAIL BLUE LLC PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 165
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 14
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 21
Total of all active and inactive participants 2020-01-01 35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 35
Number of participants with account balances 2020-01-01 34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: COCKTAIL BLUE LLC PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 157
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 152
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 10
Total of all active and inactive participants 2019-01-01 162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 162
Number of participants with account balances 2019-01-01 34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2009: COCKTAIL BLUE LLC PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 12
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 2
Total of all active and inactive participants 2009-01-01 14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 15
Number of participants with account balances 2009-01-01 15

Measure	Date	Value
2020: COCKTAIL BLUE LLC PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	165
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	14
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	21
Total of all active and inactive participants	2020-01-01	35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	35
Number of participants with account balances	2020-01-01	34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: COCKTAIL BLUE LLC PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	157
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	152
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	10
Total of all active and inactive participants	2019-01-01	162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	162
Number of participants with account balances	2019-01-01	34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2009: COCKTAIL BLUE LLC PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	12
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	2
Total of all active and inactive participants	2009-01-01	14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	15
Number of participants with account balances	2009-01-01	15

Financial Data on COCKTAIL BLUE LLC PROFIT SHARING PLAN

Measure	Date	Value
2020 : COCKTAIL BLUE LLC PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$1,239,276
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$180,348
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$129,410
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$22,039
Value of total assets at end of year	2020-12-31	$5,534,856
Value of total assets at beginning of year	2020-12-31	$4,475,928
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$50,938
Total interest from all sources	2020-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$450,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$22,039
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,058,928
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$5,534,856
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$4,475,928
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$5,534,856
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$4,475,928
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,217,237
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$129,410
Contract administrator fees	2020-12-31	$50,938
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	HKG, LLP
Accountancy firm EIN	2020-12-31	954552788
2019 : COCKTAIL BLUE LLC PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$957,829
Total income from all sources (including contributions)	2019-12-31	$957,829
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$47,510
Total of all expenses incurred	2019-12-31	$47,510
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$199
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$199
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$71,195
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$71,195
Value of total assets at end of year	2019-12-31	$4,475,928
Value of total assets at end of year	2019-12-31	$4,475,928
Value of total assets at beginning of year	2019-12-31	$3,565,609
Value of total assets at beginning of year	2019-12-31	$3,565,609
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$47,311
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$47,311
Total interest from all sources	2019-12-31	$0
Total interest from all sources	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$400,000
Value of fidelity bond cover	2019-12-31	$400,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$71,195
Contributions received from participants	2019-12-31	$71,195
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$265
Other income not declared elsewhere	2019-12-31	$265
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$910,319
Value of net income/loss	2019-12-31	$910,319
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$4,475,928
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$4,475,928
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,565,609
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$4,475,928
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$4,475,928
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$3,565,609
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$3,565,609
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$886,369
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$886,369
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$0
Contributions received in cash from employer	2019-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$199
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$199
Contract administrator fees	2019-12-31	$47,311
Contract administrator fees	2019-12-31	$47,311
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	HKG, LLP
Accountancy firm name	2019-12-31	HKG, LLP
Accountancy firm EIN	2019-12-31	954552788
Accountancy firm EIN	2019-12-31	954552788
2009 : COCKTAIL BLUE LLC PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for COCKTAIL BLUE LLC PROFIT SHARING PLAN

2020: COCKTAIL BLUE LLC PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Mulitple employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: COCKTAIL BLUE LLC PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Mulitple employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2009: COCKTAIL BLUE LLC PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

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Company Name:	COCKTAIL BLUE LLC
Employer identification number (EIN):	133965616
NAIC Classification:	722410
NAIC Description:	Drinking Places (Alcoholic Beverages)

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1997-08-25
Company Identification Number:	2174513
Legal Registered Office Address:	SIX DELANCEY STREET New York NEW YORK United States of America (USA) 10002