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LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameLUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN
Plan identification number 008

LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NYU LANGONE HOSPITALS has sponsored the creation of one or more 401k plans.

Company Name:NYU LANGONE HOSPITALS
Employer identification number (EIN):133971298
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about NYU LANGONE HOSPITALS

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1997-11-24
Company Identification Number: 2202123
Legal Registered Office Address: OFFICE OF THE GENERAL COUNSEL
550 FIRST AVENUE - HCC 15
NEW YORK
United States of America (USA)
10016

More information about NYU LANGONE HOSPITALS

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0082022-01-01
0082021-01-01
0082020-01-01
0082019-01-01
0082018-01-01
0082017-01-01FRANK FRANZI
0082016-01-01FRANK FRANZI FRANK FRANZI2017-10-04
0082015-01-01FRANK FRANZI

Plan Statistics for LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN

401k plan membership statisitcs for LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN

Measure Date Value
2022: LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-012,395
Total number of active participants reported on line 7a of the Form 55002022-01-011,002
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-011,309
Total of all active and inactive participants2022-01-012,311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0116
Total participants2022-01-012,327
Number of participants with account balances2022-01-012,309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-016
2021: LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-012,492
Total number of active participants reported on line 7a of the Form 55002021-01-011,058
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-011,327
Total of all active and inactive participants2021-01-012,385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0115
Total participants2021-01-012,400
Number of participants with account balances2021-01-012,386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0115
2020: LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-012,552
Total number of active participants reported on line 7a of the Form 55002020-01-011,173
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-011,309
Total of all active and inactive participants2020-01-012,482
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0112
Total participants2020-01-012,494
Number of participants with account balances2020-01-012,482
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0111
2019: LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,657
Total number of active participants reported on line 7a of the Form 55002019-01-011,245
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-011,298
Total of all active and inactive participants2019-01-012,543
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-019
Total participants2019-01-012,552
Number of participants with account balances2019-01-012,552
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0113
2018: LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-014,000
Total number of active participants reported on line 7a of the Form 55002018-01-011,350
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-011,299
Total of all active and inactive participants2018-01-012,649
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-018
Total participants2018-01-012,657
Number of participants with account balances2018-01-012,657
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0125
2017: LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,882
Total number of active participants reported on line 7a of the Form 55002017-01-011,671
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-011,177
Total of all active and inactive participants2017-01-012,848
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-012,848
Number of participants with account balances2017-01-012,787
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0193
2016: LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014,429
Total number of active participants reported on line 7a of the Form 55002016-01-012,882
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-011,102
Total of all active and inactive participants2016-01-013,984
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-013,984
Number of participants with account balances2016-01-012,677
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,131
Total number of active participants reported on line 7a of the Form 55002015-01-012,217
Number of other retired or separated participants entitled to future benefits2015-01-011,108
Total of all active and inactive participants2015-01-013,325
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-013,325
Number of participants with account balances2015-01-012,735
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0186

Financial Data on LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN

Measure Date Value
2022 : LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$57,755
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$14,850
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-38,604,040
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$10,192,765
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$10,162,372
Expenses. Certain deemed distributions of participant loans2022-12-31$1,503
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$0
Value of total assets at end of year2022-12-31$200,979,890
Value of total assets at beginning of year2022-12-31$249,704,090
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$28,890
Total interest from all sources2022-12-31$615,319
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$6,880,666
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$6,880,666
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$15,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Participant contributions at end of year2022-12-31$281,147
Participant contributions at beginning of year2022-12-31$308,884
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$1,900
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$14,850
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$27,517
Administrative expenses (other) incurred2022-12-31$28,890
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-48,796,805
Value of net assets at end of year (total assets less liabilities)2022-12-31$200,965,040
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$249,704,090
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$179,339,745
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$225,953,533
Value of interest in pooled separate accounts at end of year2022-12-31$1,818,683
Value of interest in pooled separate accounts at beginning of year2022-12-31$2,225,116
Interest on participant loans2022-12-31$19,654
Interest earned on other investments2022-12-31$552,497
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$2,300,116
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,960,140
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,960,140
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$43,168
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$17,240,199
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$19,254,517
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$436,925
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-46,307,703
Net investment gain/loss from pooled separate accounts2022-12-31$180,161
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$9,725,447
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS, LLP
Accountancy firm EIN2022-12-31440160260
2021 : LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$30,901,549
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$11,314,119
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$11,369,159
Expenses. Certain deemed distributions of participant loans2021-12-31$-68,541
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$249,704,090
Value of total assets at beginning of year2021-12-31$230,116,660
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$13,501
Total interest from all sources2021-12-31$536,959
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$8,605,228
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$8,605,228
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$15,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Participant contributions at end of year2021-12-31$308,884
Participant contributions at beginning of year2021-12-31$264,596
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$1,900
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$19,414
Administrative expenses (other) incurred2021-12-31$13,501
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$19,587,430
Value of net assets at end of year (total assets less liabilities)2021-12-31$249,704,090
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$230,116,660
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$225,953,533
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$202,199,409
Value of interest in pooled separate accounts at end of year2021-12-31$2,225,116
Value of interest in pooled separate accounts at beginning of year2021-12-31$2,116,202
Interest on participant loans2021-12-31$22,494
Interest earned on other investments2021-12-31$514,300
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,960,140
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$1,676,642
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$1,676,642
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$165
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$19,254,517
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$23,859,811
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$26,439
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$21,374,385
Net investment gain/loss from pooled separate accounts2021-12-31$365,563
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$11,342,720
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS, LLP
Accountancy firm EIN2021-12-31440160260
2020 : LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$26,859,232
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$9,825,238
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$9,805,206
Expenses. Certain deemed distributions of participant loans2020-12-31$19,613
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$0
Value of total assets at end of year2020-12-31$230,116,660
Value of total assets at beginning of year2020-12-31$213,082,666
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$419
Total interest from all sources2020-12-31$644,197
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$6,348,356
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$6,348,356
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$15,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Participant contributions at end of year2020-12-31$264,596
Participant contributions at beginning of year2020-12-31$394,166
Administrative expenses (other) incurred2020-12-31$419
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$17,033,994
Value of net assets at end of year (total assets less liabilities)2020-12-31$230,116,660
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$213,082,666
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$202,199,409
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$183,626,391
Value of interest in pooled separate accounts at end of year2020-12-31$2,116,202
Value of interest in pooled separate accounts at beginning of year2020-12-31$2,069,095
Interest on participant loans2020-12-31$31,639
Interest earned on other investments2020-12-31$606,288
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1,676,642
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$6,270
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$23,859,811
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$26,993,014
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$16,552
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$19,884,971
Net investment gain/loss from pooled separate accounts2020-12-31$-18,292
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$9,788,654
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BKD CPAS & ADVISORS
Accountancy firm EIN2020-12-31440160260
2019 : LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$36,630,148
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$12,263,175
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$12,000,546
Expenses. Certain deemed distributions of participant loans2019-12-31$262,629
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Value of total assets at end of year2019-12-31$213,082,666
Value of total assets at beginning of year2019-12-31$188,715,693
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total interest from all sources2019-12-31$721,801
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$6,050,735
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$6,050,735
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$20,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Participant contributions at end of year2019-12-31$394,166
Participant contributions at beginning of year2019-12-31$557,346
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$24,366,973
Value of net assets at end of year (total assets less liabilities)2019-12-31$213,082,666
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$188,715,693
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$183,626,391
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$155,292,784
Value of interest in pooled separate accounts at end of year2019-12-31$2,069,095
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,244,328
Interest on participant loans2019-12-31$36,656
Interest earned on other investments2019-12-31$685,145
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$26,993,014
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$31,621,235
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$458,929
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$29,770,744
Net investment gain/loss from pooled separate accounts2019-12-31$86,868
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$11,541,617
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2019-12-31134008324
2018 : LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-5,013,460
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$16,034,679
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$15,732,990
Expenses. Certain deemed distributions of participant loans2018-12-31$263,848
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$0
Value of total assets at end of year2018-12-31$188,715,693
Value of total assets at beginning of year2018-12-31$209,763,832
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$37,841
Total interest from all sources2018-12-31$715,881
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$7,079,830
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$7,079,830
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$20,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Participant contributions at end of year2018-12-31$557,346
Participant contributions at beginning of year2018-12-31$1,401,273
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$198,573
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$49,554
Administrative expenses (other) incurred2018-12-31$17,979
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-21,048,139
Value of net assets at end of year (total assets less liabilities)2018-12-31$188,715,693
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$209,763,832
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$155,292,784
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$166,932,750
Value of interest in pooled separate accounts at end of year2018-12-31$1,244,328
Value of interest in pooled separate accounts at beginning of year2018-12-31$0
Interest on participant loans2018-12-31$90,110
Interest earned on other investments2018-12-31$625,771
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$31,621,235
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$40,990,807
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$58,363
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-12,840,373
Net investment gain/loss from pooled separate accounts2018-12-31$31,202
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$240,429
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$15,625,073
Contract administrator fees2018-12-31$19,862
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2018-12-31134008324
2017 : LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$41,140,967
Total of all expenses incurred2017-12-31$14,654,310
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$14,538,894
Expenses. Certain deemed distributions of participant loans2017-12-31$25,922
Value of total corrective distributions2017-12-31$2,687
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$13,084,980
Value of total assets at end of year2017-12-31$209,763,832
Value of total assets at beginning of year2017-12-31$183,277,175
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$86,807
Total interest from all sources2017-12-31$877,494
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$8,426,702
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$8,426,702
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$20,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$5,804,910
Participant contributions at end of year2017-12-31$1,401,273
Participant contributions at beginning of year2017-12-31$1,246,265
Participant contributions at end of year2017-12-31$198,573
Participant contributions at beginning of year2017-12-31$210,712
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,249,984
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$26,486,657
Value of net assets at end of year (total assets less liabilities)2017-12-31$209,763,832
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$183,277,175
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$166,932,750
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$139,229,639
Interest on participant loans2017-12-31$51,146
Interest earned on other investments2017-12-31$826,348
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$40,990,807
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$42,358,501
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$18,751,791
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$6,030,086
Employer contributions (assets) at end of year2017-12-31$240,429
Employer contributions (assets) at beginning of year2017-12-31$232,058
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$14,538,894
Contract administrator fees2017-12-31$86,807
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2017-12-31134008324
2016 : LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$26,612,520
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$10,742,048
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$10,639,333
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$14,035,751
Value of total assets at end of year2016-12-31$183,277,175
Value of total assets at beginning of year2016-12-31$167,406,703
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$102,715
Total interest from all sources2016-12-31$888,368
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$5,657,134
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$5,657,134
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$20,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$6,626,581
Participant contributions at end of year2016-12-31$1,246,265
Participant contributions at beginning of year2016-12-31$1,163,402
Participant contributions at end of year2016-12-31$210,712
Participant contributions at beginning of year2016-12-31$201,143
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$798,690
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$15,870,472
Value of net assets at end of year (total assets less liabilities)2016-12-31$183,277,175
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$167,406,703
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$139,229,639
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$125,977,290
Interest on participant loans2016-12-31$48,150
Interest earned on other investments2016-12-31$840,218
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$42,358,501
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$39,899,735
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$6,031,267
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$6,610,480
Employer contributions (assets) at end of year2016-12-31$232,058
Employer contributions (assets) at beginning of year2016-12-31$165,133
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$10,639,333
Contract administrator fees2016-12-31$102,715
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2016-12-31134008324
2015 : LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$16,948,243
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$10,928,948
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$10,780,481
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$15,428,234
Value of total assets at end of year2015-12-31$167,406,703
Value of total assets at beginning of year2015-12-31$161,387,408
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$148,467
Total interest from all sources2015-12-31$883,952
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$7,531,192
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$7,531,192
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$7,603,562
Participant contributions at end of year2015-12-31$1,163,402
Participant contributions at beginning of year2015-12-31$1,183,621
Participant contributions at end of year2015-12-31$201,143
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$838,440
Other income not declared elsewhere2015-12-31$510,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$6,019,295
Value of net assets at end of year (total assets less liabilities)2015-12-31$167,406,703
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$161,387,408
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$125,977,290
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$121,696,414
Interest on participant loans2015-12-31$49,392
Interest earned on other investments2015-12-31$834,560
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$39,899,735
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$38,507,373
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-7,405,485
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$6,986,232
Employer contributions (assets) at end of year2015-12-31$165,133
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$10,780,481
Contract administrator fees2015-12-31$148,467
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2015-12-31043499945

Form 5500 Responses for LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN

2022: LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: LUTHERAN MEDICAL CENTER 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number407364
Policy instance 2
Insurance contract or identification number407364
Number of Individuals Covered357
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number407364
Policy instance 1
Insurance contract or identification number407364
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number407364
Policy instance 2
Insurance contract or identification number407364
Number of Individuals Covered337
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number407364
Policy instance 1
Insurance contract or identification number407364
Number of Individuals Covered2
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number407364
Policy instance 2
Insurance contract or identification number407364
Number of Individuals Covered332
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number407364
Policy instance 1
Insurance contract or identification number407364
Number of Individuals Covered332
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number407364
Policy instance 2
Insurance contract or identification number407364
Number of Individuals Covered278
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number407364
Policy instance 1
Insurance contract or identification number407364
Number of Individuals Covered278
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number407364
Policy instance 2
Insurance contract or identification number407364
Number of Individuals Covered189
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number407364
Policy instance 1
Insurance contract or identification number407364
Number of Individuals Covered2643
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number70807
Policy instance 1
Insurance contract or identification number70807
Number of Individuals Covered2790
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number70807
Policy instance 1
Insurance contract or identification number70807
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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